William CodenDownload PDFTrademark Trial and Appeal BoardMar 26, 2012No. 77899687 (T.T.A.B. Mar. 26, 2012) Copy Citation Mailed: March 26, 2012 UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board ________ In re William Coden ________ Serial No. 77899687 Filed December 22, 2009 _______ Brad M. Behar, Brad M. Behar & Associates, PLLC, for applicant. Gene V.J. Maciol II, Examining Attorney, Law Office 103, Michael Hamilton, Managing Attorney. _______ Before Cataldo, Mermelstein, and Shaw, Administrative Trademark Judges. Opinion by Mermelstein, Administrative Trademark Judge: Applicant William Coden has applied to register FIDO’S FENCES (in standard characters) for “batteries,” in International Class 9, and “installing pet containment systems,” in International Class 37.1 The examining attorney has issued a final refusal to register applicant’s mark in view of the prior registration of FIDO-SHOCK 1 Based on allegations of first use and use in commerce as of December 14, 2009 (Class 9) and August 1, 1989 (Class 37). Applicant has complied with the examining attorney’s requirement to disclaim the exclusive right to use “FENCES” apart from the mark as shown. THIS DECISION IS NOT A PRECEDENT OF THE TTAB Serial No. 77899687 2 (typed) for “pet deterrent electric fences,”2 and the examining attorney’s determination that registration of applicant’s mark would be likely to lead to confusion with it. Trademark Act § 2(d); 15 U.S.C. § 1052(d). Applicant appeals from the examining attorney’s final refusal. We affirm. I. Applicable Law Our determination under Trademark Act § 2(d) is based on an analysis of the probative facts in evidence that are relevant to the factors bearing on the likelihood of confusion. See In re E.I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973); see also Palm Bay Imp., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005); In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003); In re Dixie Rests. Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). In considering the evidence of record on these factors, we keep in mind that “[t]he fundamental inquiry mandated by Section 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.” 2 Registration No. 1260835, issued December 13, 1983; filings under Trademark Act §§ 8, 9, and 15, accepted, granted, and acknowledged. Serial No. 77899687 3 Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976). II. Discussion A. The Similarity or Dissimilarity of the Marks in Their Entireties In a likelihood of confusion analysis, we compare the marks for similarities and dissimilarities in appearance, sound, connotation and commercial impression. Palm Bay, 73 USPQ2d at 1692. “[T]he test is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in terms of their overall commercial impression so that confusion as to the source of the goods offered under the respective marks is likely to result.” H.D. Lee Co. v. Maidenform Inc., 87 USPQ2d 1715, 1727 (TTAB 2008). While we must consider the marks in their entireties, it is entirely appropriate to accord greater importance to the more distinctive elements in the marks. “[I]n articulating reasons for reaching a conclusion on the issue of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on consideration of the marks in their entireties. Indeed, this type of analysis appears to be Serial No. 77899687 4 unavoidable.” In re Nat’l Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). While our ultimate decision must be based on the marks in their entireties, we begin by addressing a number of arguments regarding various aspects of them. As noted, applicant’s mark is FIDO’S FENCES (in standard characters). During examination, the examining attorney required applicant to submit a disclaimer of FENCES with respect to applicant’s International Class 37 services (“installing pet containment systems”) because it was alleged to be descriptive of applicant’s services: The wording ... immediately identifies the nature of the services provided. Applicant installs a form of electronic fence known as a pet containment system. ... Because other entities have a commercial need to be able to use the wording “Fences” in marketing of similar services, no single trademark owner may appropriate exclusive rights to the descriptive wording. Ofc. Action at 4 (April 1, 2010). Applicant complied with this requirement without argument, submitting a disclaimer of the exclusive right to use “FENCES” apart from the mark as shown. Resp. to Ofc. Action (Sept. 30, 2010). Although we construe applicant’s disclaimer as applying to its International Class 37 services only,3 we 3 In his brief, the examining attorney characterizes this as a “disclaimer of ‘fences’ for all classes....” Ex. Att. Br. at 2. Serial No. 77899687 5 nonetheless find “FENCES” to be (at least) highly suggestive when used in connection with applicant’s Class 9 “batteries.” The specimen submitted in support of applicant’s Class 9 goods indicates that the identified “batteries” are specifically suited for and sold as “replacement batter[ies]” for “pet containment” systems such as the “R21, R51, Microlite® [and] Invisible Fence® Brand.” “FENCES” is thus (at least) highly suggestive of the specific purpose for which applicant’s batteries are designed and sold, i.e., for use with electronic fence We disagree. Applicant was specifically required to enter a disclaimer only with respect to its Class 37 services. Ofc. Action (April 1, 2010). In its next communication with the Office, applicant proffered a disclaimer “[i]n response to the Office Action dated April 1, 2010....” Resp. to Ofc. Action (Sept. 30, 2010). While applicant’s disclaimer was not explicitly limited to Class 37, neither was it clear that it was intended to be anything more than what was required in the previous Office action in response to which it was filed, i.e., a disclaimer with respect to Class 37. The examining attorney accepted the disclaimer without comment – and specifically without noting that he construed it to apply to both classes. Under the circumstances, we think it is reasonable to construe the amendment as applying to Class 37 only. While it would have been better practice for applicant to have been explicit in submitting a disclaimer intended to apply to only one class, there is no indication in this case that applicant intended to offer a disclaimer broader than what was required, and we see no reason why it would have done so. While it was not unreasonable for the examining attorney to construe this facially unrestricted disclaimer as applying to both classes, that should have been made clear upon accepting the disclaimer. Instead, that construction only became clear after the examining attorney filed his brief, which is generally too late for applicant to submit a corrective amendment. See Trademark Rule 2.142(d). Given the facts at hand, we find it appropriate to construe applicant’s disclaimer as limited to what was required, i.e., a disclaimer of “FENCES” with respect to applicant’s class 37 services only. Serial No. 77899687 6 systems. We thus agree with the examining attorney, and find that the term “FENCES,” as used in applicant’s mark, holds little source-identifying capacity. See Ex. Att. Br. at 4. In other words, purchasers of applicant’s goods and services are likely to give “FENCES” relatively little weight in distinguishing applicant’s mark from those of others, and instead are likely to look to other elements of the mark as primarily indicating the source of the identified goods and services. Likewise, the examining attorney argues that “SHOCK,” as a component of the cited registrant’s mark, FIDO-SHOCK, is also weak: “‘Shock’ describes a feature of Registrant’s electric deterrent fences ... namely, [that] they activate/impart an electric shock upon the pet or animal.” Id. Applicant does not dispute the meaning of the term “SHOCK” as used in relation to the cited registrant’s goods, and we again agree with the examining attorney and find that this term is a weak source-identifier for the registrant’s goods.4 4 Unlike the “FENCES” in applicant’s mark, “SHOCK” was not disclaimed in the registrant’s FIDO-SHOCK mark. “When a compound word is formed by hyphenating two words or terms, one of which would be unregistrable alone, no disclaimer is necessary.” TRADEMARK MANUAL OF EXAMINING PROCEDURE (“TMEP”) § 1213.05(a)(ii) (8th ed. 2011). Accordingly, because the prior registrant’s mark is a compound word formed with a hyphen, the absence of a disclaimer Serial No. 77899687 7 Considering the weakness of “FENCES” and “SHOCK,” the examining attorney argues that “FIDO” or “FIDO’S” is the dominant element of both applicant’s mark and that of the prior registrant. Applicant disagrees, arguing that the examining attorney has both dissected the mark and has given too much weight to “FIDO” or “FIDO’S.” Applicant argues that a likelihood of confusion analysis must be predicated upon consideration of the marks as a whole, and that it is error to ignore any part of either mark, App. Br. at 9-10, and that “[t]o summarily conclude that FIDO’S FENCES and FIDO-SHOCK have similar commercial impressions because they share variations of the same word ‘FIDO’ while ignoring the remainder of each mark is incorrect.” We agree with the principles applicant recites. We disagree, however, that the examining attorney has made a “summar[]y conclu[sion],” and more importantly, we do not do so either. It is hardly necessary to cite cases for the proposition that marks need not be identical to find a likelihood of confusion, and that the presence in one, the other, or both marks of elements which are not common to in the cited registration is not an indication that “SHOCK” is not descriptive with respect to the registrant’s “pet deterrent electric fences.” Serial No. 77899687 8 both does not preclude such a finding. Moreover, as explained by the examining attorney, Ex. Att. Br. at 6, while the analysis must ultimately rest on a comparison of the marks in their entireties, “in articulating reasons for reaching a conclusion on the issue of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark....” In re Nat’l Data Corp., 224 USPQ at 751. Here, the examining attorney has established – and we agree – that the terms “FENCES” in applicant’s mark and “SHOCK” in the cited registrant’s mark are descriptive or highly suggestive, and thus entitled to less weight in comparing the marks. In doing so, the examining attorney has not impermissibly “dissected” the mark, but has simply concluded that, “for rational reasons,” less weight should be given to these elements in considering the marks. Nonetheless, those terms have not been “ignored” as applicant contends. Applicant also argues that the examining attorney gave too much weight to the terms FIDO and FIDO’S, arguing that “FIDO is not arbitrary, distinctive or dominating, Serial No. 77899687 9 particularly for pet related products.”5 App. Br. at 11. To the contrary, we assume that the term FIDO’S in applicant’s mark is distinctive, as there is simply no evidence to the contrary.6 We assume that applicant means that FIDO is suggestive as a mark for pet-related goods and services (because FIDO “is a common nickname for a pet dog,” and that FIDO is a component of the marks in “other applications and pet related products,” App. Br. at 12). But even assuming the suggestiveness of FIDO (or FIDO’S), that fact is hardly dispositive of the question of likelihood of confusion: The description of marks as “weak” or “strong,” and references to the “breadth of protection” to be given a mark, have served as a convenient type of shorthand in the literature of opinions concerned with likelihood of confusion.... Such expressions, 5 Applicant’s citation of In re Sweet Victory Inc., 228 USPQ 959, 961 (TTAB 1986), is inapposite. In that case, we reversed a refusal to register the applicant’s GLACÉ LITE (stylized) mark in view of the prior registration of GLACE CONTINENTAL (stylized), both for goods including “sherbet.” The Board found that GLACÉ in applicant’s mark and GLACE in the cited registration were both merely descriptive, and that when the marks were considered as a whole, confusion was not likely. By contrast, in the case at bar it is not the common wording that is descriptive, but the wording that is not common to both marks. 6 According to applicant, the “examiner has pointed out” that “FIDO is a traditional name for a pet dog...,” and that “‘FIDO’ ... is a common nickname for a pet dog....” App. Br. at 11, 12. What the examining attorney actually said was: “‘Fido’ is not synonymous with dog. Instead,‘Fido’ is a name.” Ex. Att. Br. at 5. We agree with the examining attorney. Even if FIDO is a name for a dog, that fact does not demonstrate that it is descriptive or otherwise lacks distinctiveness for the goods and services at issue here. Serial No. 77899687 10 however, should not obfuscate the basic issue. Confusion is confusion. The likelihood thereof is to be avoided, as much between “weak” marks as between “strong” marks, or as between a “weak” and a “strong” mark. King Candy Co. v. Eunice King's Kitchen, Inc., 496 F.2d 1400, 182 USPQ 108, 110 (CCPA 1974). Finally, we note applicant’s argument that its mark, which includes the possessive term “FIDO’S,” differs from the cited registration, which comprises the term “FIDO.” App. Br. at 11; Reply Br. at 1-2 (“Surely there can be no dispute that ... there is some legal difference between a mark in singular form and possessive form.”). While we will not ignore any part of the marks at issue, the fact is that there is very little difference between a term and its possessive form. As in most such cases, the terms here (FIDO vs. FIDO’S) look and sound nearly identical, and their meaning is very close; both conjure up the idea of FIDO, the only difference being that in the case of the possessive, FIDO owns something, in this case, “fences.” The court of appeals faced a very similar argument in In re Chatam Int’l Inc., 380 F.3d 1340, 71 USPQ2d 1944 (Fed. Cir. 2004). Applicant had argued that “the Board improperly dissected the two marks in violation of the anti-dissection rule,” in part because it gave little weight to the fact that its mark included the term GASPAR, Serial No. 77899687 11 while the cited registration used the possessive GASPAR’S. The court disagreed: After discounting any commercial impression of JOSE and GOLD, Chatam is left with GASPAR as the dominant feature of its mark. In comparison, the dominant feature of the registered mark is GASPAR'S, which is simply the possessive form of the surname GASPAR. Viewed in their entireties with non-dominant features appropriately discounted, the marks become nearly identical. That is, the dominant feature of Chatam's mark, GASPAR, is also the dominant feature of the registered mark, GASPAR'S, albeit in possessive form. Thus, the Board correctly perceived that GASPAR and GASPAR'S convey a similar appearance, sound, connotation, and commercial impression. Id. at 1946-47. See also, Hunt Foods & Indus., Inc. v. Gerson Stewart Corp., 367 F.2d 431, 151 USPQ 350 (CCPA 1966) (likelihood of confusion found between HUNT and HUNT’S, used on significantly different goods); In re Binion, 93 USPQ2d 1531; 1534 (TTAB 2009) (finding BINION and BINION’S “virtually identical”); Georgia-Southern Oil Inc. v. Richardson, 16 USPQ2d 1723, 1725 (TTAB 1990) (“The marks are virtually identical, differing by only a possessive letter ‘s’ in user's mark.”); In re Curtice- Burns, Inc., 231 USPQ 990, 992 (TTAB 1986) (finding McKENZIE and McKENZIE’S nearly identical).7 Consistent with 7 Similarly, it has long been held that the difference between plural and singular word forms is of little consequence in comparing marks under Trademark Act § 2(d). E.g., Wilson v. Delauney, 245 F.2d 877, 114 USPQ 339, 341 (CCPA 1957); Chicago Serial No. 77899687 12 the cited cases, we conclude that there is, in fact, virtually no difference between “FIDO’S,” as used in applicant’s mark and “FIDO,” as it appears in the cited registration. In sum, we find that the dominant element of applicant’s mark – FIDO’S – is virtually identical to the dominant element of the cited registrant’s mark – FIDO – in appearance, sound, meaning, and commercial impression. Moreover, we find that the other wording in both marks – FENCES in applicant’s mark and SHOCK in the cited registrant’s – is either descriptive or highly suggestive of the relevant goods, and thus of relatively little trademark significance. Considering the marks in their entireties, we find applicant’s mark, FIDO’S FENCES, to be significantly similar to the cited registrant’s FIDO-SHOCK mark, and that the similarities between the marks outweigh their differences. While we recognize that the marks are not identical, potential customers generally do not have the Bears Football Club v. 12th Man/Tenn. LLC, 83 USPQ2d 1073, 1077 (TTAB 2007). Likewise, the possessive (or plural) form is of little or no consequence when considering whether a mark is primarily merely a surname, In re I. Lewis Cigar Mfg. Co., 205 F.2d 204, 98 USPQ 265, 267 (CCPA 1953), nor was it found sufficient to change the meaning of a mark refused as scandalous, In re Wilcher Corp., 40 USPQ2d 1929, 1934 (TTAB 1996). Serial No. 77899687 13 luxury of making side-by-side comparisons, relying instead on their imperfect recollections of marks. Puma- Sportschuhfabriken Rudolf Dassler KG v. Roller Derby Skate Corp., 206 USPQ 255, 259 (TTAB 1980). We find that given the marks at issue here, customers are likely to find FIDO’S or FIDO to be the dominant elements of these marks, and to remember that term as the salient feature of them. This factor supports a finding of likelihood of confusion. B. The Similarity or Dissimilarity and Nature of the Goods or Services The goods and services identified in the subject application are “batteries” and “installing pet containment systems.” The goods in the cited registration are “pet deterrent electric fences.” Relying on specimens of use from the file of the cited registration, applicant argues that “[r]egistrant’s product is an above ground electrified metal wire fence intended for use primarily on large farm animals,” and notes that the “[r]egistrant identifies itself as ‘Leaders in Cattle Fencing,’ ‘Leaders in Equine Fencing,’ and ‘Leaders in Deer Exclusion’ ....” App. Br. at 5. By contrast, applicant explains that the systems which are the subject of its installation services (and Serial No. 77899687 14 presumably the systems for which its batteries are intended) are meant to contain or restrict pets and utilize a radio signal, a transmitter typically connected to a hidden or buried wire, and a remote receiver attached to the dog’s collar. The buried wire is not electrified and does not cause shock upon contact with it. Rather, the wire is used to transmit a harmless radio signal in a loop using the transmitter. The receiver is used to detect the presence and strength of the radio signal to teach the pet to stay within the area defined by the loop of wire. App. Br. at 6. While applicant may be correct in its description of the registrant’s actual goods and its own goods and services, this argument misses the point. Applicant seeks a trademark registration covering the goods and services recited in its application. Because the application defines the scope of the registration which applicant seeks, we must consider the goods and services set out in it, and not the more particular or different goods and services in connection with which applicant claims to actually use its mark, and the same goes for our consideration of the registrant’s goods.8 See, e.g., Octocom Sys. Inc. v. Houston Computers Svcs. Inc., 918 F.2d 8 While specimens of use can be helpful in understanding many things about the relevant goods and services, they do not limit the goods and services set out in an application or registration. Meyer Chem. Co. v. Warner-Lambert Pharm. Co., 263 F.2d 344, 120 USPQ 483, 484 (CCPA 1959). Serial No. 77899687 15 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990) (“the question of registrability of an applicant's mark must be decided on the basis of the identification of goods set forth in the application regardless of what the record may reveal as to the particular nature of an applicant's goods, the particular channels of trade or the class of purchasers to which sales of the goods are directed.”); In re Bercut- Vandervoort & Co., 229 USPQ 763, 764-65 (TTAB 1986). Accordingly, we cannot consider applicant’s extraneous evidence and argument about the nature of the respective goods and services as limiting those goods and services. We therefore construe the registrant’s goods to include all types of “pet deterrent electric fences,” not merely those which are above ground or those which “electrocute, [or] ‘shock,’ the pet” (and we do not consider at all any such fences intended for livestock or wild animals, which are not “pets”). App. Br. at 5. Likewise, we are constrained to consider applicant’s services to include the installation of all types of “pet containment systems,” including those which are not installed underground, or use radio signals to activate a receiver on the pet’s collar.9 9 Applicant offered in its brief to amend its services to “installing pet containment systems utilizing radio signals, transmitters and receivers,” if doing so “would help to overcome Serial No. 77899687 16 Thus construed, it is clear that applicant’s installation services could be rendered for goods identical, or at least very closely related to, the cited registrant’s goods. Applicant argues that the registrant’s goods “deter” pets and the systems applicant installs “contain” pets, although we see little difference for the most part. Applicant’s containment systems could certainly deter pets from entering some areas, or deter them from leaving their area of confinement. Likewise, the registrant’s deterrent fences would include those used to contain deter pets from leaving or entering an area. We further find that applicant’s class 9 batteries are closely related to the registrant’s “pet deterrent electric fences.” As noted, we consider the registrant’s goods to the refusal.” App. Br. at 6-7. The examining attorney has not accepted the amendment, stating that it would not alleviate the likelihood of confusion. Ex. Att. Br. at 15-16. Applicant’s proposed amendment should have been made in a separate paper, with a request to remand the application to the examining attorney for consideration (and with the requisite showing of good cause for a remand). See TRADEMARK BOARD MANUAL OF PROCEDURE (“TBMP”) § 1203.01 (3d ed. 2011). Although the examining attorney should have alerted the Board to applicant’s amendment, TBMP § 1205.01, the issue is academic at this point, and we decline to remand the application for entry and consideration of the proffered amendment. Applicant has not shown good cause for a remand at this late juncture, and its failure to propose this amendment earlier or to follow the proper procedure for requesting a remand on appeal have required the expenditure of time and effort in briefing and considering the appeal, would delay this matter further, and may require rebriefing if we remanded the application. We accordingly give applicant’s proposed amendment no further consideration. Serial No. 77899687 17 include systems identical or highly similar to those applicant installs, i.e., those for which applicant’s batteries are designed and sold. Such a battery is clearly related to the system in which it is used, and for which it is designed and sold. While the goods and services at issue are not identical, we find that, properly construed, they are closely related. Applicant installs and sells batteries for systems identical or closely related to the registrant’s electric fences. While installation is clearly not the same thing as selling goods, it is apparent that at least some purchasers of such goods will hire someone such as applicant to install them, and such purchasers are likely to assume a connection between such goods and installation services when sold under similar marks. This factor supports a finding of likelihood of confusion. C. Channels of Trade; Classes of Purchasers Applicant argues that its channels of trade and class of customers “are significantly different” from those of the cited registrant. E.g., App. Br. at 1. This argument is doomed to fail for the same reasons as its argument regarding the goods; the channels of trade and classes of Serial No. 77899687 18 purchasers are determined by the goods and services as identified in the application: [W]here the goods in a cited registration are broadly described and there are no limitations in the identification of goods as to their nature, type, channels of trade or classes of purchasers, it is presumed that ... the identified goods move in all channels of trade that would be normal for such goods, and that the goods would be purchased by all potential customers. In re Elbaum, 211 USPQ 639, 640 (TTAB 1981) (citing Kalart Co., Inc. v. Camera-Mart, Inc., 258 F.2d 956, 119 USPQ 139 (CCPA 1958)). Because neither the cited registration nor the application at bar are limited as to their channels of trade or intended customers, and because the electric fences sold by the registrant overlap with the deterrent systems installed by applicant, we must consider that applicant’s installation (and battery) customers could include those who bought electric fences from the registrant. Further, while goods and installation services are not by necessity offered in the same channels of trade, the record shows that they are in this case. The examining attorney has submitted evidence showing that purveyors of pet containment systems also provide installation services. See, e.g., Invisible Fence http://www.invisiblefence.com/ product_solutions/outdoor/professional_installation/ Serial No. 77899687 19 index.asp (April 1, 2010); Pet Stop http://www.dogfenceky .com/ (April 1, 2010); Stay Dog Family Pet Specialists http://www.staydog.net/ (April 1, 2010); Dog Guard http://www.dogguardofsc.com/ (April 1, 2010). This evidence demonstrates that purveyors of pet fencing systems often offer installation services, and that such goods and services are sold in the same channels of trade. This factor also supports a finding of likelihood of confusion. D. Applicant’s Prior Registration Applicant complains that the examining attorney has “dismissed and not given due weight to” a now-cancelled previously owned by him. App. Br. at 4. Applicant was the owner of a registration for FIDO’S FENCES for related services, namely, “retail outlet services in the field of electronic dog containment fencing systems.”10 Applicant’s prior registration was cancelled on December 22, 1998, for failure to file a declaration of continuing use under Trademark Act § 8. Applicant notes that his prior registration issued notwithstanding the existence of the same registration which is cited against it now, and that 10 Reg. No. 1695106 (FENCES disclaimed), filed July 8, 1991, issued June 16, 1992. Cancelled December 22, 1998. Serial No. 77899687 20 the two registrations coexisted on the Principal register for six years. While it is unfortunate that applicant’s prior registration was not maintained, our precedent is clear; a cancelled or expired registration has no probative value other than to show that it once issued. Sunnen Prods. Co. v. Sunex Int'l Inc., 1 USPQ2d 1744, 1747 (TTAB 1987). Importantly, the presumptions which benefit a subsisting registration on the Principal Register, see Trademark Act § 7(b), die with the registration. Anderson, Clayton & Co. v. Krier, 478 F.2d 1246, 178 USPQ 46, 47 (CCPA 1973) (“Whatever benefits a registration conferred upon appellee were lost by him when he negligently allowed his registration to become canceled.”); In re Hunter Publ’g Co., 204 USPQ 957, 963 (TTAB 1979) (cancellation “makes the question of registrability ‘a new ball game’”). Contrary to applicant’s argument, his prior registration is not evidence that his mark was in use when it registered (or that it has been in use since then), that it was validly registered, or that there was no likelihood of confusion Serial No. 77899687 21 with the mark in the cited registration at the time of applicant’s prior registration, or now.11 Finally, to the extent applicant argues that the USPTO must take applicant’s old registration favorably into consideration when examining its new application, see Reply Br. at 3, we simply disagree. A determination of the registrability of each application must be made on its merits, based on the evidence of record in that application. Circumstances change and the examining attorney may have access to different evidence than was previously available. Additionally, the services identified in the prior registration differ from the goods and services identified in the instant application. We acknowledge that, had applicant maintained his prior registration, he would now have a registration similar to the one he seeks. However, that did not happen, and the Office must apply the same standard to the examination of 11 Applicant also notes that the cited registrant could have opposed his prior application, or could have sought cancellation of it when it was registered but that the registrant “did nothing of the sort.” App. Br. at 9. This argument might be appropriate as a defense in an inter partes proceeding, but it cannot be considered in an ex parte matter in which the registrant cannot be heard. See In re Nat’l Distillers & Chem. Corp., 297 F.2d 941, 132 USPQ 271, 276 (CCPA 1962) (“the clear intent of Congress was that [Trademark Act §] 19 be limited to inter partes proceedings, and this for the very sound reason that the equitable principles of laches, estoppel and acquiescence are based on facts and should not be applied either in favor of or against one not a party to the proceeding”). Serial No. 77899687 22 applicant’s new application as it applies to any other application. Applicant is not entitled to favorable treatment because it inadvertently allowed its prior registration to be cancelled. E. Lack of Actual Confusion Applicant argues that he has been using his mark concurrently with the cited registrant for over twenty years without actual confusion, and that this indicates that confusion is not likely. App. Br. at 7-9. The examining attorney disagrees. As applicant correctly notes, the issue before us is whether there is a likelihood of confusion, not whether there is actual confusion. But while evidence of actual confusion is highly probative of whether confusion is likely, the lack of actual confusion rarely indicates quite so clearly that confusion is not likely. It is true that in an appropriate situation, the lack of actual confusion can be a factor in the analysis. See Citigroup Inc. v. Capital City Bank Group Inc., 637 F.3d 1344, 98 USPQ2d 1253, 1259-60 (Fed. Cir. 2011). But such circumstances are infrequent, and rarely, if ever, arise on an ex parte record. In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201, 1205 (Fed. Cir. 2003) (citing J.C. Hall Co. v. Serial No. 77899687 23 Hallmark Cards, Inc., 340 F.2d 960, 144 USPQ 435, 438 (CCPA 1965)). The problem is one of proof. The lack of actual confusion is only relevant if and to the extent that confusion – if it were likely – would have both occurred and become known. But evidence of actual confusion is typically hard to come by; even when it occurs, some customers won’t know they’ve been confused, some are reluctant to complain, and still others may be happy with the goods or services they have received and feel no reason to complain. Moreover, when the relevant parties make only regional or otherwise limited use of their marks, or if either one (or both) have low sales or engage in little advertising, there may be few opportunities for actual confusion to come to light, even if confusion would be likely were the parties to engage in robust trade in the same markets (a circumstance we must assume). Therefore, the lack of known instances of actual confusion is not usually considered a significant mitigating factor unless there is evidence of prolonged and significant market opportunities for confusion to arise. E.g., Citigroup, 98 USPQ2d at 1259 (lack of actual confusion a factor where there was no evidence of confusion despite concurrent use in same geographic markets since 1975, with nineteen Serial No. 77899687 24 branches in close vicinity, and renown and heavy advertising of opposer’s marks). Here, applicant claims to have used his mark concurrently with the cited registrant for more than twenty years without confusion. Nonetheless, there is no significant evidence showing the duration,12 regional area, or the nature and extent of applicant’s use or that of the cited registrant, and “uncorroborated statements of no known instances of actual confusion are of little evidentiary value.” In re Majestic Distilling, 65 USPQ2d at 1205 (citing In re Bissett-Berman Corp., 476 F.2d 640, 177 USPQ 528, 529 (CCPA 1973)). Applicant points to a few pages in the record from his website and that of the cited registrant in arguing that this record does include “evidence pertaining to the nature and extent of the use by applicant and registrant [from which we may] ascertain[] whether there has been ample opportunity for confusion to arise.” App. Br. at 8. To the contrary, the meager evidence in this record does not reveal, for instance, the regions in which applicant and the registrant operate, 12 Applicant’s reliance on the asserted dates of use in his now- cancelled registration is misplaced. Those dates are not proof of such use, even for a live registration, and as noted above, applicant’s cancelled registration is not competent evidence of anything. Serial No. 77899687 25 whether they sell their goods and services through brick- and-mortar stores (and if so, how many and where), whether they engage in advertising other than via their web sites (and if so, of what nature, through what media, in what area, and with what penetration), the levels of sales each has maintained over the years, and the degree of public renown each mark has garnered. While applicant may have been able to supply some of this information, the analysis in which he asks us to engage clearly requires significant information that is in the hands of the registrant, who is not a party to this proceeding (and who may have some questions of its own). Absent evidence that applicant and the cited registrant have made prolonged and significant use of their marks concurrently in the same marketplace without confusion, we cannot conclude that the lack of known confusion is probative of whether confusion is likely. As is usually the case in ex parte proceedings, the record here does not support such a finding. In re Kangaroos U.S.A., 223 USPQ 1025, 1026-1027 (TTAB 1984). We find this factor to be neutral in our analysis. Serial No. 77899687 26 F. The Number and Nature of Similar Marks in Use on Similar Goods Applicant has submitted evidence of the registration of a number of marks comprising the term FIDO.13 Applicant argues that “[i]f evidence establishes that the consuming public is exposed to third-party use of similar marks or similar goods, this evidence ‘is relevant to show that a mark is relatively weak and entitled to only narrow scope of protection.’” App. Br. at 13 (quoting Palm Bay, 72 USPQ2d at 1693 (Fed. Cir. 2005)). Applicant is, of course, correct on the law. As quoted, the Federal Circuit was discussing the sixth du Pont factor, “the number and nature of similar marks in use on similar goods.” Du Pont, 177 USPQ at 567 (emphasis added). But the registrations applicant submitted for this purpose do not prove his point. We first point out that none of the registrations is for pet containment systems, electric fences, installation services, batteries, or related goods. Moreover, this factor concerns third-party marks which are in use. If the marks are not in commercially significant use, the public 13 Applicant says he submitted “over fifty” such registrations; we count thirty-six attached to applicant’s September 30, 2010, response, although the exact number is not particularly important. Serial No. 77899687 27 is not exposed to them, and we have no basis to presume that the public views them as weak. As the court noted in Palm Bay, “[t]he probative value of third-party trademarks depends entirely upon their usage.” 72 USPQ2d at 1693 (citing Scarves by Vera, Inc. v. Todo Imp., Ltd., 544 F.2d 1167, 192 USPQ 289, 294 (2d Cir. 1976)). Here, applicant has introduced no evidence to show whether and to what extent the marks in the cited third- party registrations are in commercially significant use. As the court of appeals noted (in response to a complaint that the Board “fail[ed] to give weight to a number of third-party registrations ... in which the dominant words are Lily, Lilly, or Lilli”): All that the third-party registrations demonstrate is that their owners believe the term “LILLY” to be appropriate for a trademark for women's dresses. The question still remains whether the marks viewed as a whole are confusingly similar. The existence of third- party registrations of similar marks has very little weight on this question. As pointed out in In re Helene Curtis Indus., Inc., 305 F.2d 492, 134 USPQ 501 (CCPA 1962), the existence of these registrations is not evidence of what happens in the market place or that customers are familiar with their use. Moreover, as the court held there, the existence of confusingly similar marks already on the register will not aid an applicant to register another confusingly similar mark. Lilly Pulitzer, Inc. v. Lilli Ann Corp., 376 F.2d 324, 153 USPQ 406, 407 (CCPA 1967) (citation revised); see also AMF Serial No. 77899687 28 Inc. v. Am. Leisure Prods., Inc., 474 F.2d 1403, 177 USPQ 268, 269-70 (CCPA 1973) (third-party registrations are not evidence that such marks are in use or that consumers are familiar with them); In re Hub Distrib., Inc., 218 USPQ 284, 286 (TTAB 1983) (“third party registration evidence proves nothing about the impact of the third-party marks on purchasers in terms of dilution of the mark in question or conditioning of the purchasers as to their weakness in distinguishing source”). Because applicant’s third-party registration evidence does not demonstrate that the registered marks are in commercially significant use, or that the public is aware of them, and because they are not for similar goods or services, they are of little help in determining likelihood of confusion. We consider this factor neutral. III. Conclusion We have fully considered all of the evidence and argument of record, including any matters which we have not specifically noted. For the reasons discussed, and considering both marks in their entireties, we find applicant’s mark significantly similar to that in the cited registration, and we find applicant’s goods and services to be substantially related to the registrant’s goods. We Serial No. 77899687 29 further find that the channels of trade for such goods and services overlap. In light of these findings, we conclude that applicant’s mark, used on or in connection with the identified goods and services, would give rise to a likelihood of confusion in view of the mark and goods in the cited registration. Trademark Act § 2(d). We have considered applicant’s arguments and evidence concerning his prior registration, the lack of actual confusion, and third-party registrations, but find that they do not merit a different result. Decision: The refusal to register under Trademark Act § 2(d) is accordingly affirmed. Copy with citationCopy as parenthetical citation