L & W Supply CorporationDownload PDFTrademark Trial and Appeal BoardSep 25, 2009No. 77320069 (T.T.A.B. Sep. 25, 2009) Copy Citation Mailed: September 25, 2009 PTH UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re L & W Supply Corporation ________ Serial No. 77320069 _______ Pradip Sahu of USG Corporation for L & W Supply Corporation. John M. Gartner, Trademark Examining Attorney, Law Office 102 (Karen M. Strzyz, Managing Attorney). _______ Before Seeherman, Hairston and Grendel, Administrative Trademark Judges. Opinion by Hairston, Administrative Trademark Judge: On November 2, 2007 L & W Supply Corporation filed an application to register the mark L & W SUPPLY (standard character format) for services originally identified as “retail store services featuring building construction materials; wholesale stores featuring building construction materials” in International Class 35; and “distribution THIS OPINION IS NOT A CITABLE PRECEDENT OF THE TTAB Ser No. 77320069 2 services, namely, delivery of building construction materials” in International Class 39.1 On February 15, 2008, the trademark examining attorney issued an office action refusing registration under Section 2(d) of the Trademark Act on the ground that applicant’s mark, when used in connection with applicant’s services, so resembles the previously registered mark L & W STONE CORPORATION (STONE CORPORATION disclaimed) for “wholesale distributorship featuring building and landscape materials, namely, landscaping stones, building stones, fabricated stones, stone care products, home and garden accents and pond and waterfall kits” in International Class 35; and “manufacture of general product lines in the field of landscaping stones, building stones, fabricated stones, stone care products, home and garden accents and pond and waterfall kits to the order and specification of others” in International Class 40,2 as to be likely to cause confusion. The examining attorney also refused registration under Sections 1, 2, and 45 of the Trademark Act on the ground that the specimen submitted with the application does not show use of the mark in connection with any of the services 1 Serial No. 77320069, alleging a date of first use anywhere and a date of first use in commerce of September 30, 1994 for the services in both classes. 2 Registration No. 3296319, issued September 25, 2007. Ser No. 77320069 3 recited in the application as required by Trademark Rules 2.56 and 2.76. Finally, the examining attorney required applicant to submit a disclaimer of the word SUPPLY. On August 14, 2008, applicant filed a response wherein it argued against the refusals. Applicant also submitted a disclaimer of the word SUPPLY. The examining attorney accepted the disclaimer, but was not persuaded by applicant’s arguments with respect to the refusals, and on September 8, 2008 issued a final office action in connection therewith. On March 5, 2009, applicant filed a request for reconsideration whereby it attempted to overcome the likelihood of confusion refusal by amending its recitation of services as follows: “retail store services featuring building construction materials, the aforementioned services do not include selling stone products to retailers; wholesale stores featuring building construction materials, the aforementioned services do not include selling stone products to retailers” in International Class 35; and “distribution services, namely, delivery of building construction materials, the aforementioned services do not include distribution of stone products to retailers” in International Class 39. While applicant Ser No. 77320069 4 continued to argue that the initial specimen shows use of the mark for the services in both classes, it nonetheless submitted a substitute specimen. On March 23, 2009, the examining attorney issued an office action wherein he accepted applicant’s amendment to the recitation of services, but maintained the refusal to register on the ground of likelihood of confusion. Further, the examining attorney stated that the substitute specimen was acceptable for the Class 39 services, but not the Class 35 services. Specifically, he stated at page 4, “the examining attorney finds nothing in the submitted specimen that references the identified Class 35 services.” Applicant has appealed, and applicant and the examining attorney have filed briefs. Specimen Refusal We first consider the specimen refusal. As noted above, in his March 23, 2009 office action, the examining attorney stated that the substitute specimen was acceptable for the Class 39 services, but not the Class 35 services. However, in the briefs on the case, both applicant and the examining attorney argue whether the substitute specimen is acceptable for the Class 39 services. Under the circumstances, we deem the examining attorney to have withdrawn the refusal as to the acceptability of the Ser No. 77320069 5 substitute specimen for the Class 35 services, and maintained the refusal as to the acceptability of the initial and substitute specimen for the Class 39 services. The issue on appeal, therefore, is whether the initial or substitute specimen shows use of the mark for applicant’s Class 39 “distribution services, namely, delivery of building construction materials, the aforementioned services do not include distribution of stone products to retailers.” Applicant’s substitute specimen, consisting of a brochure, is reproduced below. Ser No. 77320069 6 According to the examining attorney, the specimen is unacceptable for the Class 39 services because “the specimen does not appear to mention delivery services.” (Brief, unnumbered p. 24) Essentially, the examining attorney is requiring that the specimen expressly state “delivery services.” A service mark specimen must show the mark used in the sale or advertising of the services recited in the application. Trademark Rule 2.56(b)(2). Where a mark is used in advertising the services, the specimen must show an association between the mark and the services for which registration is sought. TMEP §1301.04(b) (5th ed. 2007). However, to create an association between the mark and the services, the specimen does not have to repeat the wording in the recitation of services. In this case, applicant’s mark, L & W SUPPLY, is shown on the bottom left hand portion of the brochure. Applicant’s “Services” are listed above the mark and include “Boom Truck Deliveries.” In addition, the brochure states: “Whether you need drywall, acoustical ceiling tile and grid, plaster, steel, insulation, joint treatments or other products, we’ll deliver everything you need to get the job done on time and on budget.” (emphasis added) Finally, the brochure contains three pictures; the first Ser No. 77320069 7 shows a truck fully loaded with building construction materials; the second shows the truck with only a few such materials; and the third shows the truck empty and off- loaded materials next thereto. In view of the foregoing, we find that the substitute specimen clearly shows applicant’s mark L & W SUPPLY used in connection with the Class 39 “distribution services namely, delivery of building construction materials, the aforementioned services do not include distribution of stone products to retailers.”3 (emphasis added) Likelihood of Confusion Refusal We next turn to the likelihood of confusion refusal. Our determination of the issue of likelihood of confusion is based on an analysis of all of the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also: In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, however, two key considerations are the similarities between the marks and 3 Applicant and the examining attorney devote much of the argument in their briefs to whether the “Stock & Scatter Services” listed on the specimen are the equivalent of “delivery services.” In view of our above finding, we need not reach that question. Also, we need not reach the question of whether the initial specimen shows use of applicant’s mark for the Class 39 services. Ser No. 77320069 8 the similarities between the goods and/or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). The examining attorney contends that the marks are highly similar in that they include the identical term, L & W; and that the evidence of record shows that applicant’s recited services are related to those of the registrant. Applicant, on the other hand, argues that the marks are distinguishable; that the term L & W is widely used in many fields; that marks consisting of or containing such term are weak marks which are therefore entitled to a narrow scope of protection; and that registrant’s mark is not famous. In addition, applicant argues that in view of the exclusion language in its recitation of services, applicant’s services are distinct from those of registrant; that the respective services travel in different channels of trade and are purchased by sophisticated purchasers; and that it is aware of no instances of actual confusion. We first consider the services. Although applicant amended its recitation of services explicitly to preclude any overlap with registrant’s recited services, it is well established that it is not necessary that the respective services be identical or even competitive in order to support a finding of likelihood of confusion. Rather, it Ser No. 77320069 9 is sufficient that the services are related in some manner, or that the circumstances surrounding their marketing are such that they would be likely to be encountered by the same persons in situations that would give rise, because of the marks used thereon, to a mistaken belief that they originate from or are in some way associated with the same source or that there is an association or connection between the sources of the respective services. In re Melville Corp., 18 USPQ2d 1386 (TTAB 1991); In re International Telephone & Telegraph Corp., 197 USPQ2d 910 (TTAB 1978). Applying these principles to applicant’s Class 35 “wholesale store services featuring building construction materials, the aforementioned services do not include selling stone products to retailers” and registrant’s Class 35 “wholesale distributorship featuring building and landscape materials, namely, landscaping stones, building stones, fabricated stones, stone care products, home and garden accents and pond and waterfall kits,” we find that such services are related. Both applicant and registrant offer wholesale store/distributorship services that feature types of building construction materials. In applicant’s case, it is essentially all building construction materials with the Ser No. 77320069 10 exception of stone products; in registrant’s case, it is stone products. In the absence of any other limitations in applicant’s recitation of services, we must presume that applicant’s wholesale stores feature materials such as mortar and concrete, grout and sand; such materials can be used in building structures made from stone. In other words, applicant and registrant sell complementary building construction materials. The question is not whether applicant and registrant are selling the identical building construction materials, but whether a purchaser might believe that there is a relationship or connection between the source of the services if the services are offered under the same or similar marks. In this case, purchasers are likely to believe that there is a relationship or connection between applicant’s wholesale store services and registrant’s wholesale distributorship because of the complementary nature of the building construction materials sold in their respective stores/distributorship. Insofar as the channels of trade are concerned, we find that there is at least some overlap. The examining attorney submitted several use-based third-party registrations that cover wholesale store services/distributorships featuring building materials. Ser No. 77320069 11 Because stone products are types of building materials, we believe it is reasonable to view the identifications in these registrations as encompassing wholesale stores/distributorships that feature the sale of stone products as part of the sale of building materials. There certainly is no evidence that stone products are of such a specialized nature that they would not normally be sold in such stores/distributorships. Thus, to the extent that wholesale stores/distributorships sell building construction materials, including stone products, the channels of trade overlap. In any event, there is no question that applicant’s and registrant’s services would come to attention of the same purchasers. The relevant purchasers for these services include retailers and professional contractors. For example, a contractor who is installing a stone fireplace in a home could purchase stone from registrant and later purchase concrete and grout from applicant. With respect to conditions of sale, we recognize that retailers and professional contractors may exercise some degree of care in selecting the wholesale store/distributorship for purchases of building construction materials. However, “even careful purchasers Ser No. 77320069 12 are not immune from source confusion.” In re Total Quality Group Inc., 51 USPQ2d 1474, 1477 (TTAB 1999). In view of the foregoing, we find that applicant’s Class 35 “wholesale stores featuring building construction materials, the aforementioned services do not include selling stone products to retailers” and registrant’s Class 35 “wholesale distributorship featuring building and landscaping materials, namely, landscaping stones, building stones, fabricated stones, stone care products, home and garden accents and pond and waterfall kits” are sufficiently related that, if offered under the same or similar marks, confusion is likely to result. We next consider the marks. We must determine whether applicant’s mark L & W SUPPLY and the registrant’s mark L & W STONE CORPORATION are similar or dissimilar when compared in their entireties in terms of appearance, sound, connotation and commercial impression. Palm Bay Imports, Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689 (Fed. Cir. 2005). The test is not whether the marks can be distinguished when subjected to a side-by-side comparison, but rather whether the marks are sufficiently similar in their overall commercial impression that confusion as to the source of the services offered under the respective marks is likely to result. Ser No. 77320069 13 The focus is on the recollection of the average purchaser, who normally retains a general rather than specific impression of trademarks. Sealed Air Corp. v. Scott Paper Co., 119 USPQ 106 (TTAB 1975). Furthermore, although the marks at issue must be considered in their entireties, it is well-settled that one feature of a mark may be more significant than another, and it is not improper to give more weight to this dominant feature in determining the commercial impression created by the mark. See In re National Data Corp., 753 F.2d 1056, 224 USPQ 749 (Fed. Cir. 1985). When applicant’s mark L & W SUPPLY and registrant’s mark L & W STONE CORPORATION are considered in their entireties, giving appropriate weight to the features thereof, we find that the similarities outweigh their differences. The term L & W is the dominant portion of both applicant’s and registrant’s marks. Although the marks include other wording, it is this portion of the marks that conveys the strongest impression. The disclaimed and descriptive terms in the marks, SUPPLY and STONE CORPORATION, are not ignored, but the fact is that purchasers are more likely to rely on the nondescriptive portion of the marks, that is, the term L & W, as an Ser No. 77320069 14 indication of source. See National Data Corp., 224 USPQ2d at 751 (“That a particular feature is descriptive or generic with respect to the involved goods or services is one commonly accepted rationale for giving less weight to a portion of mark …”). Furthermore, L & W is the first term purchasers will see or hear when encountering registrant’s mark L & W STONE CORPORATION, making it more likely to be remembered by purchasers when they later encounter applicant’s mark L & W SUPPLY in connection with related services. We find, therefore, that the marks are similar in sound and appearance. Insofar as meaning is concerned, the term L & W itself appears to have no intrinsic meaning in relation to the involved services. In any event, whatever connotation it might have as used in connection with applicant’s wholesale stores, it would have the same connotation as used in connection with registrant’s wholesale distributorship. Although we have focused on the dominant portion of the marks, which, as indicated above, are identical, we also have considered the marks in their entireties. And, in doing so, we find that they engender substantially similar overall commercial impressions. Ser No. 77320069 15 Keeping in mind that the comparison of the marks is not necessarily made on a side-by-side basis and that recall of the marks is often hazy and imperfect, the differences in the marks are not so significant that they are likely to be remembered by purchasers when seeing these marks at different times in connection with related services. Even if purchasers remember the specific differences in the marks, they are likely to perceive L & W SUPPLY as simply a variation of registrant’s mark L & W STONE CORPORATION, and assume that applicant’s mark identifies wholesale stores featuring building construction materials coming from the same or an affiliated company, rather than a different source. We find, therefore, that applicant’s mark L & W SUPPLY is similar to registrant’s mark L & W STONE CORPORATION. Applicant, in contending that the marks are not similar, asserts that the term L & W is widely used in many fields; and that marks consisting of or containing the term are weak marks which are entitled to a narrow scope of protection. In support of its contention, applicant submitted two third-party registrations for L & W marks and the results of an Internet search of the term L & W (thirty hits). Ser No. 77320069 16 This evidence is of limited probative value for two reasons. First, there is no evidence about the extent of these third-party uses. As the Federal Circuit has stated, “[t]he probative value of third-party trademarks depends entirely upon their usage.” Palm Bay Imports, Inc. v. Veuve Clicquot Ponsardin Maison Fondee, 73 USPQ2d at 1693. Second, the third-party uses are unrelated to the services involved herein.4 In re Melville Corp., 18 USPQ2d 1386, 1388-89 (TTAB 1991) [“Registrations for goods unrelated to the clothing field are irrelevant to our discussion”]; SBS Products Inc. v. Sterling Plastic & Rubber Products Inc., 8 USPQ2d 1147, 1149 n.6 (TTAB 1988) [“E]ven if evidence of such third-party use were submitted, it would be of no aid to respondent herein where the third-party usage was for goods unrelated to either petitioner’s skin care products or respondent’s stuffing box sealant”]. In short, we cannot conclude that there is such significant third-party use of L & W marks or trade names for services related to those involved herein that purchasers are likely to make a distinction between 4 The third-party uses include, inter alia, insurance, car care, sports promotions, manufacturing, indoor shooting, private investigations, and books. Ser No. 77320069 17 applicant’s mark and registrant’s mark when used in connection with their respective services. We agree with applicant that there is no evidence in this record that registrant’s mark is famous, but it need not be famous in order to be entitled to protection. With regard to applicant’s assertion that it is aware of no instances of actual confusion occurring as a result of the contemporaneous use of the marks of applicant and registrant, we note that, while a factor to be considered, the absence or presence of actual confusion is of little probative value where we have little evidence pertaining to the nature and extent of the use by applicant and registrant. Moreover, the test under Section 2(d) is not actual confusion, but likelihood of confusion. See In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003) [“uncorroborated statements of no known instances of actual confusion are of little evidentiary value.”]. Accordingly, we find that applicant’s mark L & W SUPPLY for “wholesale stores featuring building construction materials, the aforementioned services do not include selling stone products to retailers” is likely to cause confusion with registrant’s mark L & W STONE CORPORATION for “wholesale distributorship featuring Ser No. 77320069 18 building and landscaping materials, namely, landscaping stones, building stones, fabricated stones, stone care products, home and garden accents and pond and waterfall kits.” In view of our finding with respect to the above Class 35 services of applicant and registrant, we need not decide the issue of likelihood of confusion vis-à-vis applicant’s Class 35 “retail store services featuring building construction materials, the aforementioned services do not include selling stone products to retailers” and registrant’s Classes 35 and 40 services. In order to affirm the refusal as to applicant’s Class 35 services, it is only necessary that we find likelihood of confusion with respect to at least one of the services in that class. See, e.g., Tuxedo Monopoly, Inc. v. General Mills Fun Group, Inc., 648 F.2d 1335, 209 USPQ 986 (CCPA 1981). As for applicant’s Class 39 “distribution services namely, delivery of building construction materials, the aforementioned services do not include distribution of stone products to retailers,” we find that it has not been established that these services are related to registrant’s Class 35 “wholesale distributorship featuring building and landscape materials, namely, landscaping stones, building stones, fabricated stones, stone care products, home and Ser No. 77320069 19 garden accents and pond and waterfall kits” or Class 40 “manufacture of general product lines in the field of landscaping stones, building stones, fabricated stones, stone care products, home and garden accents and pond and waterfall kits to the order and specification of others.” With respect to the relatedness of applicant’s Class 39 services and registrant’s Class 35 services, the examining attorney submitted one use-based third-party registration that covers distributorships in the field of building materials and delivery of building materials. There is no evidence, however, as to the asserted relatedness of applicant’s Class 39 services and registrant’s Class 40 services. Obviously, the respective services are different in nature inasmuch as applicant’s Class 39 services are delivery services whereas registrant’s Class 35 services are wholesale distributorship services and its Class 40 services are custom manufacture services. In view of the different nature of the respective services, and based on the record before us, we see the likelihood of confusion refusal as to applicant’s Class 39 services as amounting to only a speculative, theoretical possibility, notwithstanding the use of similar marks in the broad field of services involving building materials. Language by our Ser No. 77320069 20 primary reviewing court is helpful in resolving the issue of likelihood of confusion as to these services: We are not concerned with mere theoretical possibilities of confusion, deception, or mistake or with de minimis situations but with the practicalities of the commercial world, with which trademark laws deal. Electronic Design & Sales, Inc. v. Electronic Data Systems Corp., 954 F.2d 713, 21 USPQ2d 1388, 1391 (Fed. Cir. 1992), quoting Witco Chem. Co. v. Whitfield Chem. Co., 418 F.2d 1403, 1405, 164 USPQ 43, 44-45 (CCPA 1969). Decision: The refusal to register applicant’s mark on the ground that the specimen does not show use of the mark for the Class 39 services is reversed. The refusal to register applicant’s mark under Section 2(d) is affirmed as to the Class 35 services and reversed as to the Class 39 services. The application will proceed to registration for the Class 39 services only. Copy with citationCopy as parenthetical citation