Cal. Code Regs. tit. 10 § 1011

Current through Register 2024 Notice Reg. No. 45, November 8, 2024
Section 1011 - [Operative 2/15/2025] Effect of Registration
(a) The Commissioner's determination that a person engaged in the business of offering or providing a subject product must register with the Commissioner does not constitute a determination that other laws, including other licensing laws under the Commissioner's jurisdiction, do not apply to that person.
(b) The act of granting registration to an applicant does not constitute a determination that the applicant's acts, practices, or business model comply with any law or regulation.

Cal. Code Regs. Tit. 10, § 1011

Note: Authority cited: Section 90009, Financial Code. Reference: Section 90009, Financial Code.

1. New section filed 10-11-2024; operative 2/15/2025 (Register 2024, No. 41).