Cal. Code Regs. tit. 10 § 1805.205

Current through Register 2024 Notice Reg. No. 44, November 1, 2024

Section 1805.205 - Prohibition

A securities depository shall not loan or pledge depositors' securities for its own account.

Cal. Code Regs. Tit. 10, § 1805.205

1. New section filed 9-12-73; effective thirtieth day thereafter (Register 73, No. 37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No. 26).

Note: Authority cited: Section 30006, Financial Code. Reference: Sections 30205, 30206 and 30601, Financial Code.

1. New section filed 9-12-73; effective thirtieth day thereafter (Register 73, No. 37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No. 26).