Cal. Code Regs. tit. 10 § 50.3118

Current through Register 2024 Notice Reg. No. 52, December 27, 2024

Section 50.3118 - Information Regarding Five Percent Equity Security Owners

State whether or not the applicant has or is proposed to have any five percent (including associates) equity security owners, and, if so, provide, with respect to each such person:

(a) Name.

(b) Business address.

(c) Title of any position which the person holds with the applicant.

(d) Amount and types of equity securities of the applicant owned, directly or indirectly, of record or beneficially, by the person or his associates.

Cal. Code Regs. Tit. 10, § 50.3118