Project AidDownload PDFNational Labor Relations Board - Board DecisionsFeb 14, 1979240 N.L.R.B. 743 (N.L.R.B. 1979) Copy Citation PROJECT AID 743 American and Indo-China Development a/k/a Project Aid and Wanda Aydogan. William Patry, Dannie Fairley. Cases 23-CA 6717 1, 23-CA-6717 3, and 23-CA-735 February 14. 1979 DECISION AND ORDER By CHAIRMAN FANNIN(G AND MFMBI.RS PNFIEIO AND TRUESDAI On November 17, 1978. Administrative Law Judge Melvin J. Welles issued the attached Decision in this proceeding. Thereafter, the Charging Parties and the General Counsel filed exceptions and supporting briefs. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs and has decided to affirm the rulings, findings.' and conclusions of the Administrative Law Judge and to adopt his recommended Order, as modified herein. 2 ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Re- lations Board adopts as its Order the recommended Order of the Administrative Law Judge and hereby orders that Respondent, American and Indo-China Development a/k/a Project Aid, Houston, Texas. its officers, agents, successors, and assigns. shall take the action set forth in the said recommended Order, as so modified: 1. Insert the following as paragraph 2(b) and relet- ter the subsequent paragraphs accordingly: "(b) Expunge from its records any notices of rep- rimand and/or discharge given to William Patry and Wanda Aydogan. 2. Substitute the attached notice for that of the Administrative Law Judge. 'The General Counsel has excepted to certain inadvertent typographical errors in the Administrative l.aw Judge's Decision. we find merit in those exceptions. Accordingly. the appropriate corrections have been nade in the Administrative Law Judge's Decision 2 The Administrative Lt.aw Judge found that Respondent iolated Sec. 8(aX I) of the Act by reprimanding and discharging employees William Pa- try and Wanda Aydogan. However. in remedsing that xiolation. he ne- glected to require Respondent to expunge from its record, a notices of reprimand and or discharge taken against Patrr and Adogan Accord- lngl., our Order herein modifies the Administrative Lax Judge's Order to provide for such expungement. 240 NLRB No. 101 APPENDIX Noi I(I To EMPI.OYtELS POS IED) H ORDIR (01 1 II N.\IIONAI LABOR R L.AIONS BOARD An Agency of the United States Government Wt WI i. NO1 reprimand. discharge, or con- structively discharge any employee for engaging in protected activities or for filing charges with the National Labor Relations Board. W will 1. so instruct any employee not to en- gage in protected activities. Wi wLl. ,oT impliedly threaten employees with discharge because of their protected activi- ties. Wf wlL ,X N)I in any other manner interfere with, restrain, or coerce our employees in the exercise of rights guaranteed them under Section 7 of the Act. WL. ilL. offer reemployment to William Patry and Wanda Aydogan and pay them for losses thev suffered as a result of our having dis- charged them, plus interest. Wt wIL expunge from our records any no- tices of reprimand or discharge given to William Patrv and Wanda Aydogan. AMERICAN AND INDO-CHINA DIVELI.OPMF.NI a/k/a PROJt(-i All) DECISION STAIEMENT OF TlE CASE MEIV. J WELLES, Administrative Law Judge: This case was heard before me at Houston, Texas. on March 13 and 14, 1978. based on charges filed September 7 and 15, 1977, and amended on January I I and 23, 1978. and a complaint issued January 31, 1978, alleging that Respondent violated Section 8(a)(I) and (4) of the Act. The General Counsel, the Charging Parties, and Respondent have filed briefs.' Upon the entire record in the case, including my obser- vation of the witnesses, I make the following: FINDINc;s OF FA(CT I. THE BSINESS OF TIEF EMPLOYFR Respondent is a Texas corporation, with offices and places of business in various locations in Texas, including the Houston, Texas, facility here involved. It is engaged in the business of offering employment services, job training, day-care services, social services, including securing medi- cal care, and transportation to relocated Indo-Chinese per- sons. During the 12 months preceding the issuance of the I -Ihough Respondent's brief ,is untimel, filed. I have accepted it. and I herchb dens the (ieneral ( ouncl's motion to strike it. PROJECT AID 43 744 DECISIONS OF NATIONAL LABOR RELATIONS BOARD complaint, Respondent received gross revenues in excess of $500,000 from various State and federally funded con- tracts. Its government contracts included some given pur- suant to the Comprehensive Employment Training Act (CETA) and through the Department of Public Welfare, now known as the Department of Human Resources. Such contracts produced revenues in excess of $250,000. During the same period, Respondent did business valued in excess of $50,000 with Southwestern Bell Telephone Company and International Business Machine Co., both of which are directly engaged in commerce. I find, as Respondent ad- mits, that it is an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. II IHE UNFAIR LABOR PRACTICES A. The Issues The complaint alleges that Respondent violated Section 8(a)(l) of the Act by the conduct of its executive director, Dr. Michael Dismond, in (1) instructing employees that they were forbidden to discuss among themselves wage problems and rates of pay, (2) telling employees that those who persisted in protesting regarding pay problems would be fired as other employees had been fired in the past, and (3) reprimanding two employees, Wanda Aydogan and William Patry, and placing them on 60 days' probation. The complaint also alleges that Respondent violated Sec- tion 8(a)(1) by discharging employee Patry and construc- tively discharging employees Aydogan and Dannie Fairley. The discharge of Patry and the constructive discharge of Aydogan are also alleged to have violated Section 8(a)(4) on the ground that these acts were taken because the em- ployees filed charges with the Board. Resolution of the aforementioned issues depends in part on the credibility of the witnesses. The principal issues, apart from credibility, are whether the three alleged dis- criminatees engaged in protected concerted activities, whether Patry was discharged because of such activities, whether Fairley's and Aydogan's resignations are attribut- able to Respondent's treatment of them, and whether that treatment stemmed from protected concerted activities on their part. B. The Facts As mentioned above, Respondent is engaged in provid- ing various social services to relocated Indochinese per- sons. It operates in part under government contracts from CETA, and it hired the three Charging Parties, William Patry, Wanda Aydogan, and Dannie Fairley, by referral from an organization known as Vocational Guidance Ser- vice, Inc., herein called VGS. VGS employed personnel whose duties involved monitoring the contract for various purposes. Alex Sanchez was the VGS monitor for Project Aid during most of the period here involved. He was re- quired to visit the jobsite at least once a month and actual- ly visited Project Aid about 10 times between April 1 and the end of August 1977. A grievance procedure set up by CETA provided for resolution of employee grievances by final steps if the grievance was not resolved by, first, the "Employing Agency," in this case Respondent, and, sec- ond, the "Delivery Agent." in this case VGS. Patry and Fairley began their employment toward the end of May 1977; Aydogan, on June 3. Patry was hired as an "Instructor ": and the other two, as "Crisis Interven- tion Workers l's." In each instance, the contract between VGS and Project Aid specified the kinds of services to be performed. A day or two after Patry and Fairley were hired, they attended an orientation meeting at VGS, along with two other Project Aid employees, Debra Haynes and Nguyen Duong, and one employee from another outfit. Lucille DiDomenico, a director of VGS, and Sanchez were there for VGS. Project Aid had informed Patry and Fairley that they would not receive their first full paychecks until July 25. DiDomenico and Sanchez told them that it was not necessary for Project Aid to delay the first full payment and also that Project Aid could pay the employees biweek- ly. Sanchez said that he would be in touch with Dismond, the director of Project Aid, about this, and Sanchez later told Patry that he had contacted Dismond. Patry, Fairley, Haynes, and Duong returned from the orientation meeting and conferred with Irene Randle, Dismond's deputy direc- tor. They recounted to her their discussion with DiDomen- ico and Sanchez. Randle replied by saying she would discuss the matter with Dismond. The first paychecks to Patry and Fairley, given to them on June 25, covered only the period from May 26 to May 31. At that point Patry called Sanchez, and it was then that Sanchez told him he had spoken with Dismond the day of the orientation meeting and that Dismond had agreed to attempt to correct the situation. Sanchez also said that Dis- mond was not refusing to do anything about it. Patry then made an appointment with Dismond's secretary, Diane McDonald, for himself and Fairley to meeting with Dis- mond on June 29. Patry, Fairley, Aydogan, Haynes, and one other employee had discussed the matter among them- selves in the meantime. McDonald subsequently told Patry and Fairley that Dismond would see them individually, rather than together. Both employees did meet with Dis- mond on that date. After Patry explained the problem with regard to pay to Dismond, Dismond said that "bookkeep- ing requirements of such a change prohibited it." Fairley then went in to see Dismond. He told Dismond, as had Patr.y that VGS said they (the Company) could pay the full amount if they wished to do so. Dismond said he was "tired of talking about the pay situation" and that he was tired of them trying to tell him how to pay his employees. When Fairley said that paying the employees the full amount was an accomodation to them rather than to VGS and mentioned the employees' problems, that they really needed the money, Dismond reiterated that he was tired of the problem of VGS and that he "had fired employees for the same type of problem." Dismond confirmed Patry's testimony with respect to their meeting on June 29, but denied that he even discussed the pay situation at his meeting with Fairley that day. He testified that his discussion with Fairley concerned travel reimbursement money and that he also talked with Fairley about his having been harassing Supervisor Lee Lillie. Because there were many other conflicts between the tes- timonies of General Counsel witnesses and Dismond, I di- PROJECT AID 745 gress at this point to discuss the credibility issues. I am convinced, based not only on Dismond's demeanor but also on various inconsistencies in his testimony, as well as instances where Respondent's own witnesses either did not confirm or specifically contradicted Dismond's testimony, that he was dissembling. Thus, when Dismond was first examined by the General Counsel under Section 611(c) of the Federal Rules of Evidence, he exhibited a remarkable lack of memory about the duties of the employees and the dates and substance of events that are at issue here. He also contradicted himself on many occasions. He first testi- fied that he had not spoken with Patry about the pay situa- tion prior to a certain July 6 meeting. A short time later, he testified that he had spoken with Patry about the pay situa- tion prior to the meeting. Dismond said he did not "recol- lect" whether Patry responded in writing to his termina- tion, although the document "looked familiar." In view of the contents of Patry's response, it is not the sort of thing that would not be well remembered. Dismond testified that he caused Aydogan to be transferred four different times between June and September because of reports that she was not interested in doing her job. His testimony was that "for the entire time that Wanda was with us, I believe I transferred Wanda at least four time in an effort to find something that she would get involved in doing, because prior to that point she wouldn't do anything." On cross- examination, Dismond said that the reports on Aydogan that caused him to transfer her four times came from Irene Randle, that he also observed her himself, and that he "be- lieved" John Robiero gave him some reports on Aydogan. Robiero was not called as a witness, and Randle, although appearing as a witness for Respondent, was never asked to confirm Dismond's testimony with respect to reports from her to him about Aydogan. Furthermore, a "performance appraisal" of Aydogan by Randle, dated July 14, 1977, is in evidence and shows Aydogan as being rated "very good" in 12 of the 15 categories listed on the form and "average" on the other 3, with no "fair" or "poor" ratings at all. This evaluation scarcely comports with Dismond's description of Aydogan as an employee who "wouldn't do anything." Dismond testified, when called by the General Counsel initially, that he did not "remember specifically what I said" at the July 6 meeting. His memory presumably im- proved when he testified on Respondent's behalf, as he then was able to "recall" in some detail what he said and to deny categorically making any statement to the effect that he had previously discharged employees for raising ques- tions about pay. But the testimony of all General Counsel witnesses who attended that meeting was that Dismond had made such statements, and these witnesses included one, Edward Moran, who is not otherwise involved in this proceeding and who testified credibly that Dismond did speak about the fact that "previous individuals had already had a grievance of some nature. and these individuals were terminated." DiAnn Youker, called by Respondent and a member of its board of directors, reluctantly testified, on cross-examination, that Dismond had "talked about indi- viduals who had previously worked with Project Aid and that he had fired the staff because of reasons that were not-whatever you want to put it-emotionally involved with the program." When asked for her best recollection as to precisely what it was that Dismond had said in this re- spect, she replied "I don't remember specifically what he said." She then stated that Dismond said "that the reason he had fired them was because they had told lies about the agency. Things that they did not know they had gone to the funding sources and told them. That was about it." The sum total of Youker's testimony clearly supports the ver- sion of Dismond's remarks given by the General Counsel's witnesses. Two other supervisors, Marilyn Smythe and Lil- lie, although called as witnesses by Respondent, were not asked about this meeting, which they attended. Even the particular conflict between the testimony of Fairley and Dismond regarding what was said at their meeting on June 29, which conflict occasioned this digres- sion to discuss Dismond's credibility, supports the conclu- sion that Fairley rather than Dismond should be credited. For Patry and Fairley were attempting to meet with Dis- mond together, with the pay situation being the subject. And although Dismond insisted on seeing each separately, it is extremely unlikely that Fairley would not have dis- cussed with him the very subject about which the two em- ployees sought the meeting. In sum. I am convinced that conflicts between Dismond and witnesses for the General Counsel should be resolved in favor of the latter, and the facts set forth hereinafter are based on the credited testi- mony of those witnesses.2 On July 6 Dismond called a meeting of employees, the one already referred to in the credibility discussion above. Fairley did not attend, but Patry, Aydogan, Haynes, and other employees and supervisors did. Dismond began the meeting by telling the employees that he was ashamed of the "Title 6 employees," although he had been proud of them up to then. He went on to say that he was "tired of all this crap about pay difficulties, that that matter would be discussed at the meeting, but that he would not discuss it subsequent to the meeting." Dismond went on to say that the pay schedule "had been explained to us, and that it would not be changed . . . that VGS owed him $9,000. . . and that he had fired a staff of people for a similar dispute in the past, and that he would do it again . . . and that subsequent to this meeting that we were not to discuss wag- es among ourselves, that if we didn't have anything to do, we were to go shut up in the corner . . . that there had been some talk about grievances, and that we didn't know the first thing about filing grievances . .. that even if we did file a grievance, that he had a friend at VGS, whom he named, that would take care of the problem for him." 3 Dismond then asked if there were any questions, and only Patry responded. Patry said that he understood the policy of Project Aid was to pay the employees 7 weeks after they started but that VGS had given them a different reason, adding that he did not want to be branded as a troublemaker concerning this matter. Dismond said that he I discu,. as necessary, other conflicts in testiln) ' Involving olher Ait- ne-es for Respondent lie named Audre I axsln a he "friend" he foregming qutallions Ire from the etinlloll Of Patr. Althoiugh the precise H ords Dismond uttered are ot denticad In the testimon of the other itlnesses for the (eneral ('ounel. the glil of their tesllionI corrhoborales Patr s PROJECT AID 45 746 DECISIONS OF NATIONAL LABOR RELATIONS BOARD would not use the meeting to discuss the matter with Patry personally. On August 24 the employees received a memorandum from Randle that there would be a meeting of the VGS- CETA participants in her office the next day. Patry, Fair- ley, and Aydogan discussed among themselves the possibil- ity that this meeting involved pay. as it was scheduled for payday, and they informed Sanchez of the impending meeting. At the meeting, Randle informed the employees that they would not get their paychecks that day. (Their surmise proved to be correct.) Patry told Randle that he "found it hard to believe, because it seemed that all these pay difficulties kept on happening to the same people, and other people did not have difficulties with their checks." When Marilyn Smythe came into the room and said she had recently been appointed as director of personnel and that she was not able to keep up with the great many con- tracts, Patry said that it was interesting that she had re- ceived her check on time. Fairley also voiced a strong pro- test at not receiving the check on time. Randle said that she would talk to the VGS bookkeeper and try to arrange for the employees to be paid as soon as possible. The employ- ees involved received their checks on August 31. In the meantime, they had called Sanchez in order to file griev- ances and request a "transfer meeting" at VGS. These grievances were filed, and on August 31 Patry, Fairley, Ay- dogan. and Haynes, along with Sanchez, met with McCar- thy, the director of VGS, Kay Warhold, supervisor of mon- itors at VGS, Audrey Lawson, and a transcriber. Patry and Fairley had specifically asked Supervisor Booker for per- mission to attend this grievance meeting, and Booker had granted the request. On September I Patry received a written reprimand, placing him on probation for 60 days. The reprimand (from Dismond to Patry) read as follows: Mr. Patry, this reprimand is to advise you that you are hereby placed on probation for a period of 60 days for the following reasons: a. August 31, 1977, you were informed by your sup- ervisor, Ms. Irene Randle. to report to the Executive Director for a new job assignment. That same af- ternoon, you failed to do so. b. August 31, 1977, you left your work station with- out permission at 3:45 as reported by Mr. John Rubei- ro, a staff administrator. c. On August 31, 1977, you left your work station and at 4 o'clock the personnel officer advised me that you failed to sign the time sheet and you departed for the remainder of the day. d. On September 1, 1977. you failed to sign the time sheet in the morning and at your lunch hour and was seen driving away from the office and were absent over an half an hour period. e. On August 31, 1977, the personnel director marked 4 o'clock as your time out because you left prior and did not sign out, and your time sheet on September 1, 1977, showed at 5:30 forged correction for time out. This reprimand is intended to urge you to carry out your work assignments in a manner expected of a staff person and any violation of agency procedures after receipt of this letter will result in automatic termina- tion. Finally you are assigned to assist Mr. Ed Moran in the training Component and will report to Mr. John Rubeiro, Coordinator of Social Service until return of Ms. Irene Randle, your permanent supervisor. On the same day, Dismond gave Aydogan a written rep- rimand, which read: Mrs. Aydogan, this reprimand is to advise you that you are hereby placed on probation for a period of 60 days for the following reasons: a. August 31, 1977, you left your work station with- out permission at 3:45 as reported by Mr. John Rubei- ro, a staff administrator. b. On August 31, 1977, you left your work station and at 4 o'clock the personnel officer advised me that you failed to sign the time sheet and you departed for the remainder of the day. c. On August 30, 1977, your time sheet indicates that you have either signed in for another staff person, or another staff person has signed in for you, both are violations of company procedures. d. On September 1, 1977, your time sheet indicates that you have either signed in for another staff person or another staff person has signed in for you, both are violations of company procedures. This reprimand is intended to urge you to carry out your work assignments in a manner expected of a staff person and any violation of agency procedures after receipt of this letter will result in automatic termina- tion. Finally you are assigned to Mr. Lee Lillie in Indus- trial Relations and Crisis Intervention. Patry had returned late (about 2 p.m.) the day before from the grievance meeting at VGS. According to him, Randle told him to report to Dismond the next day.4 The next morning, about 8:45 a.m., Patry called Dismond's of- fice. He told Diane McDonald (Dismond's secretary) that Randle had told him to report to Dismond. McDonald said that Dismond would get back to him. About 2 hours later, Patry again called Dismond's office. He finally saw Dismond in the afternoon, and Dismond gave him a copy of the reprimand set forth above. Patry proceeded to dis- cuss each aspect of the reprimand with Dismond, in an attempt to explain precisely what the situation was on each item there listed. And the next day Patry turned in a writ- Randle testified that she had called Patrs earl on August 31 and left a message for him to call back, that he did so about 12:30 p.m. and that she then told him to report Ito Dismond that afternoon. Although Randle was at home ill on the da, in question. she testified that she often made and re- ceised calls at home pertaining to Project Aid work. Her recollection of how mans days she had been ill at the time was quite vague. When asked wheth- er she had been told hv Dismond that it was urgent for Patry to report to him, she replied: "No. I chose to do it that da 3 That was my prerogative." As It is undisputed that Patr) was at the VGS grievance meeting that day until about 2 p.m.. Randle was clearly mistaken about the time of her con- versation w ith him. Furthermore, Patr)'s conduct the next day (reported in the text a.bove) s hardly that of someone defying a direct order from a suiper isor. but rather than of a person seeking to comply with an, order given In the circumstances, I credit Patry over Randle. PROJECT AID 747 ten statement to Dismond as a "written form of my oral rebuttal" of the previous day. On September 12 Marilyn Smythe delivered to Patry a memorandum from Dismond entitled "Termination" and reading as follows: This letter is to advise you that effective immedi- ately, you are hereby terminated for the following rea- sons: A. Upon receipt of your rebuttal of my reprimand. you stated that your Supervisor Ms. Irene Randle, on August 31, 1977. instructed you to report to the Exec- utive Director, September 1, 1977. Ms. Irene Randle stated that she specifically instructed you to report to the Executive Director on August 31. 1977. This is a failure to follow specific instructions, as outlined in Section 14. Causes of Disciplinary Action, of the Per- sonnel Policy. When questioned in this regard you de- liberately made false statement to the Executive Di- rector, both orally, and in written form. B. When questioned by the Executive Director con- cerning your whereabouts on August 31, 1977. when you left your work station, you stated that you were in Mr. Booker's office and consequently that was the ba- sis for the Personnel Director's failure to locate you. Subsequently in your rebuttal letter to the Executive Director you indicated that you were at your work station, which is not Mr. Booker's office, in the pres- ence of two (2) employees, one which was Mr. Booker. At approximately 4:00. Mr. John Rubeiro, Director of Transportation, informed the Executive Director that he was in Mr. Booker's office and witnessed you ac- companying others leaving the Project AID facilities. In addition, Mary Lou O'Brian indicated to the Per- sonnel Director and the Transportation Director, that you in fact had left for personal reasons. It is quite obvious that your statements to the Executive Direc- tor were false () constituting absence without satis- factory explanation or tardiness and (2) unauthorized time away from work station, as indicated in Section I., Causes of Disciplinary Action, of the Personnel Pol- icy. In view of the above, I feel your conduct is unbe- coming of a staff member of Project AID. The next day. September 13. Patry gave Smythe a writ- ten "rebuttal to termination" memorandum. Also on Sep- tember 13, Patry was informed that VGS had denied their requests for transfer. On September 26 or 27 CETA re- versed that decision. Sanchez testified credibly as to numerous conversations with various Project Aid employees concerning the pay sit- uation there, as well as to the May 27 orientation meeting at VGS, where Patry and Fairley, among others, discussed the problem. He testified also as to having spoken with Dismond after the orientation meeting, telling Dismond of the "new fiscal policy" at VGS, which would enable the employees to be paid their first check more promptly. San- chez brought up the pay subject again on about June 23 with Dismond, telling him that the employees were upset about having received a "short check." Dismond told San- chez that "no one could dictate to him how to run his payroll or bookkeeping department," repeating this again after Sanchez explained that he was not trying to force Dismond to pay the employees any sooner. but was ap- pealing "to his sense of understanding and humanit." Dis- mond repeated that he would pay only on the 25th of each month and that the employees concerned would not re- ceive a full paycheck until July 25. A day or so later, San- chez informed the employees of the results of his conversa- tion with Dismond. And, as already noted, in late June and early July five employees, including Patry. Fairley. and Ay- dogan. discussed with Sanchez the filing of grievances with VGS and CETA protesting having received only a week's pay on June 25. Sanchez explained the grievance procedure to them, telling them they must first contact their immedi- ate supervisor. When they said they had done that, San- chez told them they)' needed to put their complaints in writ- ing and submit them to VGS. At the employees' request, he consulted his director at VGS. Lucille DiDomenico, who told Sanchez. as he later told the employees. that CETA would very likely not force Project Aid to change its pay schedule. The five employees then indicated to Sanchez that they would "cool it." and not submit grievances. for they thought by then it would be useless to do so. Subsequently, after the July 6 meeting, a number of employees told San- chez what Dismond had said there. Sanchez reported this discussions to DiDomenico and Audrey Lawson. of VGS, who told Sanchez they could do nothing unless he received written complaints from the employees. Sanchez then asked Irene Randle for permission to visit Project Aid to talk with the employees. Randle denied this permission. asking Sanchez why he was visiting them and talking to them so much. Sanchez replied that it was part of his job duties. She then said that they were extremely busy. and he could not speak with them for at least 2 or 3 days. Sanchez then received permission from his immediate supervisor at VGS. Kay Warhold, to contact the Project Aid employees at their homes. He did so, telling them they had to submit written grievances for VGS to do anything about the situa- tion. On July 20 Sanchez attended a meeting at VGS, with Dismond present, as well as Irene Randle and VGS direc- tors DiDomenico and Lawson. Dismond said he had complaints about Sanchez for "going too, far." "meddling, interfering with his work . .. and with his employees," and calling them at home. Sanchez said he had permission to call them at home, and DiDomenico and Lawson agreed with Sanchez. He then went on to list complaints he had about Dismond for "violating the contract between VGS and Project Aid." such as employees not performing duties in accordance with their job descriptions and the reports to him by Project Aid employees about Dismond's threats at the July 7 meeting. Dismond denied that this latter had occurred. Either Dismond or Randle suggested that San- chez be removed as Project Aid monitor. Lawson said she would take the request under advisement. On August 30 Patry and Aydogan delivered written grievances to Sanchez, meeting him outside Project Aid's premises to do so. Fairley presented a written grievance to Sanchez the following day. at VGS. with Patry. Aydogan. Haynes, McCarthy (executive director of VGS), and Law- son present. Later, as noted above, the grievances were PROJECT AID 748 DECISIONS OF NATIONAL LABOR RELATIONS BOARD denied, but still later, after the intervention of CETA, the employees were allowed to be reinstated in the CETA pro- gram and secure employment elsewhere. The next day, September 1, 1977, Aydogan received the written reprimand from Dismond set forth above. When Dismond gave Aydogan her reprimand, he told her that someone had signed in and out for her. She replied that she had signed for the other person. He also told her that she was to be transferred to a new supervisor, Lee Lillie, and was to move her work station upstairs and that she had not been working to capacity. Aydogan reported to Lillie that day. He told her she would be working the second floor and was not to go downstairs any more, and not to talk to more than one person at a time. He also told her specifically she was not to talk to Fairley and that she was not to leave her desk for anything other than "bodily functions" without asking him.5 On September 14 Aydogan submitted her resignation, in writing, to Dismond.6 The resignation read as follows: This is to inform you that I am resigning effective immediately. This resignation has been dictated by the deterioration of my health due to the intolerable work conditions: harassement by my supervisor Lee Lillie who ordered me to remain at my desk except when forced to do so by bodily functions; restriction of communication in that I was not allowed to talk to more than one person at a time nor to certain individ- uals; restriction of movement from the lower or coun- seling level, which had been my former work station; selective placement on probation based on trumped up charges. All these limitations were a clear retalia- tory act for filing my grievance and request for trans- fer to VGS on August 31, 1977. Moreover, my condi- tion was seriously exacerbated by VGS' inexplicable failure to honor a justifiable request for transfer. Earlier, in mid-July, Aydogan had a discussion with Dismond, who told her that she should not "discuss these matters 7 with Mr. Sanchez or give him any information about the conditions as Project Aid, that the telephone line would be cut off to him. He shouldn't call Project Aid, and I shouldn't receive any calls from him." Dismond also told her "not to talk to Mr. Fairley." About July 20 Fairley met with Randle in her office. Randle told him that four employees had said he was the ringleader "of all the problems they were having about payroll and VGS, and that maybe Project Aid wasn't the place for me." Fairley denied being the ringleader and said he preferred "to be faced by his accusers." He also told Randle he would not resign, that he did not want leave Project Aid with a cloud over his head to the effect that he was a disruptive employee. Fairley went to see Dismond following his meeting with Randle. He reported to Dis- mond the gist of his conversation with Randle, including Lillie in effect confirmed Aydogan's testimony in most respects and did not deny any of it. tie testified that it was Dismond who told him to limit Avdogan's activities. She physically gave it to Marilyn Smythe. telling her at the time that she felt the work conditions were sery restrictive and that the .were ruining her health. Smythe told her she could stay on if she wanted to. "hese matters" referred to pay problems. the fact that Randle suggested that he resign. Dismond said that he did not think that Project Aid was the best place for Fairley and that maybe should resign. After Fair- ley said they would have to fire him, Dismond said he was "tired of the situation with VGS, and that he was tired of Alex Sanchez, and that he had a person named Audry Lawson over at VGS who could take care of Alex San- chez." Dismond also told Fairley that there were certain things he should not say, that he was not to be seen in the halls or talking to people other than one at a time, but never in a group, and that Dismond preferred that Fairley stay downstairs. On August 29 Fairley submitted his written resignation to Randle, stating: "I was respectfully submitting my resig- nation inclusive of a 2 week notice. My last official day with Project Aid, will be Friday, September 9, 1977. The 2-week period will be sufficient time to complete any and all existing work assignments and incomplete projects. I am resigning effective Friday, September 9, 1977, due to the conditions and situations surrounding my employment per the conversation we had Friday, August 26, 1977." The August 26 conversation referred to in the resignation letter involved a meeting with Randle, at her request, concerning Fairely's working on a particular committee.8 After some discussion of this matter, Fairley told Randle he was "tired of all these accusations and always being accused of things by staff people at Project Aid when they didn't have any proof or any knowledge, and that I wouldn't handle the pressure any more and that I was resigning from Project Aid." Discussion A. The Section 8(a)(1) Violations As set forth above, there is no question but that Respon- dent violated Section 8(a)(1) of the Act, as alleged in the complaint, by Dismond's telling the employees, at the July 6 meeting, that he had "fired a staff of people for a similar dispute in the past" and by instructing them, at the same meeting, not to discuss wages among themselves. By the latter, Respondent was manifestly attempting to curb em- ployees from discussing matters of concern to them relat- ing to conditions of their employment. And the prohibition against talking among themselves was in no way limited to times and places when and where employees were perform- ing work functions, but was rather a blanket prohibition. By the former, Dismond was clearly implying that the same thing could happen to the present employees, if they protested their pay problems, that had befallen past em- A number of employees had requested that the meeting of the commit- tee be postponed until they received their August 25 paychecks. Fairles told Randle at the time that he was not refusing to work. and she said that perhaps she was mistaken. Ihe foregoing facts relating to Fairley are based on his credited testi- monn) Although Fairley did not "recall" the conversations in any detail, he did not dens the substance of Randle's testimony to the effect that she did not confirm that she suggested to Fairley that he resign. and she did testify, nlhe inly thing that I can recall talking with Dannie about is what his feelings were. working at Project Aid. whether he was happy there. and what his recourses were if he was not." This latter testimony in effect supports Falirle,'s testimony in this respect. Dismond did not testify with respect to the conversations referred to above. PROJECT AID 749 ployees, who, according to Dismond, had been fired for such protests. The complaint also alleges that the reprimands given to employees Patry and Aydogan on September 1, 1977, vio- lated Section 8(a)(1). I am satisfied that these reprimands were given because of Patry's and Aydogan's protected concerted activities and, therefore, that the complaint's allegation in this respect should be sustained. My reasons for so concluding are set forth below in connection with the discussion of Patry's discharge and the alleged con- structive discharges of Aydogan and Fairely. B. The Alleged Concerted Activities of the Discriminatees The uncontradicted facts set forth above demonstrate that the activities of employees Patry, Fairle, and Aydo- gan were both concerted and protected. Thus, almost from the outset of their employment, these employees, as well as some others, had been discussing among themselves that they were not being paid their first full paycheck for almost 2 months. They complained to VGS monitor Sanchez about the matter on a number of occasions. Four employ- ees, including Patry and Fairley, complained to Deputy Director Irene Randle. Patry and Fairley also met with Dismond to discuss the matter. They met separately, al- though they had attempted to see Dismond together. The very nature of the July 6 meeting called by Dismond estab- lishes not only the concerted nature of the employees' ac- tivities in this respect but also that Dismond was fully aware of them. He would not otherwise have directed them not to discuss the matter among themselves or referred, as he did, to the filing of grievances by them, indicating the futility of such filing because he "had a friend at VGS . . . that would take care of the problem for him." Even had Patry acted alone with respect to the Com- pany's failure to give the employees a full month's pay- check, he would have been engaged in "protected concert- ed activity." This is the clear teaching of such cases as Alleluia Cushion Co.. Inc., 221 NLRB 999 (1975). Respon- dent's brief, indeed, refers to the Alleluia case as being "ex- actly in point with the present case." Respondent goes on to quote at length from the Administrative Law Judge's Decision, in which he found that the individual involved was not engaging in protected concerted activity. As the Board, in its 3-0 Decision, reversed the Administrative Law Judge's findings and conclusion in this respect. the case, of course, supports the General Counsel's position. In any event, as I have already noted, the activities of Patry, Fairley, and Aydogan were "concerted," in the dictionary. as well as the statutory, sense of the word. C. The Reprimands to Patrr and Aydogan and Patr's Discharge As noted above, Patry received a written reprimand on September 1, 1977. This reprimand, as well as the one giv- en to Aydogan the same day, followed hard on the heels of the grievances filed with relation to the employees not re- ceiving their August 25 paychecks. Patry had filed his grievance the day before, on August 31. The demonstrated hostility of Dismond toward the employees concerning matters affecting the method of payment to them, includ- ing his implied threat to discharge them if such complaints continued, suffices to establish a prima facie case of dis- criminatory motivation on Respondent's part. This is par- ticularly true in the light of Patry's previous employment record and Respondent's evaluations of both him and Av- dogan).' The nature of the reprimand given to Patry supports the conclusiin that it was motivated by Patry's protected con- certed activities. The reasons stated all concern Patry's al- leged derelictions on August 31 and September 1. As found above, Patry was not instructed by Randle to come to Dismond's office the afternoon of August 31. Furthermore, it was stipulated that Patry left Project Aid with his supervisor's permission. As to the charges in the reprimand concerning Patry having left for lunch without signing out and forging a signout time for August 31, Respondent of- fered no evidence in support thereof. Thus, the principal thrust of the reprimand is without any factual foundation. Even Randle's version of the facts, as set forth in detail above, would show no felt need for Patry's presence in Dismond's office on the afternoon of August 31. so as to warrant a written reprimand and probation when Patrv (on this assumption) reported to Dismond the next day.r Twelve days later Patry was terminated. As set forth in the termination letter, nothing new had been added, other than the fact that Patry had written a "rebuttal" to the reprimand letter and, most significantly, had filed unfair labor practice charges at the National Labor Relations Board Regional Office. The conclusion that the filing of these charges triggered the discharge is inescapable, al- though Patry's earlier protected concerted activities were not forgotten by Respondent in making the discharge de- termination. I conclude, for the foregoing reasons, that Re- spondent violated Section 8(a)(1) and (4) by discharging Patry on September 12. The September I reprimand to Aydogan was similarly motivated, I am convinced, by her protected concerted ac- tivities. Her situation in this respect is virtually identical to Patr)'s. The "reasons" stated for the reprimand either are not borne out by the facts 2 or were of such small conse- quence as to make highly unlikely their being the basis for placing an employee who had received essentially "very good" performance ratings on probation and giving her a reprimand. Bolstering this conclusion is the treatment ac- corded Aydogan in transferring her and in instructing her to stop talking to other employees, both parts of an ob- vious implementation of Dismond's earlier expressed ad- monition to the employees concerning their even talking to one another about the pay problems. Finally. Aydogan. like Patry. had filed a grievance the day before Dismond I he ealuation of Pairs shows "excellent" checked 7 times and "vers good" 8 time, out of the 15 factors on the performance appraisal. In addl- tlon. he wua, rated as "unusualls resourceful" in terms of "initiatle." "con- sistenils maintains highest quaht i terms of qaallt of ht work." and "un- usuall' high output" in terms of '"olume of work Randle conceded that there u.a, nothing urgent ahout Patr seeing Dismond. teslf\in nierel. "I chose to d It that das that 'as preroga- tise L2 As uith Ptr. Adoga.n did hare permission to lease the plant on Augu.lg t I PROJECT AID 750 DECISIONS OF NATIONAL LABOR RELATIONS BOARD issued the reprimand to her. I conclude that Respondent violated Section 8(a)(1) by reprimanding Aydogan on Sep- tember 1, 1977. D. The Alleged Constructive Discharges That Aydogan in fact resigned for the reasons stated in her letter of resignation is clear, and thus a prima facie case of "constructive discharge" has been presented by the General Counsel. Thus, Respondent, having issued a repri- mand to her based on her protected activities and having changed her working conditions in order to prevent a re- currence of such protected activities on her part, did in fact set in motion the chain of events which resulted in her resigning. Respondent at the hearing and in its brief at- tempts to show that Aydogan's "marital problems" were at the root of her "tension" and, in effect, caused her to re- sign. It may well be that she was more susceptible to the pressures exerted by the unlawful reprimand and the un- lawful restrictions placed upon her in the light of her away- from-work problems. But it was scarcely unreasonable for Aydogan to decide to resign rather than continue to endure those pressures. A constructive discharge is not, by definition, a dis- charge. Nor does the concept require that the perpetrator intend that the victim resign, although that is often the case. It suffices to establish a violation that the resignation was caused by the treatment accorded and that the deter- mination to quit would not have been unreasonable when the treatment accorded is itself designed to forestall pro- tected activity. John Dory Boat Works, Inc., 229 NLRB 844, 850-851 (1977), sets forth the applicable principles for "constructive discharge" cases. As stated therein (at 851), " . . .it is not the aggravated nature of choice imposed dis- criminatorily upon an employee that gives to a finding of a constructive discharge, but the fact that any such choice was imposed at all for reasons proscribed by the Act." And see the cases cited in footnotes 13 through 22 of the Ad- ministrative Law Judge's decision adopted by the Board in that case. The case of Fairley, in my view, presents the other side of the coin. His letter of resignation, set forth above, states his reason as being "the conditions and situations sur- rounding my employment per the conversation we [he and Randle] had Friday, August 26, 1977." That conversation, as Fairley testified, concerned his being called in by Ran- die and upbraided for assertedly saying he would not work on a particular committee. After Fairley explained that he had not said that, Randle replied, "Oh, well, I was kind of mistaken." Fairley also told Randle, during that conversa- tion, that he was "tired of all those accusations and always being accused of things by staff people at Project Aid when they didn't have any proof or any knowledge, and that I cou;dn't handle the pressure anymore and that I was re- signing from Project Aid." The particular disagreement in- volved in that conversation (with Randle in effect conced- ing she was wrong) was unrelated to any protected activities on Fairely's part. The other "accusations" re- ferred to by Fairley in his testimony did involve the subject of pay. But that earlier encounter between Randle and Fairley occurred about July 20, long before Fairley re- signed. It is clear, in my view, that the August 26 incident was the dominant reason for his resignation. Constructive discharge, as a term of art, must involve a provoked resig- nation, and the provocation must be at least closely related to union or other protected activities. Indeed, even an im- mediate resignation by Fairley after the July 20 "unjust accusation" would not have entailed a constructive dis- charge. An accusation, even one related to a protected ac- tivity, is "not the equivalent of the actual imposition of unlawful conditions of employment...." Central Casket Co., 225 NLRB 362, 363 (1976), and see the full discussion concerning Alex Gonzales on pages 362 through 364 of that case. For the foregoing reasons I conclude that Aydo- gan was constructively discharged but that Fairley was not. - CONCLUSIONS OF LAW I. Respondent, by impliedly threatening employees with discharge if they engaged in protected concerted activities, and by instructing them to cease engaging in such activi- ties, has engaged in unfair labor practices within the mean- ing of Section 8(a)(1) of the Act. 2. Respondent, by reprimanding employees William Pa- try and Wanda Aydogan because of their concerted activi- ties, has engaged in unfair labor practices within the mean- ing of Section 8(a)(1) of the Act. 3. Respondent, by discriminatorily discharging employ- ee William Patry, has engaged in unfair labor practice within the meaning of Section 8(a)(1) and (4) of the Act. 4. Respondent, by constructively discharging employee Wanda Aydogan, has engaged in unfair labor practices within the meaning of Section 8(a)(1) of the Act. 5. Respondent has not violated the Act in all other re- spects. 6. The aforesaid unfair labor practices affect commerce within the meaning of Section 2(6) and (7) of the Act. TilE REMEDY Having found that Respondent engaged in unfair labor practices, I shall recommend that it be ordered to cease and desist therefrom and take certain affirmative action designed to effectuate the policies of the Act. As I have found that Respondent unlawfully discharged William Patry and constructively discharged Wanda Ay- dogan, I shall recommend that Respondent be ordered to offer them immediate and full reinstatement to their for- mer jobs, without prejudice to their seniority or other rights and privileges. I shall further recommend that Respondent be ordered to make them whole for any loss of earnings they may have suffered as a result of the discrimination against them by payment to them of the amount they nor- mally would have earned, in the case of Patry from the date of his discharge and in the case of Aydogan from the I he sequence of events that resulted in Adogan's resignation occurred prior to her filing charges on September 7. 1977. Accordingly. although I have concluded that she was constructively discharged I find that this con- structive discharge violated Sec. 8(al I I of the Act, but not, as alleged in the complaint. 8(aM41. PROJECT AID 751 date of her resignation, to the date of Respondent's offers of reinstatement, less net earnings, to which shall be added interest to be computed in the manner prescribed in F. 1W: Woolworth Company. 90 NLRB 289 (1950). and Florida Steel Corporation, 231 NLRB 651 (1977).'4 Upon the foregoing findings of fact and conclusions of law and the entire record in the case. and pursuant to Sec- tion 10(c) of the Act, I hereby issue the following recom- mended: ORDER ' Respondent, American and Indo-China Development. a/k/a Project Aid, its officers, agents. successors, and as- signs, shall: 1. Cease and desist from: (a) Instructing its employees not to engage in protected activities. (b) Impliedly threatening its employees with discharge because of their protected activities. (c) Reprimanding, discharging, constructively discharg- ing, or otherwise discriminating against employees in re- gard to hire or tenure of employment or any term or condi- tion of employment because they have engaged in activities protected by Section 7 of the Act or filed charges with the National Labor Relations Board. (d) In any other manner interfering with, restraining, or coercing its employees in the exercise of their rights guar- anteed by Section 7 of the Act, except to the extent that 4 See. generall . /sk Plumlhin & Itarwn ( , 138 N I.RB 16 1962) In the event no excepions are filed as prosided h Sec 12.4 of the Rules and Regulations of the National I.ahbor Relations Board. the findings. conclusions, and recommended Order herein shall. as prosided in Sec 102.48 of the Rules and Regulations. be adopted hb the Board mnd becomel its findings. conclusions. and Order. and ill objections thereto hill he deemed aived for all purpose, such rights are affected by the proviso to Section 8(a)(3) of the Act. 2. Take the following affirmative action which is neces- sar to effectuate the policies of the Act: (a) Offer William Patry and Wanda Aydogan immedi- ate and full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equivalent positions, without prejudice to their seniority or other rights and priv- ileges, and make them whole for an' loss of earnings theN may have suffered, in the manner set forth in the section hereof entitled "The Remedy." (b) Preserve and, upon request. make available to the Board or its agents, for examination and copying. all pab- roll records. social security payment records, timecards. personnel records and reports. and all other records neces- sary to analyze the amount of backpay due under the terms of this Order. (c) Post at its Houston, Texas, office copies of the at- tached notice marked "Appendix." Copies of said notice on forms provided by the Regional Director for Region 23, after being duly signed by Respondent's representative. shall be posted by it immediately upon receipt thereof, and be maintained by it for 60 consecutive days thereafter, in conspicuous places, including all places where notices to employees are customarily posted. Reasonable steps shall be taken by the Respondent to insure that said notices are not altered, defaced. or covered by any other material. (d) Notify said Regional Director, in writing, within 20 davs from he date of this Order, what steps Respondent has taken to comply herewith. I1 Is FlRTIIER ORDERED that the complaint be. and it hereby is, dismissed insofar as it alleges violations not herein found. 1,In the cent thit this Order is enforced h .a udgment of .i t nited Stiles ( tart of Appeals. the words in the notice reading "PoCted hb Order of Ihe Nllllonal Ilhbor Relations Board" shall read 'Posted Prsulant to a; .ludgmenlt of the L nited States Court of Appeals I.nforcing an Order of the Nati)lonal I.hbor Relations Board" PROJECT AID S1 Copy with citationCopy as parenthetical citation