K40 Electronics, LLCv.ESCORT INC.Download PDFPatent Trial and Appeal BoardAug 27, 201412195147 (P.T.A.B. Aug. 27, 2014) Copy Citation Trials@uspto.gov Paper 45 Tel: 571-272-7822 Entered: August 27, 2014 UNITED STATES PATENT AND TRADEMARK OFFICE _______________ BEFORE THE PATENT TRIAL AND APPEAL BOARD _______________ K-40 ELECTRONICS, LLC, Petitioner, v. ESCORT, INC., Patent Owner. _______________ Case IPR2013-00203 Patent 7,999,721 B2 _______________ Before GLENN J. PERRY, THOMAS L. GIANNETTI, and TRENTON A. WARD, Administrative Patent Judges. WARD, Administrative Patent Judge. FINAL WRITTEN DECISION 35 U.S.C. § 318(a); 37 C.F.R. § 42.73 IPR2013-00203 Patent 7,999,721 B2 2 I. INTRODUCTION A. Background K-40 Electronics, LLC (“Petitioner”) filed a Petition for inter partes review of claims 1-10 of U.S. Patent No. 7,999,721 B2 (“the ’721 patent”). Paper 1 (“Pet.”). Escort, Inc. (“Patent Owner”) filed a Preliminary Response. Paper 5 (“Prelim. Resp.”). Pursuant to 35 U.S.C. § 314, we instituted inter partes review, on August 29, 2013, as to claims 1-10 of the ’721 patent (“challenged claims”). Paper 6 (“Dec.”). After institution of inter partes review, Patent Owner filed a Response (Paper 12, “PO Resp.”) and Petitioner filed a Reply (Paper 18, “Pet. Reply”). Oral hearing was held on June 17, 2014. The hearing transcript has been entered in the record as Paper 44 (“Tr.”). The hearing included live oral testimony from the named inventor of the ’721 patent, Steven K. Orr. Tr. 5:10–41:11. The Board has jurisdiction under 35 U.S.C. § 6(c). This final written decision is issued pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73. For the reasons discussed below, we determine that Petitioner has shown by a preponderance of the evidence that claims 1-10 of the ’721 patent are unpatentable. B. Related Proceeding In addition to this Petition, we instituted inter partes review on October 11, 2013 based on Petitioner’s challenges to the patentability of certain claims of Patent Owner’s U.S. Patent No. 6,670,905 (IPR2013-00240). C. The ’721 Patent The ’721 patent (Ex. 1001) is titled “Radar Detector with Navigational Function” and generally relates to a Global Positioning System (“GPS”)-enabled radar detector designed to process radar sources dynamically based on previously- IPR2013-00203 Patent 7,999,721 B2 3 stored geographically referenced information. Ex. 1001, Abstr. The patent explains that in the spectrum allocated by the Federal Communications Commission for police radar systems, there are increasing numbers of signals generated by other applications. Ex. 1001, col. 2, ll. 12-22. “As a result, radar detectors are increasingly generating false alarms, effectively ‘crying wolf,’ reducing the significance of warnings from radar detectors.” Id. at col. 2, ll. 19-22. The patent describes a radar detector that includes technology for determining the location of the detector, and comparing this location to the location of known false alarm sources so as to vary the alarm provided by the radar detector in response to false alarm sources. Id. at col. 4, ll. 21-39. Figure 1 of ’721 patent is reproduced below: ’721 patent, Figure 1 IPR2013-00203 Patent 7,999,721 B2 4 As shown above in Figure 1, the ’721 patent describes that vehicle 10 can be equipped with a radar detector having a GPS receiver enabled to identify its present coordinates so as to distinguish between police radar gun 18 and a false alarm radar signal from a stationary source at restaurant 16. Id. at col. 8, ll. 28-45. Furthermore, the patent describes that in “location lockout” mode, the GPS- enabled radar detector can access a database and suppress all audible warnings of radar signals at a particular location associated with a known source of spurious police radar signals. Id. at col. 15, ll. 9-16. Claims 1 and 2 illustrate the claimed subject matter and are reproduced below: 1. A navigation and police activity warning device comprising: a receiver section receiving signals generated in the context of law enforcement activity, a warning section responding to the receiver section and providing a warning if a received signal correlates to a law enforcement signal, the warning produced by the warning section varying in relation to a vehicle location derived from a position determining circuit, a navigational system providing a graphical display and navigational functions, the display including a display of navigational information including a map and stored geographic locations on said map for which the device stores data that is used by said warning section in varying the warning produced in response to a law enforcement signal. IPR2013-00203 Patent 7,999,721 B2 5 2. A police warning receiver comprising: a receiver section adapted to receive electromagnetic signals indicative of police activity; an alert section responsive to the receiver section and adapted to provide an alert if a received electromagnetic signal correlates to a police signal; a position determining circuit generating a location signal; and storage for information associated with geographic locations. Petitioner contends that the challenged claims are unpatentable under 35 U.S.C. §§ 102 and/or 103 on the following specific grounds: Reference(s) Basis Claims challenged US 6,233,589 (Ex. 1002) (“Hoffberg”) § 102 1-10 US 6,204,798 (Ex. 1003) (“Fleming, III”) § 102 2-8 and 10 Fleming, III and Hoffberg § 103 2-10 Pet. 19-45. We instituted inter partes review on all grounds on all challenged claims. Dec. 14. D. Claim Construction Consistent with the statute and the legislative history of the AIA, the Board will interpret claims of an unexpired patent using the broadest reasonable construction in light of the specification of the patent. See Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,766 (Aug. 14, 2012); 37 C.F.R. IPR2013-00203 Patent 7,999,721 B2 6 § 42.100(b). Under the broadest reasonable construction standard, claim terms are given their ordinary and customary meaning as would be understood by one of ordinary skill in the art in the context of the entire disclosure. In re Translogic Tech. Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007). 1. “providing a warning if a received signal correlates to a law enforcement signal” Independent claim 1 recites a “navigation and police activity warning device” comprising a “warning section,” which provides a “warning if a received signal correlates to a law enforcement signal.” Ex. 1001, col. 25, ll. 28-34. Independent claim 2 provides similar recitations regarding an alert provided by an “alert section.” See Ex. 1001, col. 26, ll. 7-9. Patent Owner argues that the “warning section” in claim 1 and the “alert section” in claim 2 both require a function beyond a mere detection of a signal. PO Resp. 13. Specifically, Patent Owner argues that “warning” or “alert” section provides an alert to a signal only if a determination is made that the signal is a signal that is likely to be worth alerting, based on comparing it to the attributes of actual police signals. Id. Additionally, Patent Owner’s expert, Dr. John R. Grindon, states that claims 1 and 2 require “in addition to receiving a signal, a separate step of distinguishing that the signal correlates to a law enforcement signal, i.e. to police signals.” Ex. 2074 ¶ 19. Patent Owner cites the following statement in the Specification as support for this separate step of distinguishing that the received signal correlates to a law enforcement signal: Microwave receiver 24 and DSP 26 may utilize any of the techniques described above and in the above-referenced patents, for rejecting noise and increasing discrimination between actual and spurious police radar signals. IPR2013-00203 Patent 7,999,721 B2 7 PO Resp. 13 (citing Ex. 1001, col. 8, ll. 45-52) (emphasis added). Therefore, the Specification states that the numerous prior art patents incorporated by reference in the ’721 patent provide a number of known techniques for correlating a received signal to a law enforcement signal. See id. Petitioner disagrees with Patent Owner’s proposed construction and argues that it is an improper attempt to narrow the term “correlating” to techniques that are not required by the claims and are admitted to be in the prior art. Pet. Reply 8- 10. Furthermore, Petitioner argues that Patent Owner deliberately side-steps defining what correlating according to “any of the techniques” entails. Id. We are not persuaded by Patent Owner’s argument that “correlates to a law enforcement signal” should be construed to mean an undefined determination made by comparing a received signal to the attributes of actual police signals. As Patent Owner stated in the Specification, there are numerous techniques known in the prior art for comparing a received signal to known characteristics of law enforcement signals. See Ex. 1001, col. 8, ll. 45-52. Furthermore, as noted by the Petitioner, Patent Owner’s expert, Dr. Grindon, stated that standard examples of correlating a received signal to a law enforcement signal include adjusting city/highway signal detection thresholds and making sure a signal is present through several sweeps. Pet. Reply 12 (citing Ex. 1019, 36:15-37:4; 37:5-18). Therefore, as generally set forth in the disclosures of standard correlation techniques incorporated into the ’721 patent by reference, correlating a received signal must be interpreted broadly as analyzing one or more characteristics of a received signal in comparison with the known characteristics of law enforcement signals. IPR2013-00203 Patent 7,999,721 B2 8 Accordingly, in light of the Specification and in the context of the claims, we construe “providing a warning if a received signal correlates to a law enforcement signal” as “providing a warning if a received signal correlates to one or more characteristics of a law enforcement signal.” 2. “position determining circuit” Claim 1 recites a “warning produced by the warning section varying in relation to a vehicle location derived from a position determining circuit.” Ex. 1001, col. 25, ll. 36 (emphasis added). Claim 2 recites a “position determining circuit generating a location signal.” Ex. 1001, col. 26, ll. 10. Patent Owner proposes that “position determining circuit” should be construed to mean “a device for receiving information related to geographic locations.” PO Resp. 22. The term “position determining circuit” is not used in the Specification, other than its recitation in the claims; thus, no special definition is given to the term in the Specification. The Specification of the ’721 patent states generally that “the invention provides a radar detector that includes technology for determining the location of the detector.” Ex. 1001, col. 4, ll. 20-22. In one embodiment, the Specification describes that “a radar detector utilizes a GPS system to determine its current position.” Id. at col. 4, ll. 32-34 (emphasis added). Therefore, the Specification provides that the “position determining circuit,” the GPS system in one embodiment, is used to determine the position of the associated police warning device. See id. The Specification further describes that “vehicle 10 is equipped with a radar detector able to identify the present coordinates and/or velocity of the vehicle, e.g. using an associated GPS receiver or alternatively a receiver of land- based signals such as LORAN [Long Range Navigation].” Id. at col. 8, ll. 34-38. IPR2013-00203 Patent 7,999,721 B2 9 Thus, the “position determining circuit” of these embodiments receives a signal from which the position of the radar detector can be determined. Furthermore, claim 2 requires that the “position determining circuit” actually generate a location signal. Ex. 1001, col. 26, ll. 10-11. We determine that the “position determining circuit” must be involved in determining the position of the device, rather than merely receiving information related to geographic locations, as proposed by Patent Owner. Accordingly, in light of the Specification and in the context of the claims, we construe “position determining circuit” as “a circuit for determining a position of a device.” 3. “communication circuitry” Claim 5 recites “communication circuitry for obtaining information on geographic locations that was gathered by another police warning receiver.” Ex. 1001, col. 26, ll. 22-25. Claim 10 recites “communication circuitry for obtaining said signal information from a general purpose computer.” Ex. 1001, col. 26, ll. 37-39. Patent Owner proposes that to be consistent with the Specification, the term “communication circuitry” must be interpreted to require a circuit supporting a wired, digital connection of the types that are identified in the Specification. PO Resp. 26 (emphasis added). In support of its proposed construction, Patent Owner argues that the ’721 patent describes communication with a general purpose computer via an interface connector in only one way — a wired digital connection to the police warning receiver. Id. at 23. Patent Owner’s arguments, however, are not supported by the language of the Specification. The ’721 patent discloses: The interface connector used by the receiver may take other forms than the known USB standard. It may use any computer IPR2013-00203 Patent 7,999,721 B2 10 interface standard (e.g., IEEE 488), or an automotive wiring standard, the J1854, CAN, BH12 and LIN standards, or others. Ex. 1001, col. 24, ll. 30-34 (emphases added). Patent Owner argues that because wired connections are the only specific examples disclosed in the ’721 patent, the term “communication circuitry” should be construed to exclude wireless interfaces. Even in cases where the specification describes only a single embodiment, we do not construe necessarily the claims as being limited to that embodiment. Thorner v. Sony Computer Entm’t Am. L.L.C., 669 F.3d 1362, 1365 (Fed. Cir. 2012) (holding that it is not enough that the only embodiment, or all of the embodiments, contain a particular limitation to limit a claim to that particular limitation.). Moreover, we decline to add limitations into the claims in the absence of a special definition set forth in the Specification. Petitioner argues that the ’721 patent does not limit the types of communication circuitry that can be used. Pet. Reply 13. We determine that because Patent Owner failed to set forth a special definition for the term “communication circuitry” in the ’721 patent Specification, we are not persuaded to limit the construction of the term to only wired communication. Accordingly, we do not adopt Patent Owner’s proposal to construe the term “communication circuitry” to be limited only to wired connections. II. ANALYSIS A. Status of Fleming, III and Hoffberg as Prior Art Patent Owner argues that both of the references relied upon by Petitioner, Fleming, III and Hoffberg, are not, in fact, prior art because they have been antedated by a showing of a prior invention by the sole inventor of the ’721 patent, IPR2013-00203 Patent 7,999,721 B2 11 Mr. Orr. PO Resp. 35. Specifically, Patent Owner argues that prior to January 27, 1998, the earliest effective date of Hoffberg (the effective filing date of Fleming, III is Apr. 14, 1999), Mr. Orr “actually reduced to practice each of the claims of the ’721 patent.” Id. (citing Declaration of Steven K. “Steve” Orr (“Orr Declaration”), Ex. 2073 ¶ 5). In support of its allegation, Patent Owner provides a chart comparing the elements of claims 1-10 to the statements made in the Orr Declaration regarding Mr. Orr’s efforts to reduce the claimed invention to practice. Id. at 36-41. From 1988 until February 14, 1997, Mr. Orr was the Manager of Advanced Technology at Cincinnati Microwave Inc. (“CMI”), the company from which Patent Owner acquired the ’721 patent, and from July 1998 until the present, Mr. Orr has been a consultant for Patent Owner. Id. ¶ 4. “In order to establish an actual reduction to practice, [a party] must establish three things: ‘(1) construct[ion of] an embodiment or perform[ance of] a process that met all the [claim] limitations [ ]; [ ](2) . . . determin[ation] that the invention would work for its intended purpose,’” and “(3) the existence of sufficient evidence to corroborate inventor testimony regarding these events.” Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1169 (Fed. Cir. 2006) (quoting Cooper v. Goldfarb, 154 F.3d 1321, 1327, 1330 (Fed. Cir. 1998)). “A ‘rule of reason’ analysis is applied to determine whether the inventor’s prior conception testimony has been corroborated.” Price v. Symsek, 988 F.2d 1187, 1195 (Fed. Cir. 1993). As Patent Owner establishes, claims 1-10 of the ’721 patent relate to the “combination of a radar detector and [a] position[] determining circuit, e.g. a global positioning system (“GPS”) receiver.” PO Resp. 9-10; see also Ex. 1001, col. 4, ll. 40-44. In his Declaration, Mr. Orr testifies that “[p]rior to January 27, 1998, I actually reduced to practice claims 1-10 of the ’721 patent.” Ex. 2073 ¶ 5. IPR2013-00203 Patent 7,999,721 B2 12 Mr. Orr’s testimony regarding his actual reduction to practice is based upon his work on two prototypes, one in 1992 and another in 1996. See id. ¶¶ 5-82. In evaluating the date of the actual reduction to practice, we begin with the key aspects of the claimed invention, namely claim 1’s recitation “the warning produced by the warning section varying in relation to a vehicle location derived from a position determining circuit.” Ex. 1001, col. 25, ll. 34-36. Patent Owner and Mr. Orr generally refer to this concept as the GPS lockout concept, as the device can lockout certain false alarms experienced at a particular GPS location. See Ex. 2073 ¶¶ 79-82. Furthermore, we analyze the recitation of the “position determining circuit” in claim 2. 1. 1992 Prototype Mr. Orr testifies that in 1992, he created and experimented with a prototype including an Escort Passport 3100 or 3200 Radar Detector and a “position determining circuit in the form of a Lanier tape recorder to record the corresponding geographical location of the radar signal.” Id. ¶¶ 5-6. The Lanier tape recorder was used by Mr. Orr to record his voice stating the geographic location of his vehicle when the radar detector encountered a radar signal sufficient for alert. Id. ¶ 6. Specifically, Mr. Orr alleges that the Lanier tape recorder in the 1992 prototype meets the claimed limitation of a “position determining circuit.” Id. We determine that Mr. Orr’s testimony regarding the 1992 prototype is insufficient to establish that the embodiment constructed met all the limitations of the claimed invention. See Medichem, 437 F.3d at 1169 (holding that actual reduction to practice requires “construct[ion of] an embodiment . . . that met all the limitations”) (citations omitted). As discussed above, we construe the term IPR2013-00203 Patent 7,999,721 B2 13 “positioning determining circuit” as “a circuit for determining a position of a device” (emphasis added). The Lanier tape recorder used by Mr. Orr in the 1992 prototype was used merely as an electronic notepad to record the notes of Mr. Orr regarding his observations during tests with the radar detector. See Tr. 14:19-23. 1 Mr. Orr could have performed the same task with a pen and paper. Contrary to requirements of the claimed invention, the Lanier tape recorder could not be relied upon to determine the position of the police activity warning device. Therefore, the 1992 prototype fails at least to meet the limitation of a “position determining circuit,” required by the challenged claims. 2. 1996 Prototype With respect to the 1996 prototype, Mr. Orr provides testimony regarding test data obtained through the testing with a Rockwell NavCard and a laptop. See Ex. 2073, ¶¶ 32-76. Generally, Mr. Orr states in his Declaration that “my prototype had a position determining circuit” and an alert section that would “alter and/or not provide the alert if the location signal correlated to a location of a rejectable signal.” Id. ¶ 92. Mr. Orr further testifies that he drafted software code to demonstrate the GPS lockout concept of the claimed invention with the 1996 prototype. Id. ¶ 78. The only software file in the record, however, that Patent Owner alleges existed prior to January 27, 1998 is the file titled tst4600k.bas (Ex. 2086). Tr. 35:13-21. Mr. Orr concedes that there is no software code in this tst4600k.bas file that relates to a position determining circuit. Id. at 35, l. 25–36, l. 3 (Q: “there 1 At the oral hearing, Mr. Orr testified: “I would take the Lanier recorder and I would speak into it, this is the tenth event, and I would speak the words of the conditions that were present during that moment.” Tr. 14, ll. 19-23. IPR2013-00203 Patent 7,999,721 B2 14 is nothing in this particular file, Exhibit 2086, that relates to a position determining circuit?”; A: “No.”). Mr. Orr testified that the tst4600k.bas file (Ex. 2086) is missing forty-seven lines of code that provided the functionality of the position determining circuit. Id. at 36, ll. 13-20. Mr. Orr further testified that Patent Owner was unable to recover any file containing the missing forty-seven lines of code. Id. The record includes additional software code files drafted by Mr. Orr, graph2.bas (Ex. 1010) and graph3.bas (Ex. 1011, 1012), which Mr. Orr alleged implemented the position determining circuit. Ex. 1018, 30, l. 6–31, l. 21; Ex. 1023, 28, ll.5-8. Tr. 35:6-24. The graph2.bas and graph3.bas files, however, were drafted by Mr. Orr in 2010 and later for the purposes of litigation. See id. In the analogous case of In re NTP, Inc., 654 F.3d 1279, 1291 (Fed. Cir. 2011), the Federal Circuit affirmed the Board’s determination that the evidence provided by the patent applicant did not corroborate sufficiently the inventor’s claimed actual reduction to practice of an electronic mail system. Id. at 1291. In that case, NTP argued that a Telefind E-mail Integration document (“Telefind”) would corroborate the inventor’s testimony. Id. NTP submitted Revision 2 of the Telefind document, dated after the critical date, as evidence of Revision 0 of the Telefind document, allegedly created before the critical date. Id. NTP’s inventor testified that the Telefind document was not changed significantly from Revision 0 to Revision 2. The Federal Circuit rejected NTP’s argument as circular because NTP sought to corroborate the inventor’s testimony with the Telefind document, but, at the same time, attempted to corroborate the date of the Telefind document with the inventor’s testimony. Id. Similarly, here, Patent Owner attempts to corroborate Mr. Orr’s testimony regarding the reduction to practice of the GPS lockout concept and the position determining circuit with the tst4600k.bas file (Ex. IPR2013-00203 Patent 7,999,721 B2 15 2086), but, at the same time, attempts to corroborate the missing functionality from this file with inventor testimony regarding later versions of the file created long after the effective date of the asserted prior art. Patent Owner fails to provide any objective evidence to corroborate Mr. Orr’s testimony that he reduced to practice the GPS lockout concept and associated position determining circuit prior to January 27, 1998 other than the tst4600k.bas file (Ex. 2086), which he concedes does not incorporate the position determining circuit. See Ex. 2073, ¶¶ 79-95. For example, Mr. Orr states in his Declaration that he “used the laptop and the spacebar in the laboratory in Stage 1 to illustrate the GPS lockout concept to other CMI employees,” but failed to cite any evidence to corroborate this testimony. Id. ¶ 80. Furthermore, Mr. Orr states in his Declaration that “my prototype had a position determining circuit” and an alert section that would “alter and/or not provide the alert if the location signal correlated to a location of a rejectable signal.” Id. ¶ 92. Patent Owner fails, however, to cite to any evidence to corroborate this testimony by Mr. Orr. See id. ¶¶ 80, 92. Mr. Orr was questioned at the oral hearing as to whether there was any evidence in the record of the successful test results or observations of the GPS lockout feature that Mr. Orr alleged to have reduced to practice in his Declaration. Tr. 39:15–41:5. During the hearing, Mr. Orr testified that he was not aware of any documents submitted in the record by Patent Owner providing such test results or observations. See id. In addition to a failure to provide sufficient objective evidence supporting the actual reduction to practice by the 1996 prototype of the position determining circuit and the associated GPS lockout concept, Patent Owner fails to provide sufficient corroborating testimony by others that witnessed Mr. Orr’s prototype IPR2013-00203 Patent 7,999,721 B2 16 successfully implementing the GPS lockout concept. Specifically, Patent Owner submitted testimony from four declarants, fellow employees of Mr. Orr at CMI: (1) Beth Andrews (Ex. 2053), (2) Gregory Blair (Ex. 2054), (3) Jim Brandon (Ex. 2055), and (4) Daniel Kindel (Ex. 2056). Ms. Andrews and Mr. Blair testified only that in 1996, the GPS lockout concept was a desired feature for a future radar detector product by CMI. See Ex. 2053 ¶¶ 3-4; Ex. 2054 ¶¶ 3-5. Neither Ms. Andrews nor Mr. Blair testified, however, that they witnessed or even were aware of an actual reduction to practice of a prototype demonstrating the GPS lockout concept. See Ex. 2053 ¶¶ 3-4; Ex. 2054 ¶¶ 3-5. Mr. Kindel testified that in 1996, Mr. Orr was conducting research into the benefits and feasibility of adding GPS to a radar detector, but Mr. Kindel failed to state that he witnessed an actual reduction to practice of such a prototype. See Ex. 2056 ¶ 3-6. Finally, Mr. Brandon testified that during his time at CMI, he was aware that Mr. Orr was working on a GPS enabled radar detector prototype prior to 1998 and the “purpose of this prototype was to mark the locations of false radar signals.” Ex. 2055 ¶ 2-3. Mr. Brandon fails, however, to state that he witnessed or even was aware of an actual reduction to practice of such a prototype. See id. Here, the only evidence of the successful reduction to practice of the position determining circuit and the associated GPS lockout concept of the claimed invention for its intended purpose prior to January 27, 1998 is the testimony of the inventor, Mr. Orr. “It has long been the case that an inventor’s allegations of earlier invention alone are insufficient—an alleged date of invention must be corroborated.” In re NTP, Inc., 654 F.3d at 1291 (citing Medichem, 437 F.3d at 1170; Woodland Trust v. Flowertree Nursery, Inc., 148 F.3d 1368, 1371 (Fed. Cir. 1998)). We conclude that the record is lacking sufficient evidence corroborating IPR2013-00203 Patent 7,999,721 B2 17 Mr. Orr’s testimony, which alone is insufficient. In view of the foregoing, we determine that Patent Owner has failed to prove by a preponderance of the evidence its claim of reduction to practice of the challenged claims prior to January 27, 1998. Therefore, Hoffberg and Fleming, III are prior art to the ’721 patent. B. Anticipation by Hoffberg Petitioner contends that claims 1-10 of the ’721 patent are anticipated by Hoffberg. 2 Pet. 19-38. “A claim is anticipated only if each and every element as set forth in the claim is found, either expressly or inherently described, in a single prior art reference.” Verdegaal Bros., Inc. v. Union Oil Co. of Cal., 814 F.2d 628, 631 (Fed. Cir. 1987). 1. Overview of Hoffberg Hoffberg discloses a mobile communication device “including police radar and LIDAR detectors, user output, memory, central processor, GPS receiver and RF transceiver.” Ex. 1002, col. 24, ll. 29-32. The mobile communication device in Hoffberg is enabled to process current location information in conjunction with stored locations and associated events to determine a priority of the associated events. Id. at Abstr. Figure 1 of Hoffberg is reproduced below. 2 US 6,252,544 B1, issued June 26, 2001 (Ex. 1002). IPR2013-00203 Patent 7,999,721 B2 18 Hoffberg, Figure 1 As shown above in Figure 1, mobile communications device 1 can include location sensing system 2 for producing a location output, memory 4 for storing a set of locations and associated events, and processor 6. Id. at col. 26, ll. 36-40. Mobile communications device 1 in Hoffberg also includes an event detector having radar detector 18 and LIDAR detector 19. Id. at col. 30, ll. 44-46. Hoffberg discloses that its mobile communications device 1 can suppress false alarms by correlating detecting events with false alarm events stored in memory 4. Id. at col. 29, ll. 8-11 (“It is noted that, in the case of ‘false alarms’, the response of the unit is to detect the event, e.g., radar signal, correlate it with a stored ‘false alarm’ event, and suppress an alarm or modify the alarm signal.”). “Thus, information stored in IPR2013-00203 Patent 7,999,721 B2 19 memory and/or transmitted between units, may signify an important alarm or a suppression of an erroneous alarm.” Id. at col. 29, ll. 11-13. Hoffberg discloses that its mobile communications device 1 can filter sensor outputs based on present sensor outputs, past experience with a particular location in question, and the experience of others at the particular location. Ex. 1002, col. 28, l. 63 – col. 29, l. 4. Furthermore, Hoffberg discloses that further information can be stored about a detected event in addition to the location and source of the event. Id. at col. 30, ll. 20-24. For example, Hoffberg discloses that “mobile police radar ‘traps’ are often relocated,” so these types of events can be stored with an expiration date. Id. at col. 30, ll. 31-35. 2. Analysis a. Claims 1-4 and 6-9 Petitioner contends that claims 1-4 and 6-9 are anticipated by Hoffberg. Pet. 19-38. Patent Owner counters that Mr. Orr has antedated successfully Hoffberg. PO Resp. 35. As discussed above, we are not persuaded by Patent Owner’s attempt to prove actual reduction to practice prior to the effective date of Hoffberg on January 27, 1998. As to the merits of the proposed grounds of anticipation with respect to independent claims 1 and 2, Patent Owner argues that Hoffberg fails to disclose the correlation of a received signal to a law enforcement signal. PO Resp. 27. Specifically, Patent Owner argues that “Hoffberg does not distinguish police signals from other types of signals, so that a warning is provided only ‘if a received signal correlates to a law enforcement signal,’ as is recited in all of the Orr claims.” Id. at 28. IPR2013-00203 Patent 7,999,721 B2 20 Claim 1 recites “providing a warning if a received signal correlates to a law enforcement signal.” Ex. 1001, col. 25, ll. 33-34; see also id. at col. 26, ll. 8-9, claim 2 (“provide an alert if a received electromagnetic signal correlates to a police signal”). With respect to this limitation of claim 1, Petitioner cites to Hoffberg’s disclosure of the use of a “modified commercially available radar detector, to produce a serial data stream or parallel signal set.” Pet. 22 (citing Ex. 1002, col. 33, ll. 10-18). Patent Owner argues that Hoffberg’s disclosure is deficient because the claimed “correlates” limitation requires the device to distinguish between police activities and non-police activities. PO Resp. 27. We are not persuaded by Patent Owner’s arguments because they are not commensurate with the scope of the claims. As discussed above, we construe the claim 1 phrase of “providing a warning if a received signal correlates to a law enforcement signal,” as “providing a warning if a received signal correlates to one or more characteristics of a law enforcement signal.” The ’721 patent Specification describes that this correlation may be implemented based on “any of the techniques” described in the many patents incorporated by reference in the Specification. Ex. 1001, col. 8, ll. 45-52. Therefore, the correlate limitation recited in claims 1 and 2 can involve many prior art techniques, such as those disclosed in Hoffberg. For example, Petitioner argues that Hoffberg discloses the use of a “commercially available radar detector.” Pet. Reply 15 (citing Ex. 1002, col. 33, ll. 9-15). More particularly, Hoffberg discloses “an event sensor is provided, such as a police radar and laser speed detection system (e.g., “radar detector”)” to detect signals and determine whether they correlate to a law enforcement signal. IPR2013-00203 Patent 7,999,721 B2 21 Ex. 1002, col. 33, ll. 9-15. We determine, therefore, that Hoffberg discloses the claimed correlating limitation. Based on the evidence presented, we conclude that Petitioner has established by a preponderance of evidence that Hoffberg discloses all limitations of independent claims 1 and 2. Patent Owner does not address dependent claims 3-4 and 6-9 with separate, specific arguments against the anticipation challenge based on Hoffberg. PO Resp. 27-30. As to dependent claims 3-4 and 6-9, Petitioner provides sufficient evidence to show that Hoffberg discloses the additional recited limitations in those claims. Pet. 30-32, 33-36. For example, Petitioner argues that the claim 3 limitation that the information associated with geographic locations includes information identifying rejectable signals at a geographic location is met by Hoffberg’s disclosure that “further information is also stored, such as a time of the event, its character or nature, and other quantitative or qualitative aspects.” Pet. 30 (quoting Ex. 1002, col. 18, l. 64–col. 19, l. 4 (emphasis omitted)). In a further example, Petitioner argues that the claim 6 requirement that aid information comprises a geographic location visited by a vehicle carrying said receiver is met by Hoffberg’s disclosure that with respect to false alarm identification “[t]he memory stores information describing the event as well as the location of the event.” Pet. 33 (quoting Ex. 1002, col. 22, ll. 18-20 (emphasis omitted)). For the foregoing reasons, we conclude that Petitioner has established by a preponderance of evidence that claims 1-4 and 6-9 are anticipated by Hoffberg. b. Claims 5 and 10 Petitioner contends that claims 5 and 10 are anticipated by Hoffberg. Pet. 32-33, 37-38. Claim 5 recites “communication circuitry for obtaining information on geographic locations that was gathered by another police warning IPR2013-00203 Patent 7,999,721 B2 22 receiver.” Ex. 1001, col. 26, ll. 22-25. Petitioner argues that the limitations of claim 5 are met by Hoffberg’s disclosure of a device that includes a “radio frequency transceiver for transmitting event data and receiving event data” and that information regarding false alarm radar signals may be “transmitted between units.” Pet. 32-33 (quoting Ex. 1002, col. 27, ll. 49-55; col. 28, l. 57–col. 29, l. 13 (emphasis omitted)). Claim 10 similarly recites “communication circuitry for obtaining said signal information from a general purpose computer.” Ex. 1001, col. 26, ll. 37-39. Petitioner argues that the limitations of claim 10 are met by Hoffberg’s disclosure of a device that receives signal information from a “central repository of event data,” such as an online database. Pet. 37 (quoting Ex. 1002, col. 24, ll. 4-11 (emphasis omitted)). We agree and conclude that Petitioner has established by a preponderance of evidence that Hoffberg discloses these limitations. Patent Owner argues that Hoffberg fails to anticipate claims 5 and 10 because the “communication circuitry” recited in each claim must be a wired digital connection suitable for use with a host computer. PO Resp. 29-30. Patent Owner further argues that Hoffberg discloses only a radio frequency transceiver for transmitting event data to, and receiving event data from, a database server remote from mobile communications device 1 and, thus, fails to disclose a wired digital connection. Id. As discussed above, we do not adopt Patent Owner’s proposed construction that “communication circuitry” be limited only to wired connections. Accordingly, we conclude that Hoffberg’s radio frequency transceiver for transmitting event data and receiving event data meets the limitation of “communication circuitry for obtaining information on geographic locations that was gathered by another police warning receiver,” recited in claim 5. IPR2013-00203 Patent 7,999,721 B2 23 Patent Owner additionally argues that Hoffberg’s disclosure of internet- connected computers and database servers do not disclose the “general purpose computer” recited in claim 10. Patent Owner fails, however, to provide a proposed construction of “general purpose computer” nor does Patent Owner identify any functionality required by the “general purpose computer” recited in claim 10 that is not met by the disclosure in Hoffberg. See PO Resp. 30 (citing Ex. 2074 ¶ 23). For the foregoing reasons, we conclude that Petitioner has demonstrated by a preponderance of the evidence that claims 5 and 10 are anticipated by Hoffberg. C. Anticipation by Fleming, III 1. Overview of Fleming, III Fleming, III 3 discloses a radar detector for alerting an operator of a motor vehicle to an incoming police radar signal. Ex. 1003, Abstr. “Upon detection of an incoming radar signal, the radar detector can utilize the position, velocity, and/or heading data from the global positioning system receiver to determine whether to generate an alert.” Id. (emphasis added). Figure 1 of Fleming, III is reproduced below. 3 US 6,204,798 B1, issued Mar. 20, 2001 (Ex. 1003). IPR2013-00203 Patent 7,999,721 B2 24 Fleming, III, Figure 1 As shown above in Figure 1, Fleming, III discloses a radar detector having a detector circuit to collect radar signals from an antenna, a microprocessor to process those signals, and an alert circuit to communicate information regarding detected radar signals to the operator of a motor vehicle. Id. at col. 2, ll. 25-29, 50- 53. The radar detector in Fleming, III also includes a GPS receiver, which can be used to calculate the location, velocity, and heading of the radar detector. Id. at col. 3, ll. 10-22. Fleming, III further discloses that the storage device contains code that commands the microprocessor to determine whether to generate an alert based upon the position, velocity, and heading data received from the GPS receiver. Ex. IPR2013-00203 Patent 7,999,721 B2 25 1003, col. 3, ll. 30-36. “By utilizing the above method, many false alarms may be eliminated.” Id. at col. 3, ll. 44-45. Thereby, Fleming, III discloses a method by which the user of the radar detector can program certain locations as false alarm locations. See id. at col. 3, ll. 53-60. Fleming, III discloses that “if an operator of a motor vehicle approaches a microwave automatic door opener, then the operator can depress an ‘ignore radar’ button,” and the “radar detector would store the position of the radar detector and possibly the frequency and the signal strength of the incoming radar signal in the program storage device of FIG. 1.” Id. at col. 3, ll. 55-60 (emphasis added). Alternatively, Fleming, III discloses that the radar detector user can hold down a “mute” button to designate a particular location as a false alarm location. Id. at col. 3, ll. 63-65. Furthermore, the radar detector can access a database containing position, frequency, and signal strength for specific geographic regions identified by others as false alarm locations. Id. at col. 3, l. 65– col. 4, l. 5. 2. Analysis a. Claims 2-4 and 6-8 Petitioner contends that claims 2-4 and 6-8 are anticipated by Fleming, III. Pet. 38-45. Patent Owner counters that Mr. Orr has antedated successfully the Fleming, III reference. PO Resp. 35. As discussed above, we are not persuaded by Patent Owner’s attempt to prove actual reduction to practice prior to effective date of Fleming, III. As to the merits of the proposed grounds of anticipation with respect to independent claim 2, Patent Owner argues, similar to its arguments for Hoffberg, that Fleming, III fails to disclose the correlation of a received signal to a law enforcement signal. PO Resp. 27. Specifically, Patent Owner argues that although IPR2013-00203 Patent 7,999,721 B2 26 Fleming discloses a detector circuit that “collects the signals from the antenna, detects the incoming signals, and distinguishes valid radar signals from electrical noise,” Fleming, III fails to disclose identifying a correlation between a signal and law enforcement signals. Id. at 28-29 (quoting Ex. 1003, col. 2, ll. 26-29). Patent Owner’s arguments fail, however, to acknowledge that Fleming, III discloses that the purpose of its detector circuit is to identify a correlation between a received signal and law enforcement signals. For example, in the Fleming, III paragraph quoted by Patent Owner, Fleming, III discloses that a microprocessor can control the detector circuit “so that radar signals in the different frequency bands allocated to police radar signals are detected” and that the detector circuit can identify the strength, presence, and frequency of incoming radar signals. Ex. 1003, col. 2, ll. 30-49. As Petitioner points out, Fleming, III also discloses operating the radar detector in different modes, such as city and highway modes, to improve signal correlation. Pet. Reply 13-14 (citing Ex. 1003, col. 3, ll. 24-28). Additionally, Petitioner argues that Fleming, III discloses only activating the alert circuit after it has been verified that the signal strength of the detected radar signal exceeds a predetermined value. Id. (citing Ex. 1003, col. 2, l. 59–col. 3, l. 9). In view of the disclosures in Fleming, III, we are not persuaded by Patent Owner’s arguments that Fleming, III fails to disclose the correlation of a received signal to a law enforcement signal. Based on the evidence presented, we conclude that Petitioner has established by a preponderance of evidence that Fleming, III discloses all limitations of independent claim 2. Patent Owner’s does not address dependent claims 3-4 and 6-8 with separate, specific arguments against the challenge of anticipation by Fleming, III. PO Resp. 27-30. As to dependent claims 3-4 and 6-8, Petitioner IPR2013-00203 Patent 7,999,721 B2 27 provides sufficient evidence to show that Fleming, III discloses the additional recited limitations in those claims. Pet. 42-44. For the foregoing reasons, we conclude that Petitioner has established by a preponderance of evidence that claims 2-4 and 6-8 are anticipated by Fleming, III. b. Claims 5 and 10 Petitioner contends that claims 5 and 10 are anticipated by Fleming, III. Pet. 43, 45. Claim 5 recites “communication circuitry for obtaining information on geographic locations that was gathered by another police warning receiver.” Ex. 1001, col. 26, ll. 22-25. Petitioner argues that the limitations of claim 5 are met by Fleming, III’s disclosure of a radar detector device that can eliminate many false alarms, in part, by accessing a database, with stored data about a specific geographic region via a cellular phone coupled to the microprocessor of the radar detector device. Pet. 43 (citing Ex. 1003, col. 3, l. 65–col. 4, l. 5). Claim 10 similarly recites “communication circuitry for obtaining said signal information from a general purpose computer.” Ex. 1001, col. 26, ll. 37-39. Petitioner argues that the limitations of claim 10 are met by the same Fleming, III disclosure regarding a database and the Fleming, III disclosure that the database could be stored on an external storage device. Pet. 45 (citing Ex. 1003, col. 6, ll. 13-16). Patent Owner argues that Fleming, III fails to anticipate claims 5 and 10 because the “communication circuitry” recited in each claim must be a digital connection suitable for use with a host computer. PO Resp. 29-30. As discussed above, we do not adopt Patent Owner’s proposed construction that “communication circuitry” be limited only to wired connections. Accordingly, we determine that the disclosure in Fleming, III of radar detector device communicating to a database via a cellular phone to obtain false alarm information IPR2013-00203 Patent 7,999,721 B2 28 meets the limitations of “communication circuitry for obtaining information on geographic locations that was gathered by another police warning receiver,” recited in claim 5, and “communication circuitry for obtaining said signal information from a general purpose computer,” recited in claim 10. For the foregoing reasons, we conclude that Petitioner has demonstrated by a preponderance of the evidence that claims 5 and 10 are anticipated by Fleming, III. D. Obviousness Over Fleming, III and Hoffberg Petitioner contends that claims 2-10 are obvious in view of Fleming, III and Hoffberg. Pet. 45-49. More particularly, Petitioner argues that it would have been obvious to combine the intelligent radar detector of Fleming, III with the LIDAR detector of Hoffberg to reach the claimed invention, as both references are directed to suppressing or modifying warnings to incoming signals that may be confused with law enforcement signals. Pet. 45 (citing Ex. 1007 ¶¶ 68-69). Patent Owner argues that Petitioner’s obviousness challenge is insufficient because Petitioner’s expert fails to describe how the resulting combined system of Fleming, III and Hoffberg would be implemented. PO Resp. 34. Specifically, Patent Owner argues that Fleming, III fails to disclose the correlation of a received signal to a law enforcement signal and, thus, the Fleming, III algorithms do not perform the limitations of the ’721 patent claims. Id. As discussed above, we determine that Fleming, III does, in fact, disclose the correlation of a received signal to a law enforcement signal. Therefore, we are not persuaded by this argument against the combination of Fleming, III and Hoffberg. Furthermore, we determine that Petitioner’s contention that the references are directed to similar devices for the similar purpose of suppressing or modifying warnings to incoming signals provides a sufficiently articulated reasoning with rational underpinning for IPR2013-00203 Patent 7,999,721 B2 29 combining Fleming, III and Hoffberg. See KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 418 (2007)(quoting In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)). Based on the evidence presented, we determine that Petitioner has demonstrated by a preponderance of the evidence that claims 2-10 are unpatentable as obvious over Fleming, III and Hoffberg. III. CONCLUSION We conclude that Petitioner has demonstrated by a preponderance of the evidence that (1) claims 1-10 are anticipated by Hoffberg, (2) claims 2-8 and 10 are anticipated by Fleming, III, (3) claims 2-10 are obvious over Fleming, III and Hoffberg. This is a final written decision of the Board under 35 U.S.C. § 318(a). Parties to the proceeding seeking judicial review of this decision must comply with the notice and service requirements of 37 C.F.R. § 90.2. IV. ORDER Accordingly, it is hereby: ORDERED that claims 1-10 of U.S. Patent No. 7,999,721 are unpatentable. IPR2013-00203 Patent 7,999,721 B2 30 For PETITIONER: Greg Gardella Scott McKeown Michael Kiklis OLBON SPIVAK cpdocketgardella@oblon.com cpdocketmckeown@oblon.com CPDocketKiklis@oblon.com For PATENT OWNER: Thomas W. Humphrey John Paul Davis WOOD HERRON & EVANS, LLP thumphrey@whe-law.com jdavis@whe-law.com Copy with citationCopy as parenthetical citation