Statutes, codes, and regulations
California Code Of Regulations
Title 10 - InvestmentChapter 1 - Commissioner of Business Oversight, Division of Financial InstitutionsSubchapter 80 - Money TransmissionArticle 9 - Reports
Subarticle 4 - Special Reports
Section 80.8303 - Fidelity Bond

Cal. Code Regs. tit. 10 § 80.8303

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Current through Register 2024 Notice Reg. No. 52, December 27, 2024
Section 80.8303 - Fidelity Bond

Whenever the coverage provided by a fidelity bond covering directors, officers, or employees of a licensee is reduced (including any reduction in the scope of coverage with respect to persons or acts covered or any reduction in policy limits) upon the initiative of the surety or insurer or whenever any such bond is terminated, such licensee shall, within 10 business days, file with the Commissioner a report describing the circumstances.

Cal. Code Regs. Tit. 10, § 80.8303

1. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).

Note: Authority cited: Section 33202, Financial Code. Reference: Sections 33221 and 33902, Financial Code.

1. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).