Cal. Code Regs. tit. 10 § 260.141.31

Current through Register 2024 Notice Reg. No. 45, November 8, 2024

Section 260.141.31 - Surety Bond

An issuer which employs agents in connection with a distribution of securities subject to qualification under Section 25110 or 25120 of the Code shall file with the Commissioner a surety bond complying with Section 260.216.15.

Cal. Code Regs. Tit. 10, § 260.141.31

Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25141, Corporations Code.