Cal. Code Regs. tit. 10 § 40.102

Current through Register 2024 Notice Reg. No. 52, December 27, 2024

Section 40.102 - Management Personnel: Notification of Changes

For purposes of Section 18345 of the Financial Code, management personnel shall include supervisors, managers, persons who make loans or purchase obligations and persons who may be in charge of a place of business of an industrial loan company. The notification of changes in personnel required by Section 18345 of the Financial Code shall be on a form provided by the Commissioner.

Cal. Code Regs. Tit. 10, § 40.102

1. Change without regulatory effect renumbering former section 1110 to new section 40.102 filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).

Note: Authority cited: Sections 18345 and 18347, Financial Code. Reference: Sections 18345 and 18347, Financial Code.

1. Change without regulatory effect renumbering former section 1110 to new section 40.102 filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).