SILICON LABORATORIES INC.Download PDFPatent Trials and Appeals BoardNov 2, 20202019004324 (P.T.A.B. Nov. 2, 2020) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 13/720,037 12/19/2012 Kenneth W. Fernald SILA345 1381 60939 7590 11/02/2020 MAXIMILLIAN R. PETERSON PO Box 90245 Sioux Falls, SD 57109 EXAMINER ROSARIO, NELSON M ART UNIT PAPER NUMBER 2624 NOTIFICATION DATE DELIVERY MODE 11/02/2020 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): USPTO1@PETERSONIPLAW.COM PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte KENNETH W. FERNALD and DOUGLAS PIASECKI ____________________ Appeal 2019-004324 Application 13/720,0371 Technology Center 2600 ____________________ Before CAROLYN D. THOMAS, JON M. JURGOVAN, and SCOTT RAEVSKY, Administrative Patent Judges. JURGOVAN, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Appellant seeks review under 35 U.S.C. § 134(a) from the Examiner’s Non-Final rejection of claims 1–20, constituting all of the claims pending in the application. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM.2 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. According to Appellant, Silicon Laboratories Inc. is the real party in interest. Appeal Br. 1. 2 Our Decision refers to the Specification filed December 19, 2012 (“Spec.”); the Non-Final Office Action mailed April 19, 2018 (“Non-Final Act.”); the Appeal Brief filed November 19, 2018 (“Appeal Br.”); the Appeal 2019-004324 Application 13/720,037 2 CLAIMED INVENTION The claims relate to a multiplexed liquid crystal display (LCD) controller. Spec. Abstract, ¶ 4. The LCD controller drives a first set of signal lines during a first phase of operation and a second set of signal lines during a second phase of operation. Id. The LCD controller couples some of the signal lines to a node between the first and second phases of operation. Spec. Abstract, ¶¶ 4, 32. The LCD controller may be used to drive multiple seven-segment digit displays with common lines and segment lines to charge or discharge segment capacitors. Id. ¶ 21, Figs. 2, 3. The LCD controller uses a technique called “segment resetting” during the reset period between phases of operation. Id. ¶¶ 1, 4–6. Segment resetting may involve coupling signal lines to a node between the first and second phases of operation. Id. Claims 1, 8, and 14 are independent. Claim 1 is an apparatus claim directed to the LCD controller, claim 8 is an apparatus claim directed to the combination of the LCD controller and LCD display, and claim 14 is a method of operating the LCD display. Appeal Br. 30–31 (Claims Appendix). Claims 2–7 depend from claim 1; claims 9–13 depend from claim 10; and claims 15–20 depend from claim 14. Claim 1, shown below with argued limitation in italics, is representative of the claimed invention. Examiner’s Answer mailed March 7, 2019 (“Ans.”); and the Reply Brief filed May 6, 2019 (“Reply Br.”). Appeal 2019-004324 Application 13/720,037 3 1. An apparatus, comprising a multiplexed liquid crystal display (LCD) controller that operates in at least first and second phases of operation, the LCD controller to drive a plurality of signal lines to a first set of voltages during the first phase of operation and to a second set of voltages during the second phase of operation, wherein the LCD controller further couples to a node at least some of the plurality of signal lines after the first phase of operation and before the_second phases of operation.3 Appeal Br. 30 (Claims App.). REJECTIONS Claims 1–20 stand rejected under 35 U.S.C. § 112(a) for failing to comply with the written description requirement. Non-Final Act. 8–9. Claims 1–20 stand rejected under 35 U.S.C. § 103 based on Van Ess (Van Ess et al., US 2011/0169814 A1; published July 14, 2011, hereinafter “Ess”) and Bar (Bar et al, US 2010/0079439 A1; published April 1, 2010, hereinafter “Bar”). Non-Final Act. 10–19. RELATED DECISION Appeal No. 2019-004223 (Application No. 14/555,510), mailed September 29, 2020 (Examiner Affirmed-in-part). 3 Typographical errors appear in the last line of claim 1 (underlining “_” instead of a space, and a strikethrough “s” character). Appeal 2019-004324 Application 13/720,037 4 ANALYSIS Standard of Review We undertake a limited de novo review of the appealed rejections for error based upon the issues identified by Appellant, and in light of the arguments and evidence produced thereon. Ex parte Frye, Appeal No. 2009-006013 (Feb. 26, 2010) (precedential). Section 112(a) Rejection Section 112(a) requires that [t]he specification shall contain a written description of the invention, and of the manner and process of making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the art to which it pertains . . . to make and use the same.4 The written description must reasonably convey to those skilled in the art that the inventor had possession of the claimed subject matter as of the filing date. Ariad Pharm., Inc. v. Eli Lilly & Co., 598 F.3d 1336, 1351 (Fed. Cir. 2010) (en banc); D Three Enterprises, LLC v. SunModo Corp., 890 F.3d 1042, 1047 (Fed. Cir. 2018). The Examiner finds the Specification lacks written description support for the claim limitation shown in italics in claim 1 as reproduced above, as 4 The Leahy-Smith America Invents Act, Pub. L. No. 112-29, 125 Stat. 284 (September 16, 2011) (“AIA”), included revisions to 35 U.S.C. § 112 that became effective on September 16, 2012. Because the present patent application is a continuation-in-part filed after this date, we assume AIA 35 U.S.C. § 112 applies to this application. However, our analysis would not be different if pre-AIA 35 U.S.C. § 112 applied to this case. Appeal 2019-004324 Application 13/720,037 5 well as for similar limitations in independent claims 8 and 14. Non-Final Act. 8–9. Conversely, Appellant argues that the Specification provides written description support for the italicized claim limitation under 35 U.S. § 112. Appeal Br. 5–16; Reply Br. 1–3. We agree with Appellant’s argument. The Specification states, “[t]he LCD controller is further adapted to couple to a node between first and second phases of operation.” Spec. ¶ 4. Although claim 1 recites that the node coupling occurs after the first phase of operation and before the second phase of operation, the Examiner has not demonstrated there is any difference in meaning from node coupling that occurs between the first and second phases of operation as described in the Specification. See Ans. 3–4; Reply Br. 2–3; and Spec. ¶ 4. To comply with the written description requirement of 35 U.S.C. § 112, the Specification is not required to provide literal support, word for word, for the recited claim language. Purdue Pharma L.P. v. Faulding Inc., 230 F.3d 1320, 1324 (Fed. Cir. 2000) (“In order to satisfy the written description requirement, the disclosure as originally filed does not have to provide in haec verba support for the claimed subject matter at issue.”); MPEP § 2163.02. Claim 8 recites “the controller performs segment resetting after the first phase of operation of the LCD and before the second phases of operation of the LCD.”5 Appeal Br. 30 (Claims App.). For similar reasons as stated for claim 1, we find Appellant’s argument persuasive that the Specification provides written description support for this limitation. 5 The strikethrough “s” in the word “phases” is a typographical error appearing in claim 8 as presented on appeal. Appeal 2019-004324 Application 13/720,037 6 Claim 14 recites “performing segment resetting after operating the LCD in the first phase of operation” and “operating the LCD in a second phase of operation after performing segment resetting.” Appeal Br. 31 (Claims App.). The Specification states, According to yet another exemplary embodiment, a method of operating an LCD includes operating the LCD in a first phase of operation. The method further includes performing segment resetting after operating the LCD in the first phase of operation. In addition, the method includes operating the LCD in a second phase of operation after performing segment resetting. Spec. ¶ 6. Claim 14 recites almost verbatim the above excerpt from the Specification. See Appeal Br. 31 (Claims App.). While written description is not an in haec verba test, claim 14 is described nearly word for word in the Specification. Accordingly, the Examiner has not shown that the Specification fails to convey to one of ordinary skill in the art that the inventors were in possession of the claimed invention as of the filing date. We thus do not sustain the Examiner’s rejection of claims 1–20 under the written description requirement of 35 U.S.C. § 112(a). 35 U.S.C. § 103 Rejection Title 35, section 103, provides A patent for a claimed invention may not be obtained, notwithstanding that the claimed invention is not identically disclosed as set forth in section 102, if the differences between the claimed invention and the prior art are such that the claimed invention as a whole would have been obvious before the effective filing date of the claimed invention to a person having Appeal 2019-004324 Application 13/720,037 7 ordinary skill in the art to which the claimed invention pertains.6 The question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; (2) any differences between the claimed subject matter and the prior art; (3) the level of ordinary skill in the art; and (4) where present, objective evidence of nonobviousness. Graham v. John Deere Co., 383 U.S. 1, 17–18 (1966). A. Independent Claims 1, 8, and 14 Appellant argues claims 1, 8, and 14 together as one group. Appeal Br. 16–22, 24–25, and 26. Accordingly, we select claim 1 as representative and, unless otherwise indicated, will restrict our analysis to this claim only. 37 C.F.R. § 41.37(c)(1)(iv) (“When multiple claims subject to the same ground of rejection are argued as a group or subgroup by appellant, the Board may select a single claim from the group or subgroup and may decide the appeal as to the ground of rejection with respect to the group or subgroup on the basis of the selected claim alone.”). The Examiner finds that the combination of Ess and Bar teaches or suggests the limitations of claims 1, 8, and 14. Non-Final Act. 10–13 (citing Ess ¶¶ 43–45, 52, Figs. 1, 2, 5A, 5B, 12; and Bar ¶¶ 5, 58). Appellant contends the Examiner erred and presents several arguments for patentability. Appeal Br. 18–24; Reply Br. 4–8. Appellant’s arguments do not persuade us of Examiner error for the following reasons. 6 The AIA included revisions to 35 U.S.C. § 103 that became effective on March 16, 2013. Because the present patent application is a continuation-in- part filed after this date, we assume AIA § 103 applies to this application. However, on this record, our analysis would not be different if pre-AIA § 103 applied to this case. Appeal 2019-004324 Application 13/720,037 8 (1) Node Coupling The Examiner finds that Ess teaches or suggests the argued limitation of claim 1 shown in emphasis above. Non-Final Act. 11–12 (citing Ess ¶¶44–45, and Fig. 12). Appellant argues “the Office Communication fails to show that Ess couples at least some of the plurality of signal lines to a node between two time slots or after a first timeslot and before a second timeslot, even if one assumes, for the sake of the argument, that the ‘off modes’ constitute ‘segment resetting.’” Appeal Br. 17; Reply Br. 4. In the rejection, the Examiner relies on Ess’s Figure 12, shown below. Non-Final Act. 6, 12; Ans. 6. Ess’s Figure 12 shows driver signals (COM0, COM1, COM2, SEG0, SEG1) generated by multiplexing control signals. Ess ¶¶ 107–109. The COM signals drive one side of the LCD and the segment signals drive the other side. See Ess Fig. 3; Spec. Fig. 3. The Examiner considers the first halves Appeal 2019-004324 Application 13/720,037 9 of the timeslots t0, t1 in Ess as the claimed “first and second phases of operation” and the second halves of the timeslots t0, t1 as reset periods. Non-Final Act. 6, 12; Ans. 6. In Ess’s Figure 12, COM0 and SEG0 are both low during timeslot t0’s reset period, and COM1 and SEG1 are both high during timeslot t0’s reset period. These signals must be coupled to a node (voltage supply or ground) for this to occur. Accordingly, Ess at least suggests some of the signal lines are connected to a node after the first phase and before the second phase, as claimed. We thus find Appellant’s argument unpersuasive. Appellant argues the “off modes” of Ess’s Figures 5A and 5B do not constitute “segment resetting.” Appeal Br. 17–18. This argument, however, does not negate the Examiner’s findings with respect to Ess’s Figure 12 discussed above. (2) Choice Of Appellant also argues the Examiner based the entire case on interpretation of the word “between” in the claims as meaning “choice of” first and second phases of operation. Appeal Br. 18–19; Non-Final Act. 4. We do not agree that the Examiner’s entire case hinges on the “choice of” interpretation. For reasons just explained, the Examiner cited Ess’s Figure 12 as showing selective coupling of signal lines to nodes between first and second phases of operation. Thus, Appellant has not demonstrated reversible error. (3) Segment Resetting Appellant argues “Ess simply has nothing to do with segment resetting.” Appeal Br. 19; Reply Br. 6. Claim 1, however, does not mention “segment resetting” and terms that do not appear in the claim cannot be Appeal 2019-004324 Application 13/720,037 10 relied upon for patentability. See In re Self, 671 F.2d 1344, 1348 (CCPA 1982). Furthermore, as explained, Ess’s Figure 12 shows the COM0 and SEG0 signals are both low (grounded) during the reset period. This would have the effect of resetting the segment capacitance similarly to what is shown below in Figure 12B of Appellant’s Specification. Specifically, in Figure 12B, switches 39, 42 couple both terminals of segment capacitance 30 to the ground node. Grounding the COM0 and SEG0 signals in Ess’s Figure 12 implies the same grounding as shown in Figure 12B of Appellant’s Specification. (4) VSEG Appellant argues that Ess does not disclose segment resetting because Ess’s signal “VSEG does not represent the voltage across a single LCD segment terminals, and does not constitute an evidence of the signal resetting in Ess.” Appeal Br. 20. As explained, claim 1 does not recite segment resetting so Appellant’s argument is not supported by corresponding language in the claim. See Self, supra. In any case, as noted, Ess’s Figure 12 shows grounding of COM0 and SEG0 signals across a segment capacitance during a reset period, similar to Appeal 2019-004324 Application 13/720,037 11 the segment resetting shown in Appellant’s Figure 12B. Thus, we are not persuaded by this argument. (5) Bar’s Alleged Failure Appellant argues “[t]he Office Communication fails to show that Bar teaches ‘first and second phases’ of operation of the LCD, and after the first phase and before the second phase ‘segment resetting’ is performed.” Appeal Br. 21. The Examiner relied on Ess, not Bar, for this teaching. Non- Final Act. 10–13. Thus, Appellant’s argument attacks Bar individually, and does not consider what the combination of Ess and Bar would have signified to a person of ordinary skill in the art. “Non-obviousness cannot be established by attacking references individually where the rejection is based upon the teachings of a combination of references.” In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986) (citing In re Keller, 642 F.2d 413, 425 (CCPA 1981)). (6) Timeslots versus Phases of Operation In the Reply Brief, for the first time, Appellant asserts that Ess’s “timeslots” do not correspond to the claimed “phases of operation.” Reply Br. 4–5. New arguments are not considered in a reply brief absent a showing of good cause, which has not been made here. 37 C.F.R. § 41.41(b)(2) (“Any argument raised in the reply brief which was not raised in the [A]ppeal [B]rief, or is not responsive to an argument raised in the examiner’s answer, including any designated new ground of rejection, will not be considered by the Board for purposes of the present appeal, unless good cause is shown.”). Even if we did consider Appellant’s argument, we would find it unpersuasive because it is a mere assertion without any explanation of why Appeal 2019-004324 Application 13/720,037 12 the first halves of Ess’s timeslots do not correspond to the claimed “phases of operation.” See Ans. 7–8. Attorney argument is not evidence. Icon Health and Fitness, Inc. v. Strava, Inc., 849 F.3d 1034, 1043 (Fed. Cir. 2017). B. Remaining Claims No separate arguments are presented for the remaining dependent claims, which fall for the same reasons stated for their respective independent claims. See 37 C.F.R. § 41.37(c)(1)(iv) (“[T]he failure of appellant to separately argue claims which appellant has grouped together shall constitute a waiver of any argument that the Board must consider the patentability of any grouped claim separately.”). DECISION The Examiner’s rejections of claims 1–20 under 35 U.S.C. § 112 are reversed, and the rejections of claims 1–20 under 35 U.S.C. § 103 are affirmed. CONCLUSION In summary: Claims Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–20 112(a) Written description 1–20 1–3, 6, 7, 9– 11, 15–17 103 Ess, Bar 1–20 Overall Outcome 1–20 Appeal 2019-004324 Application 13/720,037 13 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation