Statutes, codes, and regulations

Code of Federal Regulations

Title 12 - BANKS AND BANKINGChapter I - COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY

Part 19 - RULES OF PRACTICE AND PROCEDURE

Subpart E - DISCIPLINARY PROCEEDINGS INVOLVING THE FEDERAL SECURITIES LAWS

Subpart E - DISCIPLINARY PROCEEDINGS INVOLVING THE FEDERAL SECURITIES LAWS

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Section 19.130 - Scope
Section 19.131 - Notice of charges and answer
Section 19.132 - Disciplinary orders
Section 19.135 - Applications for stay or review of disciplinary actions imposed by registered clearing agencies

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