Statutes, codes, and regulations
California Code Of Regulations
Title 10 - InvestmentChapter 1 - Commissioner of Business Oversight, Division of Financial InstitutionsSubchapter 5 - AdministrationArticle 4 - Documents
Subarticle 1 - General Provisions
Section 5.3000 - Scope

Cal. Code Regs. tit. 10 § 5.3000

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Current through Register 2024 Notice Reg. No. 52, December 27, 2024
Section 5.3000 - Scope

This Article contains regulations relating to documents filed with the Commissioner. This Subarticle contains general provisions relating to documents filed with the Commissioner. Subarticle 2 (commencing with Section 5.3100) of this Article contains regulations relating to applications filed with the Commissioner. Subarticle 3 (commencing with Section 5.3200) of this Article contains regulations relating to reports filed with the Commissioner.

Cal. Code Regs. Tit. 10, § 5.3000

1. Change without regulatory effect amending section and adding new NOTE filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).

Note: Authority cited: Sections 215, 4831, 31101 and 33202, Financial Code.

1. Change without regulatory effect amending section and adding new Note filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).