Ala. Admin. Code r. 830-X-2-.07
Current through Register Vol. 43, No. 1, October 31, 2024
All applications for registrations shall be submitted on forms authorized by the Alabama Securities Commission. All information requested in such application is essential and must be furnished. Any application which is not adequately and properly submitted will be returned for completion. Additional exhibits not called for in an application, but which are essential to a full representation of the facts, shall be furnished and properly identified. All exhibits filed become a part of the permanent records of the Commission and are not returnable.
Author:
Ala. Admin. Code r. 830-X-2-.07
Statutory Authority:Code of Ala. 1975, § 8-6-23.