Cal. Code Regs. Tit. 4, div. 4, art. 20, Appendix
| Assigned | |
| Designated Positions | Disclosure |
| Categories | |
| Commissioners (members) | 1, 2 |
| Executive Director | 1, 2 |
| Career Executive Assignment (Assistant Executive Director) | 1, 2 |
| Equine Medical Director | 1, 2 |
| Attorney (All Levels) | 1, 2 |
| Chief of Licensing & Enforcement | 1, 2 |
| Staff Services Manager I/II | 1, 2 |
| Senior Management Auditor | 1, 2 |
| Senior Programmer Analyst (Chief Information Officer) | 1, 2 |
| Business Services Assistant/Business Services Officer | 1d |
| Stewards | 1, 2 |
| Hearing Officers | 1, 2 |
| Supervising Special Investigator I/II, Investigator | 1, 2 |
| Associate Governmental Program Analyst (Public Relations Officer) | 1, 2 |
| Racing Officials--Official Veterinarian | 1a, b, 2 |
| Consultants/New Positions | * |
* The Executive Director may determine, in writing, that a particular consultant/new position, hired to perform a range of duties limited in scope, is not required to fully comply with the disclosure requirements in this rule. The written determination shall include a description of the consultant's/new position's duties and, based upon that description, a statement of the extent of disclosure requirements. The Executive Director's determination is a public record and shall be retained for public inspection in the same manner and location as this Conflict of Interest Code.
Disclosure Categories
Category 1
All designated employees shall report:
Any investments, business positions and sources of income, including receipt of gifts, loans and travel payments in a source which:
(a) Is a racing association or entity, which has a financial interest in a racing association or racetrack or any management company which participates in or earns any income from pari-mutuel wagering.
(b) Is a business or person "attendant upon horses" and is subject to licensing and/or regulation by the California Horse Racing Board (Board);
(c) Is a concessionaire of a racing association subject to approval by the Board;
(d) Is a business that has, within the previous two years, leased space, or provided goods, services, equipment, materials or supplies of the type used by the Board;
(e) The designated employee knows, or has reason to know, has contracted with, or plans to contract with, any concessionaire of a racing association to provide products for use by that concessionaire in connection with the concession;
(f) Is any person against whom the Board is contemplating legal or administrative action or has intervened in such action;
(g) Is a manufacturer, wholesaler, or distributor of products required or approved by the Board for use at racing association meetings.
Category 2
All designated employees shall report:
Any investments in or sources of income, including receipt of gifts, loans and travel payments derived from racehorses or from persons or entities that own or breed racehorses.
Cal. Code Regs. Tit. 4, div. 4, art. 20, Appendix