Note: With respect to any financial interest retained under paragraph (c)(3) or (d) of this section, Commission members and employees are reminded of their obligations under 18 U.S.C. 208 and 5 CFR part 2635 , subpart D, to disqualify themselves from participating in any particular matter in which they, their spouses or minor children have a financial interest.
17 C.F.R. §140.735-2a