VogelDownload PDFTrademark Trial and Appeal BoardApr 29, 2009No. 78851627 (T.T.A.B. Apr. 29, 2009) Copy Citation Mailed: April 29, 2009 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re Vogel ________ Serial No. 78851627 _______ Gene W. Arant, Esq. for Ronald J. Vogel. William H. Dawe, III, Trademark Examining Attorney, Law Office 108 (Andrew Lawrence, Managing Attorney). _______ Before Seeherman, Quinn, and Bergsman, Administrative Trademark Judges. Opinion by Bergsman, Administrative Trademark Judge: Ronald J. Vogel (“applicant”) has applied to register the mark VAMPOWER, in standard character form, for goods ultimately identified as “a non-energized electronic device having a physical means for sucking electrical energy from another electronic device that is independently energized,” in Class 9. The Examining Attorney finally refused registration on two grounds: (1) the description of goods is indefinite; and (2) applicant failed to respond to a request for THIS OPINION IS NOT A PRECEDENT OF THE T.T.A.B. Serial No. 78851627 2 information regarding the nature of goods pursuant to Trademark Rule 2.61(b). Prosecution History In the original application, applicant identified the goods as “a parasitic power acquisition device.” In the September 13, 2006 Office Action, the Examining Attorney requested information regarding the goods or, in the alternative, a description of the nature and purpose of the goods. In addition, the Examining Attorney advised applicant that the description of goods was indefinite and must be amended using the common commercial name of the product and avoiding indefinite terms such as “devices.” Applicant amended the description of goods to read as follows: A parasitic power acquisition device, namely, a non-powered device for parasitically obtaining power from another electronic device that is independently energized. Applicant did not provide any other information or a description of the nature and purpose of the goods. In the March 20, 2007 Office Action, the Examining Attorney continued and made final his requirement for an acceptable identification of goods, stating that the amended description of goods is indefinite because “it does not put consumers on notice as to the nature of applicant’s Serial No. 78851627 3 goods.” Again, the Examining Attorney advised applicant to “use the common commercial designation for the [goods], be as complete and specific as possible and avoid the use of indefinite words and phrases.” The Examining Attorney also repeated and made final the requirement for the applicant to provide information or a description of the nature and purpose of the goods identified in the application. In a request for reconsideration, applicant amended the description of goods to read as follows: A non-energized electronic device having a physical means for sucking electrical energy from another electronic device that is independently energized. Applicant did not provide any other information or a description of the nature and purpose of the goods. The Examining Attorney denied the request for reconsideration, noting that the description of goods remains indefinite and that the applicant failed to provide any information or a description of his product. Specifically, the Examining Attorney required applicant to “amend the identification to specify the common commercial name of the goods. If there is no common commercial name, applicant must describe the product and its intended uses.” Applicant appealed. In his appeal brief, applicant asserted that although there is no common commercial name Serial No. 78851627 4 for the product, the identification of goods describes the product and its intended use. The Examining Attorney argues that the use of the word “devices” in the identification of goods “does not fully describe or explain the ‘devices’ in such a manner that will be ‘understandable to the average person.’” Description of Goods Section 1(b)(1)(2) of the Trademark Act of 1946, 15 U.S.C. §1051(b)(1)(2), requires an applicant to specify the goods in connection with which the applicant has a bona fide intent to use its mark. To “specify” means to name in an explicit manner. The identification of goods or services should set forth common names, using terminology that is generally understood. For products or services that do not have common names, the application should use clear and succinct language to describe or explain the item. Technical or esoteric language and lengthy descriptions of characteristics or uses are not appropriate. The language used to describe goods or services should be understandable to the average person and should not require an in-depth knowledge of the relevant field. An identification may include terms of art in a particular field or industry, but, if these terms are not widely understood by the general population, the identification should include an explanation of the specialized terminology. Serial No. 78851627 5 The identification of goods or services must be specific, definite, clear, accurate and concise. TMEP §1402.01 (5th ed. 2007). In other words, the identification of goods must describe the goods so that an English speaker can understand what the goods are. TMEP §1402.01(a). The identification should state common names for goods or services, be as complete and specific as possible and avoid indefinite words and phrases. The terms “including,” “comprising,” “such as,” “and the like,” “and similar goods,” “products,” “concepts,” “like services” and other indefinite terms and phrases are almost always unacceptable. TMEP §1402.03(a). “Electronic” means “of or pertaining to electronics or to devices, circuits, or systems developed through electronics.”1 “Electronics” means “the science dealing with the development and application of devices and systems involving the flow of electrons in a vacuum, in gaseous media, and in semiconductors.”2 1 The Random House Dictionary of the English Language (Unabridged) p. 629 (2nd ed. 1987). The Board may take judicial notice of dictionary evidence. University of Notre Dame du Lac v. J. C. Gourmet Food Imports Co., 213 USPQ 594, 596 (TTAB 1982), aff’d, 703 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983). 2 Id. Serial No. 78851627 6 A “device” is defined as “a thing made for a particular purpose; an invention or contrivance, esp. a mechanical or electrical one.”3 The product described in the identification of goods is an unpowered electronic apparatus that has the capability of capturing energy from a different electronic device with a power source. The description of goods uses “clear and succinct language to describe or explain the item.” See TMEP §1402.01. The Examining Attorney did not explain why applicant’s amended description of goods does not fully describe the product in such a manner as to be understandable to the average person. To the extent that the Examining Attorney objects to the use of the word “device,” there is no per se prohibition against the use of that term in the TMEP.4 Moreover, we note that there are numerous identifications in the Trademark ID Manual that 3 Id. At 543. 4 The Examining Attorney incorrectly states that “[t]he rules require that indefinite wording such as the term ‘device’ be followed by the term ‘namely,’ followed by a list of the specific goods identified by their common commercial or generic names,” citing “TMEP §§1402.01 (sic).” The term “device” is not mentioned in the TMEP as an unacceptable term, or one that must be followed by naming specific items. As indicated above, TMEP §1402.03(a) provides that the “terms ‘including,’ ‘comprising,’ ‘such as,’ ‘and the like,’ ‘and similar goods,’ ‘products,’ ‘concepts,’ ‘like services’ and other indefinite terms and phrases are almost always unacceptable. The terms ‘namely’ and ‘consisting of’ are definite and are preferred whenever setting forth an identification that requires greater particularity.” Serial No. 78851627 7 include the word “device.” Here, applicant is not identifying his goods only as a “device”; the identification of goods includes information that explains the nature and purpose of the device. In view of the foregoing, we find that the amended identification of goods is acceptable. Request for Additional Information We now address the refusal to register on the ground that applicant did not comply with the requirement for information. Trademark Rule 2.61(b) provides that the “examiner may require applicant to furnish such information and exhibits as may be reasonably necessary to the proper examination of the application.” More specifically, the “examining attorney may require literature, exhibits, and general information concerning circumstances surrounding the mark and, if applicable, its use or intended use.” TMEP §814. “If applicant does not believe that it has relevant information, applicant should submit a statement to this effect.” Id. There is no question that during the prosecution of the application applicant did not respond to the request for information. However, in his appeal brief, applicant asserted that “the identification of goods in and of itself describes the product and its intended uses.” Serial No. 78851627 8 Applicant has not directly discussed why he failed to respond to the Examining Attorney’s requests for information in either his response to the first Office Action or his request for reconsideration. Failing to respond to a request for information may, in itself, be a sufficient basis to affirm a refusal for registration. However, in view of our finding that the amended description of goods is acceptable, applicant’s statement that “the identification of goods in and of itself describes the product and its intended uses,” and the Examining Attorney’s failure to explain why the identification of goods is indefinite, we find that applicant’s failure to respond to the information request during the prosecution of his application does not warrant our affirming the refusal of registration on this basis. We caution, though, that we are not suggesting by our finding in this particular case that applicants can ignore a request for information pursuant to Trademark Rule 2.61(b) without any risk of adverse consequences. See In re Planalytics Inc., 70 USPQ2d 1453, 1457-1458 (TTAB 2004) (an applicant has an obligation and responsibility to produce the information that the examining attorney requests because such information is reasonably necessary for examination, and failure to provide such information is Serial No. 78851627 9 grounds for refusal); In re DTI Partnership LLP, 67 USPQ2d 1699 (TTAB 2003) (applicant’s failure to comply with the Examining Attorney’s request for information hindered the ability of the Examining Attorney and the Board “to fully and accurately assess the substantive merits of the mere descriptiveness issue,” and is a sufficient basis, in itself, for refusing registration). Clearly, the better practice would have been for applicant to have specifically responded to the request for information, even if the response were to explain that this is a new product for which there is no literature or other information.5 Decision: The refusals to register are reversed. 5 With respect to good practice, either the applicant or the Examining Attorney should have tried to resolve the identification goods issue through a telephone conference during prosecution of the application, prior to the filing of applicant’s notice of appeal. Copy with citationCopy as parenthetical citation