Ala. Admin. Code r. 830-X-3-.01

Current through Register Vol. 43, No. 1, October 31, 2024

Section 830-X-3-.01 - Application For Registration As A Dealer

(1) Each dealer shall file a complete Form BD and any other documentation required by law or by rule, regulation or order of the Commission.

(2) If the information contained in any application for registration as a dealer, or in any amendment thereto, becomes inaccurate for any reason, the dealer shall file an amendment on Form BD within 30 days correcting such information in the manner provided in the General Instructions accompanying the form.

(3) Registration of all dealers shall expire on December 31st of each year unless renewed for the following year by that date.

Author:

Ala. Admin. Code r. 830-X-3-.01

Filed September 30, 1982. Readopted: Filed November 9, 1983. Amended: Filed September 28, 1990.

Statutory Authority:Code of Ala. 1975, § 8-6-23.