Renner Plumbing, Heating & Air Conditioning, Inc.Download PDFNational Labor Relations Board - Board DecisionsAug 13, 1968172 N.L.R.B. 1514 (N.L.R.B. 1968) Copy Citation 1514 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Renner Plumbing , Heating & Air Conditioning, Inc. and Local Union No. 5, United Association of Journeymen & Apprentices of the Plumbing & Pipefitting Industry of the United States and Canada , AFL-CIO. Cases 5-CA-3897 and 5-RC-6069 August 13, 1968 DECISION AND ORDER BY MEMBERS BROWN, JENKINS, AND ZAGORIA On May 16, 1968, Trial Examiner Thomas F. Maher issued his Decision in the above-entitled proceeding, finding that the Respondent had en- gaged in and was engaging in certain unfair labor practices in Case 5-CA-3897 and recommending that it cease and desist therefrom and take certain affirmative actions, as set forth in the attached Trial Examiner's Decision . In view of these findings and recommendations, he further recommended that the petition in Case 5-RC-6069 be dismissed and that all proceedings held in connection therewith be vacated. Thereafter, Respondent filed excep- tions to the Decision. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its powers in connection with these cases to a three- member panel. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions, and the entire record' in these cases, and hereby adopts the findings, conclusions, and recommendations of the Trial Examiner.2 ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board adopts as its Order the Recom- mended Order of the Trial Examiner and hereby orders that the Respondent, Renner Plumbing, Heating & Air Conditioning, Inc., Winchester, Vir- ginia , its officers , agents , successors, and assigns, shall take the action set forth in the Trial Ex- aminer 's Recommended Order. ' As the record estbalishes that an employee referred to by the Trial Ex- aminer in part IV, C. 3, of his Decision as Carmine M Clark is actually Herman M Clark , the Decision is corrected accordingly Y In the absence of exceptions we adopt , pro jornm, the recommendation of the Trial Examiner that the authorization card of Harley Adams not be included among those supporting the Union 's claim of majority Cf Levi Strauss & Co, 172 NLRB 732. TRIAL EXAMINER'S DECISION STATEMENT OF THE CASE THOMAS F. MAHER, Trial Examiner: Upon a charge filed on September 13, 1967, by Local Union No. 5, United Association of Journeymen & Apprentices of the Plumbing & Pipefitting Industry of the United States and Canada, AFL-CIO, herein called the Union, the Regional Director for Region 5 of the National Labor Relations Board, herein called the Board, issued a complaint on behalf of the General Counsel of the Board on October 26, 1967, alleging violations of Section 8(a)(I) and (5) of the National Labor Relations Act, as amended (29 U.S.C., Sec. 151, et seq.), herein called the Act. Thereafter on October 31, 1967, the Regional Director issued his order consolidating Case 5-RC-6069 with Case 5-CA-3897 and directing a hearing on objections filed by the Union on Sep- tember 7, and amended thereafter on September 1 1 in that case, wherein an election had previously been held on September 1 among Respondent's employees, which election resulted in eight votes for the Union and nine against it. In its duly filed answer Respondent, while admitting certain allega- tions of the complaint, denied the commission of any unfair labor practice. Pursuant to notice a trial was held before me in Winchester, Virginia, where all parties were present, represented, and afforded full opportunity to be heard, present oral arguments, and to file briefs with me. Briefs were filed by all parties. Upon consideration of the entire record, includ- ing the briefs of the parties, and specifically upon my observation of each witness appearing before me,' I make the following: FINDINGS OF FACT AND CONCLUSIONS OF LAW 1. THE BUSINESS OF THE RESPONDENT Renner Plumbing, Heating & Air Conditioning, Inc., Respondent herein, is a Virginia corporation with its place of business at Winchester, Virginia, where it is engaged in the business of installing and servicing plumbing, heating and air-conditioning equipment. In the course and conduct of its busi- ness during the most recent 12-month period it per- formed services valued in excess of $50,000 for customers located outside the Commonwealth of Virginia and in the same period it purchased and ' I have considered the testimony of all witnesses , including those whose testimony I neither accept nor refer to In evaluating the testimony of each witness I have relied specifically upon his demeanor and have made my findings accordingly Apart from consideration of demeanor I have taken into consideration inconsistencies and conflicting evidence If, in any specific instance , I have failed either to detail resolutions of conflicts or to have analyzed specific testimony it is for the reason that , in my judgment, the Decision would only be to that extent encumbered , and no advantage to the understanding of my findings would be served Bishop and Mateo, /n( ,d/bla Waller ' ,, 159 NLRB 1159, 1 161 172 NLRB No. 172 RENNER PLUMBING, HEATING & AIR CONDITIONING, INC. received directly from suppliers located outside the Commonwealth of Virginia goods valued in excess of $50,000. Upon the foregoing admitted facts I conclude and find that the Respondent is an employer en- gaged in commerce within the meaning of Section 2(6) and (7) of the Act. II. THE LABOR ORGANIZATION INVOLVED It is admitted and I conclude and find that Local Union No. 5, United Association of Journeymen & Apprentices of the Plumbing & Pipefitting Industry of the United States and Canada, AFL-CIO, is a labor organization within the meaning of Section 2(5) of the Act. III. THE ISSUES 1. Threats, interrogation, and promises of benefit as interference, restraint, and coercion. 2. Good-faith elements of a refusal to bargain. 3. Authorization cards as evidence of majority status. IV. THE UNFAIR LABOR PRACTICES A. Sequence of Events Richard Johnson, a representative of the Union, met with employees of the Respondent and other employers in the plumbing trade in the Winchester area on May 19, 1967, and again on June 9 or 19.2 On these occasions the objectives of the Union were explained to the men, as were the benefits to be derived from representation in their behalf in fu- ture negotiations with their employers. At the second meeting blank authorization cards were given to one of the Respondent's employees, Lillis, by Representative Johnson. This card stated as fol- lows: AUTHORIZATION FOR REPRESENTATION UNDER THE NATIONAL LABOR RELATIONS ACT I, the undersigned employee, of the (Print full name of Company) employed as (Print your occupation or a description of your job) at (City) (State) (Location of Project) hereby authorize Local Union No. of the United Association of Journeymen and Ap- prentices of the Plumbing and Pipe Fitting In- dustry of the United States and Canada, af- filiated with the AFL-CIO, to represent me and, in my behalf, to negotiate and conclude all agreements as to hours of labor, wages and ' The record is confused as to this date. Johnson testifying to the 9th and the 19th on two respective appearances as a witness This discrepancy is not significant to any issue herein 1515 other employment conditions in accordance with the provisions of the National Labor Rela- tions Act of July 5, 1935, as amended by the Labor-Management Act of 1947, and the Labor-Management Reporting and Disclosure Act of 1959 (Landrum-Griffin Act). The full power and authority to act for the undersigned as described herein supersedes any power or authority heretofore given to any person or organization to represent me, and shall remain in full force and effect for one year from date and thereafter, subject to thirty (30) days written notice of my desire to withdraw such power and authority to act for me in the matters referred to herein. (Date) ( Signature of Employee) (Home address) Lillis distributed the cards among Respondent's 19 employees , 13 of whom returned them signed to him thereafter . These cards were then delivered on June 28 to Union Representative Johnson , who, in turn , delivered them to the Union 's attorney. After obtaining the signed cards from Lillis, Johnson tried unsuccessfully to reach Respondent by telephone . On his second attempt he was told by a secretary that Mr. Renner had instructed her to refer calls from the Union to his attorney.' Thereafter , on June 30 , 1967, over the signature of Samuel Armstrong , Respondent 's business agent, the following letter was sent to Respondent: For and on the behalf of Local Union Number 5 , of the United Association of Jour- neymen and Apprentices, of the Plumbers and Pipe Fitting Industry of the United States and Canada , AFL-CIO; we hereby wish to inform you that we represent a majority of your Plum- bers-Pipe Fitters employees , helpers and/or Apprentices , who have selected us in writing as their collective -bargaining representative. Therefore , this is to request that your com- pany recognize the afore -mentioned Union as the bargaining representative for said em- ployees in the above described unit. We are prepared and are now offering to demonstrate our majority status to you through a card check of the employees who have designated and authorized this Union to act as their col- lective bargaining representative. We will agree to any responsible disinterested person, such as a minister or a rabbi or a member of the Federal Mediation and Conciliation Ser- vice , to make this card check. Please treat this request for recognition as the majority representative of the employees in 3 The credited testimony of Johnson. The secretary was not called as a witness and Respondent's president , Connie Renner, testified that when Attorney Largent had been retained (after Renner first "heard about the Union") all such telephone calls were referred to him 1516 DECISIONS OF NATIONAL LABOR RELATIONS BOARD said unit as a continuing request and if you are not prepared to allow us to prove our majority to you at this time in some feasible manner other than a formal board election after a hear- ing, but would wish to do so in the future, please contact me at once by phone or letter at the above Washington address and telephone number. No other person or organization now represents a majority of the above described unit, and you are hereby cautioned against en- tering into any contract or any collective bar- gaining negotiations with any other organiza- tion presuming to act as agent for or in behalf of any such employees. You are further cau- tioned to take no unilateral action in regard to rates of pay, hours of work, and all other con- ditions of employment without first contacting Local 5, of the United Association of Jour- neymen and Apprentices of the Plumbers and Pipe Fitting Industry of the United States and Canada, AFL-CIO, and giving them a chance to meet and bargain on any such changes This will serve as the Union's request that the Company bargain collectively with the Union and negotiate to a conclusion the terms of a collective bargaining agreement regarding all matters pertaining to wages, hours of work, working conditions, and other conditions of employment We stand ready and willing to meet with your designated representative at an early date, mutually agreeable to the parties, to conclude such negotiations We are hereby requesting that you notify us, either by collect telephone call, collect tele- gram, or in writing, by the close of business on Thursday, July 6, 1967, as to what your posi- tion is concerning our demand for recognition as exclusive bargaining agent of your Plumber- Pipe Fitter employees, helpers and/or Ap- prentices If we do not hear from you we shall take your silence as a refusal to grant us such recognition, and shall take what ever legal ac- tion we deem necessary under the circum- stances of your refusal. In reply, Respondent's attorney sent the following to the Union on July 5, 1967 ' Reference is made to your letter dated June 30, 1967, addressed to Renner Plumbing, Heating & Air Conditioning Co., Inc., Winchester, Virginia. This matter has been referred to me as coun- sel for this Company and you may direct any future correspondence to me Ihere is no esidenLe i% to the date Respondent recessed the Union's Juni 10 request to bargain In the absence of such csideni-c and lacking .an) issue raised as to the prey sc date of the request June 10 is deemed to he the date upon sshich findings herein mac he hissed Cf Buu•r Brui Its, I70NLRB 1108 I have been instructed to advise you that the Company is not willing to recognize you as the bargaining agent as requested by your letter. Upon Respondent's stated refusal to bargain with it the Union, on July 10, filed its petition with the Board for an election among Respondent's em- ployees. After the filing of an amended petition on July 13 and negotiations among representatives of the parties the Board's Regional Director on July 27 approved a Stipulation for Certification Upon Consent Election, and the election was scheduled for Friday, September I In the stipulation the fol- lowing was agreed upon as a unit appropriate for the purposes of collective bargaining. All mechanics, first class, mechanics, second class, and helpers employed by the Employer but excluding all other employees, including temporary summer students, office clerical em- ployees, professional employees, guards and supervisors as defined in the Act, as amended. B. Interference, Restraint , and Coercion 1. The facts After the Union's organizing efforts had resulted in the foregoing events and arrangements for the forthcoming election had been made, a number of incidents occurred which bear directly upon the issue at hand. Thus, shortly after employee Robert McDaniel signed his union authorization card Su- perintendent Ray M. Fries, Jr., called him and his brother, Roger, into the office and, in the presence of Hugh Campbell, secretary of the Respondent, "asked what the guys wanted." Coupled with Fries' inquiry was his comment on the pay rate which the men were then receiving for nightwork, that "if the union was in we would only get straight time for that, but if the union wasn't in we get double time." At that time the men were actually receiving dou- ble time for such work." On a later occasion, during a coffeebreak, Fries observed that whereas they were then enjoying their coffeebreak this practice would be discontinued once the Union got in. In- deed Fries admits to having made the statement but insists that he did so in a joking manner. He con- cedes, however, that he never qualified his remark as a joke to anyone who heard him, nor did any of the several employees who testified concerning it give any impression that they considered the re- mark an attempt at humor. Similarly, during July or August, as the election campaign progressed, Fries told employee Roger McDaniel that Respondent was worried whether work would be available. Fries, it appears from his own testimony, claims to have heard from the ` the credited, indented testimonN of Robert and Roger McDaniel Although called to testify in dental of numerous statements attributed to him Fries was not questioned concerning this mudent RENNER PLUMBING, HEATING & AIR CONDITIONING, INC. foreman of a local general contractor, Shockey & Co., that in the event that Respondent "went union" there was a possibility that wages would go up and it would not get any more of Shockey's work. This, characterized by Fries himself as a ru- mor, was admittedly circulated by him among the employees and a number of them testified to having been told it by Fries.' President Renner was no less active in the cam- paign than was his superintendent. On a considera- ble number of occasions when Fries made the re- marks set forth above, and similar ones, Renner, according to those present,' was either in the group or nearby. On one specific occasion when employee Combs was working on a job at Renner's residence the sub- ject of transporting workers to out-of-town jobs came up in a conversation with Renner. He told Combs that in the past when he had worked as a union member he had to be on the job at starting time and stay there until quitting time and that he did not have transportation furnished him to and from job as was provided by Respondent on similar jobs. "Therefore," he said, "I did not know what the Union would be after."' Thereafter, about a week before the election, Renner repeated to employees Robert McDaniel and John Booth the rumor previously circulated by Fries (supra) to the effect that if the Union got in the Shockey Company would not give them any more work.9 Renner's prime contribution to the campaign, however, was three speeches given to assembled employees at the beginning of the workday on a morning several days prior to July 15 and on Au- gust 28 and 29.10 In the first speech Renner announced to the men that he had something "stewing in the pot" for them but because the Union arrived on the scene in the meantime his hands were tied and he could not discuss it with them. He went on to describe the Company's policy of providing work during slack periods in the winter months. At such times the em- ployees were assigned such items of "busy work" as sorting bolts and parts and cleaning the shop Renner reminded the employees that during the past winter he had paid out $7,000 for such work, a benefit that he was not obliged to provide them. He then said that if the Union came in and wages were increased he could not afford to provide this so- called shop time and that the men would have to go home. He then commented upon the possibility of bargaining with strangers, stating his feeling that he " the testimony of employees Smallwood I ongcrhaun and Robert ML- Daniel Robert and Roger McDainel Renner '% testlmom which would support employee Combs tc.tnnom wherein he understood Renner to tmpf\ that If the Union came In transpor- tation to out-of-town Jobs would no longer he furnished The credited, undemed testimony of Robert McDaniel the dates of the August speeches are disputed Upon consideration of all the testimony on the subject and upon the basis of a i op, of the second 1517 found it more difficult to talk with strangers than with someone whom he knew. At this point he sug- gested the more acceptable alternative of dealing with someone selected from among the employees, but he said he would not guarantee them anything The foregoing account of Renner's speech is a synthesis of the credible testimony of employees testifying at the hearing tt Renner's account agrees with this in substance, excepting that he either fails to mention or denies several salient facts. Thus he denies outright the reference to something "stewing in the pot." Upon consideration of the volume of testimony to the contrary I reject his denial He concedes the reference to shop time but does not "recall" relating it to any future action pegged to the Union. I do not accept his failure to recall as a denial And with respect to his admitted reluctance to deal with strangers and his being more comforta- ble among friends he testified simply that he never said he would not reach an agreement with the strangers. He made no comment whatever upon the statement credibly attributed to him by the two Mc- Daniels and Longerbeam that the men should select someone from among themselves to bargain for the group. The second speech, on August 28, was delivered from a prepared copy and appears in the record as Renner memorized and delivered it. In its entiretN it read as follows: You have the right to select a bargaining representative, and you also ha-,e the right to refrain from selecting such a representati\e Both of these rights are protected under the law. On Friday, September 1st, beginning at 7.15 A M., you will have the opportunity to vote on this question without interference from the Union or the Company. and by secret ballot The election will be conducted by a represen- tative of the National Labor Relations Board without Union or Compan} representati\ es present. If you have signed a Union card, you hake not obligated yourself in any way to cast a \ ote for the Union The purpose of this election is to give you the opportunity to make your free choice In my opinion, a vote for the Union \\ould not be in your best interest or in the best in- terest of the Company. We are a small or- ganization, and I believe that we should con- tinue to deal directly with each other \\ ithout speech Introduced into e'ldence t. Melt I I-sept Is ,I credibkL and authent', document, parucularl, reking upon the date of August _ t which nut eluded thereon I cone lode and find than the speeches were gn en on 4u gust 228 and 29 and did not solute the Board s rule p,ohd.mng glten within the _24-haul period unntedt.neh prucdutg the holding of Ili official election " Paruudarls employees Robert Ml Daniel Roger \is D.ur I Ion gtr heart and Jackwn 1518 DECISIONS OF NATIONAL LABOR RELATIONS BOARD the interference of a third party, who is a stranger to both of us. The Union can promise you benefits, but un- less these benefits are agreed upon through negotiation, they mean nothing. In many cases these negotiations have been carried on for months, and no agreement has been reached. Under the law the Company cannot promise you any benefits. Neither can it threaten or coerce you in any way. I would point out, how- ever, that the benefits that you have received in the past were made voluntarily by the Com- pany and without a Union, and also without the necessity of your paying Union dues and Union assessments. Don't be misled. Consider this matter and use your own good judgment and vote on Friday. It appears from the testimony of several of General Counsel's witnesses that Renner interpolated as he spoke, wandering from his prepared text. Thus em- ployees Longerbeam and Robert McDaniel quote him as saying that it would take "months and months and months" to negotiate a contract. I am not persuaded that repetition adds an ominous flavor to the textual statements that "negotiations have been carried on for months." Similarly, he is credited with having again suggested the appoint- ment of employees to bargain with him as an alter- native to the strangers whom he referred to in his earlier speech.12 On the 29th Renner again assembled his em- ployees, this time in two separate groups to ac- comodate work schedules. His speech was a brief one limited to only a statement of reminder that they should vote and that they were not obligated one way or another because they had or had not signed a union card. 2. Conclusions Upon the foregoing findings it is evident that, from Respondent's first knowledge of the Union's interest in its employees, it engaged in an effort to persuade them to the contrary as was its legal right. In the process, however, it appears that conduct and statements not in keeping with the neutrality required of an employer in such matters became recurrent. Thus it questioned employees about "what the guys wanted," coupling these questions with a comment that the pay rate would be lowered if the Union came in. However innocuous such in- terrogation may be in a vacuum, it certainly loses its innocence when asked in the context of a threat. This, plus such remarks as the ones dealing with the demise of the coffeebreak, the loss of business from local contractors, and the need for employees furnishing their own transportation, all pegged to the Union's success in the election, could not but interfere with, restrain, and coerce the employees in their freedom to select or reject the Union in the election. Nor is citation of authority necessary to support such a conclusion.13 Renner's speeches provided numerous instances of this same unlawful intrusion. First is his promise of better things to come if the Union is rejected. If indeed Renner had "something in the pot" that would be beneficial to his employees the timing of that announcement was most certainly misplaced. However generous his spirit, to manifest this generosity as an alternative to the employees select- ing the Union was certainly an intrusion upon their freedom of choice. So also is the case of Renner's remarks about the practice of providing employees with "shop time" or "down time." For when he announced to them in his speech that with higher wages of a union con- tract he could no longer afford to continue the practice, then the obvious effect could be no other than to impress upon the men that they could retain these economic benefits only by rejecting the Union. In these further respects, therefore, I find that Respondent has interfered with, restrained, and coerced its employees. A consideration of Renner's several speeches in other respects, however, does not suggest the il- legality urged by the General Counsel. Certainly, for example, Renner is entitled to the opinion that he finds strangers more difficult to deal with than his friends, and to say so publicly. Nor do I see the vice in suggesting, as he did, that he would prefer to deal with the employees themselves. Any vice in this respect would spring from rewards or conces- sions offered for such an arrangement. And in this respect the testimony of the employees is clear that Renner never offered them any reward or benefit if they would reject the Union and select one of their own to speak for them. Indeed employee Longer- beam credibly testified that when Renner suggested the appointment of a spokesman he also stated, "I am not promising that we would or would not get a raise ." This, then, is not in the category of efforts of an employer to induce by bribes or benefits em- ployees to form their own organization. Nor is there anything unlawful in Renner's state- ment that negotiations with the Union could or would take "months," or indeed "months and months." I know of no holdings of the court or Board that would find unlawful negotiations protracted for legitimate reasons. Not intending to " t In a number of instances witnesses appear to have confused what was said at one meeting with what was said at another Due allowances for a normal lapse in recollection persuade me that these are accidents of testimony which are of no significant import " As previously indicated , I am not disposed to consider a number of the statements upon which I base my findings to be the product of Fries' mis. placed sense of humor Quite apart from the inappropriateness of the sub- ject matter as a basis for humor nothing in the record, including Fries' demeanor , suggests that he ever took a lighthearted approach to the unionization of the men or to conversation concerning it RENNER PLUMBING, HEATING & AIR CONDITIONING, INC. read illegitimate reasons into Renner's remarks where none appear I would reject any suggestion that he was not free to speculate publicly on the possible extent of future dealings with the Union. In summary, I would conclude and find that by the conduct and statements of Connie Renner and Ray Fries detailed above, excepting so much of Renner's speeches as I have discussed above, Respondent interfered with, restrained, and coerced its employees in the exercise of rights guaranteed them by the Act, thereby violating Sec- tion 8(a)( 1). C. The Refusal To Bargain It is General Counsel's contention that when the Union requested recognition and bargaining and Respondent rejected this request the Union already represented a majority of the employees in a unit which was thereafter agreed upon as appropriate for the purpose of bargaining. This, it is claimed, can be established by the signed union authoriza- tions cards in the Union's possession. Accordingly, it is contended, because Respondent's course of conduct generally, and specifically its subsequent unlawful conduct, negates any suggestion of a good-faith doubt of this majority and because its request for an election was actually motivated by a desire to undermine the Union," Respondent's refusal to bargain with the Union was unlawful. Since the existence of a majority in an appropriate unit is a sine qua non for any findings of refusal to bargain an analysis of the evidence upon which it is based is the first order of business. 1. The request and refusal Upon the uncontested documents submitted in evidence and set forth above (section IV, A, supra) I conclude and find that on June 30, 1967, the Union requested Respondent to bargain with it as representative of the employees in the following unit agreed upon as appropriate: All mechanics, first class, mechanics, second class, and helpers employed by the Employer, but excluding all other employees, including temporary summer students, office clerical em- ployees, professional employees, guards and supervisors as defined in the Act, as amended. I further conclude and find that by letter of July 5, 1967, Respondent refused to bargain with the Union. Respondent's motivation in this action which it took manifests, it is claimed, an improper course of conduct demonstrating that Respondent never did entertain a doubt as to the Union's majority status. Renner's own testimony would tend to support this claim. Thus, he stated on cross-examination that 14 Cf Berne! Foam Products Co, Inc , 146 NLRB 1277 15 Cf No!! Motors, Inc , 168 NLRB 1029 1519 upon receiving the Union's letter of June 30 he merely "looked it over" and passed it on to his at- torney without knowing what its contents were. It is difficult to believe that a knowledgeable business man, upon receiving a letter from a union, could or would so repress his natural curiosity as to merely "look it over" and pass it on without further study. If Renner did this, knowing, as he admittedly did, that his employees were involved with the Union, he has thereby manifested, to my satisfac- tion, an attitude of avoidance and evasion of the Union clearly indicative of a determination not to recognize or bargain with it. I must either accept this conclusion or the only other possible alterna- tive-that such testimony is not worthy of belief. But whether I believe it or not Respondent, I find, has established its bad faith at the outset,15 quite apart from such improper conduct in which I find it has indulged. 2. The arithmetic It is stipulated among the parties that on June 30, the date of the Respondent's request, there were 19 employees in the appropriate bargaining unit. Ac- cordingly, to demonstrate its numerical majority the Union must establish that 10 or more of these had selected it as their representative on or im- mediately before this date. 3. The signed authorization cards The form of the card which employees signed and returned to the Union has already been described (supra). This card, I conclude and find, adequately and effectively serves to state as its pur- pose the signer's authorization of representation. Cards were signed by 13 employees under the fol- lowing conditions as credibly described by them in their testimony: The signers had attended one or both of the union meetings at which, it is credibly testified, they were told the Union's objectives and its desire to represent them as bargaining represen- tative in negotiations with Respondent. Each of the following employees credibly testified to having signed his card on the date indicated and thereafter turning it over to either employee Lillis or Roger McDaniel. John Booth June 21, 1967 Carmine M. Clark June 20, 1967 Robert Puffinberger June 20, 1967 Jack Grubb June 20, 1967 Truman Peffer16 Harley Adams Robert L. McDaniel Undated Undated June 23, 1967 William F. Combs June 20, 1967 Roger Lee McDaniel June 20, 1967 '" Employee Peffer credibly testified that he signed a card sometime in June 1967 When pressed by counsel for a more definite date he said it was "between the 17th and the 19th or 20th " 1520 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Leonard E. June 20, 1967 Smallwood Tinly William June 21, 1967 Jackson John H. Lillis June 20, 1967 Gary Golightly June 20, 1967 All except two unqualifiedly testified that they had read the card before or after signing it, and cer- tainly before returning it to employee Lillis. Lillis in turn passed the cards on to employee Roger Mc- Daniel who in turn gave them to Union Representa- tive Johnson. Employee Truman Peffer "read the card as best he could" not having his glasses. He knew what the card meant, however, having attended the meeting and having heard what was said about the Union Employee Harley Adams, when called as a witness, was particularly uncommunicative, remembering little if anything concerning either the union meet- ing he attended or the date or circumstances under which he signed his card. Nor did he recall these in- cidents when his pretrial affidavit was read to him. He did testify, however, that this statement was true when given to an agent of the Board. Therein he stated that he signed the card in the middle of June at employee Lillis' request, that he returned it to him, and that he understood he was authorizing the Union to represent him. Under all the circum- stances , I reject Adams' vague testimony and rely instead upon this sworn affidavit which he states to be true. I conclude and find that Adams signed the card prior to June 30, 1967. Not only has it been shown that I I of the signa- tories read the card but the testimony of all except Adams makes it clear that they understood what they were doing. Thus employees Booth, Clark, Roger McDaniel, Robert McDaniel, Puffinberger, Smallwood, Jackson, and Lillis testified that they either knew or were told that the purpose of the card was to authorize the Union to represent them. Some of these, together with employee Grubb, when given a blank card, were asked if they were interested in the Union ; but no one among those testifying was told that he was obligated to become a member or was otherwise bound by what he signed. Employee Combs was told nothing when given the card but testified that he already knew what it was for, as did employee Gary Golightly. Employee Booth was told by Lillis, who gave him the card to sign, that "it was a card to sign if we de- cided that we would like to join the Union." Booth, who had testified that he read the card, later testified that he "understood what this card said." In this case I specifically conclude and find that Booth understood his signature to be an authoriza- tion of the Union to represent him. Employee Adams, whose faulty recollection has already been featured, testified on cross-examina- tion that he did not know what he was signing, that he just signed the card "to keep anyone from getting mad at me." Adams impressed me as a wit- ness who was not disposed to cooperate, but I have no way of determining whether this disposition was chronic or contrived. In either case, however, and with due consideration of his studied effort to disas- sociate himself from the Union, I would recom- mend that his card not be included among those supporting the Union's claim of majority status. In- deed to do so could taint what I deem to be an otherwise clear indicia of the employees' selection of the Union as their bargaining representative. In summary, therefore, and upon the foregoing considerations, I would accept the 12 authorization cards held by the Union on June 30, 1967, being all cards except the doubtful Adams' card, as unqualified evidence of the fact that on that date the Union represented a majority of Respondent's 19 employees, and I so conclude and find. 4. Conclusions In the bargaining unit agreed upon I have found that on June 30, 1967, there were 19 eligible em- ployees . To constitute a numerical majority 10 or more would be required to authorize the Union to represent them . On the basis of the findings I have made herein , I conclude and find that during this period at least 12 did so, having read and signed authorization cards which I have counted as valid, authentic designations . It is well settled , of course, that an employer may insist upon a Board election as proof of a union 's majority , which it did not see fit to request here. It is equally well settled, how- ever , that it may not lawfully bargain when its refusal is grounded, not upon a good -faith doubt of the union's majority status , but rather upon a "re- jection of the collective bargaining principal or by a desire to gain time within which to undermine the Union."" Here Respondent conceded that he had not even read the Union 's letter of request before passing it on to his attorney . Nor did he see fit to accept a telephone call from the Union 's representative. Meanwhile , and thereafter , however , he and his su- pervisor , Fries, did display sufficient interest in the Union 's progress and status to indulge in the inter- rogation, promises of benefits , and threats of reprisal which I have detailed above (section III, B, 1 and 2 , supra ) as interference , restraint , and coer- cion in violation of Section 8(a)(1) of the Act. Because all of this clearly discloses that the Respondent 's refusal to bargain , unaccompanied as it was by any stated doubt of the Union's majority, lacks the good faith required of it, and because I find that Respondent has engaged in conduct which would undermine the Union 's existing majority, I conclude and find that its failure and refusal to " Jog Silk Milli. hit , 85 NLRB 1263, 1264, enfd 195 F 2d 723 (C A D C ) See also Noll Motors , /nu , 168 NLRB 1029 RENNER PLUMBING, HEATING & AIR CONDITIONING, INC. recognize and bargain with the Union constitute a violation of Section 8(a)(5) of the Act and further interference, restraint, and coercion in violation of Section 8(a)(I ).'8 D. Objection to the Election In addition to the foregoing findings and conclu- sions upon which I shall base my recommendations for a remedy for the unfair labor practices com- mitted, I also have before me objections to the con- duct of election in Case 5-RC-6069, referred to me by the Regional Director for disposition. A review of the pleadings and related evidence discloses that objections raised are substantially identical with the allegations of Section 8(a)(1) in the complaint. To the extent, therefore, that I have already treated of these allegations and found cer- tain of them to constitute unlawful conduct, as al- leged, it would unduly burden the record and the reader to reiterate these findings in a parallel con- text. Suffice it to say that in the instances of inter- ference, restraint, and coercion which I have al- ready found (supra) it is an a fortiori conclusion that such conduct interferes with the exercise of the free choice of voters necessary for an election.'" Accordingly, I shall recommend that the represen- tation election heretofore held in Case 5-RC-6069 be set aside. V. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE The activities of Respondent set forth in section IV, above, occurring in connection with its business operations described in section 1, above, have a close, intimate, and substantial relationship to trade, traffic, and commerce among the several States and tend to lead to labor disputes burdening and obstructing commerce and the free flow of commerce. VI. THE REMEDY It has been found that Respondent has violated the Act in certain respects. I will accordingly recommend that an order issue requiring Respon- dent to cease and desist therefrom and to take cer- tain affirmative action which will effectuate the pol- icies of the Act. Furthermore, in view of my finding that Respondent has violated Section 8(a)(5) of the Act, I will recommend that the petition in Case 5-RC-6069 be dismissed and that all proceedings held in connection therewith be vacated. " Mink-DaNon, Inc, 166 NLRB 604 " Irving Air Chute, !n( , Marathon Division, 149 NLRB 627, affd 350 F2d176(CA 2) d1 In the event that this Recommended Order be adopted by the Board, the word "RECOMMENDED" shall be deleted from the caption and wher- ever else it appears thereafter, and for the words "I recommend" there shall be substituted "the National Labor Relations Board hereby orders " RECOMMENDED ORDER 1521 Upon the entire record in this case, and pursuant to Section 10(c) of the National Labor Relations Act, as amended, I recommend'" that Renner Plumbing, Heating & Air Conditioning, Inc., its of- ficers, agents, successors, and assigns, shall: 1. Cease and desist from: (a) Threatening its employees with economic reprisals and more arduous working conditions if they selected Local Union No. 5, United Associa- tion of Journeymen & Apprentices of the Plumbing & Pipefitting Industry of the United States and Canada, AFL-CIO, as their representative. (b) Promising its employees benefits to induce them to vote against the aforesaid labor organiza- tion in the pending election. (c) Unlawfully interrogating their employees concerning their union sentiments. (d) Refusing to bargain with the aforesaid labor organization as the exclusive representative of em- ployees in the following unit found to be ap- propriate for the purposes of collective bargaining: All mechanics, first class, mechanics, second class, and helpers employed by the Employer, but excluding all other employees, including temporary summer students, office clerical em- ployees, professional employees, guards and supervisors as defined in the Act, as amended. (e) In any like or related manner interfering with, restraining, or coercing employees in the ex- ercise of rights guaranteed by Section 7 of the Act. 2. Take the following affirmative action which it is found will effectuate the policies of the Act: (a) Upon request, bargain collectively with the above-named labor organization as the exclusive representative of all Respondent's employees in the unit found appropriate and, if an understanding is reached, embody such understanding in a signed agreement. (b) Post at its Winchester, Virginia, premises co- pies of the attached notice marked "Appendix."" Copies of said notice, on forms provided by the Re- gional Director for Region 5, after being duly signed by Respondent's representative, shall be posted by it immediately upon receipt thereof, and be maintained by it for 60 consecutive days thereafter, in conspicuous places, including all places where notices to employees are customarily posted. Reasonable steps shall be taken by Respon- dent to insure that said notices are not altered, defaced, or covered by any other material. " In the event that this Recommended Order is adopted by the Board, the words "a Decision and Order" shall he substituted for the words "the Recommended Order of a Trial Examiner" in the notice In the further event that the Board's Order is enforced by a decree of a United States Court of Appeals, the words "a Decree of the United States Court of Ap- peals Enforcing an Order" shall he substituted for the words "a Decision and Order - 1522 DECISIONS OF NATIONAL LABOR RELATIONS BOARD (c) Notify said Regional Director, in writing, within 20 days from the receipt of this Decision, what steps have been taken to comply herewith.22 IT IS FURTHER ORDERED that the petition in Case 5-RC-6069 be, and it hereby is, dismissed, and all proceedings held in connection therewith be, and they hereby are, vacated. " In the event that this Recommended Order is adopted by the Board, this provision shall be modified to read "Notify said Regional Director, in writing , within 10 days from the date of this Order , what steps Respondent has taken to comply herewith " APPENDIX NOTICE TO ALL EMPLOYEES Pursuant to the Recommended Order of a Trial Examiner of the National Labor Relations Board and in order to effectuate the policies of the Na- tional Labor Relations Act, as amended, we hereby notify our employees that: WE WILL NOT threaten you that there will be economic reprisals or more arduous working conditions if Local Union No. 5, United As- sociation of Journeymen & Apprentices of the Plumbing & Pipefitting Industry of the United States and Canada, AFL-CIO, is your bargain- ing representative. WE WILL NOT promise you benefits to induce you to vote against the aforesaid Union in any pending election. WE WILL NOT unlawfully question you con- cerning your union membership or sentiments. WE WILL, upon request, bargain collectively with Local Union No. 5, United Association of Journeymen & Apprentices of the Plumbing & Pipefitting Industry of the United States and Canada, AFL-CIO, as the exclusive represen- tative of all the employees in the bargaining unit described below concerning rates of pay, wages, hours of employment, and other condi- tions of employment and, if an agreement is reached, embody it in a signed agreement. The bargaining unit is: All mechanics, first class, mechanics, second class, and helpers employed by the Employer but excluding all other em- ployees, including temporary summer stu- dents, office clerical employees, profes- sional employees, guards and supervisors as defined in the Act, as amended. WE WILL NOT in any like or related manner interfere with, restrain, or coerce you in the exercise of your rights to self-organization or to form, join, or assist any labor organization, or to bargain collectively with us concerning terms or conditions of employment through the representative you select, or to refrain from any of these activities if you so choose. You and all our employees are free to become or remain , or to refrain from becoming or remaining, members of or withdrawing membership in any labor organization. RENNER PLUMBING, HEATING & AIR CONDITIONING, INC. (Employer) Dated By (Representative ) (Title) This notice must remain posted for 60 consecu- tive days from the date of posting and must not be altered, defaced, or covered by any other material. If employees have any question concerning this notice or compliance with its provisions, they may communicate directly with the Board's Regional Office, Sixth Floor, 707 North Calbert Street, Bal- timore, Maryland 21202, Telephone 962-2909. Copy with citationCopy as parenthetical citation