Medline Industries, IncDownload PDFPatent Trials and Appeals BoardMar 30, 20212020002349 (P.T.A.B. Mar. 30, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/194,252 06/27/2016 Megan Henken BPMDL0114MH.P1 11399U CIP 2661 27939 7590 03/30/2021 Philip H. Burrus, IV Burrus Intellectual Property Law Group LLC 222 12th Street NE Suite 1803 Atlanta, GA 30309 EXAMINER FERNSTROM, KURT ART UNIT PAPER NUMBER 3715 NOTIFICATION DATE DELIVERY MODE 03/30/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): kberry@burrusiplaw.com pburrus@burrusiplaw.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte MEGAN HENKEN and STEVE MCNABB Appeal 2020-002349 Application 15/194,252 Technology Center 3700 Before DANIEL S. SONG, EDWARD A. BROWN, and CARL M. DEFRANCO, Administrative Patent Judges. SONG, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), the Appellant1 appeals from the Examiner’s decision to reject claims 1–20. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM IN PART. 1 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42(a). The Appellant identifies the real party in interest as Medline Industries, Inc. Appeal Br. 2. Appeal 2020-002349 Application 15/194,252 2 CLAIMED SUBJECT MATTER The claims are directed to a cleaning system and a cleaning package assembly. Claim 1, reproduced below, is illustrative of the claimed subject matter: 1. An apparatus, comprising: a teaching insert, comprising: a legend portion defining a plurality of portions of a predefined area; and a predefined area portion pictorially illustrating the plurality of portions of the predefined area; the legend portion defining a plurality of sequential numerical indicia indicating a predefined order in which the plurality of portions of the predefined area should be cleaned; and an instructional portion demonstrating how to use one or more microfiber booklets, each booklet comprising a plurality of microfiber sheets coupled together at a spine; the predefined area portion comprising a plurality of visual indicators assigned to the plurality of portions of the predefined area on a one- to-one basis, each visual indicator comprising one of the plurality of sequential numerical indicia; and the one or more microfiber booklets, packaged in a cleaning package assembly with the teaching insert, with sheets of the one or more microfiber booklets each comprising: one indicium of the plurality of sequential numerical indicia indicating an order of using each microfiber sheet to clean the plurality of portions in accordance with a Appeal 2020-002349 Application 15/194,252 3 chronology defined by the plurality of sequential numerical indicia; and other indicia identifying a portion of the predefined area, the portion selected from the plurality of portions. Appeal Br. 34–35 (Claims App.). REFERENCES The prior art relied upon by the Examiner is: Name Reference Date Wood US 4,802,855 Feb. 7, 1989 Alsheimer US 5,851,117 Dec. 22, 1998 Isenberg US 2003/0121117 A1 July 3, 2003 Roth US 2008/0128492 A1 June 5, 2008 Williams US 2014/0020710 A1 Jan. 23, 2014 REJECTIONS 1. Claim 9 is rejected under 35 U.S.C. 112(b) as being indefinite. Final Act. 2. 2. Claims 1–11 are rejected under 35 U.S.C. § 103 as being unpatentable over Williams in view of Alsheimer. Final Act. 3. 3. Claims 12–16, 19, and 20 are rejected under 35 U.S.C. § 103 as being unpatentable over Williams in view of Alsheimer, Wood, and Isenberg. Final Act. 4. 4. Claims 17 and 18 are rejected under 35 U.S.C. § 103 as being unpatentable over Williams in view of Alsheimer, Wood, Isenberg, and Roth. Final Act. 5. Appeal 2020-002349 Application 15/194,252 4 OPINION Rejection 1: Claim 9 Claim 9 recites “[t]he apparatus of claim 1, the portion comprising a door knob.” Appeal Br. 36, Claims App. The Examiner rejects claim 9 as being indefinite, determining that it is unclear whether the claim term “the portion” refers to: the legend portion, the predefined portion, the instructional portion, or the portion of the predefined area, each of which is recited in claim 1. Final Act. 2. The Examiner further determines that “[i]t is also not clear how a portion of a portion of a printed substrate such as a teaching insert or a microfiber booklet can comprise a physical article such as a doorknob.” Final Act 2. The Appellant disagrees and asserts that “[a] claim is indefinite only when it is not amenable to construction or insolubly ambiguous.” Appeal Br. 13 (citing Biosig Instruments, Inc. v. Nautilus, Inc., 715 F.3d 891, 898 (Fed. Cir. 2013)). Based thereon, the Appellant argues that claim 9 is definite because “[i]n only one instance does ‘portion’ appear without an adjective modifier in this claim. To wit, claim 1 recites inter alia ‘other indicia identifying a portion of the predefined area, the portion selected from the plurality of portions.’” Appeal Br. 14. The Appellant’s arguments are unpersuasive. Although the Appellant relies on the “insolubly ambiguous” standard for indefiniteness as applied in infringement proceedings in which presumption of patent validity applies, the present appeal pertains to a patent application. [I]f a claim is amenable to two or more plausible claim constructions, the USPTO is justified in requiring the applicant to more precisely define the metes and bounds of the claimed invention by holding the claim unpatentable under 35 U.S.C. Appeal 2020-002349 Application 15/194,252 5 §112, second paragraph, as indefinite. . . . the applicant has an opportunity and a duty to amend the claims during prosecution to more clearly and precisely define the metes and bounds of the claimed invention and to more clearly and precisely put the public on notice of the scope of the patent. Ex Parte Miyazaki, 89 USPQ2d 1207, 1211–12 (BPAI 2008) (precedential). As the Examiner finds, claim 1 recites “a legend portion,” “a predefined area portion,” and “an instructional portion,” as well as “a portion of the predefined area.” Appeal Br. 34–35 (Claims App.). Accordingly, we agree with the Examiner that the mere recitation of “the portion” in claim 9 is amenable to multiple claim constructions as to which portion is being referred to, and should be clarified during prosecution. Thus, we affirm this rejection of claim 9. Rejection 2: Claims 1–11 The Examiner rejects claims 1–11 as being unpatentable over Williams in view of Alsheimer. Final Act. 3. As to independent claim 1, the Examiner finds that Williams discloses the apparatus substantially as claimed, but fails to disclose “written instructions for use with the booklet.” Final Act. 3. The Examiner finds that “this feature is known in the art, as taught for example by Alsheimer,” and concludes that provision of such instructions “would have been obvious to one of ordinary skill in the art for the purpose of providing guidance to a user in proper cleaning procedures.” Final Act. 3. As to the claim language regarding the legend portion, predefined area portion, and other indicia, the Examiner determines that “the content of printed matter or other nonfunctional descriptive material will not overcome the prior art where there is no new and nonobvious functional Appeal 2020-002349 Application 15/194,252 6 relationship between the printed matter and the underlying substrate.” Final Act. 3 (emphasis added). The Appellant initially argues that the printed matter is functionally related to its substrate. Appeal Br. 15. The Appellant notes that “[c]laim 1 recites two types of indicia disposed upon two different substrates,” the first being indicia on the teaching insert, and the second being the indicia on the microfiber sheets that indicate predefined order and identifying the portions of the predefined area to be cleaned with each microfiber sheet. Appeal Br. 21. As to the first type of indicia on the teaching insert, we agree with the Examiner there lacks a functional relationship between the printed matter and the substrate. Final Act. 4 (“[I]n a kit comprising an apparatus and a printed set of instructions for using the apparatus, the instructions are not functionally related to the apparatus.”); Ans. 6 (“In re Ngai held that an inventor is not entitled to a new set of instructions for a known kit” and “any set of instructions for a product will necessarily include indicia representing the product itself” (citing In re Ngai, 367 F.3d 1336, 1339, (Fed. Cir. 2004))). Indeed, the Appellant concedes that “there is arguably evidence against a functional relationship with reference to these indicia under MPEP §2111.05(I)(B).” Appeal Br. 21. The Appellant proceeds to argue that the second type of indicia “are indeed functionally related to their respective substrates. This is true because these indicia necessarily guide the user regarding how to use each microfiber sheet,” such as “indicating in what order each side of each microfiber sheet of each microfiber booklet should be used” and “indicating which object should be specifically cleaned with each side of each Appeal 2020-002349 Application 15/194,252 7 microfiber sheet of each microfiber booklet to reduce the infection transmission rate.” Appeal Br. 23. However, as later acknowledged by the Appellant in its Reply Brief, the Examiner’s rejection is not based on finding lack of a functional relationship. Ans. 4 (“The indicia on the claimed microfiber booklets has the same functional relationship with the substrate as that of Williams, namely, the indicia serves as instructions for how to use the sheets in each booklet.”); Reply Br. 10 (“At page four of the Examiner’s Answer, the Examiner agrees, stating that the printed matter does indeed have a functional relationship to the substrate.”). Instead, it is reasonably clear that the Examiner’s rejection is based on the lack of a “new and nonobvious functional relationship” as to the indicia on the microfiber booklets. Final Act. 4. Accordingly, the Appellant’s arguments seeking to establish functional relationship of the printed matter as to the microfiber booklets are moot. See Appeal Br. 18, 23. In the above regard, as to the text indicia on the microfiber sheets of the booklets, the Appellant argues that “[w]hile Williams teaches numbers on sheets, Williams fails to teach or suggest the additional indicia set forth in claim 1. . . . Williams fails to provide any indicia indicating which object should be specifically cleaned with each side of each microfiber sheet.” Appeal Br. 25. The Appellant argues that “claim 1 recites inter alia the indicia ‘identifying a portion of the predefined area.’ How would one identify a portion of a room using only a number in the combination of Williams and Alsheimer? The Examiner provides absolutely no explanation.” Reply Br. 11. Appeal 2020-002349 Application 15/194,252 8 That is incorrect. As the Examiner clearly explains, “[t]he [E]xaminer’s position is that the claimed sequential numerical indicia are taught by Williams, and that the other indicia identifying an area to be cleaned are suggested by the disclosure in Williams of indicia relating to ‘task or purpose of use.’” Ans. 4 (quoting Williams ¶ 33). Indeed, Williams explicitly discloses that the multiple bound cloth panels “may be numbered, color coded or otherwise marked to indicate the order in which they are to be used or the task or purpose of use.” Williams ¶ 33 (emphasis added); see also Williams ¶ 48 (“Each of the panels can be visually discriminated from the others by a plurality of indicia, consisting of numbers . . . colors, letters . . . further being in a recognizable sequence by the user or to indicate purpose or task orientation.”). Therefore, in view of Williams’s disclosure that the indicia on the cloth panels indicate task or purpose of use of the panel, we agree with the Examiner’s conclusion that it would have been obvious to one of ordinary skill in the art to provide “indicia identifying a portion of the predefined area” as recited in claim 1, and that such indicia does not establish a “new and nonobvious functional relationship between the printed matter and the underlying substrate.” Final Act. 3 (emphasis added); see also Ans. 4 (“There is not a new or nonobvious functional relationship to impart patentability to the contents of the indicia disposed on the sheets themselves.”). Ans. 4. Therefore, in view of the above considerations, we affirm the Examiner’s rejection of claim 1 and of dependent claims 2–8, which are not argued separately. Appeal 2020-002349 Application 15/194,252 9 Claim 9 As to dependent claim 9, the Appellant argues that neither Williams nor Alsheimer discloses a “door knob” as recited. Appeal Br. 26. The Examiner responds that the Appellant’s argument directed to content of the indicia on the microfiber sheets is not entitled to patentable weight. Ans. 7. We agree with the Examiner. It is not patentably significant that the indicia identifies a door knob instead of some other object to be cleaned, such as a toilet or a sink. Thus, we affirm the Examiner’s rejection of claim 9. Claim 10 As to dependent claim 10, the Appellant argues that neither Williams nor Alsheimer teaches or suggests a first microfiber booklet and a second microfiber booklet as required by claim 10. Appeal Br. 26. However, we agree with the Examiner that “[t]he inclusion of a second booklet is an obvious duplication of parts under MPEP 2144.04(VI)(B).” Ans. 7. Such duplication is not patentably significant. Claim 11 Dependent claim 11 recites that the first microfiber booklet is of a different color than the second microfiber booklet. Appeal Br. 36 (Claims App.). The Appellant argues that the Examiner has not provided a reason with rational underpinnings why this would have been obvious to one of ordinary skill in the art, when Williams merely discloses color-coding portions of a single bound booklet. Appeal Br. 27–29. We do not find the Appellant’s argument persuasive and agree with the Examiner that “[o]ne of ordinary skill in the art would have understood Appeal 2020-002349 Application 15/194,252 10 that separate booklets could also be color-coded, given the teachings of Williams.” Ans. 7–8; see also Williams ¶ 33 (“The cleaning and polishing cloth consists of multiple bound cloth panels that may be numbered, color coded or otherwise marked to indicate the order in which they are to be used or the task or purpose of use” (emphasis added)). Color-coding of the cloth is taught by Williams for indicating the object a cloth is to be used for such that for different objects, the color of the cloth differs. Accordingly, by extension, when applied to a second microfiber booklet, it would have been obvious to utilize colors that are different than that of the first microfiber booklet. In essence, the Appellant views a person of ordinary skill as an automaton relegated to explicit teachings of a reference rather than a person of ordinary “skill” and creativity. KSR Int’l v. Teleflex, Inc., 550 U.S. 398, 418 (2007) (“A person of ordinary skill is also a person of ordinary creativity, not an automaton.”). Therefore, we also affirm the Examiner’s rejection of claim 11. Rejections 3 and 4: Claims 12–20 The Examiner rejects claims 12–16, 19, and 20 as being unpatentable over Williams in view of Alsheimer, Wood, and Isenberg, and rejects claims 17 and 18 further in view of Roth. Final Act. 4–5. Independent claim 12 substantively differs from claim 1 in that claim 12 recites “a first plurality of markers and a second plurality of markers, each marker of the first plurality of markers and the second plurality of markers comprising the one of the plurality of sequential numerical indicia.” Appeal Br. 36–37 (Claim App.). Claims 13–20 depend from claim 12. Appeal 2020-002349 Application 15/194,252 11 As to claim 12, the Examiner finds that the combination of Williams and Alsheimer discloses the invention substantially as claimed except for the recited markers and the package. Final Act. 4–5. The Examiner relies on Wood and Isenberg for disclosing such features, respectively. Final Act. 5. In particular, the Examiner finds that Wood discloses “a plurality of markers 5 having indicia corresponding to the indicia in the book,” and concludes that: It would have been obvious to one of ordinary skill in the art to modify the teachings of Williams as viewed with Alsheimer by providing a plurality of markers for the purpose of allowing a user to place the markers on various objects and then associate the indicia on the markers with corresponding supplementary indicia provided. Final Act. 5. The Appellant initially argues that “Wood teaches a book having English words presented by stickers with foreign words on them. There is no functional relationship between the indicia presented on the stickers and any other object.” Appeal Br. 29. However, that is not entirely correct in that Wood discloses that the stickers are to be “adhere[d] to the object to which they refer.” Wood, col. 2, ll. 3–8. Accordingly, as the Examiner finds, the stickers of Wood with their printed matter are analogous to the claimed markers. The Appellant further argues that “[i]t is not clear . . . how combining stickers with foreign words on them with the combination of Williams, Alsheimer, and Isenberg would be beneficial” or provide “any functional relationship between the stickers of Wood[] and any other item in the combination,” considering that “Woods teaches that the relationship between Appeal 2020-002349 Application 15/194,252 12 the words on the stickers is only related to words on the substrate from which the stickers were taken.” Appeal Br. 30. The Examiner responds that: the Examiner’s position is that Wood discloses a kit comprising a plurality of markers 5, where the markers have indicia thereon and are configured to be placed on objects in a room for the purpose of identifying the corresponding objects. The indicia on the markers of Wood correlates to the indicia 4 on an instructional book. While Wood is not directed to a method of cleaning a room, as discussed above the claims at issue are apparatus claims rather than method claims. Ans. 8. We ultimately agree with the Appellant. Claim 12 specifically requires each marker comprises “the one of the plurality of sequential numerical indicia,” which is previously recited to be also provided in the “instructional insert,” as well as on “each sheet of the plurality of sheets” of each microfiber booklet. The Examiner’s response does not sufficiently address the issue of why one of ordinary skill would have combined Woods, having stickers with words in a foreign language, together with the other art, and it is unclear how such a combination results in a marker having the recited sequential numerical indicia the same as those on the microfiber sheets and the instruction insert as claimed. The Examiner has not articulated a reason with rational underpinnings sufficient to sustain the rejection. Therefore, in view of the above considerations, we reverse the Examiner’s rejection of independent claim 12, and of dependent claims 13– 20 depending therefrom. The Appellant’s separate arguments directed to dependent claims 16, 18, and 20 are moot. Appeal Br. 31–32. Appeal 2020-002349 Application 15/194,252 13 CONCLUSION The Examiner’s rejections are affirmed in part. More specifically, 1. Rejection of claim 9 under 35 U.S.C. 112(b) as being indefinite is affirmed. 2. Rejection of claims 1–11 under 35 U.S.C. § 103 as being unpatentable over Williams in view of Alsheimer is affirmed. 3. Rejection of claims 12–16, 19, and 20 under 35 U.S.C. § 103 as being unpatentable over Williams in view of Alsheimer, Wood, and Isenberg is reversed. 4. Rejection of claims 17 and 18 under 35 U.S.C. § 103 as being unpatentable over Williams in view of Alsheimer, Wood, Isenberg, and Roth is reversed. DECISION SUMMARY In summary: Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 9 112(b) Indefinite 9 1–11 103 Williams, Alsheimer 1–11 12–16, 19, 20 103 Williams, Alsheimer, Wood, Isenberg 12–16, 19, 20 17, 18 103 Williams, Alsheimer, Wood, Isenberg, Roth 17, 18 Overall Outcome 1–11 12–20 Appeal 2020-002349 Application 15/194,252 14 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED IN PART Copy with citationCopy as parenthetical citation