Ala. Admin. Code r. 830-X-4-.22

Current through Register Vol. 43, No. 1, October 31, 2024

Section 830-X-4-.22 - Amendments

While an order of registration is in effect, there shall be no amendments thereto which will:

(a) Increase the price of the shares being offered,

(b) Increase the number of shares being offered,

(c) Increase the selling expense factor, or

(d) Make any material change with reference to the use of proceeds.

Author:

Ala. Admin. Code r. 830-X-4-.22

Filed September 30, 1982. Readopted: Filed November 9, 1983. Amended: Filed September 28, 1990.

Formerly Rule No. 830-X-4-.20.

Statutory Authority:Code of Ala. 1975, § 8-6-23.