Cal. Code Regs. tit. 10 § 80.157

Current through Register 2024 Notice Reg. No. 52, December 27, 2024

Section 80.157 - Beneficial

"Beneficial," when used with respect to ownership of securities by a specified person, includes, in addition to direct and indirect beneficial ownership by such specified person, direct and indirect beneficial ownership:

(a) By the spouse (except where legally separated) and minor children (including stepchildren and adopted children) of the specified person; and

(b) By any other relative of the specified person who has the same home as the specified person.

Cal. Code Regs. Tit. 10, § 80.157

1. Amendment of NOTE filed 8-11-2015; operative 10-1-2015 (Register 2015, No. 33).

Note: Authority cited: Sections 321 and 334, Financial Code. Reference: Division 1.2, Financial Code.

1. Amendment of Note filed 8-11-2015; operative 10/1/2015 (Register 2015, No. 33).