Cal. Code Regs. tit. 10 § 1950.206

Current through Register 2024 Notice Reg. No. 45, November 8, 2024
Section 1950.206 - Application for Authorization for a Change of Control Under the California Residential Mortgage Lending Act

The application for authorization for a change of control shall be made on the following form:

(Department of Business Oversight Use Only)DEPARTMENT OF BUSINESS OVERSIGHT
Fee Paid $ ___________________________
___________________________File No.
Receipt No. ___________________________

STATE OF CALIFORNIA DEPARTMENT OF BUSINESS OVERSIGHT

FACING PAGE FOR APPLICATION FOR AUTHORIZATION FOR A CHANGE OF CONTROL UNDER THE CALIFORNIA RESIDENTIAL MORTGAGE LENDING ACT

___________________________

PRE-AUTHORIZATION AMENDMENT NO. ______________________________

___________________________

The Application for Authorization for a Change of Control MUST be TYPEWRITTEN and accompanied by an investigation fee of $100 and the fingerprint processing fees (Departments of Business Oversight and Justice), if applicable. These fees are payable to the Commissioner of Business Oversight. The application must be filed only in the Los Angeles office of the Department of Business Oversight located at 320 West 4th Street, Suite 750, Los Angeles, California 90013-1105. [Financial Code Sections 50121, 50126 and 50206.]

Special Instructions: An Application for Authorization for a Change of Control under the California Residential Mortgage Lending Act shall include (1) this completed Facing Page, (2) the completed and revised applicable pages of the Application for a License Under the California Residential Mortgage Lending Act (but not the Facing Page for that application) with information contained therein necessary to enable the Commissioner of Business Oversight to make a finding required by Financial Code Sections 50121 and 50206(b) and attached to this completed Facing Page, and (3) the duly executed and verified Execution Page for this application. (A blank Execution Page may be found at the end of the Application for a License.) The applicant should also review the Special Instructions for the Application for a License for instructions on filing pre-authorization amendments to this application.

___________________________

In pursuance of, and in compliance with, the provisions of the California Residential Mortgage Lending Act, the licensee, ______________________________, with its principal office located at:

___________________________
(Number and Street)(City)(State)(Zip Code)

hereby applies to the Commissioner of Business Oversight for authorization for a change of control.

1.
a. Date of Organization: ___________________________
b. State of Organization: ___________________________

Cal. Code Regs. Tit. 10, § 1950.206

1. New article 7 (section 1950.206) and section filed 11-25-96; operative 12-25-96 (Register 96, No. 48).
2. Change without regulatory effect amending form filed 5-24-99 pursuant to section 100, title 1, California Code of Regulations (Register 99, No. 22).
3. Change without regulatory effect amending form filed 8-13-2014 pursuant to section 100, title 1, California Code of Regulations (Register 2014, No. 33).

Note: Authority cited: Section 50304, Financial Code. Reference: Sections 50121, 50126 and 50206, Financial Code.

1. New article 7 (section 1950.206) and section filed 11-25-96; operative 12-25-96 (Register 96, No. 48).
2. Change without regulatory effect amending form filed 5-24-99 pursuant to section 100, title 1, California Code of Regulations (Register 99, No. 22).
1. New article 7 (section 1950.206) and section filed 11-25-96; operative 12-25-96 (Register 96, No. 48).
2. Change without regulatory effect amending form filed 5-24-99 pursuant to section 100, title 1, California Code of Regulations (Register 99, No. 22).
3. Change without regulatory effect amending form filed 8-13-2014 pursuant to section 100, title 1, California Code of Regulations (Register 2014, No. 33).
1. New article 7 (section 1950.206) and section filed 11-25-96; operative 12-25-96 (Register 96, No. 48).
2. Change without regulatory effect amending form filed 5-24-99 pursuant to section 100, title 1, California Code of Regulations (Register 99, No. 22).
3. Change without regulatory effect amending form filed 8-13-2014 pursuant to section 100, title 1, California Code of Regulations (Register 2014, No. 33).