Section 1020 - [Operative 2/15/2025] Application for Registration and Related Forms(a) DESIGNATION: The Commissioner designates NMLS to receive and store filings and collect related fees and assessments from applicants and registrants on behalf of the Commissioner.(b) USE OF NMLS: All applications, amendments, notices, related filings, supporting documents, renewals, authorizations, assessments and fees required to be filed with the Commissioner shall be filed electronically with and transmitted through NMLS, except as otherwise indicated in this subchapter. The following conditions relate to electronic filings: (1) Electronic Signature: When a signature or signatures are required by the instructions of any filing, including any attestation to be made through NMLS, a duly authorized officer or proper delegate of the applicant or the applicant, if the applicant is an individual, as required, shall affix their electronic signature to the filing by typing their name in the appropriate field and submitting the filing to the Commissioner through NMLS. Submission of a filing in this manner shall constitute irrefutable evidence of legal signature by any individual making the filing.(2) When Filed: Solely for purposes of a filing made through NMLS, unless otherwise specified, a document is considered filed with the Commissioner when all fees are received by NMLS and the filing is transmitted by NMLS to the Commissioner.(3) Any document required to be filed with the Commissioner that is not permitted to be filed with or cannot be filed with NMLS shall be filed directly with the Commissioner.Cal. Code Regs. Tit. 10, § 1020
Note: Authority cited: Section 90009, Financial Code. Reference: Sections 90003, 90005 and 90009, Financial Code.
1. New section filed 10-11-2024; operative 2/15/2025 (Register 2024, No. 41).