Electronic regulatory records means all regulatory records other than regulatory records exclusively created and maintained by a records entity on paper.
Records entity means any person required by the Act or Commission regulations in this chapter to keep regulatory records.
Regulatory records means all books and records required to be kept by the Act or Commission regulations in this chapter, including any record of any correction or other amendment to such books and records, provided that, with respect to such books and records stored electronically, regulatory records shall also include:
17 C.F.R. §1.31