Cal. Code Regs. tit. 10 § 10.113

Current through Register 2024 Notice Reg. No. 52, December 27, 2024

Section 10.113 - Beneficial

"Beneficial," when used with respect to ownership of securities by a specified person, includes, in addition to direct and indirect beneficial ownership by such specified person, direct and indirect beneficial ownership.

(a) By the spouse (except where legally separated) and minor children (including stepchildren and adopted children) of the specified person; and

(b) By any other relative of the specified person who has the same home as the specified person.

Cal. Code Regs. Tit. 10, § 10.113