Cal. Code Regs. tit. 2 § 1899.532

Current through Register 2024 Notice Reg. No. 50, December 13, 2024

Section 1899.532 - Reports

The Senior Managing Underwriter in a negotiated sale of bonds shall submit a written report to the Treasurer, within 10 days of closing a transaction where the senior managing underwriter's services were used, regarding

(1) distribution of the underwriter's discount; and

(2) the good faith efforts made to include a DVBE in the financing team for the bond sale. The report shall be submitted in the form set forth in Appendix C.

Cal. Code Regs. Tit. 2, § 1899.532

1. New section filed 6-19-91; operative 6-19-91 (Register 91, No. 42).

Note: Authority cited: Section 16853, Government Code; Section 999.5, Military and Veterans Code. Reference: Sections 16850 and 16853, Government Code; Sections 999- 999.5, Military and Veterans Code.

1. New section filed 6-19-91; operative 6-19-91 (Register 91, No. 42).