McDonald’s Corporationv.Steven C. WilliamsDownload PDFTrademark Trial and Appeal BoardJul 20, 2009No. 91175921 (T.T.A.B. Jul. 20, 2009) Copy Citation Skoro Mailed: July 20, 2009 Opposition No. 91175921 McDonald's Corporation v. Steven C. Williams Before Walters, Zervas and Mermelstein, Administrative Trademark Judges. By the Board: On March 6, 2006, Steven Williams (hereinafter “applicant”) filed an application to register the mark WE’RE LOVIN’ YOU for “café restaurant” services in Class 43.1 On February 28, 2007, McDonald’s Corporation (hereinafter “opposer”) filed a notice of opposition alleging a likelihood of confusion between opposer’s I’M LOVIN’ IT registrations2 and applicant’s applied-for mark. Applicant answered the notice of opposition by denying the salient allegations thereof. 1 Serial No. 78830281 claiming a bona fide intent to use the mark in commerce. 2 Reg. No. 2978887, issued July 26, 2005, for I’M LOVIN’ IT, for “restaurant services” in Class 43, claiming dates of first use anywhere and first use in commerce of September 23, 2003. Opposer also claims ownership of several other registrations UNITED STATES PATENT AND TRADEMARK OFFICE Trademark Trial and Appeal Board P.O. Box 1451 Alexandria, VA 22313-1451 THIS OPINION IS NOT PRECEDENT OF THE TTAB Opposition No. 91175921 2 On December 22, 2008, opposer filed a motion to amend its notice of opposition to add two new counts to the notice on January 30, 2008, applicant answered the amended notice of opposition, thus the amended notice of opposition was made of record.3 On March 6, 2009, opposer filed a motion for summary judgment and applicant responded.4 Opposer’s motion for summary judgment is based on the newly added ground that applicant lacked the requisite bona fide intent to use the mark in commerce for café restaurant services at the time of filing his application.5 In support of its motion for summary judgment, opposer has submitted copies of applicant’s discovery responses and selections containing this slogan for various food products. See Reg. Nos. 2978888, 2978889, and 3104640. 3 In that the amended answer was filed prior to the Board’s ruling on the motion, it was acknowledged by Board order of February 11, 2009, and the motion to amend was granted as uncontested. 4 On February 27, 2009 applicant filed a motion to compel opposer’s discovery responses. Opposer responded indicating that the motion was premature in that its responses were not due until February 27, 2009, and that it in fact submitted its responses the same day. In light of the foregoing, the motion to compel is hereby denied as moot. 5 Opposer added two grounds in its amended notice of opposition: Count V – no bona fide intent to use the mark for restaurant services and Count VI – fraud in signing the verification statement that the mark was for restaurant services. The Board will not need to reach the issue of fraud if we find no bona fide intent to use the mark on the identified services. Opposition No. 91175921 3 from deposition transcripts.6 Applicant has responded with his own declaration, together with exhibits. Opposer maintains that applicant’s discovery responses demonstrate a prima facie case that applicant lacked a bona fide intent to use the mark on café restaurants when he filed his application. Opposer further contends that applicant admits his intent in filing the application was not to use the mark himself in a trademark fashion, but to reserve rights in the slogan in hopes of selling a marketing proposal to opposer for it to use in promoting its own restaurants.7 Thus, according to opposer, applicant’s mere statements of subjective intention, without more, are insufficient to establish applicant’s bona fide intent to use the mark in commerce on the identified services, thus rendering the application void ab initio, and that it is entitled to judgment in its favor as a matter of law. Applicant contends, on the other hand, that the evidence of his good faith in filing the application, and his bona fide intent to use the mark WE’RE LOVIN’ YOU in commerce, raises “disputed facts.” Applicant states that he filed the application as a result of instructions he was given by opposer’s representatives to develop a small 6 These consist mainly of documents produced by applicant and excerpts from the depositions of applicant, Mr. Williams, and his partner, Mr. Stephen Strode. Opposition No. 91175921 4 business alliance through opposer’s vendor diversity program. (Br. 7-8). Based on the information applicant received from various sources, he thought he was required to have trademark protection for his slogan which, admittedly, was a spin off of opposer’s I’M LOVIN’ IT slogan to further entice opposer to fit his advertising campaign into their program. (Br. 8; Williams Dec. ¶ 7; P’s Br. Exs. F, G & H). In order to do this, he looked at other restaurant chains and saw their advertising slogans in association with restaurant services, so that was the filing class he selected. (Br. 10-11; see also Williams Dec. ¶ 7). Thus, applicant’s intention was a good faith belief that where opposer “would ultimately provide usage of the mark for promotional item advertising programs in café restaurant was reasonable due to my level of business contacts. My intent and actions I believe were applicable in respect to the rules set forth in the ITU application.” (Br. p. 11). In a motion for summary judgment, the moving party has the burden of establishing the absence of any genuine issues of material fact and that it is entitled to judgment as a matter of law. See Fed. R. Civ. P. 56(c). In considering the propriety of summary judgment, all evidence must be viewed in a light favorable to the nonmovant, and all 7 See Ex. D, Depo. of applicant, Steven Williams, at 59:14-16; 203:14 - 204:1; 205:20 - 206:4; Ex. L, Depo. of Stephen Stode, at 185:19 - 186:6; 187:3-11. Opposition No. 91175921 5 justifiable inferences are to be drawn in the nonmovant's favor. The Board may not resolve issues of material fact; it may only ascertain whether such issues are present. See Lloyd's Food Products Inc. v. Eli's Inc., 987 F.2d 766, 25 USPQ2d 2027 (Fed. Cir. 1993); Opryland USA Inc. v. Great American Music Show Inc., 970 F.2d 847, 23 USPQ2d 1471 (Fed. Cir. 1992); Olde Tyme Foods Inc. v. Roundy's Inc., 961 F.2d 200, 22 USPQ2d 1542 (Fed. Cir. 1992). As a general rule, the factual question of intent is particularly unsuited to disposition on summary judgment. See Copelands’ Enterprises, Inc. v. CNV, Inc., 945 F.2d 1563, 20 USPQ2d 1295 (Fed. Cir. 1991). The Board has held, however, that the absence of any documentary evidence regarding an applicant’s bona fide intention to use a mark in commerce is sufficient to prove that an applicant lacks such intention as required by Section 1(b) of the Trademark Act,8 unless other facts are presented which adequately explain or outweigh applicant’s failure to provide such documentary evidence. See Commodore Electronics Ltd. v. CBM Kabushiki Kaisha, 26 USPQ2d 1503, 1507 (TTAB 1993). At the outset, we find that there is no genuine issue of material fact concerning opposer’s standing to be heard 8 Lanham Act § 1(b) states that “a person who has a bona fide intention, under circumstances showing the good faith of such person, to use a trademark in commerce” may apply for registration of the mark. Opposition No. 91175921 6 on its claim. Although opposer neither submitted status and title copies of its pleaded registrations of its I’M LOVIN’ IT mark nor an affidavit or declaration in support of its allegations of use of its I’M LOVIN’ IT mark, there is other evidence establishing opposer’s standing. The record includes applicant’s statements that he was aware of opposer’s I’M LOVIN IT trademark (Interr. 14 response); that he familiarized himself with opposer’s marks (Ex. D. Williams Depo. at 197:7 – 198:19); and that he selected the subject mark as a “variation on [opposer’s] “I’m lovin’ it’ slogan”. (P’s Br. Ex. F).9 We find applicant’s statements sufficient to establish that opposer has a real interest in the outcome of this proceeding; that is, opposer has a direct and personal stake in the outcome of the opposition. See Ritchie v. Simpson, 170 F.3d 1092, 50 USPQ2d 1023 (Fed. Cir. 1999); Jewelers Vigilance Committee Inc. v. Ullenberg Corp., 823 F.2d 490, 2 USPQ2d 2021 (Fed. Cir. 1987). Under the Lanham Act, 15 U.S.C. §§ 1051 et seq., a trademark or service mark is any combination of words, names, symbols or devices that are used to identify and distinguish goods or services and to indicate their source. 9 Exhibit F is an undated letter from applicant to representatives of opposer with whom he was working, Cathy Nemeth, identified by applicant as Vice President for World Wellness, and Mary Dillon, Global Chief Marketing Officer, which was produced by applicant in response to opposer’s document request no. 26. Opposition No. 91175921 7 See 15 U.S.C. § 1127. While copyright law protects the content of a creative work itself, it is trademark law that protects those symbols, elements or devices which identify the work in the marketplace and prevent confusion as to its source.10 Further, a mark that does not perform the role of identifying a source is not a trademark. See EMI Catalogue Partnership v. Hill, Holliday, Connors, Cosmopulos Inc., 56 USPQ2d 1270, 1275 (2d Cir. 2000). It has long been held that slogans cannot be registered as marks by the advertising agency, even if they would be subject to registration by the end users of the marks. See In re Admark, Inc., 214 USPQ 302, 303 (TTAB 1982). The reason is plain: the slogan does not identify and distinguish the services of the advertising agency, but rather is the creative work itself. Id.; see also In re Advertising & Marketing Development., Inc., 821 F.2d 614, 2 USPQ2d 2010 (Fed. Cir. 1987) (explaining that an advertising agency cannot register a mark it uses to identify the subject of the advertising as opposed to the agency's 10 It should be noted that the same mark that performs this source-identifying role in one set of hands may constitute the creative work itself in another. Such distinction often is appropriate when an advertising agency licenses a slogan to a client for the client's use in marketing a product. In this scenario, the slogan is part of the advertising agency's creative work, but it may become a source identifier when used by the client. See 2 J. Thomas McCarthy, McCarthy on Trademarks and Unfair Competition, §16.39, at 16-64.2 (4th ed. 2000) (“In many situations … the mere conception of a mark by an advertising agency for possible use by the client does not create any trademark rights in the agency.”). Opposition No. 91175921 8 services); In re Local Trademarks, Inc., 220 USPQ 728, 730 (TTAB 1983). Section 1(b) of the Trademark Act requires an applicant filing a Section 1(b) application to verify that it has “a bona fide intention, under circumstances showing the good faith of such person” to use its mark in commerce for the goods or services specified in the application. 15 U.S.C. § 1051(b)(1). If the applicant does not have a bona fide intent to use the mark in connection with the identified services as of the filing date of the application, the application is invalid. See Lane Ltd. v. Jackson International Trading Co., 33 USPQ2d 1351 (TTAB 1992) and Commodore Electronics Ltd. v. CBM Kabushiki Kaisha, 26 USPQ2d 1503, 1506 n.7 (TTAB 1993). Whether an applicant has the requisite bona fide intent requires “a fair objective determination based on all of the circumstances” L.C. Licensing Inc. v. Berman, 86 USPQ2d 1883, 1891 (TTAB 2008). In this case, opposer has proffered documents that applicant provided to it through discovery and deposition testimony, which include applicant’s interrogatory responses and document production which, opposer asserts, demonstrates that applicant had no intent to use the mark in connection with restaurant services, for which he applied, but rather adopted the mark as part of his proposed marketing campaign for opposer which involved using a seatbelt device for Opposition No. 91175921 9 children as a promotional item.11 Specifically, opposer points to applicant’s statements made during his deposition,12 that he met with opposer’s representatives who were recruiting minority and small business vendor contracts; that he was told to protect his intellectual property rights before making any presentation to opposer; and that he adopted the slogan as a spin-off of opposer’s mark as a means to further entice opposer to adopt his marketing program. Applicant has countered the motion with statements of subjective intent, together with supporting documentation, consistent with opposer’s position. Applicant notes a series of events, meetings and conversations with various people, both inside and outside of opposer, that led him to believe that his obtaining a registration for the subject mark was at the “behest” of opposer (Dec. ¶ 7); and that it would be used by opposer if it adopted the marketing campaign applicant was proposing (Id.). Applicant contends that this shows his good faith in adopting the mark. Federal Rule of Civil Procedure 56(c) provides: 11 Applicant proposed to use its EZ Reach seatbelt device with this proposed slogan on it as a promotional item in opposer’s Happy Meal product; and also proposed to expand its use to create a “wellness corporate responsibility” presentation. 12 These statements have also been repeated by applicant in his declaration submitted in support of his opposition to the motion for summary judgment. Opposition No. 91175921 10 The judgment sought should be rendered if the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law. Federal Rule of Civil Procedure 56 requires a nonmoving party to go beyond the pleadings and to “set out specific facts showing a genuine issue for trial.” Fed. R. Civ. P. 56(e)(2); Celotex Corp. v. Catrett, supra at 324. In its response to the motion, applicant points to the same evidence as opposer, which is contrary to the statutory requirement that an applicant must have a bona fide intent to use the subject mark on the identified services at the time of filing. Applicant has stated that he has never owned a restaurant and has no intention of opening one (Ex. D, 203:4-9; 206:13-19); that his intention at the time of filing was “filing it in the category of café and restaurants being that in the presentation to [opposer] that it would be covered…” (Ex. D 206:1-3); that “the intent was to, one, sell the Easy Reach seat belt device as a Happy Meal program to create a wellness corporate responsibility presentation…” (Ex. D. 226:17-19); and that the “goods and services intended to be offered by applicant is its utilization of mark on applicant’s seat belt awareness promotion item….” (Ex. E, Interr. response # 5). Opposition No. 91175921 11 To raise a genuine issue of material fact, applicant must rely on specific facts that establish the existence of an ability and willingness to use the mark to identify its claimed “café restaurant” services at the time of the filing of the application. Applicant’s declarations and documentation from third parties13 merely support his misinterpretation of the law regarding intent to use a mark in commerce. There was no intended use of the mark in commerce as a source indicator for café restaurant services. See In re Advertising & Marketing Dev. Inc., 2 USPQ2d 2010, 2014 (Fed. Cir. 1987) (“for applicant to be a provider of services, the applicant also must have used the mark to identify the named services for which registration is sought”); and American Express Co. v. Goetz, 85 USPQ2d 1913, 1915 (2d Cir. 2008) (“Trademark Trial and Appeal Board has long recognized ... that the slogans cannot be registered as marks by the advertising agency, even if they would be subject to registration by the end users of the marks”). Therefore, after having considered the evidence and arguments submitted by the parties in connection with the motion, and viewing that evidence in the light most 13 Applicant provides various email/letters between himself and the other people, whom he believed to be representatives of opposer, Ms. Nemeth, Dillon and Mr. Lamar, advising him that he should get trademark protection before making the presentation to opposer and that they liked his marketing campaign proposal. Opposition No. 91175921 12 favorable to applicant,14 we find that applicant lacked a bona fide intent to use the mark for café restaurants. Thus, because applicant has not established that there is any genuine issue of material fact as to his lack of a bona fide intent to use the mark for café restaurants, but has in fact admitted he was not going to use it for café restaurants, the service for which he applied, opposer’s motion for summary judgment is hereby granted.15 The opposition is sustained, and registration is refused to applicant. 14 Applicant complains in his response that opposer’s objections to his discovery requests have left him unable to respond to opposer’s motion for summary judgment. However, to respond to the motion for summary judgment, applicant needed to establish that he had a bona fide intent to use the mark in connection with restaurant services himself, as set out in his application. All such evidence would have been within applicant’s control and could not be obtained from opposer. 15 It is noted that on May 13, 2009 applicant filed a surreply to the motion for summary judgment, which opposer has moved to strike. Applicant then filed a reply to the motion to strike. In that the Board does not consider surreplies, the motion to strike is hereby granted. We add, however, that we have not considered any new issue which opposer may have discussed in its reply brief. Copy with citationCopy as parenthetical citation