Section 5.3009 - Time of Filing(a) Except as otherwise provided in subdivisions (b) and (c) of this section, whenever the Commissioner, this Chapter, or any law administered by the Commissioner provides that a document be filed with the Commissioner, such document shall be deemed to be filed with the Commissioner on the day on which it is received at an office of the Commissioner.(b) Except as otherwise provided in subdivision (c) of this section, a document which is an application shall, unless the Commissioner rejects it for filing within ten business days after the day on which it is received at an office of the Commissioner, be deemed to be filed with the Commissioner on such day.(c)(1) In case the day on which a document is received at an office of the Commissioner is a holiday or in case a document is received after the close of business of such office, such document shall be deemed to be filed with the Commissioner on the next succeeding day which is not a holiday.(2) In case the Commissioner, this Chapter, or any law administered by the Commissioner requires that a document, when filed with the Commissioner, be accompanied by a specified fee or that a specified fee be paid for filing a document with the Commissioner, and if such a document, when received at an office of the Commissioner, is not accompanied by such specified fee, the document shall not be deemed to be filed with the Commissioner until such time as the specified fee is received at an office of the Commissioner.(3) In case the Commissioner, this Chapter, or any law administered by the Commissioner provides with respect to a document otherwise than as provided in subdivision (a) or (b) of this section, such document shall be deemed to be filed at the time when the Commissioner, such provision of this Chapter, or such law so provides. It is hereby provided that no copy of an agreement of merger or certificate of ownership certified by the Secretary of State shall be deemed to be filed with the Commissioner for purposes of Financial Code Section 4887 until specially filed by the Commissioner.(4) In case a person who submits a document to the Commissioner requests that such document be filed otherwise than as provided in subdivision (a) or (b) of this section, the document shall not be deemed to be filed with the Commissioner until such time as it is specially filed by the Commissioner.Cal. Code Regs. Tit. 10, § 5.3009
1. Amendment filed 12-10-85; designated effective 2-1-86 (Register 85, No. 50).
2. Change without regulatory effect amending section and NOTE filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
3. Change without regulatory effect amending section and NOTE filed 8-21-2019 pursuant to section 100, title 1, California Code of Regulations (Register 2019, No. 34). Note: Authority cited: Sections 321, 326 and 334, Financial Code. Reference: Sections 300, 321, 326 and 334, Financial Code.
1. Amendment filed 12-10-85; designated effective 2-1-86 (Register 85, No. 50).
2. Change without regulatory effect amending section and Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
3. Change without regulatory effect amending section and Note filed 8-21-2019 pursuant to section 100, title 1, California Code of Regulations (Register 2019, No. 34).