Peat Mfg. Co.Download PDFNational Labor Relations Board - Board DecisionsAug 27, 1980251 N.L.R.B. 1117 (N.L.R.B. 1980) Copy Citation PEAT MANUFACTURING COMPANY 117 Peat Manufacturing Company and Produce, Refrig- erated & Processed Foods & Industrial Workers Local 630, International Brotherhood of Team- sters, Chauffeurs, Warehousemen and Helpers of America. Case 21-CA-17094 August 27, 1980 DECISION AND ORDER BY MEMBERS JENKINS, PENELLO, AND TRUESDALE On April 17, 1980, Administrative Law Judge William J. Pannier III issued the attached Decision in this proceeding. Thereafter, Respondent filed ex- ceptions and a supporting brief, and the General Counsel filed an answering brief to Respondent's exceptions. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs' and has decided to affirm the rulings, find- ings,2 and conclusions 3 of the Administrative Law Judge and to adopt his recommended Order, as modified herein.4 ' Respondent has requested oral argument. This request is hereby denied as the record, the exceptions, and the briefs adequately present the issues and the positions of the parties. 2 Respondent has excepted to certain credibility findings made by the Administrative Law Judge. It is the Board's established policy not to overrule an administrative law judge's resolutions with respect to credi- bility unless the clear preponderance of all of the relevant evidence con- vinces us that the resolutions are incorrect. Standard Dry Wall Products. Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully examined the record and find no basis for reversing his findings. In sec. IV of his Decision, the Administrative Law Judge concluded that Respondent violated Sec. 8(aXI) of the Act by bargaining directly with its unit employees. However, in his Conclusion of Law 6 he found, and we agree, that such conduct was violative of Sec. 8(aX5) and (). 3 Respondent excepts to the Administrative Law Judge's conclusion that it violated Sec. 8(aXl) of the Act in June 1978 by threatening em- ployees with discharge if they engaged in a strike on the ground that such a violation was not alleged in the complaint. We find this exception without merit. Although the complaint did not specifically allege such a violation, the issue was fully litigated at the hearing and the record fully supports the Administrative Law Judge's conclusion. Furthermore, the violation found is closely related to the violations alleged in the com- plaint. Accordingly, we adopt the Administrative Law Judge's finding of this violation See Savoy Faucet Co.. Inc. d/b/a Savoy Brass Manufacturing Company, 241 NLRB 51, fn. 2 (1979). 4The Administrative Law Judge concluded, and we agree, that Re- spondent violated Sec. 8(aXS) and (1) of the Act by unilaterally granting benefits to unit employees after unlawfully withdrawing recognition from the Union. To remedy this violation, the Administrative Law Judge rec- ommended, inter alia, that, at the request of the Union, Respondent rein- state any terms of employment which existed at the time that it unlawful- ly withdrew recognition. We shall modify the recommended Order to specify that nothing therein shall be construed as requiring the rescission of any of the benefits granted to unit employees 251 NLRB No. 153 ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Re- lations Board adopts as its Order the recommended Order of the Administrative Law Judge and hereby orders that Respondent Peat Manufacturing Company, Norwalk, California, its officers, agents, successors, and assigns, shall take the action set forth in the said recommended Order, as so modi- fied: I. Substitute the following for paragraph 2(b): "(b) Upon request by Produce, Refrigerated & Processed Foods & Industrial Workers, Local 630, International Brotherhood of Teamsters, Chauf- feurs, Warehousemen and Helpers of America, re- instate any terms of employment existing when rec- ognition was withdrawn from that labor organiza- tion as the bargaining representative of the employ- ees in the unit found appropriate in Conclusions of Law 4, and make whole those employees for any loss of benefits which would have accrued to them but for the changes in the terms of their employ- ment following the withdrawal of recognition, in the manner set forth in the section entitled 'The Remedy'; provided, however, that nothing herein shall be construed as requiring rescission of any wage increases or benefits which previously have been granted to unit employees." 2. Substitute the attached notice for that of the Administrative Law Judge. APPENDIX NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government After a hearing at which all sides had an opportu- nity to present evidence and state their positions, the National Labor Relations Board found that we have violated the National Labor Relations Act, as amended, and has ordered us to post this notice. The Act gives employees the following rights: To engage in self-organization To form, join, or assist any union To bargain collectively through repre- sentatives of their own choice To engage in activities together for the purpose of collective bargaining or other mutual aid or protection To refrain from the exercise of any or all such activities. WE WILL NOT threaten to discharge you for engaging in strikes. 1 11 8 IIDECISI()NS OF NATIONAL I.ABOR RELATIONS B()ARD WE Will NOT interrogate you concerning your union activities and sympathies. WE Wil.L NOT threaten you for engaging in union activities. WE WILL NOT' refuse to bargain collectively with Produce, Refrigerated & Processed Foods & Industrial Workers, Local 630, Inter- national Brotherhood of Teamsters, Chauf- feurs, Warehousemen and Helpers of America, as the exclusive bargaining representative of all employees in the following appropriate bar- gaining unit: All production and maintenance employ- ees including trainees, inspectors, plant cleri- cal employees, janitors, shipping and receiv- ing employees, truckdrivers, leadmen and working foremen employed by Peat Manu- facturing Company at its facility located at 10700 East Firestone Boulevard, Norwalk, California, but excluding all other employ- ees, office clerical employees, professional employees, technical employees, guards and supervisors as defined in the Act. WE WII.L. NOT change wage rates and other terms and conditions of employment of em- ployees in the above-described bargaining unit, without prior notification to and bargaining with the above-named labor organization. WE WILl NOT offer to bargain nor bargain directly with employees in the above-described bargaining unit. WE WI.l. NOT in any like or related manner interfere with, restrain, or coerce you in the exercise of the rights guaranteed you by Sec- tion 7 of the Act. WE WILL, upon request, bargain collectively with the above-named labor organization as the exclusive bargaining representative of all employees in the above-described bargaining unit, respecting rates of pay, wages, hours of employment, and other terms and conditions of employment and, if any understanding is reached, embody such understanding in a signed agreement. WE WILL, upon request by the above-named labor organization, reinstate any terms of em- ployment existing prior to the time that we un- lawfully withdrew recognition from it as a bargaining representative of the employees in the above-described appropriate bargaining unit, and WE WILL make you whole for any loss of benefits that you may have sustained by virtue of those changes. However, nothing herein shall be construed as requiring rescis- sion of any wage increases or benefits which previously have been granted to our unit em- ployees. PEAT MANUFACTURING COMPANY DECISION S lAlMlNI 01 Itil CASE WII.I.IAM J. PANNIER III, Administrative Law Judge: This matter was heard by me in Los Angeles, California, on June 5 and on Octcber 11, 12, and 24 through 26, 1979. On February 28, 1979, the Regional Director for Region 21 of the National Labor Relations Board issued a complaint and notice of hearing, based upon an unfair labor practice charge filed on September 22, 1978,' al- leging violations of Section 8(a)(l) and (5) of the Nation- al Labor Relations Act, as amended, 29 U.S.C. §151. et seq., herein called the Act. All parties have been afforded full opportunity to appear, to introduce evidence, to ex- amine and cross-examine witnesses, and to file briefs. Based upon the entire record, upon the briefs filed on behalf of the parties, and upon my observation of the de- meanor of the witnesses, I make the following: FINDINGS OF FACT I. URISI)CTION At all times material herein, Peat Manufacturing Com- pany, herein called Respondent, has been a corporation engaged in the manufacture and distribution of zinc and aluminum die casting and plastic injection molding. It operates a facility located at 107(X) East Firestone Boule- vard, Norwalk. California. In the normal course and con- duct of its business operations, Respondent annually sells and ships goods and products valued in excess of $50,0X) directly to customers located outside the State of Califor- nia. Therefore, I find, as admittted in the answer to com- plaint, that at all times material Respondent has been an employer engaged in commerce and in a business affect- ing commerce within the meaning of Section 2(6) and (7) of the Act. 11. IlE I ABOR ORGANIZATION INVOI.VIED At all times material, Produce, Refrigerated & Proc- essed Foods & Industrial Workers, Local 630, Interna- tional Brotherhood of Teamsters, Chauffeurs, Warehou- semen and Helpers of America, herein called the Union, has been a labor organization within the meaning of Sec- tion 2(5) of the Act. II. THI AI.I.EGED UNFAIR LABOR PRACTICES A. Background and Issues On September 15, 1977, the Board certified the Union as the bargaining representative of Respondent's employ- ees in a unit of: All production and maintenance employees includ- ing trainees, inspectors, plant clerical employees, Unless otherise slaled. all dales occurred in 1978. P'EAT NANI'LFACt'tiRINGC COMPANY I1 I') janitors, shipping and receiving employees, truck- drivers, leadmen and working foremen employed by [Respondent] at its facility located at 1()7(X) Fast Firestone Boulevard, Norwalk. California, but ex- cluding all other employees, office clerical employ- ees, professional employees, technical employees, guards and supervisors as defined in the Act. Thereafter, negotiations commenced for a collective-bar- gaining agreement. However, no agreement was ever reached. By June, Respondent's general manager, John Robert Murphy,2 began receiving inquiries from employ- ees concerning the status of the negotiations.3 Thus, he began conducting periodic meetings of the employees for the purpose of informing them of what had been occur- ring during the various negotiating sessions being con- ducted by Respondent and the Union. The complaint al- leges that, during these meetings conducted in June, Murphy had solicited employees to abandon their sup- port of the Union, had promised benefits to the employ- ees if they would do so, and had attempted to negotiate directly with employees regarding employment terms then being negotiated with the Union. In addition to con- ducting the meetings. Respondent also posted notices for the employees to read. For example, by notice dated June 21, Respondent advised its employees that: Peat Manufacturing Company has been bargaining with the Union concerning wages and terms for several months. For example, the Company wants to give you a wage increase as follows: 1. Immediate general increase of 20 cents per hour. 2. Annual general increase of 20 cents per hour. 3. A series of 10 cents per hour increases at 180 day intervals followed by merit increases. The Union wants the contract to force you to join the Union, pay Union dues and to have those dues automatically deducted from your paycheck. So far the Company has not agreed to these terms. Be- cause the Company wants you to have the right of free choice. Similarly, 5 days later another notice was posted advis- ing the employees that: The first notice from the Company told you about the proposed wage increase. Now I would like to tell you about the proposed fringe benefit increases. 1. Improve the hospitalization plan. 2. Improve the medical plan. 3. Provide maternity coverage. 2 It is admitted that at all times material Murphy had been a supervisor and agent of Respondent I Murphy's testimony that employees had been inquiring about the status of negotiations was supported by the employees who were interro- gated concerning the subject For instance. Inspector Bobbie Bashau tes- tified that many of the employees had been asking supervisors to ascer- tain what had been occurring at the negotiating meetings Die casting op- erator, Manuel Delgado testified that two or three employees had asked him "what was happening with the Union" but that, though he as viewed as a leading union proponent, he had been unable to answer their questions There is no eidence that hese employee questions had arisen prior to Junc 4. Improve the holiday and vacation policy. The Company wants to give you the above in- creased fringe benefits. However, the Union ants to force you to join the Union, pay dues and to have those dues withheld from your paycheck. The Company does not want you to be forced to agree to these terms and conditions. During the summer, a petition was circulated among the employees, seeking to oust the Union as the employ- ees' bargaining representative. The General Counsel al- leges that Quality Control Manager Henry Wade 4 had solicited employees to sign that petition and, further, that employees Jose Chavez Robles and Dallas Coad had acted as agents of Respondent, within the meaning of Section 2(13) of the Act, in threatening employees with discharge if they did not sign the petition. On July 17, maintenance machine repairman George J. Kohout s filed the petition in Case 21-RD-1548, seeking an election to decertify the Union as the bargaining representative of the employees in the above-described bargaining unit. However. the certification year had not expired." Ac- cordingly, the petition was initially dismissed on August 3, but the dismissal was withdrawn on the following day when a withdrawal request was received from Kohout. In September, Murphy held two sets of meetings with the employees. The complaint alleges that, at these meet- ings, Murphy had promised benefits to induce the em- ployees to abandon the Union and had threatened em- ployees with discharge or immediate and permanent re- placement if they engaged in a strike against Respondent. During September, another petition was circulated among the employees. The complaint alleges that Emilio Ibarra and Francisco Adame had been supervisors within the meaning of Section 2(11) of the Act. 7 It further al- leges that they and employee Efrain Escobedo, allegedly an agent of Respondent, had solicited employees to sign the petition, had promised benefits to employees if they would do so, and had threatened them with termination if they refused to do so. A majority of the unit employ- ees signed the petition and it was submitted to Murphy during the morning of September 21. Thereafter, Respondent withdrew recognition from the Union and refused to bargain with it further. In fact, on September 21, Murphy convened a set of employee meetings to, at least, advise the employees that he had received the petition earlier that day. A few days later, he convened a second set of meetings to announce the institution of various benefits now that the Union was no longer the recognized representative. By memorandum, dated September 29, Respondent confirmed the list of benefits which Murphy had announced orally: immediate 20-cent-per-hour wage increase, effective October 5; an additional 20-cent raise effective January 1, 1979; shift 4 It is admitted that, at all times material. Wade had been a supervisor and agent of Respondent I There is no contention that Kohout had been either a supersvisor or an agent of Respondent " See Ray BrooAs . L R. B.348 U S 9 ( 154) Respondent denies the agency slatus of these tIo emplosees and of Robles and Coad as well I 12 DECISIONS OF NATIONAL. LABOR REL.ATIONS BO()ARD premium increases to 15 and 20 cents for second and third shift, respectively, employees; improved medical and hospitalization coverage, effective October 1; a sav- ings and investment plan; a retirement and pension plan, retroactive for prior service to September 1971, and rec- ognition of the day before New Year's Day as an addi- tional holiday. The complaint alleges that by withdraw- ing recognition, by refusing to continue bargaining with the Union, and by unilaterally instituting new benefits, Respondent violated Section 8(a)(5) and (1) of the Act. However, there is no allegation nor contention that these benfits had differed, in any respect, from those that Re- spondent had been offering to the Union during negotia- tions. Finally, there are two alleged violations of Section 8(a)(1) of the Act not directly connected to the circula- tions of the petitions. The first is an allegation that on September 27, Murphy, Die Casting Department Super- intendent Bill Mueller, and Die Casting Supervisor Hobert Robison8 had interrogated die caster John Ham- ilton Taylor about his union activities and had threatened him with termination for engaging in union activities. Second, it is alleged that on June 4, 1979, Respondent's counsel had advised Bashaw that she need not respond to a subpoena ad testificandum issued at the request of counsel for the General Counsel. B. The June Meetings It is undisputed that on two occasions during the month of June Murphy had held three employee meet- ings: two for day-shift employees and a third meeting for the second-shift employees. According to Murphy, these meetings had been devoted exclusively to a description of what had been occurring during the negotiating meet- ings. Only Delgado and Arturo Sanchez Rivera were called as witnesses by the General Counsel to describe what had been said by Murphy during these meetings. Neither remembered the date in June of the meeting that he described and they had attended different meetings. Sanchez, a day-shift employee, testified that he had at- tended a meeting at which Ibarra had served as Mur- phy's translator. According to Sanchez, Murphy had said that the employees did not need the Union to take their money and reduce their paychecks, that he did not want anything taken from the employees' paychecks, and that, if the employees would "help him to get rid of the Union, he will promise us insurance, dental insurance, materinity [sic] insurance and they will have better bene- fits without the need of the Union." On direct examination, Delgado, a second-shift em- ployee, testified that, at a meeting conducted at approxi- mately 3:30 p.m., charts describing Respondent's benefits had been distributed and Murphy had explained these benefits, saying "[t]hat it would not be convenient for the Union to go to the company because the company benefits were better than the Union ones." On cross-ex- amination, Delgado conceded that in a pretrial affidavit he had acknowledged that Ibarra, translating for Murphy, had said that the purpose for having the meet- ' It is admitted that, at all times material, Mueller and Robison had been supervisors and agents of Respondent. ing was to tell the employees about the negotiations, that Respondent had had talks with the Union, that Respond- ent had told the Union that it did not want the latter to be able to take money for dues from the employees' checks, and that during negotiations, Respondent and the Union had compared their medical plans with Respond- ent's proposed plan proving to be superior. By contrast, Sanchez testified that he did not recall Murphy, through Ibarra, having said that the purpose of the meeting was to keep the employees informed as to what had been happening at the negotiating meetings and he denied that Murphy had said that the benefits described had been of- fered to the Union during negotiations. Respondent produced three witnesses who described what had been said during the June meetings: Murphy, Ibarra, and Robison. In testifying about the two sets of three meetings in June, Murphy displayed virtually a total lack of recollection as to what he had said to the employees. Thus, while he denied having promised better benefits if the employees would help Respondent by getting rid of the Union, denied having told the em- ployees that Respondent did not need a Union, denied having said that employees would receive the same bene- fits without having to pay the Union, and denied having said that the employees did not need a union to take their money, he testified that "I honestly don't recall what I said in the first meeting," adding that he had merely repeated what had been reported to him as having occurred during negotiations. 9 He did agree, when questioned specifically about these matters, that he had mentioned a wage figure of 20 cents an hour immediately, had discussed "some improved benefits, but I can't recall exactly what if [sic] was . . ." had described what the comparison made during negotia- tions between the Union's and Respondent's proposed pension plans disclosed,' ° and had told the employees about the Union's demands: "It was just benefits, in- creased benefits and a pension plan and wages and I be- lieve it was more money for-as a shift differential for the second shift and third shift." He also testified that he had told the employees that the Union had threatened "to strike over some disagreement" and that the Union had been told that "if they would strike that we would replace people on a permanent basis and the people that we would replace them with would have a right to stay as long as they wanted to. If these people did quit, then we would bring back the other people on a seniority basis for the job that they were on." Ibarra testified that he had been the translator for most of Murphy's June meetings and that he had carried out this function as accurately as possible, both at these June meetings and at later meetings where he had served as Murphy's interpreter. With respect to the words spoken, Ibarra testified that Murphy "was just reporting on the negotiations with the union, let [sic] us know what was 9 Mueller had conducted the negotiations for Respondent, and Murphy had not attended the negotiating sessions. '° Murphy testified that to explain the comparison to the employees, "somebody from corporate [sic]" had been brought in. He was the only witness to so testify and no one was called to testify that he or she had attended the meeting to explain the comparison. PEAT MANUFACTURING COMPANY 1121 going on in the different meetings that he was having with the union." He further testified that Murphy had re- ported "the offers he made to the unions," and that no agreement had been reached "because the union wanted to deduct union dues from their checks and that is some- thing that he didn't want to do." Like Murphy, Ibarra testified that statements had been made about the possi- bility of a strike. Asked specifically, during direct exami- nation, what Murphy had said would happen to the em- ployees if they went out on strike, Ibarra testified: "He just told them that they were going to be replaced and that people that took the jobs are going to have a job permanent and they didn't-they were not going to get their job back." Robison testified that he had attended all of the meet- ings conducted by Murphy during June. At the first set of meetings, testified Robison, Murphy had told the em- ployees that he intended to inform them of what had been occurring at the negotiating sessions because they had expressed a lack of knowledge about the substance of the negotiations, and that Murphy had then described the proposals made during the negotiations by each side. Further, he testified that "there wasn't much difference between the first set of meetings and the second set of meetings .. . ." However, he also testified that at one of the sets of meetings, Murphy had raised the topic of strikes, telling the employees that the Union had threat- ened a strike and that Respondent had told the Union that, if one occurred, "they would replace strikers and that the replacement[s] would keep the job as long as they wanted it, and that the strikers would be on a [pref- erential] hire list." He denied that Murphy had promised better benefits to the employees if they helped to get rid of the Union, denied that Murphy had said that the em- ployees did not need a union, denied that Murphy had promised to provide the same benefits if the employees did not have a union, denied that Murphy had asked the employees to abandon the Union, and denied that Murphy had said that he wanted to negotiate with the employees inasmuch as he was not able to negotiate with the Union. However, he conceded that, due to the press of other commitments, he had been "in and out of' the afternoon session of the first set of meetings, as well as at least some of the second set of meetings. C. The September Meetings It is undisputed that throughout the summer Murphy had continued the meetings with employees following each of the negotiating sessions. As discussed in greater detail, infra, in September, another petition was circulat- ed, among the employees, for the object of terminating the Union's representative status. On September 21, that petition was brought to Murphy by a three-employee delegation. After having the signatures verified against Respondent's records of employee signatures, Murphy convened a set of meetings with the employees that same day. Again, in testifying about these meetings, Murphy displayed a lack of complete recollection as to every- thing that he had said. However, he testified that he did recall having told the employees that Respondent had re- ceived a petition signed by a majority of the employees. that the signatures had proven to be valid, and that Re- spondent's counsel "had told us what we could do about the letter and so on and we were doing it." Murphy tes- tified that there had been a question asked regarding raises, but that he had replied that he could not answer the question at that time and would get back to the em- ployees when he could supply one. A few days later, he testified, after having conferred with counsel, he had conducted another set of employee meetings at which he had announced that Respondent was implementing the benefits described in section 111, A, supra. Both Adame and Ibarra translated for Murphy, each, of course, at separate meetings. Adame testified that at the September 21 meetings Murphy had said "that he re- ceived a petition signed by the majority of the employees and that that petition consisted of removing the Union from the Company and he said that that he had directed himself to someone in Government and he said that after that they had stopped negotiations with the union." Ibarra testified that Murphy had "just told the people that a group of employees went to see him with a peti- tion that they didn't want the union, or something like that, and he said that all the people wanted-don't-they want the union, that he didn't have nothing to do with the union from that day on." All that Ibarra recalled of the second set of meetings was that Murphy had "said he was going to give us the raise that he was negotiating with the union and the one that he offered for January," and that "[t]here were questions, all kinds of questions about insurance and vacations and all that." With regard to the second set of meetings, Adame testified that Murphy had explained about a medical plan, about a choice of "three medical insurances" that would be of- fered to the employees, and that more details would be furnished during the coming week. Robison was the only other witness called by Re- spondent to describe what had been said to the employ- ees during these September meetings. He testified that at the first set of meetings, Murphy had said that he had re- ceived the petition, that he had checked the signatures, that he would have to get legal counsel to "see where he stood with it" and that he would get back to the employ- ees once he ascertained his position. Robison also testi- fied that employees had asked questions regarding raises and benefits, but that Murphy had made no promises, other than to say that "he would have to get back." During the following week, testified Robison, Murphy held a second set of meetings. At the first of these three meetings, the only one during which Robison had been present for the entire meeting, he testified that Murphy had announced that a letter had been sent to the Union, breaking off negotiations, that Respondent would no longer recognize the Union, and that Respondent would be implementing its proposal to the Union by giving the employees a 20-cent-per-hour immediate raise, another 20-cent-per-hour raise in January 1979, medical benefits that included maternity care, a savings plan, a pension program, and increased shift-differential premiums. The General Counsel presented six witnesses who de- scribed what Murphy had said during these meetings. Because of the evident confusion in their accounts of his remarks and inasmuch as it was evident that some of 1122 DECISIONS OF NATIONAL LABOR RELATIONS BOARD them were describing at least one additional, earlier meeting conducted by Murphy, it is necessary to de- scribe the testimony of each, as to what Murphy had said, in detail. Production worker, Corine Bodkin, testified that at the first meeting, which she placed as having occurred during the early part of the third week of September and before the petition had been proferred to her, Murphy had said that he was trying to get the employees an im- mediate 20-cent raise and another 20-cent raise at the be- ginning of the year, a savings plan, an extra holiday on the day before New Year's Day, higher maternity bene- fits, and a pension plan retroactive for 7 years. However, Bodkin denied that Murphy had said that he was telling the employees what had been said at the bargaining table and she denied that he had said that these had been pro- posals made to the Union during negotiations. She fur- ther testified that Murphy had said that if the employees went on strike, they "could be immediately replaced and permanently terminated."" She denied that Murphy had said anything about the Union having threatened to take the employees out on strike and denied that Murphy had said anything about placing replaced strikers on a prefer- ential hiring list. The second September meeting, testified Bodkin, had occurred later that same week when Murphy had an- nounced that the employees would be receiving the benefits which he enumerated. She testified that she had asked if this announcement "meant that the Union didn't get in" but that she had not gotten an answer. On cross- examination, she testified that she did not recall Murphy having said that he had received a petition from the em- ployees indicating that they wanted to throw the Union out, nor did she recall him having said that he was going to send a letter to the Union indicating that it would no longer be recognized due to the contrary wishes of a ma- jority of the employees. She did ecall him having men- tioned sending a letter to the Union, but "that it was going to state what they were going to offer us and that the Wayne Company was agreeing to have the pension plan retroactive to 1971." Inspector Bashaw testified that at the September 21 meeting, Murphy had said that "he had good news for us, that he had a petition that he had filed and he hadn't had to negotiate with the Union any more"; that he had not known about the petition until that morning but that a majority of the employees had signed it and that he had "mailed it off'; and that he had been trying to get a pension plan that he had been working on even before the Union, but that he could not promise anything yet and would let the employees know at another meeting that he would soon convene. She further testified that she could not remember Murphy saying anything during this meeting about the Union having threatened to strike. However, she recalled that at a meeting in August Murphy had mentioned that the Union had threatened a strike and that Respondent had told the Union that, if it " Asked on cross-examination if she comprehended the difference be- tween replacement and termination, Hodkin testified that "immediately replaced means if we had been on strike, they would have somebody take over the strikers' position and terminated to me is being fired and perma- nently means forever to me." did, the strikers would be replaced permanently. Accord- ing to Bashaw, employees had also asked questions as to what would happen if they went on strike and, during the August meeting, Murphy had responded that "if any of the employees were out on strike, he would immedi- ately replace us permanently."'2 Bashaw denied that, at any of the meetings, Murphy had promised benefits to the employees if they would forego representation by the Union, denied that Murphy had asked the employees to abandon the Union, and denied that Murphy had ever threatened the employees with termination for engaging in union activities. At the second September meeting, testified Bashaw, Murphy had announced that Respond- ent was instituting the benefits. Production employee Manuel Esquivel Gomez de- scribed three meetings conducted by Murphy. The first, he testified, had occurred in late August or early Sep- tember, in the morning. At this meeting, testified Esqui- vel on direct examination, Murphy had said, through Ibarra as translator, that he would offer better benefits than the Union. However, while he listed the benefits that Murphy had then enumerated, there is neither a contention nor evidence to support a contention that the benefits which he had listed had differed from those being offered to the Union during the negotiations. Ac- cording to Esquivel, when Murphy was asked when the employees would receive these benefits, he had replied that "when the Union stopped negotiating with him, then he would give us those benefits" and that "we would have to get the Union out, that is what I recall now."" Esquivel also testified that Murphy had said that the Union only wanted to get the employees' money, but that "he was never going to accept that" and that "who- ever wanted [the] Union could pay for it out of his pocket." On cross-examination, Esquivel acknowledged that Murphy had started the meeting by saying that the rea- sons for having it was that a lot of employees had been asking about what had been happening at the negotiating meetings and that he wanted to tell them. Further, he agreed that Murphy had stated "that everything he was telling [the employees] is what the company had told the union at the negotiating meeting ... " and what "the union told the company at the negotiating meeting ...." According to Esquivel's testimony on cross-ex- amination, Murphy had continued by saying that during negotiations Respondent had compared its benefits with those being offered by the Union and that it had told the Union that it was offering better benefits than the Union had proposed. He agreed that Murphy had said that during negotiations Respondent had offered the employ- ees a 20-cent raise and a better pension, but that the Union had said that it wanted to deduct union dues from the employees' paycheck and that Respondent had taken 12 ashawr testified that the Union had held a meeting to take a strike vote among the employees. : Esquivel testified a one point, that he had not understood Mur- phy's words to mean that employees would obtain these benefits when negotiations were completed. as opposed to) broken off. However, he agreed that Murphy had never asked the employees to give up the Union and, at another point. that Murphy had said that he could riot give any of the benefits until the negotiations "stopped " PEAT MANUFACTURING COMPANY 1123 the position that it did not want to do so. since "whoev- er wanted the union could pay it out of his pocket, that he was never going to accept that of taking the money from us to pay the union."Esquivel testified that he did not recall Murphy having said that Respondent had made this latter, quoted, remark to the Union during ne- gotiations. However, he agreed that Murphy had said that Respondent had told the Union "that those employ- ees that wanted to pay the union dues could pay it on their own out of their own pockets." The second meeting described by Esquivel occurred, according to his testimony, in mid-September, at approxi- mately 3:30 or 4 p.m., with Adame serving as Murphy's interpreter. At the meeting, testified Esquivel, Murphy had said: That this morning a group of employees had gone before him to his office with a petition signed by all the employees of the company to get the Union out of negotiations with the company and that he immediately called the labor office to tell them that since he had that petition, from that moment he would not recognize any employee of the Union to go before him and that we were going to get the benefits that he had offered us and that he would give us more details as soon as he had more information. That in this case, the Union could do three things. One was stop negotiating with him, another one, was to call us to strike, another one was to sue the company, but that this did not worry him because he was doing things according to the law. * * $ * * That if the Union called us to strike, that those of us who would go out on strike, he was going to stop all the benefits that we had and those of us that did not, not to worry because with him the job was for sure and those that went out on strike wanted to do something to them, he was going to use police force to protect them. That is what I recall of this meeting. On cross-examination, Esquivel denied that Murphy had said that he had checked to verify the authenticity of the signatures, denied that Murphy had said anything about sending a letter to the Union about the petition, and denied that Murphy had said that there might be a problem under Federal labor laws if Respondent contin- ued negotiating with a union that did not represent a ma- jority of the employees. He also denied that anyone had asked a question as to when the employees would be get- ting benefits and that Murphy had promised any in- creased benefits. Further, he agreed that Murphy had said that he could not promise the employees anything, but would just have to let them know whenever he knew anything and would hold another meeting to "give us more information when he had it." Esquivel testified that a third meeting had been con- ducted approximately a seek after the second meeting. At that meeting, testified Esquivel, Murphy had said that he had news that the employees were going to receive a pay raise and that the second-shift employees would re- ceive a 25-cent raise. Esquivel testified that at this meet- ing, Murphy had said that there were three things that the Union could do: "just go away or perhaps to call a strike as they had threatened to do with the negotiating meetings or to go to the Labor Board to file a lawsuit, a legal suit .... " However, he denied that Murphy had said that, if the Union filed a lawsuit, Respondent would go to court and fight it and while he agreed that Murphy had said something about replacing strikers should the Union call a strike. he was unable to recall what words Murphy had spoken with regard to that subject. He did, however, recall Murphy having said that strikers would not be eligible for unemployment insurance. Salvador Arizaga testified about only one meeting. which he agreed had occurred on September 21. '4 On direct examination, he testified only that, at this meeting, "[t]hey were discussing different things about the pen- sion, about the raises that we would receive if the Union wasn't voted in and how we would get our raises during every six months, stuff like that." On cross-examination, however, Arizaga testified that "I was translating to one of the workers there, that is why I didn't catch every- thing as I was explaining it to this guy next [sic] to me, I was explaining to him." After claiming that Murphy had said that "if the Union wasn't representing us, that we would receive 20 cents every six months." Arizaga then testified that he could not recall if Murphy had said that the 20 cents every months had been offered to the Union and that, if the Union agreed to it, it would be given to the employees. He further testified that Murphy had compared the pension plan being offered by Re- spondent during negotiations with the pension plan being proposed by the Union. Arizaga agreed that Murphy had mentioned a savings plan which Respondent had pro- posed to the Union and, further, that employees ho went on strike would be "replaced with different work- ers." Maria Trinidad Peinado described two meetings. The first occurred in August, when, with Adame translating, Murphy had said that he had proposed to the Union that the employees get better benefits and that the Union had said that it wanted dues paid by deductions from em- ployees' paychecks. The second meeting, testified Pein- ado, had occurred on September 26, at 3:30 p.m., when Adame, acting as Murphy's interpretor, had said that Re- spondent was going to give the employees "20 cents more in a half a year, at the end of the year and the night shift he will give 15 cents more;" that Respondent was going to give $500 to "ladies that were going to have a baby"; and, that "he didn't want that they will m4 Arizaga was unable to recall ho. cloe the time had been httweenl A hen he had attended this meeting and " hen he had seen the pettiton circulated i September 1124 DECISIONS OF NATIONAL LABOR RELATIONS BOARD take from the [sic] employees money from the employ- ees' checks, the Union."' 5 Murphy denied that, during the September meetings, he had told the employees that if they helped get rid of the union that he would promise them better plans or benefits of any kind, had said "We do not need a union," or had said that he would give the same benefits without paying union dues. D. The Circulation of the Petitions Maintenance machine repairman George J. Kohout testified that he had circulated two petitions opposing the continued representative status of the Union: one in July and another in late August or September. He testi- fied that he had decided to circulate the July petition be- cause of his dissatisfaction with the manner in which the Union had conducted the meeting at which the strike vote had been taken: "Well, everybody was drinking and I guess some of the people didn't even know what was going on." He testified that he had prepared the first pe- tition-which bears the legend, in English and Spanish, "The following Employees petition the NLRB to hold an election to throw the union out of Peat Mfg. Co."- with the assistance of his wife, who had taken a course in Spanish for high school credit.' 6 He and Dallas Coad had circulated the petition among the employees. Once he had obtained what he believed to be a sufficient number of signatures, Kohout made a copy of the peti- tion and had sent that copy, along with a letter explain- ing what he had done, to Murphy. On July 17, the origi- nal was taken by Coad and Kohout to Region 21 of the Board where it was filed in support of the decertification petition in Case 21-RD-1548, discussed in section III, A, supra. 7 According to Kohout and Coad, the Board agent with whom they had spoken at the Regional Office had told them that the form of the petition had been defective in is When initially asked what had been said by Murphy at this meeting, Peinado responded: "I don't remember." Thereafter, Peinado's descrip- tion of what Murphy had said was given in response to counsel's sugges- tion of various subjects.131Delgado described three meetings. One he placed in July or August, at 3:30 p.m., with Adame serving as translator. At that meeting, testified Delgado, Murphy had said that he was having talks with the Union and that the parties had been unable to reach agree- ment because the Union's demands had been too high. Delgado testified that at a meeting on September 21 or 22, Murphy had said that he had received a petition signed by a big majority of the employees indicating that they wanted to get rid of the Union and that a letter had gone to a labor office which had stated "that the union had nothing to do there." Finally, Delgado described a meeting at which Adame had translated and at which Murphy had listed the benefits that the employees had been re- ceiving. Delgado also had listed the benefits that the employees had been receiving. Delgado also testified that Murphy had thanked the employees "for waiving the Union." Asked on cross-examination if Murphy had told the employees that the pay raises were the same as Respondent had al- ready offered several times to the Union in negotiations, Delgado replied. "What I recall is that he did talk about that, and I do recall it even more because he gave it to us" i' However, Kohout testified that the Spanish legend on the last page of the petition had been written out by employee Lorraine Stowell. There is no contention that Stowell had been either a supervisor or an agent of Respondent. 17 Kohout testified that his lunch period as one-hour in length. How- ever, he acknowledged having been gone from the plant to the Board's office, from 11:30 am. until 3:30 p.m. He testified that he had not re- ceived a warning notice for having been gone for such a prolonged period and, so far as the record discloses, neither did Coad. that it failed to separate the signatures of Spanish-speak- ing from English-speaking employees, and, additionally, in that it failed to have the English and Spanish legends on the same pages. The agent promised to send Kohout some forms, which was done later, and, both Kohout and Coad testified, said that if Kohout decided to pre- pare and circulate another petition, Kohout "could either bring it back there or give it to management." Kohout did decide to prepare a second petition. He testified that it had been his wife who had written out the legends, in English and Spanish, that appear on the petitions that were circulated. ' Over the course of approximately a 1- week period, Kohout and Coad circulated the second pe- tition during, they testified, break and lunch periods on the day shift. In addition, on at least one evening, Kohout came to the plant and circulated the petition among second-shift employees. On the morning of September 21, Kohout and Coad, accompanied by employee Dale Dody who served, ac- cording to Coad, as a "witness," took the petition to Murphy, asking the latter if he would "step in and do something about it." Murphy testified that he had agreed to "take it and check it out and let them know." He fur- ther testified that the three employees had then departed immediately, after which he had directed a personnel employee to verify the signatures on the petition and then had telephoned his counsel. A set of meetings was then conducted with the employees, as discussed in sec- tion III, B, supra, and Mueller signed a letter to the Union, stating that, based on the petition, Respondent "will not continue to recognize your labor organization as the collective bargaining representative of our em- ployees and we will no longer continue to meet with you in negotiations so as to comply with the wishes of a ma- jority of our employees." Several employees called by the General Counsel testi- fied concerning the solicitation of their signatures on the petitions. Sanchez described four such solicitations to sign the earlier of the two petitions. He placed each of them as having occurred in June. The first occasion, tes- tified Sanchez, occurred approximately 6 days after the meeting that he had attended at which Murphy had ad- dressed the employees, supra. According to Sanchez, Quality Control Manager Wade had approached, as San- chez was working at his machine, and had said, "Sign this. You have to sign to get rid of the Union." Howev- er, testified Sanchez, he had refused to sign the petition, saying "that the election had passed and that it was a free election and I had already given my vote," after which Wade had merely walked away.' 9 Is This petition consists of six sheets of half legal-size paper. Three of these sheets contain only legends, in English and Spanish, regarding the purpose of the petition and only the signatures appear on the remaining three sheets. 1 Although Sanchez testified that Wade had not given him the peti- tion, he testified that Wade had been carrying a white piece of paper Sanchez also testified that Wade had spoken to him in English and that Wade had spoken to him (Sanchez) many times in English about work- related matters. But, Wade testified that, other than perfunctory remarks such as "good morning," he had always spoken to Sanchez through an interpreter, normally Robles. Wade denied specifically having told San- chez "Sign this, you have to sign it to get rid of the union," and denied Con rinued PEAT MANUFACTURING COMPANY 1125 The second June conversation, concerning the petition described by Sanchez, was with an employee named George, whose last name Sanchez did not recall, but whom he described as being a mechanic. He placed this conversation as having occurred approximately 2 days after Wade's purported demand and testified that George had said "that I had to sign to get rid of the Union, be- cause, if I did not sign, he was going to give the papers to the office and that the office will know that fi[sic] did not sign, they were going to fire us." 2 0 However, San- chez did not sign the petition. One or 2 days later, testi- fied Sanchez, Robles had approached where Sanchez was working and had said that Sanchez must sign the paper to get rid of the Union or to get the Union out. According to Sanchez, when he declined to do so, Robles had said that if Sanchez did not sign, he (Robles) was going to take the sheet of paper to the office and "the old man was going to be mad" and "they were going to fire us." 21 The fourth conversation about signing a petition which Sanchez described was introduced during cross- examination. Sanchez testified that this had occurred after his conversation with Robles and that an elderly man, who could have been Coad, had told him to sign a petition. According to Sanchez, the man said that if he did not sign it "we were going to be fired." 2 2 Three employees testified to requests by Coad to sign a petition during July. Arizaga testified that Coad "asked me if I would sign petition to have the Union voted out and I stated now [sic], I didn't want to and while he was walking away he said that a lot of people would be out jobs and that is all he said to me." Bashaw testified that Coad had asked if she were ready to sign the paper now and when she asked him what paper, he said the paper to vote or revote for the Union. According to Bashaw, she declined to sign the petition, saying that she wanted to attend "one more company meeting and one more Union meeting." 23 Esquivel testified to two requests made by Coad during July. On the first occasion, while he had been working, testified Esquivel, Coad had asked if he that Sanchez had ever said that the election had passed and he was free and had already given his vote. He further denied having participated in any conversation with Sanchez about a petition to get rid of the Union and in any conversation with Sanchez about the Union generally. 20 Sanchez testified that George had spoken to him in English While he also testified initially that George had been carrying a single white sheet of paper at the time, he acknowledged, in a pretrial affidavit, that he may have said that George had "many" white papers with him 2 Sanchez denied specifically that the piece of paper Robles had been holding had been yellow, testifying that it had been white. However, he also testified, first, that he could not be certain that it had been the peti- tion that Robles had been holding and, later, that it had been the paper that Robles had been holding which Robles had directed him to sign, but that "I don't know whether it was a paper for the Union." 22 Sanchez testified that the man had a piece of paper in his hand, but did not recall if it had been white or yellow He vacillated concerning whether the man had said that the petition was to get rid of the Union. Thus, initially he testified that the man "did not tell me it was a petition to take the Union out." Then, when asked if, therefore, he had been asked to sign something that had not been explained to him, Sanchez tes- tified, "I know it was for the Union, because he told me, but he did not show me anything," adding that "he told me" it was to get the Union out. 23 On direct examination, she testified that she had been working when Coad had approached her. but on cross-examination she testified that Coad had spoken to he "outside of my work station " wanted to sign a petition to get the Union out. Esquivel testified that he had refused and that Coad had left. Es- quivel testified that approximately 2 weeks later, Coad had returned, pointing out that Esquivel had not wanted to sign before and asking if he now wanted to do so. 2 4 Three employees testified about the circulation of the petition in September. Bodkin testified that later during the same day as Murphy's first September speech, Coad had approached her as she was working at her machine and had asked if she wanted to sign a petition. When, as Bodkin testified, she had asked what the petition was for, Coad had said that it was for a revote for the Union. Ac- cording to Bodkin, she had pointed out that she had never voted for the Union, having commenced working at Respondent only 2 months earlier, and Coad had re- plied that this posed no problem, since the petition "would give all the new workers a chance to vote one way or another .... " Bodkin then signed. 25 Peinado testified that she had twice been requested to sign a petition: On the first occasion, she testified, she had been working at her machine when Adame, Esco- bedo, and a third man, whose name she did not know but who was blond, had approached. According to Pein- ado, Adame "told me to sign that piece of paper, that that was not going to create any problem in my work." 2 6 She testified that she had declined to do so. Later that same evening, Peinado testified, Adame, again accompanied by Escobedo and the third man, asked her to sign the petition and this time she had done so. Ac- cording to Peinado, the petition had been handed to her by the third man. Then, testified Peinado, Adame had said, "As long as Mr. Delgodo doesn't know because he is going to fire us all." 2 7 Peinado testified that this second encounter had occurred near the ladies' wash- room in the production area of building 1, as opposed to the similar area in the high pressure aluminum building, denominated building 3. She further testified that other workers had told her that it was a petition to get rid of the Union and that they had urged her to sign it. Esquivel described two requests to sign the petition made to him by Escobedo and a third request made by 24 Esquivel testified that Coad had spoken to him in English and that the paper being passed around at that time had been yellow. 2. Initially, Bodkin testified that she had signed only one petition on the second page, and that her signature had been the 15th or 18th signa- ture from the top. She further testified that both that page and the first page, on which she claimed that there were 30 to 35 signatures. had con- tained only signatures, without any legend being written thereon, and that coworker Carol Walker had signed immediately before or after she (Bodkin) had signed Then she was shown a copy of what had been in- troduced as the September petition. Bodkin identified her signature there- on. However, the signature that she identified appeared as the second from the top and her only explanation was that she recalled the page that she had signed as having been a full legal-size page, rather than the half- page sheets comprising the petition that is in evidence. Yet, the signature purporting to be that of Carol Walker appears in an entirely separate column of the page that bears Bodkin's signature and the latter was unable to explain this discrepancy between her testimony and the peti- tion. She also agreed that a petition concerning the lunch truck had been circulated among the employees. 20 On cross-examination, Peinado testified that this latter remark, about not creating problems, had been made during the second conversation 27 As noted above, Delgado had heen a leading proponent of the Union and he testified that no one had ever offered a petition to him for his signature 1126h I)ECISIONS OF NA I()NAI. IA()R REI.ATI()NS B()ARI) Adame. He testified that a few days after he had trans- ferred to the second shift, Escobedo had come to the machine where Esquivel had been working in building 1. Escobedo, according to Esquivel, had asked if the latter "wanted to sign the petition to get the Union out of the company" and Esquivel had replied that he had already signed. Esquivel testified that Escobedo had left and gone nearby to where a mechanic named George, whose last name Esquivel did not know, had been standing and that George had looked through some papers, saying something to Escobedo. Then, testified Esquivel, Esco- bedo had returned, saying that George had said that Es- quivel had not signed. Esquivel testified that he had said that he did not want to sign and that Escobedo had said that "it would be better for me to sign or else I would be fired and I said it was all right, I will not sign."2 8 Ac- cording to Esquivel, Escobedo had also said that Esqui- vel should sign "so I could get the benefits that Mr. Murphy was offering." Esquivel testified that Escobedo and George had then gone to a small room, the mainte- nance room in building 1, where they had cleared a workbench and on which they had placed the petition. Then, testified Esquivel, George had remained in that room while Adame and Escobedo had begun calling em- ployees to that room. 2 9 Later that evening, testified Esquivel, Adame had come to the former's workplace and had asked if Esqui- vel wanted to sign George's petition to get the Union out of Respondent. Esquivel testified that when he had declined to do so, Adame had asked "why not," adding that if the employees signed they could get the benefits that Murphy had talked about in the meetings. Again, Esquivel declined, pointing out that, in his opinion, the benefits that the Union could get for the employees would be better than what Respondent was offering. Ac- cording to Esquivel, Adame then had said that while he had never worked with union benefits, as far as he was concerned, the Union was no good because it would not help when it was needed as shown by the fact that the :r Esquivel denied that scobedo had said that he had heard that anyone that did not sign the petition would be fired and he testified than while there had beel a rumor to that effect, the rumor had not starled until after the signatures had een solicited While he acknowledged that he had not seen the petition too closely, Esquivel testified that it ap- peared to have been on yellow paper He conceded that around the slame time, there had also been a petition, on white paper, circulated coincern- ing the lunch truck that had been brought to him. for his signature, bh Adame and Escohedo iHe testified that they had said if enough signa- tures were obtained the petition would be given to Mueller 29 On direct examination. Esquivel testified that "Escobedo and Adame were calling the people to sign the paper there." He named fise employees (Raul Galvez. Jesus Aldape, Ignacio Galvez, Mary Lou Pern- ado, and Rita Pinado) whom he recalled as having gone to the room However, he conceded that he could not recall what had been said to these employees and, on cross-examination, he admitted that he had not seen Adanle bringing the workers to ne room, Rather, he had "fiound out through conversation with the other employees." While the signla- tures of Aldape, Maria L. Peinado, and Raul Galvez appear in the same column within six signatures of each other, on the petition submitted as the one that had heen circulated in September, none of them nor any other employee was called by the General Counsel to testify concerning whether they had signed in the maintenance room, nor concerning the circumstances under which they had signed the petition. Nor was any ex- planation advanced fir failing to call witnesses who would have been able to testify (on the basis of first-hand knowledge as to what had toc- curred in that room that night Union had failed to help his wife get her job back when she had been fired. : ' Esquivel testified that Adame had continued by saying that the Union just wanted to take the employees' money and that, by signing to get the Union out, the employees could get the benefits that Murphy was offering and, in the future, more benefits could be obtained from Murphy. without having to pay dues, by conducting another organizing campaign, as shown by what had happened "once before [when] we had tried to get another union in and they gave us a 15 cent raise and then they did not want to bring the union in." 3 Esquivel denied specifically that he had asked Adame about the purpose of the petition that George had been circulating, denied specifically having asked Adame if the employees had to sign the petition, and denied specifically that it had been other employees, rather than Adame, that had told him that he had to sign the petition to get the benefits. As set forth above, three employees-Sanchez. Pein- ado, and Esquivel-testified to solicitations to sign peti- tions involving Kohout. The latter testified that the idea to circulate the petitions had been his own and that he had not been asked to do so, nor discussed doing so, with anyone from management, including supervisors. Only Coad, testified Kohout, had aided in the circulation of the petitions. Kohout denied ever having asked Esco- bedo to translate for him with respect to the circulation of the petitions. He further testified that while occasion- ally he had to have someone in the plant translate for employees who spoke exclusively Spanish, for the most part the Spanish-speaking employees had been willing to sign the petitions and had done so, without the need for conversation, after having read the legends. With regard to Peinado, Kohout testified that he had never approached any employee at his or her machine to solicit his or her signature. He denied that he had ever accompanied Adame and Escobedo in approaching an employee where Adame had asked that employee to sign the petition. He did not recall having even taken a signa- ture from a female employee outside the women's res- troom. Respecting Esquivel's account, Kohout testified that on one evening he had returned to the plant and that while there he had encountered Adame and Escobedo, together, and had taken their signatures.:t ' He acknowl- edged that, while there that evening, he had gone into the maintenance shop in building 1, where he had spent approximately 20 minutes collecting signatures. Although he denied having asked Adame and Escobedo to assist him in obtaining signatures, he conceded that "[t]hey told me that they have a few more fellows that were in- terested and there were some women, too, and they :"' Esquivel testified that Mrs Adame had been fired by Respondent for punching someone else's imecard. Adame denied that he had even been married during the 7-year period prior to the hearing. :" Esquivel testified that this had referred to an organizing drive, ap- parently by another labor organization, that had preceded the Union's 1977 campaign leading to its certification as the representative of Re- spondent's employees. :` Examination of the petition introduced as the September petition, discloses that Adame's and Escobedo's signatures appear, oie right after the ither, on the second page of the signatures PEAI MANUFACTURING COMP'ANY\ 1127 came in . . ."3, although he denied that Adame had said specifically that he intended to send people in to sign the petition. Kohout denied that there had ever been an in- stance where an employee had claimed to have signed the petition. It was then discovered that that employee had not done so, and that the employee's failure to have signed was then pointed out to that employee. Only Sanchez described an incident when, as discussed above, Robles had purportedly solicited a signature on one of the petitions-in this case, the July petition. Robles testified that he had signed the July petition, at Kohout's request, but he denied that Kohout had asked for help in circulating the petition and he denied ever having circulated the petition. Further, Robles denied ever having spoken to Sanchez about the petition, denied ever having asked Sanchez to sign it, denied ever saying that if Sanchez did not sign a petition, his name would not be on the petition and the old man or boss would fire him, denied even referring to say of his superiors as "the old man," and denied ever saying that Sanchez would be punished in any way if his name was not on the petition. As described above, five employees--Sanchez, Ari- zaga, Bashaw, Esquivel, and Bodkin described solicita- tions for signatures on the petition by Coad. Like Kohout, Coad testified that only the two of them had participated in securing signatures on the petitions. He denied having been asked to circulate the petition by anyone in management, denied having been told to circu- late the petitions by anyone in management, denied having been promised any kind of pay increase or bene- fits for circulating the petitions, and denied that he had discussed the petitions with anyone in management. He testified that the petitions had generally been circulated during break and lunch periods and, also, after work. With respect to what he had said to employees, Coad gave no specific testimony, one vway or the other, con- cerning what he had purportedly said to Esquivel and he was unable to recall the identities of either Sanchez or Arizaga. However, he did deny having told any employ- ee in September that he had a petition to vote the Union out, having said that an employee might be discharged for not signing the petition, having ever said to any em- ployee that some people might lose their jobs if the peti- tion was not signed, and having said, "A lot of people will be without jobs." He acknowledged having solicited Bodkin's signature in Carol Walker's presence. He testi- fied that he had explained to her "that we wanted to get the union out of Peat Manufacturing and asked her if she wanted to sign the Petition." After, testified Coad, Bodkin had examined "both the pages" of the petition, she had signed it and he then had asked Walker if she wanted to sign, but the latter had "just walked away." Coad denied that he had told Bodkin that the September petition was to get a revote and he denied that Walker had signed the petition at the same time as Bodkin. Rather, Coad testified that later that day, he had again asked Walker if she wanted to sign and- that she had done so at that time. :" Shortly after giving this tetlimons Kohoul then testified that nei- ther Adame nor Escobedo had said thai there cre other people that they wanted to hase sIgn the petition Coad also agreed that in September he had spoken to Bashaw about signing the petition then being circulated, in the presence of Edna Murphy, an employee who is General Manager Murphy's daughter-in-law. He testified that he had merely told them that he had a petition "'to get the union out of Peat Manufacturing and would they sign it." According to Coad, Bashaw had refused. He denied having said that the petition was to vote for the Union. Consistent with Kohout's testimony regarding the sub- ject, Escobedo testified that he and Adame had signed the second petition in the parking lot. around 8 p.m., at Kohout's request that they do so "to get the union out."3 4 Escobedo testified that immediately thereafter. he and Adame had gone directly to building 3 where they had spent 3 or 3-1/2 hours working on a machine. However, he admitted that Adame had left that building twice, first at approximately 8:20 p.m. for 4 or 5 minutes and again at approximately 10 p.m. for 10 minutes to get tools. He denied that, during the course of that evening, he had asked Peinado to sign a petition to get rid of the Union, denied having heard Adame make such a request of Peinado, denied ever having heard Adame tell Pein- ado to sign a petition to get rid of the Union and that it would not create any problems in her work, denied that on any night either he or Adame had asked Peinado to sign a petition to get rid of the Union, denied having translated for Kohout to make such a request of Peinado, denied having asked Esquivel to sign such a petition either on that night or on any other night, denied having translated for Kohout to make such a request of Esqui- vel, denied that Esquivel had said that he had already signed the petition, denied having said that Equivel should sign a petition to get rid of the Union to get the benefits that Murphy' was offering the employees, denied having said that it would be better for Esquivel to sign the petition to get rid of the Union or he would be fired, denied haxing told Esquivel that he would be fired or punished in any way, and denied that Esquivel ever had said that he did not want to sign the petition and that he did not care if he got fired. In addition, Escobedo denied that he had gone into the maintenance shop in building I on the night that he had signed the petition, denied that he had cleaned off the workbench for Kohout, denied that he had seen Kohout there on any night, denied that Kohout had ever asked that employees be sent to the maintenance shop, denied having asked employees to see Kohout in the maintenence shop and, in essence, denied having ever heard Adame solicit Esquivel or any other employee to sign the petition. Two employees, Peinado and Esquivel, testified that Adame had asked them to sign the September petition. Adame denied having asked any employee to sign a peti- tion pertaining to the Union, denied ever telling employ- ees that they might lose their jobs if they did not sign such a petition, denied ever serving as the translator for such a threat as well as for anybody circulating such a petition, denied ever having talked to Peinado about the "4 Escobedo estified that the petition Ihat he had signed had con,istled of a stngle sheet f ellsr, paper that 'r a fiall ize-that i. 8-1 ,4 hb 13- I/2 in size 1128 DECISIONS OF NATIONAL LABOR RELATIONS BOARD petition, denied ever having seen Kohout or Escobedo talking to her about the petition, denied having told Peinado that it was okay to sign the petition so long as Delgado did not learn of it as he would "fire us all," denied being present at any time when Escobedo told an employee that he or she would get fired for not signing a petition concerning the Union, and denied ever seeing Escobedo circulate a petition. Like Escobedo, Adame testified that the two of them had signed Kohout's peti- tion in the parking lot, but then continued on to building 3 to work on a machine and had remained occupied with that task for the next 3 to 3-1/2 hours. Adame also testi- fied that he hed left building 3 for tools on two occa- sions, although he placed these trips at 8:15 p.m. for ap- proximately 10 minutes, and again at 8:40 or 8:45 p.m. On both occasions, testified Adame, he had gone to Building 1, but not into the maintenance shop. Accord- ing to Adame, he had walked through that building on his first trip, but the maintenance shop had been empty when he had passed by it on his second trip. He denied ever having served as a translator for Kohout and denied that either he or Escobedo had called employees from their work stations to sign a petition for Kohout. Adame further testified that during the course of his second trip through building 1 that night, Esquivel had inquired what the petition that Kohout had been circu- lating was for. In response, Adame testified that he had explained that it had been "a petition to [get] the union out of the company." According to Adame, Esquivel had then asked if everybody had to sign that petition, and I said no, it didn't have to be signed if they didn't want to." When, testified Adame, Esquivel had then asked if he had to sign the petition, Adame replied that Esquivel did not have to do so "but that it depended on what decision he would take .... " Adame testified that this had been his only conversation with Esquivel about the Union or the petition. He denied ever telling Esqui- vel that the Union was no good and denied ever having told Esquivel that the Union was no good because of its failure to secure reemployment of Adame's wife. He also denied having told Esquivel to sign a petition to get the company benefits, having said that if Esquivel signed a petition to get rid of the Union then he would get com- pany benefits, and having said that, if employees once got the Union out, they could later seek to unionize as a device for obtaining added benefits from Respondent. E. The Supervisory Status of Adame The General Counsel contends that at all times materi- al, Francisco Adame had been both a supervisor and agent of Respondent. Respondent denies both allegations. Adame works on the second shift in department 50, the high pressure die cast aluminum department. Both he and Supervisor Robison, Adame's immediate superior, testified that it had been Robison who had directly su- pervised employees in that department during the summer and fall, when the alleged unfair labor practices had occurred. In this regard, Robison testified that he normally had not been staying at the plant for the entire- ty of the swing shift, which lasts from 3:30 p.m. to 1 a.m., but rather normally had been going home between 5 and 6 p.m.: 5 However, he also testified that "the start of the shift is always the hardest part of the shift" after which things run pretty much by themselves, that he had prepared a daily list of which machines were to be oper- ated by each of the employees, that these lists also in- cluded two or three extra machines to which employees were to be transferred in the event that their own ma- chines broke down, that he lived a distance of approxi- mately 5 minutes' driving time from the plant, and that he is telephoned in the event that problems arise during the remainder of the swing shift, after he has left. In fact, Robison testified that from June through September, he had received an average of two such calls per week and had returned to the plant for from I to 4 hours "depend- ing on what was wrong the reason I was called in." Both Adame and Robison denied, in essence, that the former had possessed the power to exercise independent judgment in carrying out supervisory responsibilities. They agreed that he had not been assigned to operate machines in department 50, as were the employees who worked there. However, they testified that Adame's job was essentially that of a troubleshooter: setting up, ad- justing, cleaning, checking, and making minor repairs on the machines in the department. To counter this testimo- ny the General Counsel elicited descriptions of Adame's activities from three employees. The first was Maria Peinado. She claimed that Lorraine Stowell was the su- pervisor of department 50 and that Adame had replaced Stowell during the latter's absences. She gave no testi- mony regarding the frequency or regularity with which Adame had assertedly filled in for Stowell. No other wit- nesses corroborated her testimony in this regard. She claimed that she had received two disciplinary notices, one of which had been signed by Robison and the other signed by Adame. Her testimony in this respect was con- tradicted both by her own pretrial affidavit, in which she stated that both had been signed by Robison, and by the two warning notices presented at the hearing, which she acknowledged having been the only ones that she had received. Neither was signed by Adame. No evidence was presented to show that Adame had played any role in the decision to give her these notices. The other two witnesses who were called upon by the General Counsel to give testimony regarding Adame's duties were Delgado and Esquivel. Each of them testi- fied to a series of actions by Adame which led them to characterize him as their supervisor. Most of these mat- ters turned out to be routine in nature, either by virtue of their own testimony on cross-examination or by virtue of the undisputed explanations advanced by Robison and Adame. For example, Esquivel testified that he thought Adame had possessed authority to hire employees be- cause the latter had once asked if Esquivel knew of anyone who "needed the work." Adame agreed that he had once inquired if the employees knew of anyone who would be interested in working for Respondent. Howev- er, he testified that he had done so in response to Robi- son's inquiry as to whether the employees knew of anyone who wanted to work at Respondent. Indeed, Es- :' On Saturdays, the swing shift works from 2 to 10:30 p.m. and Robi- son remained at the plant until 5 or 5:30. PEAT MANUFACTURING COMPANY 1129 quivel conceded, consistently with Robison's testimony, that Respondent's employees frequently suggested the names of persons who might like to work there, that he had done so, and that most of the employees in his de- partment had gotten their jobs because someone already working there had suggested their names. Adame testi- fied that while he had made approximately five recom- mendations that applicants be hired, these people had to be interviewed by either Mueller or Robison, and only approximately two of the five that he recommended had ultimately been hired. Similarly both Delgado and Esquivel testified that they had sought Adame's permission whenever they wanted to leave work early. However, Adame testified that he had no authority to deny such a request and fur- ther testified that he had never done so. Indeed, Delgado agreed that everyone in his department who had ever said that they wanted to go home because of illness had simply told someone else in the department of their intent and had left. There is no evidence that Adame had ever prevented an employee from doing so. In a like vein, while Delgado testified that he had always asked Adame whenever he (Delgado) wanted to be absent for a day or two, he equivocated, during cross-examination, when confronted with his pretrial affidavit in which he had stated that whenever he had made such requests Adame would later return and then tell him whether permission had been granted. Delgado agreed that when- ever he had wanted to take a vacation, he had asked Adame to ask Robison, in English, if Delgado could do so and that Adame then had reported back what Robi- son's response had been. This matter of translation arose in another context. Both Esquivel and Delgado testified that they had gone to Adame whenever they discovered what they believed to be errors in their paychecks. The checks are comput- ed on the basis of production reports by Helen Montag, who speaks only English. There is no evidence that, upon receiving such requests, Adame had done anything other than report the employee's complaint to Montag and relay Montag's explanation to the employee. Esquivel claimed that he had regularly asked Adame about the machine on which he was to work. Yet, on cross-examination, he conceded that "I would remain two or three weeks on one machine, then I would be changed to another one." Thus, under his own descrip- tion, this could not have been a regular occurrence. In fact, Adame agreed that Esquivel had repeatedly asked, at the beginning of shifts, on which machine he was to work.36 Both Adame and Robison, as noted above, testi- fied that the assignments of employees to machines had been prepared daily by Robison. Esquivel denied that this list had been posted everyday. But, this denial was contradicted by Delgado who agreed that employees checked the lists everyday to ascertain where they were supposed to go. On direct examination, both Delgado and Esquivel claimed that they had been transferred to other ma- chines, during the course of their shift, by Adame. This 36 Adame testified that it had not been necessary for Esquivel to ask about his assignments. was not disputed. However, as also noted above, both Robison and Adame testified that, extra machines had been listed on the daily lists prepared by Robison. It had been to those machines that employees had been trans- ferred whenever there was need to make a mid-shift change. Thus, for example, Adame testified that, when machines break down, he either tells the employees as- signed to those machines to transfer to the highest alter- native machines on Robison's lists or, if that is not possi- ble, "I call Bob Robison to ask him which other machine they need to run and he tells me which machine to run. If we don't have a machine to run, the operator helps me on that machine." Essentially, Delgado confirmed this testimony. For, he agreed that the daily lists also enu- merated certain machines not assigned to any particular employee scheduled to work: "on the list that just has the numbers, it has no names, and that is the way it stays. When one is changed, just order one size before to the No. I or another machine since there are more." He also agreed that he had said in his pretrial affidavit that when he had been changed from one machine to an- other, the latter was usually on the list. Obviously, if it had not been on the list, Delgado would have had no way of knowing whether or not Adame, as he claimed, had telephoned Robison regarding reassignment. There is no evidence, however, that even tended to contradict Adame in this respect. Other than the ultimately self-contradictory testimony of Peinado, the only other testimony regarding assertedly disciplinary acts by Adame was that of Esquivel. On direct examination, he claimed that twice Adame had ac- cused him of being careless with his work, adding "that I should pay more attention, that if I did not want to work, there were more people that wanted to work." Initially, it should be noted that Esquivel later conceded that in a pretrial affidavit, he had said that this had only happened on one occasion. He also admitted that he had never received a written warning from Adame, although he had received written warnings from undisputed super- visors, such as Robison and Day Shift Supervisor J. O. Tuttle. Additionally, like other experienced employees, Adame is responsible for training new and inexperienced employees when they commence work in department 50. Esquivel admitted that following his transfer to the de- partment, he had been considered to be a trainee as he had never before operated the die cast machine located there. Initially, he claimed that Adame had not been re- sponsible for training him, testifying that he had been paired with Manuel Carrillo for training. Later, howev- er, he testified that Carrillo had "just helped me the first two days when I was new," and that it had been he (Es- quivel) who had gone to Adame frequently to ask for help in running his machine. In fact, he conceded that it was one of Adame's jobs to help trainees who are signed up with somebody more experienced and, further, that of all the experienced employees on the shift, only Adame and Escobedo, who is not alleged to be a supervisor, had been willing to come to his machine to help him. At the end of the shift, Adame is responsible for pre- paring a daily production report. According to Robison, that report "has columns for the hours, down time, ma- 1130 DECISIONS OF NATIONAL LABOR RELATIONS BOARD chine time, production, total good ones, total bad ones, total production." However, so far as the record dis- closes, this report is compiled from reports made to Adame by other persons, such as the hourly production reports submitted by Stowell and the job cards submitted by the employees. There is no evidence that these re- ports constitute Adame's evaluation of the work of em- ployees in the department. While Adame is paid more than other employees in department 50, it is undisputed that, like the employees in that department, he is hourly paid, punches a timeclock, and is docked for reporting late for work. Robison denied that Adame had an office. Adame is paid on the same day, enjoys the same fringe benefits, and uses the same bathroom, lunch areas, and parking lots as other employees in the department. He does not attend supervisors' meetings, even though there have been occasions when such meetings have been con- ducted at times when Adame has been present at the plant. All three of the Generel Counsel's witnesses testified about a late September meeting of the employees in the department that Adame had called. Peinado testified that he had said that he did not want the employees to tell him their problems and that they should, instead, take them directly to the front office. Esquivel testified that Adame had covered two topics at the meeting. First, he had said that he was having problems repairing the ma- chines because the dies were not kept clean enough "and that the office wanted the employees to clean the dies after every 2 hours of work with them. Secondly, testi- fied Esquivel, Adame had said that the employees had been involving him in a lot of personal problems "and that he only had a salary and a lot of work and besides that problems with us, that he was foreman, mechanic, electrician and besides that he helped us to repair the machines and that he was going to ask for help for an- other person at the office at the work that he had be- cause there was a lot of it and that the problems-and to take our problems to the office and not to him any- more." All Delgado recalled was that Adame had "told us he had received an order to clean the dies and that all problems we had would be taken to the office because he was not in charge." Adame testified that he had conducted the meeting be- cause Mueller and Robison had instructed him to again remind the employees that the dies should be cleaned after every 2 hours of use.37 As he was short of time that evening, testified Adame, he had taken advantage of the fact that the employees were in one area, on their break, to remind them of their responsibility for keeping the dies clean: I told them that I didn't actually know what my job was because I had to work in maintenance, I had to put in my dies, run machines, fix the boilers, "a Adame testified that Mueller and Robison had previously told him to so instruct the employees. Esquivel confirmed that on prior occasions Adame had reminded the employees to keep the dies clean, although he testified that on only one occasion had he said specifically that it had been Robison who wanted the dies kept clean. Delgado testified that Stowell, as well, had reminded the employees that they were to keep the dies clean and clean dies, make boxes, so the truth was I didn't know which was my job. That I was having problems with the boilers and I told them if they help me work in cooperation to- gether, that the work would be easier for them and for me And I told them that they wanted the molds, the dies cleaned every two hours and if they didn't clean them the one that didn't clean them was going to get a paper from Bill Mueller and Bob Robison. And I also told them about the spray tanks, not to move them, that they had already been told and I told them that in the spray guns they could learn to do it because they had already seen how you take them apart when they are clocked, but if they did have a problem to call me or Efrain. Even if we were busy that they should call us. The same thing with the machines. If they have a problem with the machine that they think the machine is not right, they should call us and we would be happy to go and help them. If they had a problem with a part that wasn't coming out right to do the best they could and not to have fights with the inspectors because they also try to do the work the best that they can. And I also told them in problems that refer to the machines, to the metal, the water lines, we would be happy to help them because it is part of our job. And I also told them that if they had problems with one person or another that I could not help them, that the best thing that they could do if they had complaints against someone that they could go and talk to Bill Mueller and Bob Robison or go di- rectly to the office. Adame denied having said that he was their foreman and denied having said anything about being salaried. He tes- tified that there had been arguments among certain of the employees3 8 and that he was always being asked to intervene. However, he testified, "I can't do anything and so I told them what they should do is go directly to the office, that would be the solution to make things right." F. The Status of Coad, Escobedo, Robles, and Ibarra Dallas Coad commenced working for Respondent as a janitor and later began driving a truck, making minor pickups and deliveries. 3 9 During a conversation with Bashaw and Edna Murphy-Bashaw placed it in June and Coad testified that it had occurred in October- Coad made a remark implying, at least, that another em- 38 This testimony by Adame tended to be confirmed by the testimony of the General Counsel's witnesses. 39 This record is not clear as to when Coad had begun driving the truck. At one point he testified that this had occurred in October. Later he testified that he had already been assigned to drive the truck by the time that he had circulated the September petition. Then he testified that he had not been driving at any time befoire he had circulated the peti- tions Finally, he testified that he had been assigned to drive the truck in 1977 PEAT MANUFACTURING COMPANY I 1131 ployee had been hired to work for him as a janitor. Bashaw claimed that Coad had said that he was "in charge" of that employee, but Coad denied specifically having made that remark. She further testified that there- after she had observed Coad showing the newly hired janitor "where he cleaned and where the stuff was to clean with and different things like that." Coad agreed that he had done this, but testified that he had only done so once, for about a half an hour, when the man had first started working for Respondent. While Bashaw testified that the newly hired janitor had reported to Coad, she was unable to recall how many times or the dates on which she had seen Coad giving him instructions. Coad denied being in charge of the janitor and testified that he had reported to Mueller. The only other testimony re- garding Coad's relation to Respondent was that he and Murphy had belonged to the same Moose lodge. Both of them denied having discussed the petitions that Coad had circulated at lodge meetings. Efrain Escobedo, like Adame, serves as a trouble- shooter on the swing shift, changing molds, fixing ma- chines, running machines, and helping to train inexperi- enced employees. He also is bilingual and, thus, serves as a translator when exclusively English-speaking personnel and those who speak only Spanish want to communicate with each other. Jose Chavez Robles works in the low-pressure depart- ment where the employees are supervised by Henry Wade. Sanchez, the only employee called upon by the General Counsel to describe Robles' activities, testified that Wade and Robles were in charge of the work in that department, that Robles was foreman, and that Robles "would change us from one machine to the other and tell us what we had to do." Robles, in effect, con- ceded that this had been the fact. However, both he and Wade testified that the latter had used Robles as an inter- preter for Wade's communications to employees with re- spect to such matters as transfers to different machines. Robles testified, without contradiction, that Wade had made lists of the machines on which the employees were to work, would call Robles to tell him what the employ- ees had to do, and "I am the only one that speaks a little bit of English and I tell them that to do or what they have to do."40 Sanchez also testified that Robles had an- swered employees' questions regarding their work, but acknowledged that Robles was an experienced employee in that department. Very sparse testimony was elicited regarding Emilio Ibarra, whom the General Counsel amended the com- plaint to allege to be a supervisor, within the meaning of Section 2(11) of the Act, and an agent of Respondent. These allegations were denied by Respondent. Sanchez testified that Ibarra had given him orders when he had worked in the department: "He would just simply give me orders to do what I had to do. " Esquivel testified generally that Ibarra had performed the same duties on the day shift as Adame had performed on the night shift and had fixed machines in the same manner as had Adame. Ibarra testified that he had worked for Respond- ent for 15 years, had worked on the day shift from June 40 Robison testified that Robles' and Adame's job, were similar to December, and had translated "[o]nce in a while" for people. G. The September Comments to Taylor Die caster John Hamilton Taylor testified that on Sep- tember 27. he hed been summoned to an office where, in the presence of Mueller and Robison, Murphy had said that he had heard that Taylor had been passing out union authorization cards during working time. Taylor testified that he had denied having done so and that Murphy had said that he had heard that Taylor was doing so and that "What you do on lunch hour is your business, but while we are paying you to inspect the ma- chine at the machine, I want you doing that and only that." According to Taylor, Murphy had also said that he "could fire your ass right now for passing union cards." Asked if Murphy had mentioned a pension plan, Taylor testified that Murphy had "said we had this pen- sion plan all ready for you and all this, and the Union is holding it up." Asked if Murphy had mentioned anything about a petition being circulated, Taylor testified that Murphy had "said the Petition was to stop the Union from coming in, no revote, or something like that," and that "he had a lot of employees sign it." According to Taylor, Murphy had also said that if there w.as a revote for the Union, "he would take it to court and fight it as long as he possibly could." As its witnesses to this conversation, Respondent called Murphy, Mueller, and Robison. Each of them denied specifically that the foregoing remarks had been made by Murphy during the conversation with Taylor. Murphy agreed that the conversation had occurred, but he testified that it had been occasioned by reports that he had received from Tuttle4 that Taylor had been ob- served "on three occasions roaming around the plant away from his work station." 42 According to Murphy, Taylor's immediate supervisor, Wade, had been absent that day and as Murphy was Wade's immediate supervi- sor, he had summoned Taylor to the office, along with Mueller and Robison. 43 Murphy testified that: I told him it had been reported to me on three occasions and that Bob Robison was one of the wit- nesses, that he had been goofing off and away from his work station. And that in our rules of conduct, why that was grounds for either an oral or a written reprimand and I wanted him to understand that I was giving him an oral reprimand for it, in the absence of Henry Wade and that I wanted him to get on his station and stay on it and unless he was excused for some good reason. '' Murphy claimed that Tuttle had reported that Robhison also had obh- served Taylor away from his machine. However. Tuttle was never callcd to corroborate Murphy's testimony and no explanation was advanced fir failing to call him Moreover, though Robison was called by Respondent. he did not confirm Murphy's claim that he Rohison) had seen Taylor away from his machine that day. 42 Taylor denied specifically having been aay from his machine hat day more than normally had been the case. 4' Murphy did not explain wh 5 he had failed to call Tuttle, ho had assertedl) been the source of the report and had purporiedl 5 obered most of Taylor's "roaning." to the office 1132 DECISIONS OF NATIONAL LABOR RELATIONS BOARD According to Murphy, Taylor had admitted having been away from his work station and the meeting had concluded. Taylor denied specifically that he had been admonished for having been away from his machine too often and denied that the subject had been raised during the meeting, although he readily agreed that he did not recall everything that had been said during that meeting. He also testified that he had possessed authorization cards and the record discloses that the Union had made an effort to secure authorization cards as a vehicle for re- futing the petition given to Respondent. Both Robison and Mueller testified concerning what had occurred at the meeting. Initially, Robison agreed that the meeting had been conducted in the fall, but he did not recall the date. Later, he testified that it had oc- curred in the early summer. All he recalled of the meet- ing was that Murphy had said that he had found out that Taylor had been "too long and too frequently off his work area .... " Mueller testified that the meeting had occurred in September and that Murphy had said that it had been reported to him that Taylor had been away from his work station several times that morning, that Respondent's rules prohibited employees from being away from their work stations44 and that as Taylor's su- pervisor was not there he (Murphy) was warning him not to repeat this conduct. H. The Prehearing Remark to Bashaw Concerning Her Subpena Bashaw testified that when she had received the Gen- eral Counsel's subpena to appear at the hearing in this matter, she had not wanted to comply and had ques- tioned Edna Murphy about whether she had to do so. Both of them had made efforts to ascertain what would happen if Bashaw ignored the subpena, but they were unsuccessful and apparently Edna Murphy had then gone to Respondent's officials to inquire regarding the matter. During the afternoon of June 4, Bashaw was summoned to the office and was introduced to Respond- ent's counsel. She testified that when she had asked if she had to appear, counsel had told her "that he didn't think it would be important, but if I did, I wouldn't get in trouble from the company in any way, but he was not telling me not to appear." She further testified that when she had asked if she would get in trouble for not appear- ing, counsel had replied that "he didn't think so, unless it went to a higher court and then I might get in trouble for not appearing on that subpoena." 4 5 She further testi- fied that Robison, who had been present, had volun- teered that he also had gotten a subpena, and, while he did not want to go, figured that he had best appear. '4 No evidence regarding the existence of such a rule was produced by Respondent. "5 In a pretrial affidavit, taken by Respondent's counsel, Bashaw stated that two or three times she had asked "What can they do to me for not going to the hearing--I got a subpoena from the NLRB but I do not want to go. what can they do to me? Further. she stated that counsel had told her that "he was not aware of anything that could be done to me unless the subpoena was enforced by the District Court but the Company was not telling me not to go and was not discouraging and would not punish me in any way for going to the hearing." She also stated that "The conversation lasted approximately one or two minutes Other than a little small talk, nothing else was said." Though afforded the opportunity to do so, counsel chose not to appear to describe his comments, although he did make a statement describing the conversation. In- stead, Mueller and Robison described what had been said for Respondent. The former denied that counsel had said that it was not important for Bashaw to go to the hear- ing. He testified that Bashaw had said that she did not want to appear pursuant to the subpena and had asked "[w]hat can they do to me?" According to Mueller, counsel had replied that he was not "aware what they could do to her, but [he wasn't] telling her not to go and the company wouldn't punish her if she did go." Mueller also testified that Bashaw had "mentioned something about it again "and that counsel's answer had been "[b]asically the same" as his first answer. Like Mueller, Robison denied that counsel had told Bashaw that her appearance at the hearing was not important. He agreed that counsel had said that he was unaware that anything could be done to her unless the subpena was enforced by the District Court, but that he was not telling her not to appear and that Respondent would not purish her for going. IV. ANALYSIS An overview of the allegations underlying Respond- ent's withdrawal of recognition from the Union discloses that disposition of that ultimate question depends on the answer to three subsidiary questions. First, did Respond- ent, specifically Murphy and his interpreters, expressly offer employees better benefits if they withdrew their support of the Union during the meetings conducted in June through September? Second, did supervisors and agents of Respondent participate in the circulation of the petitions to, in effect, decertify the Union as the employ- ees' bargaining representative? Finally, did Respondent circumvent the Union as the employees' bargaining rep- resentative, thereby creating a background in which the circulation of the petitions had been tainted by unlawful conduct? I find the answers to the first two questions to be negative, but the answer to the third question is af- firmative. With respect to the first subsidiary question, the com- plaint alleges that during meetings in June Respondent had solicited employees to abandon their support of the Union and had promised benefits to them if they would do so. Only a single witness was called by the General Counsel to testify in support of these allegations pertain- ing to the June meetings. 4 6 That witness was Sanchez. 46 In his brief, the General Counsel argues that Delgado testimony that Murphy had said "tlhat it would not be convenient for the Union to go to the company because the company benefits were better than the Union ones" constituted a statement "that there was no need for a union since Respondent's benefits were better . ." Yet, I do not feel that such an equation can be drawn in the circumstances of this case. Obviously, Del- gado was paraphrasing what Murphy had said, with the result that the latter's precise statement could have been any of a number of remarks. For example, it is undisputed that Respondent's negotiator had told the Union, during negotiations, that the benefits being offered by Respondent were better than those being offered by the Union and, further, that these remarks of Respondent's negotiator had been repeated to the employees by Murphy during the course of his descriptions of what had been said during the negotiations Moreosver, none of the credible accounts of Mur- Continued PEAT MANUFACTURING COMPANY 1133 Given the number of employees called by the General Counsel to testify concerning Murphy's remarks at later meetings, the fact that only a lone witness could be pro- duced to support the allegations of promises and solicita- tions to abandon the Union at the June meetings gives rise to some suspicion concerning the extent of the Gen- erel Counsel's ability to support those allegations. Yet, it is the General Counsel who bears the burden of proof. Moreover, Sanchez was not an impressive witness. Mur- phy's assertion that he had convened these meetings in response to employee questions regarding the status of negotiations was confirmed by those employee witnesses who were interrogated concerning the existence of em- ployee questions concerning the negotiations. Indeed, Delgado confirmed that, during the June meeting that he had attended, Murphy had said that the purpose for con- vening the meeting had been to advise the employees about the negotiations. Sanchez testified that he simply did not recall Murphy having made such a remark. 47 Moreover, Sanchez denied specifically that Murphy had said that the benefits which he was describing had been offered to the Union. Delgado, by contrast, conceded that Murphy had described expressly what had been oc- curring during negotiations. Sanchez' testimony was also suspect in areas other than his account of what had occurred at the June meet- ing that he had attended. Thus, he claimed that both Wade and George had spoken to him in English when soliciting his signature on the July petition. Yet, in two demonstrations during the hearing, Sanchez did not appear to comprehend English sufficiently to be able to understand the solicitations that he claimed had been made to him in English. Moreover, of all the witnesses who testified, he was the only one to place such solicita- tions in June. He was also the only one to claim that Wade had made such overtures, a claim which Wade denied credibly. Moreover, the petitions being circulated by Kohout were on yellow paper, whereas Sanchez de- scribed white paper, which was used for the lunch truck petition, as having been used for most of the solicitations made to him. In sum, when he testified, Sanchez did not impress me as being a reliable witness and a review of the record of his testimony confirms that impression. With regard to the later meetings, in August and Sep- tember, the complaint alleges that Murphy had again promised benefits to induce the employees to abandon their support of the Union. Once again, in his brief, the phy's remarks at the various meetings contained any description of his having expressly appealed to the employees to abandon the Union. To the contrary, Bashaw denied specifically that Murphy had made such ap- peals at the meetings that she had attended and it is unlikely that Murphy would have made such an appeal only at certain selected meetings, if, in fact, he had been seeking to expressly dissuade employee support for the Union. Therefore, I do not feel that the circumstances support equating Delgado's description of Murphy's remark to one which expressed that there was no need for a union because Respondent's benefits were better. 47 Of course, Sanchez and Delgado had attended different meetings in June. Yet, there is no basis for inferring that Murphy had so tailored his remarks that he had made certain statements in particular meetings that he did not repeat in other meetings Indeed, given the apparent novelty of such meetings in June and the credible evidence concerning the pur- pose for convening them, it seems plausible that the one remark most likely to be uniform at the June meetings would have been the statement as to why they were being conducted: to describe what had been occur- ring at the negotiations. General Counsel relies on the testimony of but a single witness to support that allegation: this time, Esquivel. Specifically, the General Counsel points to the latter's testimony that Murphy had said that he would offer better benefits than the Union and that the employees would receive these benefits "when the Union stopped negotiating with him .... " At first blush this account does portray Murphy as having offered more benefits to the employees than had been offered to the Union and as having offered to grant these benefits once the employ- ees were shed of the Union. However, analysis is not a two-dimensional process. At no point does the General Counsel allege or argue that Respondent had offered more to the employee in specific benefits than had been offered to the Union during negotiations. 48 Further, Peinado testified that Murphy had said, during an August meeting, that he had proposed to the Union that the employees receive better benefits. Consequently, while Murphy did mention better benefits, it is not un- likely that what Esquivel was describing was Murphy's characterization of his offer to the Union and not an offer made directly to the employees upon condition that they forego further representation by the Union. Viewed in this light, Murphy's remark regarding "when the Union stopped negotiating" is equivocal. The General Counsel argues that it had meant when the Union ceased being the employees' representative. However, although Esquivel denied as much, it could also have been that the employees would receive better benefits when the negotiations culminated. Like Sanchez, Esquivel did not impress me as a reli- able witness. He claimed that when Coad had solicited his signature on the petition, Coad had spoken in Eng- lish. Yet, there was no showing that Esquivel could suffi- ciently understand English to have comprehended a so- licitation in that language. He testified that Adame had complained about the Union's failure to protest the dis- charge of his wife. But, Adame had not been married for 7 years and the Union had represented Respondent's em- ployees for not quite one year at the time of this purport- ed conversation. No other witness or evidence supported Esquivel's assertion that Respondent had ever discharged Adame's wife. Further, his assertion that the lists of ma- chines to which employees were assigned had not always been posted was not corroborated by any other employ- ee. His testimony that Adame had twice admonished him for careless work was contradicted by his pretrial effida- vit in which he had stated that this had occurred but once. Most significantly, of the three employees who de- scribed Adame's remarks during the September meeting of departmental employees, only Esquivel claimed that Adame had said that he was salaried and had described himself as a "foreman." Most of the witnesses who ap- peared in this proceeding appeared to be attempting to testify honestly. Obviously, there was considerable con- fusion in their accounts of what had occurred. However, "' Obviously, the benefits offered by Respondent to the Union during negotiations had represented more than the employees had been receiving at the time. Moreover, it is undisputed that Respondent had told the Union during negotiations that the benefits that it was offering were su- perior to what the Union had been offering --- 1134 I)ECISIONS OF NATI()NAL LABOR RELAI'I)NS BO()ARI) that confusion appeared, for the most part, to have arisen from their impaired perception of events as they had been occurring 4 " and from their lack of recollection as to what had taken place.) But, it was my impression that Esquivel was deliberately attempting to tailor his testimony to portray Respondent in the most unfavorable light and to buttress a case against Respondent. I do not credit his testimony. The application of the principle that an employer may, without violating the Act, "Inform employees of the status of negotiations, Procter & Gamble Manufacturing Company, 160 NLRB 334, 340 (1966), will be explored more fully infra. At this point, however, that principle is not without application. Murphy testified that employees had questioned what had been happening in the negotia- tions. That testimony was confirmed by other testimony, given by employee witnesses called by the General Counsel. Murphy testified that he had told the employ- ees, during the meetings, that he intended to describe for them what had occurred during the negotiations. That, too, was confirmed by Delgado and even by Esquivel. Murphy testified that during the meetings he had com- pared the benefits offered by the Union and by Respond- ent. That testimony tended to be corroborated by Ari- zaga, Esquivel, and Delgado. There is no evidence that the benefits described by Murphy, as having been offered by Respondent to the Union, had been better than had actually been proposed by Respondent during the negotiations. Murphy denied that he had expressly asked the employees to forego representation by promis- ing better benefits. That denial was confirmed by Bashaw. In short, Murphy's description of his remarks at these meetings, though general and, in light of his imper- fect recollection, not complete, was corroborated in sig- nificant respects by the employees called as witnesses by the General Counsel. To the extent that added statements were attributed to Murphy by witnesses, these appeared to have resulted from the less than perfect perceptions of these witnesses when they had attended the meetings, their less than per- fect recollection of what they had heard, and, in at least one case, a conscious effort to cast Murphy's remarks in "4 For example, at one poimt Salvador Arizaga testified that Murphy had said, during one meeting, that the employees would receive 20-cent increases every 6 months "if the Union wasn't representing us . Yet. he freely acknowledged that he "didn't catch everything" that Murphy had said "as I was explaining it to this guy next [sic] to me. 5o For example, asked what had been said by Murphy at the Septem- ber 26 meeting. Peinado frankly conceded, "I don't remember." Similar- ly, pressed on the point. Arizaga admitted that he simply did not recall whether Murphy had said that the 20-cent increase every 6 months had been offered to the Union and that it would be given to the Union if the employees agreed to it. In a like vein, Bodkin did not recall Murphy having mentioned the petition or the sending of a letter to the Union. though she claimed to have attended both September meetings. 5' Bodkin denied that, at the first meeting in September that she had attended, Murphy had said that he was describing proposals nlade to the Union during negotiations. While I believed her to be an honest witness, I do not believe that either her attention during the meetings or her rec- ollection of what had been said are sufficiently reliable to credit her de- nials concerning what had not been said. For example, she had no recol- lection of Murphy's mentioning the petition received by the employees or Respondent's intent to send a letter to the Union, even though it was clear that the petition, at least. formed the background for what had tran- spired at the last two meetings in September an unlawful light. In this regard, it should be noted, that as the two above-quoted bulletins show, Respondent ap- pears to have had a tendency to refer to its offers as being made to "you"-that is, to the employees. Of course, in reality that is the fact: benefits, even in the collective-bargaining context, and granted to and en- joyed by the employees. Thus, even though Respond- ent's proposals had been made to the Union, the benefits proposed were being offered to the employees through the Union as their representative. The point here is that the use of "you" appears to have been misconstrued by some of the employees who failed to appreciate that the offers made in negotiations were, in the final analysis, being made through the Union to them, the employees, as opposed to being made directly to them in derogation of the Union. Of course, the fact that employees may have misconstrued Murphy's meaning is not the determi- native factor. For, in determining whether an employer's remarks violate Section 8(a)(l) of the Act, the test is one which is objective, based on the natural tendency of the employer's words and not on the subjective reaction or understanding of the employee-listeners. See, e.g., Donald E. Hernler, Inc., 240 NLRB 840, 842 (1979), and cases cited therein. Consequently, the fact that an em- ployer states that "I offered you," rather than "I offered the Union," specific benefits cannot, of itself, serve to convert an otherwise unobjectionable description of ne- gotiations into a violation of the Act, so long as it has been made clear to the employees, as was the case here, that the offers were made to "you" during negotiations with the lawfully chosen representative of those employ- ees. Therefore, I find that a preponderance of the credible evidence does not show that at these meetings, Respond- ent attempted to persuade the employees to abandon the Union nor that it offered them improved benefits if they would forego their support of the Union. With respect to the second subsidiary issue, there is no direct evidence that Respondent had sponsored or assist- ed Kohout and Coad in the circulation of the two peti- tions, one in July and the other in September. Kohout is not alleged to have been an agent of Respondent. Both he and Coad testified that they, and they alone, had cir- culated these petitions. In his brief, the General Counsel argues that the document produced at the hearing as being the petition did not correspond to the witnesses' description of the petition that they had signed in Sep- tember. Essentially, the suggestion is that the paper may later have been cut in half and the legends changed. Given the imperfection in witnesses' recollections in this case, I find it difficult to concur in this argument by the General Counsel. For example, while Bodkin was certain that her signature had not been near the top of one page of the petition, she was also certain that Carol Walker's signature had been immediately before or after her own. Yet, the petition page on which Bodkin's signature- which she authenticated-appears bears the signature of Walker in a totally separate column. In any event, this is a question that need not be reached inasmuch as it is un- disputed that a petition had been circulated, had been signed by a majority of the employees, and had been - ----- PE-Al ANiUFACI tRIN(i COMPANY 1135 given to Respondent. This would suppport a reasonably based doubt by Respondent of the Union's continued ma- jority. Absent a showing, more than is present here, that Respondent knew or should reasonably have suspected that the petition may have been altered, the fact that it may later be discovered that there had been tampering would not diminish Respondent's ability to assert its doubt of the Union's majority status without violating the Act. Two of the employees, Esquivel and Peinado, testified that their signatures had been solicited by Adame, whom the General Counsel contends, contrary to Respondent, had been both a supervisor and agent of Respondent. Adame denied having done so. As found above, Esqui,. el was not a credible witness. Moreover, as her warning notice testimony discloses, Peinado's recollection was not the most sturdy basis upon which to construct a finding. Even, however, if he had done so, I would not find his solicitations attributable to Respondent on a supervisory basis, for I find that the evidence simply does not sup- port the allegation that he had been a supervisor within the meaning of Section 2(11) of the Act. In advancing that allegation, the General Counsel places heavy reliance on the fact that Robison had gone home after the second shift had commenced. Yet, this alone, is not determinative. For, the Board has not been opposed to making a finding of employee status simply because such a result would leave employees immediate- ly unsupervised at their work location. See, e.g., Com- mercial Fleet Wash, Inc., 190 NLRB 26 (1971); Highland Telephone Cooperative, Inc., 192 NLRB 1057 (1971). Moreover, the record shows that the employees in de- partment 50 on the second shift are not simpy left to their own devices. Rather Robison must be telephoned whenever abnormal problems arise. It is undisputed that, in response to such calls, Robison has regularly come to the plant, for periods ranging from I to 4 hours, during the second shift. Here, Robison prepares a daily list assigning each second-shift employee to a machine for his or her shift. In the event that a machine breaks down or that an em- ployee finishes his or her assigned work on a machine, reassignment is made to another unassigned machine on Robison's list-in the order in which Robison has listed those unassigned machines. If no unassigned machines are available, Adame then telephones Robison who makes the decision as to where the employee should then be assigned. In short, the record fails to show that Adame exercises independent judgnent in the assignment or reassignment of employees to the machines on which they work. Any authority which he does exercise in these areas appears to be "more clerical than supervi- sory." N.L.R.B. v. St. Francis Hospital, 601 F.2d 404 (9th Cir. 1979); see also Medicine Bow Coal Company, 217 NLRB 931, 938 (1975). So far as the record discloses, Adame's purported abil- ity to recommend employees for hire has been no greater than that of other employees in the department. Indeed, most of his recommendations in that respect have not been followed. While on one occasion, he did inquire whether the employees knew of anyone who would be interested in working for Respondent, he did so in re- sponse to Robison's inquiry and there is no evidence that he exercised independent judgment in the matter. "Like- wise, although [Adame] may permit an employee to go home due to illness, there is no evidence that such ap- proval is anything more than routine or that [he] has dis- cretion to reject such requests." The Western Union Tele- graph Company, 242 NLRB 825,827-828 (1979). Peinado's testimony regarding Adame having signed one of her discplinary notices ultimately when the two notices which she had received were produced. Neither had been signed by him. No other employee claimed that he or she had received a disciplinary notice signed by Adame. In fact, none of them ever claimed that they had received such a notice as a result of action by Adame. Esquivel claimed that he had been orally reprimanded by Adame. However, absent some showing of impact on employees, job status, which has not been shown here, it is settled that verbal reprimands do not constitute "disci- pline" within the meaning of Section 2(11) of the Act. Commercial .1overs, Irc., 240 NLRB 288, 289 (1979); Win. P. McDonald Corporation, 97 NLRB 1471. 1472, fn. 4 (1952). Further, it is noteworthy that Esquivel had been a trainee in department 50 and that Adame, like other experienced personnel, had been responsible for helping Esquivel become proficient in operating the die cast machines. Thus, criticism of Esquivel's work would tend less to demonstrate supervisory responsibility by Adame and would be more in the nature of a more expe- rienced employee prodding a novice to exert greater effort toward becoming proficient. In any event, there is no evidence that Adame possessed authority to impose nor to effectively recommend disciplinary action. John Cunco of Oklahoma, 238 NLRB 1438, 1439 (1978). While Adame is responsible for preparing daily pro- duction reports, these are prepared on the basis of re- ports prepared by others and submitted to Adame. There is no evidence that he makes any recommendations on these reports nor is there any evidence that he exercises any discretion that would affect the status of employees in the department by his preparation of these reports. So far as the record discloses, this "is merely a routine cleri- cal function, not necessarily indicative of supervisory status." Id. It is accurate that Adame did address a group of as- sembled employees in September. However, no rebuttal evidence was adduced to refute Adame's assertion that this "meeting" had come about because the employees had been already assembled in one area, on a break, and that he had taken advantage of that assemblage to deliv- er a message which he had been instructed to impart, in- stead of approaching the employees individually as had been his normal practice. The credible evidence of what he had said during that meeting; i.e., the accounts of Peinado and Delgado, show that he had admonished the employees to perform certain work responsibilities, prin- cipally to keep the dies clean. However, that admonition had been consistent with what he testified that he had been instructed to tell the employees. It was also the type of routine direction which an employee in his posi- tion, charged with making minor repairs to malfunction- ing machines, could make without being characterized as 1136 DECISIONS OF NATIONAL LABOR RELATIONS BOARD a supervisor. See, e.g., N.L.R.B. v. Swift & Co., 240 F.2d 65, 66-67 (9th Cir. 1957). That he also has told the em- ployees to take their problems "to the office because he was not in charge" tends to reinforce Respondent's posi- tion that Adame had not been a supervisor within the meaning of Section 2(11) of the Act. It is also accurate that Adame had handled employee problems with their paychecks. However, both of the witnesses who testified concerning this facet of Adame's activities, Delgado and Esquivel, spoke predominantly Spanish, whereas Montag, the women who computed the paycheck figures, spoke no Spanish. Thus, someone was needed to translate the problems to Montag and to then relay her explanations to the employees. Adame had been one of several persons on the second shift who was bilingual and apparently his proficiency was such that he was a preferred person for interpreting. There is no evi- dence that he had made any recommendations to Montag. So far as the record discloses, he had done no more than communicate the employees' complaints to Montag and had repeated her explanations to them when he next encountered them. In other words, the record shows no more than that his actions were routine and did not involve the exercise of independent judgment concerning any matter listed in Section 2(11) of the Act. The issue of questions regarding paychecks points up a particularly signficant facet of this case. Inasmuch as the majority of Respondent's employees spoke primarily Spanish and in view of the fact that Respondent's man- agement officials spoke very little, if any, Spanish, inter- preters were necessary for communication between members of the two groups. Yet, this function does not involve the exercise of discretion. To rely on it as the basis for finding supervisory status would be contrary to the express mandate of Section 2(11) of the Act which requires the exercise of independent judgment for a su- pervisory finding. Additionally, it would penalize bilin- gual personnel, in an inviduously discriminatory manner with respect to their ethnicity, for being bilingual, or de- priving them of their employee status for that reason alone. "But the board has a duty to employees to be alert not to construe supervisory status too broadly because the employee who is deemed a supervisor is denied em- ployee rights which the act is intended to protect." Wes- tinghouse Electric Corporation v. N.L.R.B., 424 F.2d 1151, 1158 (7th Cir. 1970), cert. denied 400 U.S. 831. While Adame is paid more than other employees, so far as the record discloses, that reflects no more than re- muneration for his approximately 11 years' experience working for Respondent. Like other employees, he is paid on an hourly basis, punches a timeclock, is docked for reporting late to work, and does not attend supervi- sors' meetings. His benefits, working conditions, and payday are the same as other employees in the depart- ment. He spends most of his working time discharging his troubleshooting functions. In sum, I find that a pre- ponderance of the credible evidence does not support the allegation that Adame had been a supervisor within the meaning of Section 2(1 1) of the Act. Likewise, inasmuch as the evidence of Ibarra's supervisory status rested pri- marily upon the asserted similarity of his responsibilities to those of Adame, I find that it has asserted similarity of his responsibilities to those of Adame, I find that it has not been shown that Ibarra had been a supervisor within the meaning of Section 2(11) of the Act during the period material in this case. This conclusion does not, of course, end the inquiry into the question of whether Respondent had sponsored and assisted the circulation of the petitions in July and September. For, even though Adame was not shown to have been a supervisor, "a concluision that an individual is not a supervisor is not dispositive of the question of whether that individual is acting as an agent of an em- ployer." Savoy Faucet Co., Inc. d/b/a Savoy Brass Manu- facturing Company, 241 NLRB 51, fn. 1 (1979). Here, not only Adame, but Robles, Escobedo, and Coad, as well, are alleged to have been agents of Respondent and their asserted comments in their purported circulation of the petitions are alleged to have been attributable to Re- spondent. Whether or not they each participated in the circulation of the petitions and, in fact, made the remarks attributed to them is not material, for I find that a pre- ponderance of the evidence will not support the conclu- sion that they were agents of Respondent within the meaning of Section 2(13) of the Act. There is no direct evidence that Respondent had spon- sored the preparation and circulation of either petition. While Coad and Kohout had taken an abnormally long lunch period to take the first petition to the Board in July, there is no evidence that Respondent had been aware of where they had gone nor that Respondent had encouraged them to go there. Given Respondent's seem- ing laxity concerning the coming and going of its em- ployees, the fact that they had taken an overly generous lunch period would not necessarily have been noticed by Respondent. Kohout's explanation of his reasons for having decided to circulate the petitions was logical and tended to be corroborated by the employees' testimony that the Union had left them in the dark concerning the negotiations. The jobs of these employees were not such as to lead employees to assume that their participation in the circulation of these petitions, to the extent that they did so, should be attributed to Respondent. Indeed, to so find, purely on the basis of such matters as their role as translators, would be to deprive them of their right to engage in activity protected by Section 7 of the Act, thereby diminishing the extent of their statutorily guaran- teed right to engage in protected activity. The change in form between the two petitions was attributed, without contradiction, to the instruction of a Board agent. Simi- larly, the fact that they had chosen to take the second petition directly to Respondent also resulted from the option offered to them by the Board agent in July. As found above, at no point had Murphy appealed to the employees to abandon representation by the Union. In sum, the principal factors present in this case provide no basis for concluding that, on an objective basis, these four employees could be viewed as acting for Respond- ent in whatever role they played in the circulation of the petitions. In this respect, it should be noted that Adame and Es- cobedo had participated in the circulation of a petition to retain the lunch truck driver that had been servicing Re- - - - PEAT MANUFACTURING COMPANY 1137 spondent's facility. That they had been doing so was confirmed by Esquivel. Moreover, it was clear from some of the descriptions given by employees of the peti- tions preferred to them-for example-Sanchez, that some petition other than the antiunion petitions were being described. Accordingly, it is not inconceivable that some of the employees, over the passage of time, had confused the two petitions. The final subsidiary question, relating to Respondent's withdrawal of recognition, pertains to whether Murphy's remarks had the effect of circumventing the Union as the employees' bargaining representative. As noted above, employers are permitted to tell their employees what has been occurring in negotiations. Proctor & Gamble, supra. Here, there is no contention that Respondent had been simultaneously participating in a refusal to engage in meaningful give-and-take bargaining with the Union during negotiations. Cf. General Electric Company, 150 NLRB 192 (1964); AMF Incorporated-Union Machinery Division, 219 NLRB 903 (1975); Columbia Building Mate- rials, Inc., 239 NLRB 1342 (1979). There is no evidence that Respondent's descriptions to the employees of the benefits had been greater than the benefits that Respond- ent had offered to the Union. Cf. Tarlas Meat Company, 239 NLRB 1400 (1979); AMF Incorporated, supra. There is no evidence that Respondent expressly attempted to persuade the employees to compel the Union to accept its offer nor to forego representation by the Union in return for receiving these benefits. Cf. The General Ath- letic Products Company, 227 NLRB 1565 (1977); Tarlas Meat Company, supra,; Texas Electric Coop, Inc..-Treat- ing Division, 197 NLRB 10 (1972). The fact that Re- spondent may have characterized its proposals in their most favorable light would not, of itself, constitute a vio- lation. See, e.g., Wantagh Auto Sales, Inc., 177 NLRB 150 (1969). Finally, Respondent did not seek to ascertain the sentiments of its employees regarding its proposals, cf. Obie Pacific, Incorporated, 196 NLRB 458 (1972), nor has it been shown that Respondent called the meetings for any purpose other than to answer the employees' questions regarding the status of negotiations. Nevertheless, in Proctor & Gamble, supra, the Board stated explicitly that an employer is free to inform its employees of the status of negotiations only so long as it does so "in noncoercive terms " (at 340). In other words, the Employer's communications must be exclusively de- signed to provide information about the negotiations to the employees. Here, Respondent ventured beyond that limitation by threatening to discharge employees if they went on strike. Although Bashaw and Arizaga testified that, at the meetings that they had attended, Murphy had only said that strikers would be replaced permanently, Ibarra admitted having said to the employees, while translating for Murphy, that if the employees went on strike, "they were going to be replaced and that people that took the jobs are going to have a job permanent and they didn't-they were not going to get their job back." (Emphasis supplied.) Clearly this is a threat of discharge, for economic strikers, while they may be permanently replaced, are entitled to get their jobs back, once the strike concludes, they apply for reinstatement, and open- ings for which they are qualified become available. NL.R.B. v. Fleetwood Trailer Co.. Inc., 389 U.S. 375, 378, (1967). Moreover, a threat of discharge for engaging in activity protected by the Act is a "flagrant" violation "because no event can have more crippling consequences to the exercise of Section 7 rights than the loss of work. "Apple Tree Chevrolet, Inc., 237 NLRB 867, 868 (1978). The fault for directing this threat of discharge at the employees cannot be laid at the door of Ibarra's transla- tion. For, he described having made this remark in June and Bodkin testified that she had heard Murphy make a similar remark during a later meeting, which she de- scribed as having occurred earlier on the same day as her signature was solicited for the September decertifica- tion petition. While as found above, Bodkin did not appear to have heard or recalled everything that had been said at these meetings, her demeanor during exten- sive cross-examination concerning this point, during which time she remained steadfast that Murphy had made the remark that employees would be "immediately replaced and permanently terminated, " convinced me that she was being truthful. Moreover, Ibarra's descrip- tion of a similar remark tends to confirm her testimony in this respect. Since the threat to discharge strikers was made by Murphy at more than one meeting and was translated for the predominately Spanish-speaking em- ployees, there is a firm basis for concluding that this threat was not isolated, but that it had been heard by a significant number of Respondent's employees. It is against a background of these threats of great magnitude and significance that Murphy's description of the negotiations must be weighed. As the literature which Respondent distributed makes clear, and as some of the employees testified, Respondent had taken a firm position that it did not intend to agree to a union-secu- rity clause and checkoff because it did not want "to force you to join the Union." Of itself such remarks tend to portray Respondent, rather than the Union, as the protector of the employees' interests. Furthermore, the union had conducted a strike vote, obtaining consent of a majority voting to call a strike in support of its position. However, Respondent's threats to terminate strikers had the effect of undermining the ability of both the Union and of the employees that it represented to resort to eco- nomic action in support of that position. If, therefore, the employees were to derive the increased benefits that Re- spondent had been offering to the Union, and whatever other benefits had been proposed by the Union and ac- cepted by Respondent, their only alternative, not involv- ing potential loss of their jobs, was to persuade the Union to abandon its demand for union-security and checkoff provisions. In short, Respondent was bargaining directly with its employees, for, by effectively depriving them of their ability to resort to economic action to sup- port the Union's demands for union security and check- off, and by claiming that it was doing so in their interest, it was placing its enumerated proposed benefits "in a context of offering the employees a benefit . . . more ad- vantageous to them than that sought by the Union." Texas Electric Coop, Inc., supra, 197 NLRB at 14. Therefore, I find that by its threats to discharge eco- nomic strikers and by its conduct constituting direct bar- .. 1138 D'CISI()NS OF NA'TIONAL I.ABOR REI.A'I'I()NS B()ARD gaining with employees, Respondent violated Section 8(a)( ) of the Act. Moreover, it was against the back- ground of these unfair labor practices that the employees signed the petitions to decertify the Union as their repre- sentative. Accordingly, neither petition can be relied upon by Respondent to assert a reasonably based doubt of the Union's continued majority status. Therefore, Re- spondent violated Section 8(a)(5) and (1) of the Act by withdrawing recognition from the Union as the employ- ees' bargaining representative and by then changing their employment terms. This, then, leaves for consideration the postwithdrawal issues of the threat directed to Taylor and the remark of counsel to Bashaw. With regard to the former, I find that a preponderance of the evidence warrants the con- clusion that Respondent did threaten to terminate Taylor for soliciting employee signatures on authorization cards. It is undisputed that, following Respondent's September 21 letter to the Union, the latter distributed authorization cards to the employees in an effort to make a showing of its support by a majority of the employees. Taylor testi- fied that cards had been given to him. Neither Robison nor, particularly, Tuttle was called on to confirm Re- spondent's defense that Taylor had been observed too frequently away from his machine during September 27. Yet, this was the very basis asserted for Respondent's de- fense. Its failure to provide such testimony warrants the conclusion that had either Tuttle or Robison been called upon to answer questions regarding Taylor's conduct that day, they would not have supported the account of Murphy. Colorflo Decorator Products, Inc., 228 NLRB 408, 410 (1977), enfd. by memorandum opinion 582 F.2d 1289 (9th Cir. 1978). If that was not the reason that Taylor had been summoned to the office that day, then the only reasonable conclusion is that Respondent was concealing the true reason for summoning him there and, further, that that reason was an unlawful one. That being the fact, it would tend to corroborate Taylor's account that he had been interrogated by Murphy and had been threatened with termination for continuing activity on behalf of the Union. Certainly, this conclusion is supported by the circum- stances in which this conversation occurred. Respondent had only recently terminated prolonged negotiations with the Union by withdrawing recognition. It was in the process of instituting a number of the benefits that had been proposed to the Union. To be confronted by, in effect, a reorganizing campaign could hardly have been a welcome sight. Moreover, while Respondent argues that it had been merely attempting to enforce a rule against solicitation during worktime, there is no meaningful evi- dence that Respondent had promulgated and published such a rule. Therefore, I credit Taylor's account of this meeting and find that Respondent did violate Section 8(a)(1) of the Act by interrogating Taylor and by threat- ening him with discharge for engaging in activity in sup- port of the Union. With respect to counsel's June 4 remark, the complaint alleges that he advised an employee that she need not re- spond to a subpoena ad estificandum issued by the Board. Bashaw testified that she had asked counsel if she had to appear in response to the subpena and that he had told her that her appearance was unimportant. In a state- ment in opposition to the amendment adding this allega- tion, counsel represented that Bashaw had asked only what could be done to her if she did not come to the hearing. Mueller and Robison both testified that that had been Bashaw's only question and in a statement given to Respondent, Bashaw also stated that that had been the only question put to counsel by her. Thus, I find that counsel did not specifically advise her not to appear. It is accurate that he did not specifically advise her that she had to appear. "The Act and the Rules and Reg- ulations of the Board provide clearly that a person served with a subpena is required to appear and to give testimony pursuant to such subpena." Winn-Dixie Store.s, Inc. and Winn-Dixie Greenville, Inc., 128 NLRB 574, 579 (1960). Accord: Bobs Motors, Incorporated, 241 NLRI3 1236 (1979). Yet, no case has been cited as standing for the proposition that an attorney must affirmatively advise employees of their obligation to honor a subpena served on them by an opponent, in the absence of an employee question regarding whether or not to appear. Moreover, counsel did not simply ignore the situation. Bashaw ad- mitted that he had specifically advised her that if she did appear, "I wouldn't get in trouble from the company in any way," and, further, that "he was not telling me not to appear." These statements were volunteered by coun- sel and it is obvious that he had not been doing so in an effort to deter her from appearing. Moreover, it is undis- puted that Supervisor Robison had told her that he also did not want to appear, but had thought it best that he appear in response to his subpena ad testificandum. Once again, it is obvious by this remark that Respondent was not seeking to discourage Bashaw from observing the obligation imposed by the subpena. In these circum- stances, it can hardly be fairly concluded that the June 4 comments tended to discourage Bashaw from appearing at the hearing. In fact, she did appear on the following day. Accordingly, I do not find that counsel's June 4 comments violated Section 8(a)(1) of the Act. V. I'HIE EIF1' O- T IlHI. UNFAIR ABOR PRACIICES UPON COMMN1RCE The activities of Respondent, set forth above, occur- ring in connection with their operations described in sec- tion 1, above, have a close, intimate, and substantial rela- tionship to trade, traffic, and commerce among the sev- eral States, and tend to lead, and have led, to labor dis- putes burdening and obstructing commerce and the free flow of commerce. CONCIUSIONS OF LAW 1. Peat Manufacturing Company is an employer within the meaning of Section 2(2) of the Act, engaged in com- merce and in a business affecting commerce within the meaning of Section 2(6) and (7) of the Act. 2. Produce, Refrigerated & Processed Foods & Indus- trial Workers, Local 630, International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America is a labor organization within the meaning of Section 2(5) of the Act. PEAT MANUFACTURING COMPANY 1139 3. By threatening to discharge employees who engage in a strike, by engaging in direct bargaining with em- ployees, by interrogating employees concerning their union activities and sympathies, and by threatening em- ployees for engaging in union activities, Peat Manufac- turing Company has violated Section 8(a)(l) of the Act. 4. A unit appropriate for collective bargaining is: All production and maintenance employees includ- ing trainees, inspectors, plant clerical employees, janitors, shipping and receiving employees, truck- drivers, leadmen and working foremen employed by Peat Manufacturing Company at its facility located at 10700 East Firestone Boulevard, Norwalk, Cali- fornia, but excluding all other employees, office clerical employees, professional employees, techni- cal employees, guards and supervisors as defined in the Act. 5. At all times material, Produce, Refrigerated & Proc- essed Foods & Industrial Workers, Local 630, Interna- tional Brotherhood of Teamsters, Chauffeurs, Warehou- semen and Helpers of America has been the exclusive collective-bargaining representative of the employees in the above-described unit within the meaning of Section 9(a) of the Act. 6. By withdrawing recognition of Produce, Refrigerat- ed & Processed Foods & Industrial Workers, Local 630, International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America as the collec- tive-bargaining representative of the employees in the ap- propriate unit described in paragraph 4, above, by bar- gaining directly with employees in that unit, and by making changes in the terms and conditions of employ- ment of those employees after unlawfully withdrawing recognition from Produce, Refrigerated & Processed Foods & Industrial Workers, Local 630, International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America as their collective-bargaining representative, Peat Manufacturing Company violated Section 8(a)(5) and (1) of the Act. 7. The aforesaid unfair labor practices affect commerce within the meaning of Section 2(6) and (7) of the Act. 8. Peat Manufacturing Company has not violated the Act in any manner other than as specified above. THE REMEDY Having found that Peat Manufacturing Company en- gaged in certain unfair labor practices, I shall recom- mend that it be ordered to cease and desist therefrom, and that certain affirmative action be taken to effectuate the policies of the Act. With regard to the latter, I shall recommend that Peat Manufacturing Company be or- dered to resume recognizing and bargaining with Pro- duce, Refrigerated & Processed Foods & Industrial Workers, Local 630, International Brotherhood of Team- sters, Chauffeurs, Warehousemen and Helpers of Amer- ica as the representative of the employees in the appro- priate unit described in Conclusions of Law 4, supra,'2 52 While the General Counsel requests that the certification year be extended for a period of I year from the date upon which Respondent commences bargaining in good faith with the Union, there has been no and, further, that the Company be ordered to reinstate, upon request by the Union, the terms of employment ex- isting before the changes made following the Company's unlawful ithdrawal of recognition, making whole the employees, with interest, for any losses of benefits that they may have sustained as a result of those changes. See Republic Engraving and Designing Company, A Division of Nutter, Inc., and Swift Graphics, .4 Division of Congdon & Crome, 236 NLRB 1150, 1157 (1978), and cases cited therein. Upon the foregoing findings of fact, conclusions of law, and upon the entire record, and pursuant to Section 10(c) of the Act, I herby issue the following recommend- ed: ORDER 53 The Respondent, Peat Manufacturing Company, Nor- walk, California, its officers, agents, successors, and as- signs, shall: 1. Cease and desist from: (a) Threatening to discharge employees who engage in strikes, engaging in direct bargaining with employees, in- terrogating employees concerning their union activities and sympathies, and threatening employees for engaging in union activities. (b) Refusing to bargain collectively with Produce, Re- frigerated & Processed Foods & Industrial Workers, Local 630, International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America, as the exclusive bargaining representative of all employees in the bargaining unit heretofore found appropriate in Conclusions of Law 4, above. (c) Bargaining directly with employees in the bargain- ing unit heretofore found appropriate in Conclusions of Law 4, above. (d) Changing wage rates and other terms and condi- tions of employment of the employees in the bargaining unit heretofore found appropriate in Conclusion of Law 4, above, without prior notification to and bargaining with Produce, Refrigerated & Processed Foods & Indus- trial Workers, Local 630, International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America, as the collective-bargaining representative of the employees in that bargaining unit. (e) In any like or related manner interfering with, re- straining, or coercing employees in the exercise of their rights guaranteed them by Section 7 of the Act. allegation nor finding in this case that Respondent ever engaged in less than meaningful bargaining with the Union during the certification year Cf. Electri-Flex Company, 238 NLRB 713 (1978). While, as found above, Respondent did engage in unfair labor practices during that period. there is no evidence that those unfair labor practices ever affected the conduct of the negotiations and the unlawful withdrawal of recognition did not occur until after the expiration of the certification year. Therefore, I reject the General Counsel's suggested remedy that the certification year be extended. "' In the event no exceptions are filed as prosided by Sec 10246 of the Rules and Regulations of the National Labor Relations Board, he findings. conclusions. and recommended Order herein shall, as provided in Sec 102 48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions. and Order, and all objections thereto shall be deemed waived for all purposes 1140 DECISIONS OF NATIONAL LABOR RELATIONS BOARD 2. Take the following affirmative action which is nec- essary to effectuate the policies of the Act: (a) Upon request, bargain collectively with Produce, Refrigerated & Processed Foods & Industrial Workers, Local 630, International Brotherhood of Teamsters, Chauffeurs, Warehousemen and Helpers of America, as the exclusive bargaining representative of all employees employed in the bargaining unit heretofore found appro- priate in Conclusions of Law 4, above, respecting rates of pay, wages, hours, or other terms and conditions of employment and, should any understandings be reached, embody such understandings in a signed agreement. (b) Upon request by Produce, Refrigerated & Proc- essed Foods & Industrial Workers, Local 630, Interna- tional Brotherhood of Teamsters, Chauffeurs, Warehou- semen and Helpers of America, reinstate any terms of employment existing when recognition was withdrawn from that labor organization as the bargaining repre- sentative of the employees in the unit found appropriate in Conclusions of Law 4, above, and make whole those employees for any losses of benefits which would have accrued to them but for the changes in the terms of their employment following the withdrawal of recognition, in the manner set forth above in the section entitled "The Remedy." (c) Preserve and, upon request, make available to the Board or its agents all payroll and other records neces- sary to compute the backpay set forth in the section of this Decision entitled "The Remedy." (d) Post at its Norwalk, California, facility, copies of the attached notice marked "Appendix. " 54 Copies of the notice, on forms provided by the Regional Director for Region 21, after being duly signed by its authorized rep- resentative, shall be posted immediately upon receipt thereof, and be maintained for 60 consecutive days there- after, in conspicuous places, including all places where notices to employees are customarily posted. Reasonable steps shall be taken by Respondent to insure that said no- tices are not altered, defaced, or covered by any other material. (e) Notify the Regional Director for Region 21, in writing, within 20 days from the date of this Order, what steps Respondent has taken to comply herewith. I r I FURTHER ORDERED that the complaint be, and it hereby is, dismissed as to all allegations of unfair labor practices not herein found to have occurred. 54 In the event this Order is enforced by a Judgment of a United States Court of Appeals, the words in the notice reading "Posted by order of the National Labor Relations Board" shall read "Posted Pursu- ant to a judgment of the United States Court of Appeals enforcing an order of the National Labor Relations Board " Copy with citationCopy as parenthetical citation