Justak Brothers and Co.Download PDFNational Labor Relations Board - Board DecisionsJan 7, 1981253 N.L.R.B. 1054 (N.L.R.B. 1981) Copy Citation DECISIONS OF NATIONAL LABOR RELATIONS BOARD Justak Brothers and Company, Inc. and Laborers Local Union No. 41, Laborers International Union of North America and State of Indiana District Council, Laborers International Union of North America. Case 13-CA- 18947 January 7, 1981 DECISION AND ORDER BY MEMBERS JENKINS, PENEI.I.O, AND ZIMMERMAN On June 30, 1980, Administrative Law Judge Nancy M. Sherman issued the attached Decision in this proceeding. Thereafter, Respondent filed ex- ceptions and a supporting brief,' and the General Counsel filed a brief in opposition to Respondent's exceptions. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs and has decided to affirm the rulings, find- I Respondent also filed, and the General Counsel opposes, a motion to reopen he record to allow it to introduce into evidence a transcript of a hearing and a decision by the review board of the Indiana Employment Security Division which, it alleges, has a hearing on the issue of whether or not employee Thomas Waugaman was discriminatorily discharged, as found by the Administrative Law Judge Respondent's motionl is hereby denied. The decision of the Indiana review board, upon which Respond- ent relies, undoubtedly was rendered under a statute with different defini- tions, policies, and purposes from those of the National Labor Relations Act. Furthermore, Respondent has not shown that the unfair labor prac- tice issue was considered by the state agency in reaching its decision. Fi- nally. our decision herein, as well as that of the Adnlinistrative Law Judge, "must be based uponi an independent consideration and evaluation of the evidence received in this unfair labor practice proceeding " See Bolsa Drainage, Inc., 242 NLRB 728 (1979). 253 NLRB No. 146 ings, 2 and conclusions3 of the Administrative Law Judge and to adopt her recommended Order. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Re- lations Board adopts as its Order the recommended Order of the Administrative Law Judge and hereby orders that the Respondent, Justak Brothers and Company, Inc., Whiting, Indiana, its officers, agents, successors, and assigns, shall take the action set forth in the said recommended Order. 2 Respondent has excepted to certain credibility findings made by the Administrative Law Judge. It is the Board's established policy not to overrule a administrative law judge's resolutions with respect to credi- bility unless the clear preponderance of all of the relevant evidence con- vinces us that the resolutions are incorrect Standard Dry Wall Products. Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951) We have carefully examined the record and find no basis for reversing her find- ings Nor do we find any merit to Respondent's contention that the Ad- ministrative Law Judge's credibility resolutions, findings, rulings, and in- terpretation of the evidence demonstrate bias and prejudice on her part against Respondent. Rather, having carefully and fully considered the record and the Administrative Law Judge's Decision herein, we perceive no evidence that she prejudged the case, made any prejudicial rulings, or demonstrated a bias against Respondent in her analysis or discussion of evidence. Respondent has also excepted, inter alia, to the Administrative l.aw Judge's finding that Scott Allen and Leslie Hott were temporary employ- ees ad should, therefore, be excluded from the bargaining unit, and to her finding that the missing authorization cards of employees David Byrum and Matthew Ignaszewski should be counted. We find it unneces- sary, however, to rule on these issues since any findings in this regard would neither prove to be determinative nor affect the Union's majority status Respondent has additionally excepted to the Administrative Law Judge's failure to include employee Wendell Wright in the unit. We find no merit t this exception since the documentary evidence submitted to determine which employees were on the payroll during the relevant period of July 7 to July 13, 1979. fails to establish that Wright was em- ployed by Respondent during that period 3 The Administrative Law Judge found that "[B]ecause the Union ob- tained majority status on Julie 28, 1979, and Respondent began its unfair labor practices before that date, [Respondent's] bargaining obligation will be deemed to have arisen on June 28, 1979." However, inasmuch as the Union's demand for recognition was made on July 12, 1979, and all of Respondent's unfair labor practices are effectively remedied by ur Order herein, we find that Respondent's bargaining obligation arose on July 12, 1979 Trading Port, Inc., 219 NlRB 298, 301 1975): aynh, lrophv Corp., 236 NlRHB 299 (1978). DECISION STATEMENT OF THE CASE NANCY M. SHERMAN, Administrative Law Judge: This case was heard in Chicago, Illinois, on December 10-14 and 17-21, 1979, pursuant to a charge which was filed on July 23, 1979, and a complaint which was issued on Sep- tember 28, 1979, and was amended from time to time during the hearing. The questions presented are whether the Respondent, Justak Brothers and Company, Inc.: (a) violated Section 8(a)(1) of the National Labor Relations Act, as amended (the Act), by allegedly threatening em- ployees with reprisals for support of the Laborers Local Union No. 41, Laborers International Union of North America and State of Indiana District Council, Laborers 1054 JUSTAK BROTHERS AND COMPANY International Union of North America (the Union), promising and granting them benefits to dissuade them from union activity, giving them the impression that their union activities were under surveillance, and inter- rogating them about their union activity; (b) violated Section 8(a)(3) and (1) by allegedly discriminating against employees Thomas Waugaman, David Clousing, and Eric Myers because of their union activity; and (c) in view of the foregoing alleged unfair labor practices violated Section 8(a)(5) and (1) by admittedly refusing to bargain with the Union, which had allegedly obtained valid authorization cards from a majority of employees in an appropriate unit under circumstances which alleg- edly call for a bargaining order. Upon the entire record,' including the demeanor of the witnesses, and after due consideration of the briefs filed by Respondent and by counsel for the General Counsel (the General Counsel), I hereby make the fol- lowing: FINDINGS OF FACT 1. JURISDICTION Respondent is an Indiana corporation with its principal office and place of business in Whiting, Indiana, where it furnishes laborers and vacuum truck services to oil refin- eries and related businesses. Most of this work is per- formed for and on premises owned by the Amoco Oil Company or Energy Cooperative, Incorporated (ECI). During the calendar or fiscal year preceding the issuance of the complaint, a representative period, Respondent purchased and received at its Whiting, Indiana, facility goods valued in excess of $50,000 directly from points outside Indiana. I find that, as Respondent concedes, Re- spondent is engaged in commerce within the meaning of the Act, and that assertion of jurisdiction over its oper- ations will effectuate the policies of the Act. The Union is a labor organization within the meaning of the Act. II. THE ALLt.EGED UNFAIR LABOR PRACTICES A. Alleged Independent Violations of Section 8(a)(l) As described in greater detail infra, on June 26, 1979,2 the Union held a meeting at which a number of Re- spondent's personnel signed authorization cards. On June 27 and 28, the Union obtained some additional signed au- thorization cards. Among those who signed cards at the June 26 union meeting were Enrique Miranda and Rodrigo DelReal. On the following day, while Miranda was on the job, William Parks told him that Parks knew "somebody here" had some union cards, and asked Miranda, "[D]o you know anybody here that has any cards . . . union I have inserted extra copies of pp. 2 and 4 into G.C Eh. 3, in the hope that portions which are difficult to read on one copy may be easier to read on the other. Certain errors in the transcript are hereby noted and corrected. I wish to thank counsel for their post-hearing cooperation in obtaining copies of missing exhibits. Counsel were unable to find copies of GC Exh. 115, which is missing from all exhibit folders. 2 All dates hereafter are 1979 unless otherwise indicated. cards signed?" Miranda untruthfully replied that he knew nothing about it. Also on June 27, while DelReal and four or five other laborers were waiting at the Amoco plant to be taken back to Respondent's facility in a van driven by Parks, Parks pulled DelReal to one side and said that "some guys" were handing union cards to Re- spondent's employees. DelReal untruthfully replied that he knew nothing about the Union. Respondent contends that Parks, Miranda, and DelReal were all employees, but that Miranda and DelReal were supervisors if, as the complaint alleges, Parks was a supervisor; these issues are resolved infra, part II,F,2,j. The complaint alleges, and the answer denies, that Carlos Godines was a supervisor within the meaning of the Act; this issue is resolved infra, part II,F,2,j. Miranda testified in English as follows: About June 28, Godines and Parks drove Respondent's van to the jobsite, where Miranda was working with several others whose names he could not recall but whose employee status is not challenged. Godines told them to get into the van and then said in Spanish, the native language of all those present except Parks: [Carlos Godines] starts to say to us the same thing about I know some of your guys you got some card to sign. The other ones they was quiet. They did not say anything. But I told them I do not know anything about it. I think if you get those guys in here, they don't know either because they never told me nothing. Then he started to say like, you guys try to bring the union in here, they want to take all your money, all your check. Like when these men are here or Bill [Parks] give a check to you Friday, the union guys are going to take all your money from you. So you work for nothing is what he say. He started to say like, you guys have some kinds of help because you have a long name and long social security number. You know, he was trying to tell all these things. I told him I don't know nothing but this thing. I told Carlos, I don't know nothing. But I need some protect because in the night time you never know you get sick and got to go to the hospital, you need insurance. And they got to ask me in there where you work, I told them. You got insurance, no, I do not have any. See. That is what I told them. I need insurance because I have a family. And he say, "Well, you got your papers, we can do some- thing for you. We can help you if you've got the papers." I say, "Yeah." And he started to say like, you realize you don't sign the cards, union cards, we can give you some help. He was talk by man- agement. That is what he was talking about. Q. (By Mr. Keys) What else do you remember him saying, Carlos? A. He say we will not try to, you know, in case he don't you know, that we try to help you. I forgot, he say something like the other guys can 1055 DECISIONS OF NATIONAL LABOR RELATIONS BOARD help because they was from Mexico, something like, you know, he was trying to say. JUDGE SHERMAN: Would you repeat that, please? You said something about the other guys and I did not get what you said after that. Something about the other guys from Mexico. THE WITNESS: Yes. JUDGE SHERMAN: Would you please repeat what you said, because I did not hear it properly. THE WITNESS: Yes. Carlos say that all the guys can have help like raise or insurance, whatever, be- cause he say I am from Mexico is what he say. Like, you guys you try to bring the union, maybe you have to go back to Mexico is what he say. I don't know why he say that for, you know. Maybe he try to say something, I don't know. That is what he say. Parks, who speaks almost no Spanish, was called by both parties as a witness, but was not asked about this conversation. Godines denied ever having a conversation with Miranda about the Union or ever promising benefits to any employees. For demeanor reasons, I regard Mir- anda as a more honest witness than Godines. Respondent's employees are eligible for medical and life insurance, for which Respondent pays half the cost, after 3 months of employment, but Miranda and several other Spanish-speaking employees credibly denied, in effect, that they had known this.3 Miranda's next pay- check after this conversation with Godines included a 50-cent pay increase which Miranda had not asked for. Also, a day or two after this conversation, Godines told Miranda, who had worked for Respondent for less than 3 months, that he could fill out an insurance form at the office. About 2 or 3 days later, at the close of the work- day, Miranda went to the office and obtained the form. As Miranda left the office, he was approached by Gene Burkat, who is admittedly a supervisor. Burkat asked Miranda whether he had returned his insurance papers to the office. Miranda said no. Then, Burkat asked him whether he knew who had been passing out union cards. Although Miranda had signed a card at the first union meeting and had successfully induced others to sign, he said that he knew nothing about it. Burkat thereupon ac- cused Miranda of being in the United States illegally. Miranda said that he was a United States citizen, and pulled out a card to prove it. Burkat asked why Miranda did not speak good English. Miranda replied that he had never been to school before.4 Miranda never did fill out his insurance form. He was laid off about 3 weeks later, and never returned to Respondent's employ. At or about the same time as the van incident, Go- dines approached employee Carlos Chairez while he was 3 Respondent maintains on its bulletin board an announcement regard- ing this insurance, without any reference to the 3-month requirement. However, the announcement is in English, which Miranda and most of the laxborers cannot read Office Manager Karen Jaustak testified that most Spanish-speaking applicants come in with a translator, and that Respond- ent tells the employees about the availability of insurance. 4 My findings as to the Burkat-Miranda conversation are based on a composite of credible portions of Miranda's and Burkat's testimony To the extent that Burkat may have denied the discussion of Miranda's citi- zenship, for demeanor reasons I credit Miranda. at work, and asked him whether he had signed a union card. Chairez untruthfully replied no. Godines then told him to keep on working. 5 Employee Anselmo Acosta was the only witness who testified about an incident which occurred after he signed a union card on June 26 but before a late June in- cident related below where Godines discussed deporta- tion, and in the presence of Godines (who testified for Respondent), "Armando," "Carrillo," and "Zavala." Ar- mando's full name is not shown in the record, and at this time Respondent employed two persons named "Car- rillo" (one of whom testified) and two named "Zavala" (one of whom testified). Acosta testified through a Span- ish-English interpreter, and has very limited understand- ing of English. Acosta testified that Joseph Simko said something in English to him, "Armando," Carrillo, and Zavala, during which Simko used the English word "sig- nature" and wiggled his hand as if he were writing. Still according to Acosta, he, "Armando," Carrillo, and Zavala thereupon all said, inferentially in Spanish, that they had not signed. At this time, Acosta and Zavala, at least, had in fact signed cards. 6 Acosta testified that he does not know the meaning of the English word "union." The General Counsel alleges, and Respondent denies, that Simko was a supervisor; this issue is resolved infra, part lI,F,2,j. Three or 4 days later, on a jobsite where Respondent's laborers were performing work for Amoco, Godines told employees "Armando," "Zavala," Jose Martinez, and Acosta, in Spanish, that those who had signed cards would be laid off, "immigration" was going to be "thrown on" them, and those who did not have papers would be "kicked out of the country." 7 In mid or late July, in the presence of laborer Pedro Moreno (whose status is resolved infra, part II,F,2,j) and employees Rafael Cardiel, Felix Campos, and Abel Ayala, and, inferentially in Spanish, Godines talked about the Union and said that the employees who did not have their papers could be sent back to Mexico.8 B. Further Alleged Independent Violations of Section 8(a)(1); Alleged Discrimination Against Thomas Waugaman Thomas Waugaman was hired by Respondent in Feb- ruary 1979 to work as a truckdriver. Before the begin- ning of the workday on Thursday, June 28, he conferred in Respondent's employee parking lot with Union Busi- ness Representative Rudy Sparks. While talking, they were joined by Union Representative Joseph Pullins and by truckdrivers David Clousing and Eric Myers. During this discussion, all three of the drivers signed union I My findings in this paragraph are based on Chairez' testimony For demeanor reasons, I do not credit Godines' denial. Both Zavalas signed cards on June 26. See infra. My findings in this paragraph are based on Acosta's testimony and, as to the date, on his prehearing affidavit, which as to the date as r- ceived in evidence as past recollection recorded. For demeanor reasons. I do not credit Godines' denial. I-his finding is based on Cardiel's testimony. For demeanor reasons, I do riot credit Godines' denials. 1056 JUSTAK BROTHERS AND COMPANY cards.9 While those five were conferring, Parks pulled into the parking lot. Waugaman said that Parks was one of Respondent's supervisors and that the drivers had to be going. All of them thereupon left the area. Truck Foreman Ronald Kritch, who is concededly a supervi- sor, admittedly saw Waugaman, at least, talking with Sparks. About 9 or 10 that same morning, Waugaman ap- proached truckdriver Stanley Przewoznik on the job, while both of them were supposed to be working. At that time, Przewoznik was dumping his load at the sepa- rator. Waugaman, who had no work to perform in that area, gave Przewoznik a union card, and spent 10 or 15 minutes trying to induce him to sign it. Przewoznik de- clined to sign, on the ground that he was a truckdriver and the Union was a laborers' union. Waugaman asked whether truckdriver William Welch was working. Przewoznik said yes, but he did not know exactly where Welch was working. Then, Waugaman drove off in his truck. After putting the blank card on his clipboard, Przewoznik telephoned Kritch that Przewoznik had left his brown bag lunch at the shop. He asked Kritch to bring it to him because he wanted to talk to Kritch. When Kritch arrived, Przewoznik said, according to Kritch, that Waugaman had approached Przewoznik with a union card. Neither Przewoznik nor Kritch testi- fied that Przewoznik told Kritch that Waugaman was en- gaging in this activity during working hours. Kritch said that he wanted to report this incident to Company Presi- dent Gary Justak.' ° Then, Kritch drove back to the office, picked up Justak, and drove him back to Przewoznik. Kritch testified that Przewoznik showed Justak the union card which Waugaman had given him, and said that this had occurred on company time. Com- pany witnesses Przewoznik and Justak were not asked about the substance of this conversation. Kritch asked where Waugaman was working, and Przewoznik replied that Waugaman was working on the other side of the re- finery. A few minutes later, Kritch and Gary Justak ap- proached Waugaman while he was dumping a load from his truck. Justak asked if he and Kritch could have a card to join the Union. " Justak further said that he had heard that Waugman was using company time in a com- pany vehicle to go out and visit the other drivers and distribute union cards. Waugaman untruthfully said that he did not know what Justak was talking about. Justak said that what Waugaman did on his own time was his business, but what he did on company time was Justak's business; that Waugaman had had several previous acci- dents, for which he had received a disciplinary layoff; 9 My finding as to the date is based on Myers' card, which is dated June 28, and on Clousing's testimony Waugaman's card is dated June 27. and Sparks dated this conference as June 27. However, from all four men's description of the events surrounding the execution of these cards, I am satisfied that all three cards were signed during the same confer- ence. 'o My findings up to this point in the paragraph are based on a com- posite of Przewoznik's testimony and credible parts of Kritch's testimony For demeanor reasons I do not accept Kritch's testimony that Welch was also present and gave a similar account of a conversation with Wau- gaman II Justak had in fact been a member of the Union for 6 years. but at the time of the hearing he was no longer a member and that it would greatly benefit him if he would have a better attitude toward his job, stay on his job, perform his job, and take care of his personal business on his own time. Justak said that he would be keeping an eye on Waugaman to see that he did not pass out cards on com- pany time, and that, if Justak learned that Waugaman was passing out cards on company time, "You may get a union in here, but you will not be here." 2 There is no evidence and no claim that Respondent has ever forbid- den solicitation or distribution "on company time" on behalf of any organizations other than unions. That evening, at quitting time, Kritch asked truck- driver Clousing whether Waugaman was passing out union cards. Clousing said "possibly." Kritch said, "[W]ell it didn't matter anyway, [Waugaman] was on his way out."' About 4:30 or 5 o'clock, when Myers walked into Kritch's office, an employee behind him said, "Here's one of those union boys." Kritch replied, "I don't care who signed any of those Union cards because [Gary Justak's] going to get rid of them anyway." Union Representative Sparks is a large man with red hair and a red mustache, who presents a distinctive ap- pearance. About 6:30 the following morning, June 29, Sparks parked his car across the street from the employ- ee parking lot. After about 15 minutes, during which Sparks waited in his car, Parks pulled in and went into Respondent's facility. A few minutes later, Supervisor Kritch came out of the shop and approached Sparks, who got out of his car and introduced himself as a union representative. Kritch introduced himself and said, "[T]here's not going to be a union here." Sparks asked whether Kritch knew that he could not terminate some- body for wanting to join the Union. Kritch said that he realized this, but that people could be terminated for safety violations, that his job was to terminate people for safety violations "whenever they mess up," that he would "find a safety violation or some kind of violation on these men here," and that he had a stack of applica- tions "that high." Sparks asked whether Kritch was denying Sparks the right to talk to the men. Kritch said no, but that he did not want to see Sparks around the Company bothering Kritch's drivers any more. Then, Kritch went back into the shop. Sparks waited around a little longer, but none of the drivers showed up, so he left. 14 12 My findings in this paragraph are based on a composite of credible portions of Waugaman's and Justak's testimony During this conversation. Kritch was sitting on the passenger's side of the company truck. Justak was sitting on the driver's side, and Waugaman was standing outside the truck and next to the driver's side. Because of Kritch's physical location and the noise in the area, he was unable to hear the Justak-Waugaman conversation 13 My findings in this paragraph are based on Clousing's testimony For demeanor reasons. I do not credit Kritch's denial " My findings in this paragraph are based on a composite of credible parts of Sparks' and Kritch's testimony, which as to the material in the text does not substantially conflict Kritch, but not Sparks, testified that Kritch said he did not want Sparks to talk to "my people on my time" Kritch explained this alleged remark on the ground that he had seen Sparks talk to Waugaman a few minutes after Waugaman should have clocked in For demeanor reasons. I regard Sparks' version of the events just before the Sparks-Kritch conversation as more reliable than Krllch's version In any event, the result herein would he unaffected if I credited Kritch's testimony in this respect 1057 DECISIONS OF NATIONAL LABOR RELATIONS BOARD When Waugaman punched in that morning,' 5 another employee told Waugaman that Kritch wanted to see him. Kritch told Waugaman that Kritch did not want the Union in there, and that Kritch was not about to lose his job because of it. Kritch further said that he would be watching Waugaman and trying to "get" him on some kind of safety violation, for coming in late for work, or for coming back late from lunch. Kritch reminded Wau- gaman that he already had a warning for missing 5 days of work, and said that if he got three warnings he would be terminated. Waugaman told him to go ahead and watch Waugaman, and that Kritch would not catch him doing anything. 6 The lunch period for Respondent's truckdrivers is noon to 12:30 p.m. Justak had told the employees that, if they did not wish to bring their lunches, they could go to eat somewhere relatively close to the jobsite. Wauga- man and other truckdrivers frequently left the jobsite to get their lunch. A few hours after the Waugaman-Kritch conversation, Waugaman drove his truck to a hot dog stand, bought his lunch, and drove back to the ECI jobsite to eat. As he was entering the ECI gate and driving toward the jobsite, he encountered Justak, who had been eating lunch with an ECI supervisor. Waugaman testified that this encounter took place about 12:30, and Justak testi- fied that it took place at 12:40.' 7 Because Waugaman tes- tified without contradiction that Justak said nothing to him at that time, although Justak testified that he reacted to the incident by contacting Kritch by radio and in- structing him to prepare a warning notice, in view of Justak's unreliability as a witness in other respects (see infra), and for demeanor reasons, I credit Waugaman. When Waugaman returned to Respondent's facility about 3:30 p.m. to clock out, he found attached to his timecard a warning notice signed by Kritch. Checks were inserted before the printed entries "Time Violation" and "Failure to Do Assigned Work," and the following hand-printed notation had been added, "Was not back on job at 12:30. Suppose [sic] to leave job at 12:00 and be back on job pumping at 12:30." Waugaman credibly testified that, two or three times a week, truckdrivers Welch and Ray Camper, neither of whom signed a union card, took 45 ' Drivers assigned to ECI are supposed to punch in at 6:30, and driv- ers assigned to Amoco are supposed to punch in at 7:30. Waugaman worked on ECI's premises that day, and he testified that he punched in at 7:30. However, there is no evidence that he was reproached for clocking in late that morning. i6 My findings in this paragraph are based on Waugaman's testimony. Kritch testified that he told Waugaman he would be terminated if he re- ceived three writeups, but Kritch attached this remark to an alleged con- versation during which he relayed an alleged customer complaint about speeding and told Waugaman he would be fired if the customer barred him from its premises because of subsequent speeding incidents. About early March, Respondent advised its drivers that anyone reported speed- ing in a plant would be fined. Because there is no evidence that Wauga- man was fined or received any written warnings in connection with either of the alleged speeding incidents about which Kritch testified (al- though later that day, Waugaman received a written warning ostensibly for overstaying his lunch break by 10 minutes), and for demeanor rea- sons, I discredit the testimony of Kritch summarized in this footnote. 17 Although Waugaman had his lunch with him and had not yet eaten it, Justak had no way of knowing this. minutes to an hour for lunch. ti Waugaman testified that he had no reason to think that management knew they were overstaying their lunch break. However, Kritch testified that Justak frequently checks the drivers on lunch hours. Kritch further testified that the refineries watch the lunch hours of Respondent's drivers because, on occasion, outside contractors' employees who are on the clock cannot do anything unless the driver is there. At the close of the workday that day, June 29, Kritch stated at a truckdrivers' safety meeting that he had heard a rumor about a union being started, and that "it wasn't fair to start a union in on Gary [Justak]. After all, Ron [Kritch] had given [the drivers their] job." 1 9 A few min- utes later, Kritch told drivers Myers and Clousing that Kritch was a good fighter, that he did not want the Union "in there," and that, if he ever caught Sparks in the yard, Kritch would beat him up.2 0 On the following Saturday, June 30, Waugaman was scheduled for "on-call" duty (see infra, part II, E). Driv- ers assigned to such duty are issued a beeper (pager) and a recharger for the weekend, and are supposed to carry the beeper at all times. The morning of that day, Wauga- man was instructed to go to work at an Amoco jobsite. Waugaman gave the only testimonial evidence about what he did on the job that day. According to Wauga- man, he reported to an Amoco foreman "over by the area by the fire job;" Waugaman finished one job as- signed to him; and, after waiting around for a while, he was told by the Amoco foreman that the next job prob- ably would not be ready to do until later on the after- noon, that Waugaman could leave the jobsite, and that the foreman would call Respondent's office and have it call him back out if he were needed. In the afternoon of June 30, Waugaman returned to Respondent's facility, parked Respondent's truck, punched out, and left the facility. At about 6 a.m. on Monday, July 2, he telephoned Kritch that Waugaman would not be in because he had a dental appointment. Kritch said, "Don't bother coming in, because you are terminated." Kritch did not say why Waugaman was ter- minated. The next day, July 3, Waugaman went to the office to get his paycheck and turn in his beeper and re- charger. Kritch told Waugaman that he had to go over to the yard office to turn in his uniforms. He did so, and also looked at his timecard. On his timecard was a termi- nation notice written and signed by Justak. This docu- ment states, "Beeped 3 times Saturday at 6:00 p.m. did not answer. Left job before it was finished told pumper his shift was finished." The notice is dated "7-1-79."2' '8 Camper was still in Respondent's employ at the time of the hearing, and testified on Respondent's behalf, but was not asked about this matter 19 This finding is based on Clousing's testimony, partly corroborated by Myers. Employee Camper testified that he had never heard Kritch make any remark about the Union in any safety meeting, but the record fails specifically to show that he attended this particular meeting, and his testimony in other respects is internally inconsistent (see nfra, part II1, E). For demeanor reasons, and in view of Kritch's demonstrated untruthful- ness in other respects (see infra), I discredit his denial. z0 My findings in this sentence are based on a composite of Myers' and Clousing's testimony. Kritch was not asked about this conversation. 21 My findings as to the Kritch-Waugaman conversations on July 2 and 3 are based on Waugaman's testimony. Kritch testified that he Continued 1058 JUSTAK BROTHERS AND COMPANY Waugaman testified that his beeper did not go off at all that weekend. This issue is resolved infra. As to the incidents which took place after Waugaman clocked out on Saturday, June 30, and before he saw his termination notice on Tuesday, July 3, during the last 2 days of the 10-day hearing Respondent tendered the tes- timony of Parks, Bufkay, Kritch, and Justak. Also, as to these events, the General Counsel called Burkat, Kritch, and Justak as adverse witnesses during the first 2 days of the hearing. Parks testified that about 4 p.m. on Saturday, June 30, while the Amoco supervisor was signing the worksheet at his usual hour, Burkat asked Parks by two-way radio to see one of the Amoco shift foremen at the "#2 ultra former" about a request from Amoco for a second vacuum truck. Still according to Parks, he thereupon went to the #2 ultra former and spoke to Amoco em- ployee Glenn Boara, who said that none of Respondent's trucks was there. Parks went on to testify that he said Burkat thought one truck was already there and the Amoco foreman, in Boara's presence, replied, [T]he other guy left . . . he said his shift was over and he had to go home." Still according to Parks, he relayed this message to Burkat, who said he would try to get "the guy" back out there. As to what action was eventually taken to supply a vacuum truck to Amoco, Parks' testi- mony is susceptible to the interpretation that a truck was taken to the #2 ultra former from the Lakefront loca- tion, where he and two truckdrivers had been working earlier that day, by Parks himself or (a less probable in- terpretation) one of the truckdrivers at Parks' instruc- tions; but Parks clearly did not testify that Burkat issued such instructions to a driver other than Parks.2 2 Respondent's last two witnesses were Burkat and Justak. On the last day of the hearing, and after Parks had testified for Respondent, Respondent had marked for identification, as Respondent's Exhibits 41 and 42, what appear on their face to be truck timesheets for June 30.23 After Burkat testified that documents of this type are made and preserved by Respondent as normal business records, I received these exhibits into evidence. At least learned on July 1 that Justak had drawn up Waugaman's termination notice, that when Waugaman telephoned on July 2 about his dental ap- pointment Kritch told him to come in the next morning, July 3, and that Kritch told him on July 3 that he was discharged. Kritch testified that he might have told Waugaman about his discharge during their July 2 con- versation but could not recall doing so. Kritch testified that on July 3 he told Waugaman that he was discharged for not answering his beeper and for leaving his job without permission, and that ecept for saying "O K." Waugaman made no responsive comments. I find somewhat implausible Kntch's testimony that he may not have told Waugaman until July 3 about his discharge, and that Waugaman made no responsive comment. Also, the parties stipulated that on July 2 Waugaman was notified of his discharge. Accordingly, and for demeanor reasons, I credit Waugaman's version. 22 The testimony was as follows: A. By Mr. Parksl . . . I relayed the message back to Mr. Burkat and he said, he would try to get the guy back out there. Then, the way it worked out, I had to take a truck I had working at the lake- front and go over and do the job because- Q. IBy Mr. Bell, Respondent's counsel] Is that all you recall about that incident? A. Yes. 2a The exhibits are carbon copies. In the normal course of business, the top copy is retained by the customer, in this case Amoco if uncritically read (see infra fn. 29), Respondent's Exhib- it 41, which if genuine would have been filled out by Waugaman, indicates that he did not leave the"#2 ultra former" until 4:30 p.m., about a half hour after Parks (ac- cording to his testimony) received Burkat's call about Amoco's request for a truck and probably after Parks' arrival at the "#2 ultra former" according to Parks' testi- mony. Burkat did not testify about any conversations with Parks that day, or that Burkat at any time believed that Amoco wanted a second truck at any jobsite. As an ad- verse witness for the General Counsel, Burkat testified that Amoco's request for a truck was received by him at "between 5:00 and 6:00" which was I or 2 hours after Burkat reported this request to Parks according to Parks' testimony. 2 4 Burkat testified that he thereupon tried four times (the termination slip signed by Justak says three times) to beep Waugaman, and also tried to telephone him at home, but received no response. Eventually, ac- cording to Burkat, he directed truckdriver Matthew Ig- naszewski, who had been working at Amoco's Lakefront location, to perform the job allegedly abandoned by Waugaman; as previously noted, Parks testified that it was Parks who either performed that job or arranged for its performance. 2s Burkat testified that, thereafter, he asked the Amoco foreman why he had sent Waugaman home, and the foreman replied that Waugaman had said his shift was over at 4:30 and that the foreman had not immediately called for a replacement because he assumed that one would arrive automatically. Burkat testified that his conversation with the foreman occurred between 5 and 6 o'clock after the replacement truck arrived; Re- spondent's Exhibit 42, purportedly a timesheet on whose basis Respondent is paid, states that the truck arrived at 6; and the termination slip drawn up by Justak asserts that Waugaman was beeped at 6. Moreover, as previous- ly noted, Parks testified that he advised Burkat before a truck reached the foreman's jobsite that the foreman had said Waugaman had left of his own volition on the ground that his shift was over. When testifying as ad- verse witnesses for the General Counsel, and several days before Respondent's Exhibits 41 and 42 were re- ceived into evidence, both Burkat and Justak testified that the job which Waugaman abandoned was at "II 24 As a witness for Respondent 10 days later. Burkat testified that he received the Amoco call "somewhere about 5 oclock or so." According to Parks, Burkat told him at 4 pm about Amoco's request. Waugaman's termination slip states that he was beeped at 6 pm 2 June 30 was the last day on which Ignaszesski actually worked for Respondent. His personnel folder indicates that he failed to report for work on Monday. July 2, and on July 2 was terminated because of such failure Unlike the General Counsel. I see nothing inconsistent beturen Resp. Exh 42 a purported truck timesheet which states that Igrnaswekil worked for 4 hours on June 30 on the #2 ultra former." and Resp l xh 24, which states that on June 30 he worked a total of 13-1/2 hours he printed form for the truck timesheet on its face indicates, and Respotnd- ent's counsel in effect stated. that such a form is filled out for each sepa- rate job Employee Roy Camper was also scheduled for "on-call" duty on June 30, was physically present at the Lakefront site during the consersatmli, about sending a truck to the job allegedly abandoned by Waugamanl. and according tlo urkat ma hase participated in such consersation, Camper was still working for Respondent at the lime of the hearing, and testified on its behalf. but was not asked about this incident 1059 DECISIONS OF NATIONAL LABOR RELATIONS BOARD pipe still." Respondent's Exhibits 41 and 42 state, as did Parks in his testimony, that the job in question was at the "#2 ultra former." Justak testified as an adverse witness for the General Counsel that he was at Respondent's facility when Burkat allegedly tried to beep Waugaman, but Burkat did not so testify. Justak testified that Burkat tried to beep Waugaman five times, but Burkat testified to four attempts, Office Manager Karen Justak's entry on Wau- gaman's personnel folder recites four attempts, and Justak stated on Waugaman's termination slip that three attempts were made. Justak testified on the first day of the hearing, as an adverse witness for the General Coun- sel, that he saw Waugaman's truck parked in Respond- ent's parking lot on June 30 when Burkat was allegedly trying to beep Waugaman, and that this was truck 7; and Kritch testified that Burkat told him that Waugaman had left the Amoco job in truck 7; but Respondent's Exhibit 41, offered in evidence on the 10th and last day of the hearing, gives Waugaman's truck number as 26. Justak testified that he discussed Waugaman's discharge with Burkat on June 30, and with Kritch on July 1 or on the morning of July 2, but neither Burkat nor Kritch so testi- fied. Kritch testified that Burkat told him on July I of the discharge decision, but Burkat did not so testify. As an adverse witness for the General Counsel, Kritch testi- fied on the second day of the hearing that Burkat told him on the evening of Sunday, July I, that Kritch "would have to terminate Mr. Waugaman on Monday when he came in, for not answering the beeper." On the ninth day of the hearing, and after the receipt into evi- dence of Waugaman's termination notice signed by Justak and dated July 1, Kritch testified that on the eve- ning of July I Burkat told him that Justak "had written up the note for termination. That was all that was said," and that on the morning of July 2, Kritch found on his desk a note from Justak instructing Kritch to terminate Waugaman for leaving the job without permission and for not answering his beeper. Justak's testimony does not mention such a note, and it was not produced. Justak tes- tified that he decided on Saturday, June 30, to discharge Waugaman; Justak was not asked why he attached to Waugaman's termination notice the date of Sunday, July 1, allegedly the day after Justak's alleged ischarge deci- sion. Justak testified that Burkat told him that the beeper had been used to notify Waugaman to report to the Amoco job, but Burkat testified that he did not know whether the beeper had been used. 28 Kritch testified that Burkat told him that Waugaman had been called to the job "on stand-by," and Justak's testimony on the first day of the hearing strongly implies that the only job per- formed by Waugaman on June 30 was the job for which he was initially called in (according to Justak, standing by at the 11 pipe still), but Respondent's Exhibit 41, authenticated and received into evidence on the last day of the hearing, states if uncritically read that Waugaman worked on the "#2 ultra former" job for 7 hours, and Respondent's Exhibit 24 (d), which purports to be a pay- roll record maintained by Respondent and was also auth- 2r Waugaman testified that Burkat notified him of the job by tele- phone enticated and received into evidence on the last day of the hearing, states that Waugaman worked 11-1/2 hours on June 30. In view of the foregoing inconsistencies, and after con- sidering the demeanor of the witnesses, I discredit Bur- kat's and Justak's testimony that they beeped Waugaman during the afternoon of June 30. Rather, I credit Wauga- man's denial that he was beeped at any time after he began to work at Amoco. 2 7 Also, I credit Waugaman's testimony, which is not directly contradicted, that the Amoco foreman told him that afternoon that he could leave the job. Further, I discredit Parks' testimony that before a truck was transferred from the Lakefront site Amoco told him Waugaman had left the job without permission and Parks relayed this message to Burkat, Burkat's testimony that he received a similar report di- rectly from Amoco after a truck was transferred and after Burkat asked why Amoco had sent Waugaman home, and Justak's testimony, uncorroborated by Burkat, that Burkat relayed this message to him. In making the foregoing findings, I am aware that the testimony of Waugaman that he worked about 5 hours on June 30 is irreconcilable with Respondent's Exhibit 24(d), which states that he worked 11-1/2 hours that day. 28 However, when considered in light of Justak's testimony that he was advised that Waugaman had aban- doned the job at 4 or 4:30 p.m. and Justak's assertion in Waugaman's termination notice that Respondent had un- successfully tried to "beep" him at 6 p.m., this 11-1/2- hour entry in Respondent's Exhibit 24(d), is also irrecon- cilable with Justak's testimony that Waugaman started work at 8 or 9 a.m. that day. 29 Moreover, the testimony of Waugaman, unlike that of Justak, is consistent with the inference required by Respondent's Exhibits 24 and 41 that Waugaman worked on two jobs that day. 30 I need and do not determine whether he was beeped that morning im connection with being told to report to Amoco 28 Waugaman testified that he clocked in between 9:3( and 10 a.m. and clocked out at or about 230 p.m. 29 Waugaman's truck timesheet for the "#2 ultra former" job on that day states, in its final form. that lie worked from 9:30 to 4:3(0 and a total of 7 hours It does not refer at all to a lunch break, although lturkat testi- fied that Amoco would not pay for an employee's lunch break period unless it asked him to work during that period, and that, if he did so, the truck timesheet would note "no lunch taken " Oviously, the "30" entries could have been written at any time; and, moreover, at one point a "30," entry was written over by another "30" where the "3" is unlike the "3's" on Waugaman's union card and in the portions of the truck timesheet other than the time entries. The "4" in "4:30" looks as if it might origi- nally have been a "I." The "9" in "9:30" has plainly been altered. It ap- pears to have been a "6" at one time, a "10" at another time, and (per- haps) an "II" at still another time. All material parts of this document, if genuine, would have been filled out by Waugaman, but the General C'ounsel did not recall him on rebuttal to testify about it "o On the ninth day of the hearing, I requested that Respondent's counsel bring in the best evidence he had regarding the number of hours worked by Waugaman on June 30., and regarding when he started and stopped work on that day Counsel stated that Waugaman's "timesheets" had been thrown away, but he would "bring whatever is the next best thing." On the 10th day of the hearing, counsel produced one truck time- sheet for Waugaman, but in effect stated that it did not cover all the jobs he worked on that day Counsel did not offer other June 30 truck time- sheets for Waugaman. or explain their absence Later that hearing day. which was the last, counsel produced what purports to be a record of hours worked by each employee during the payroll week beginning June 301, which document had been assigned Resp Exh 24 before or during Continued 1060 JUSTAK BROTHERS AND COMPANY The hearing was held in Chicago, Illinois, 500 miles from Clousing's present home in Rock Rapids, Iowa. At the conclusion of Clousing's Friday, December 14, testi- mony, arrangements were made for Clousing to tele- phone the Board's receptionist in its Chicago office on Monday, December 17, to ascertain whether Respond- ent's Atlanta, Georgia, counsel wanted Clousing to return for further examination. Clousing did not testify again, and he was not asked about any conversations with Waugaman, nor with Kritch about Waugaman, after Waugaman's discharge. On Thursday, December 20, Kritch, who showed himself to be an unreliable wit- ness in a number of respects, testified that, 2 days after Waugaman's termination, Clousing told Kritch that Clousing and his wife were at Waugaman's house when Waugaman's beeper went off and Waugaman had ig- nored it. I hereby adhere to my action at the hearing in sustaining the General Counsel's timely objection to such testimony on hearsay grounds, and, accordingly, afford it no weight in determining whether Waugaman was beeped that weekend. C. Further Alleged Independent Violation of Section 8(a)(I): Alleged Discrimination Against David Clousing 1. Events on June 28 David Clousing was hired by Respondent in April as a truckdriver. As previously found, he, Waugaman, and Myers, at Sparks' and Pullins' behest, signed union cards before work on June 28, on the street in front of the truck garage, where they were seen by Parks. That same day, during the 12-12:30 lunch break, Clousing drove from his jobsite at the Amoco tunnel to the Amoco La- kefront jobsite, where he passed out union cards to four or five other drivers employed by Respondent at that jobsite. About 12:15 or 12:20, Parks drove within 10 feet of him and looked at him. About 12:30 or 12:35, after distributing the union cards, Clousing returned to his jobsite and resumed work. Then, Justak drove up and asked what time was lunchtime. Clousing said 12. Justak asked what Clousing was doing eating at 10:30. Clousing replied that he nor- mally had a sandwich around 10:30.31 Justak asked him what he had been doing out at the Lakefront. Clousing replied that he had been eating lunch. Justak told him that he was "through." Clousing thereupon drove his truck back to the yard, parked it, and drove his car over to Respondent's main office, where he saw Truck Foreman Kritch and asked why Clousing was being fired. Kritch told him to wait a minute. Then, Clousing was told to go into Justak's office, where Justak, his wife Karen (Respondent's office manager), Parks, and Burkat were gathered. Clousing again asked Kritch why Clousing was being fired. Kritch said, for having other employees sign union cards. Clous- ing untruthfully denied doing this. Justak said that Parks had seen Clousing out at the Lakefront passing out cards, the eighth day of the hearing, when Resp. Exh. 17 and 25 were received into evidence. 31 Clousing in fact ate a sandwich on the job at 10:30 that morning while his truck was pumping oil that Justak did not want a union in there, and that he would shut down before a union got in there. Mrs. Justak said that she had had things to do with a union before, and that the union dues would cost the employ- ees more than the dues were really worth. Justak said that Clousing could come back to work if he would tear up any union cards he had. Justak told Clousing that he was rehired, and Clousing returned to work. My findings as to the events on June 28 are based on Clousing's testimony. Parks was called as a witness by both the General Counsel and Respondent, but was not asked about this matter. Mrs. Justak denied ever having had a conversation with Clousing concerning union ac- tivities. Burkat testified that he attended a "late morn- ing" meeting in late June or early July among Clousing. Kritch, and Justak, but that Burkat was not there throughout the conversation and was "never really tuned in on" it. Justak testified that about a week after his con- versation with Waugaman about distributing union cards, which conversation could not have occurred before his June 28 execution of a union card, Justak saw Clousing drive his truck onto the jobsite about 12:45, and that Justak was "quite perturbed" about Clousing's taking an extended lunch period. Justak further testified that Clousing had had several previous warnings for coming in late, but no warnings dated before June 28 appear in his personnel file. Justak testified, in effect, that at the jobsite he discharged Clousing. Justak went on to testify that later that day during a meeting among Justak., Clousing, Burkat (who was "in and out"), and Kritch, Justak told Clousing that he was not supposed to go to the Lakefront to eat and had taken an extended period for lunch; Clousing said he had had a sandwich at 10:30; Justak said no, Clousing had just added to his lunch period; Clousing asked for another chance; and Justak said, "O.K., but one more and that will be the end of it." Justak did not testify that any warning notice was issued to Clousing on this occasion, and, in fact, testified that he could not recall that Clousing received any "more" warning notices between the date of this conference and Clousing's separation several weeks later. Kritch denied making any statements to Clousing about the Union during this meeting, but was not asked about Justak's re- marks. Without corroboration from Justak, Kritch testi- fied that Justak told him to issue a warning slip to Clous- ing for taking a "one hour" lunch that day; but Kritch was unsure whether Justak issued these instructions before I p.m., an hour after the beginning of the 12- 12:30 lunch break. Kritch testified that he in fact issued a warning slip which is dated June 28, several days before the date which Justak testimonially attached to Clous- ing's alleged late lunch, and which was received in evi- dence as the General Counsel's Exhibit 70. In view of the foregoing inconsistencies between Justak's and Kritch's testimony, the internal inconsistencies in Kritch's testimony, Kritch's failure to corroborate criti- cal portions of Justak's testimony, and demeanor consid- erations, I credit the testimony of Clousing set forth in the two preceding paragraphs, and also his testimony that he never saw the General Counsel's Exhibit 70 before it was shown to him at the hearing. For the same I 10(1 I DECISIONS OF NATIONAL LABOR RELATIONS BOARD reasons, I discredit Mrs. Justak's denial of any conversa- tion with Clousing about the Union, Justak's version of his on-the-job conversation with Clousing about his lunch period, Justak's denial that he ever talked to Clousing about union activities and knew he had any- thing to do with the Union, and Kritch's testimony about the purported warning slip received in evidence as the General Counsel's Exhibit 70. 2. The July 2 warning slip allegedly issued to Clousing During a period which included July 2, employee Myers had no home telephone and no automobile. During this period, Clousing drove Myers to work in Clousing's automobile, even when the two worked dif- ferent hours. On July 2, Myers was supposed to report for work at or about 7:30 a.m. However, that morning Clousing overslept. At 9:30 a.m., Kritch telephoned Clousing, who was supposed to report to work at 3:30 p.m. that day, and asked him to come in because Myers had not shown up. Clousing said that he would be there as soon as he could. He got up, dressed, picked up Myers (who was still asleep when Clousing reached Myers' home), and drove out to the yard, which they reached about 11 a.m. Kritch told Myers to go home and Clousing to go to work. Clousing worked from 11 a.m. to midnight that day. My findings in the foregoing paragraph are based on Clousing's testimony.3 2 Kritch testified that both Myers and Clousing were late to work that morning and, in effect, that both were supposed to start work at about the same time. Kritch was unable to recall whether he issued a warning notice to Myers on that day.33 Further, Kritch was not asked to explain Clousing's uncontradict- ed testimony that, on July 2, Kritch sent Myers home without permitting him to work at all, while permitting Clousing to work 11-1/2 hours. 34 n view of Kritch's demonstrated untruthfulness in connection with other al- leged warning notices to Clousing discussed supra and infra, because (as Kritch tacitly admitted) it seems likely that Kritch would have treated both alike if both had been late, and for demeanor reasons, I do not credit Kritch's testimony that Clousing came to work late on July 2, and that on July 2 Kritch issued a warning notice to Clousing, received in evidence as the General Coun- sel's Exhibit 71, stating that on that date Clousing did not show up for work on time. Rather, I credit Clous- ing's testimony that he started work early that day and that he had never seen the General Counsel's Exhibit 71 before the hearing. 3. The July 23 Sparks-Parks incident The parking lot which Amoco maintains for its con- tractors, including Respondent, is reached by a road owned by Amoco and perpendicular to the public road. On July 23, at or about the hour when Respondent's em- 32 Myers could not remember anything about the incident. al The parties stipulated that Kritch did in fact issue Myers such a notice on that day. 3' As indicated in connection with Waugaman's discharge, Respondent preserves records showing how long each employee worked each day. However, the July 2 records were not produced. ployees usually returned to this parking lot at the close of their workday, Union Representative Sparks drove his car into the lot to find employee Miranda, who on June 27 and 28 had helped Sparks obtain union cards from Respondent's employees. An undisclosed number of em- ployees were there. One of them told Sparks that Mir- anda had been laid off.3 5 Then, Parks drove Respond- ent's van into the parking lot, to which he was carrying several employees from their Amoco jobsites. The em- ployees around Sparks said "Parks, Parks," and they all scattered. Then, Sparks drove out of the parking lot, turned onto the Amoco road in the direction opposite to the public road, and drove to a trailer maintained by the Morrison Construction Company, which employed some railroad construction members of the Union who worked in the area and who also used the Amoco contractors' parking lot. Sparks parked his car, a station wagon, off the road and in front of the trailer, and was about to get out when Parks pulled his van behind the station wagon. Sparks then put his car into reverse gear and started to back up, but Parks did not move his van. Then, Sparks moved his car at an angle, whereupon Parks backed up and tried to keep Sparks from getting back on the road, but without making contact with Sparks' vehicle. Sparks eventually managed to get his car back on the Amoco road and, at a moderate speed, drove back to the right- angled intersection between the Amoco road and the public road. Parks drove after him and pulled up his van just a few inches behind. Sparks then made a right turn onto the shoulder of the public road and stopped. Sparks and Parks got out of their respective vehicles. Parks told Sparks to stop "harassing" Parks' "people." Then, both returned to their vehicles and drove off. My findings in the foregoing paragraph are based on Sparks' testimony and credible parts of Parks' testimony. Parks testified, in substance, that he drove up to Sparks' car, which according to Parks was parked next to a firewall at a point between the parking lot and the Mor- rison trailer and about 100 feet from the trailer, in order to obtain the license tag number of the car. Still accord- ing to Parks, after taking down Sparks' license plate number Parks drove behind Sparks' car along the Amoco road toward the public road in order to return the van to Respondent's premises, and without making any effort to follow Sparks' car or to run it off the road. Parks testified that, at the intersection, Sparks left his car first, but that Parks initiated the conversation by asking Sparks what he was doing in the parking lot. According to Parks, Sparks replied that he was going to the Morri- son trailer, Parks said that Sparks was not supposed to be in the parking lot, "we weren't supposed to have any- body in the parking lot, so I told him he would get us into trouble by coming into the parking lot." According to Parks, the only other conversation was that they told their names to each other. Parks testified that employees of three or four other Amoco contractors, perhaps in- cluding Morrison, park in that lot. Parks testified that a" Sparks' testimony about this message was not received to prove that Miranda was laid off. Miranda later testified that he was in fact laid off some time in July Respondent's payroll records and his testimony show that he was laid off on a date between July 13 and July 20 1062 JUSTAK BROTHERS AND COMPANY Burkat had told him that morning to look out for "strange cars" in the parking lot, and that Parks reported Sparks' Indiana license plate number (Parks did not tes- tify that he reported Sparks' name) to Burkat that eve- ning, but Burkat did not corroborate such testimony. a6 In view of these peculiarities in Parks' testimony, and for demeanor reasons, I credit Sparks, and discredit Parks' version of where Sparks parked and the conversation be- tween them at the intersection, and Parks' denial that he followed Sparks and tried to keep him off the road. 4. Clousing's separation from Respondent's employ Clousing decided that he wanted to take July 24 off. He knew that he probably could not obtain permission to take the day off simply because he wanted to, because Respondent had a lot of work to do, so on the morning of July 24 he untruthfully advised Kritch that Clousing's baby was sick and Clousing had to take him to a doctor, who would not be available until 10:30 a.m.37 Kritch told him that, after going to the doctor, he should either come in or call Kritch that he could not make it. Clous- ing neither went to work that day nor called Kritch back. On July 25, Clousing reported to work at 7:30 a.m. Kritch asked if he had a doctor's slip to show that his baby was sick. Clousing said no, that he had left it at home. Kritch told him to go home and get it. Clousing said that he would, and then started walking toward his car. After walking about half the distance to his car, Clousing turned around, went back, and told Kritch that Clousing did not have a slip because his baby had not been sick. Kritch said, "No," accused him of being down at the union hall on the previous day, and said he was "through." Clousing had spent the previous day, July 24, at home, and had not been to the union hall that day or on any other occasion. The Board hearing pursuant to the Union's representation petition began on July 24. Later that day, Clousing's wife telephoned Kritch and asked why her husband had been fired. Kritch replied that Clousing had not been fired, but instead had quit. My findings as to the July 25 Kritch-David Clousing conversation are based on Clousing's testimony. When testifying as an adverse witness for the General Counsel on the second day of the hearing, Kritch initially testi- fied that Clousing quit, but could not recall why. Later that day, Kritch testified that, on July 25, he issued a document, received in evidence as the General Counsel's Exhibit 72, which purports to be a warning slip to Clous- ing stating that he was supposed to be in at 10:30 a.m. on July 24 and did not call in. Kritch testified that this slip was based on an incident where Clousing said he was taking his baby to the doctor, and would be in after that. (When later testifying as a witness for Respondent, Kritch testified in response to my questions that he wrote this slip at the end of the day on which Clousing 3 Burkat testified that, so far as he knew, Amoco does not request a list of the license plates of the employees who park in the parking lot where they are picked up by the van. a' My finding that Clousing had this conversation with Kritch is based upon their testimony. Mrs. Justak had a tendency to testify that she had seen events which she was merely told about I do not accept her testi- mony that Clousing called her. was supposedly going to take his baby to the doctor.) Then, Kritch testified that, on the day after he issued the General Counsel's Exhibit 72, he issued the General Counsel's Exhibit 73, which bears the same July 25 date as the General Counsel's Exhibit 72, which purports to be a warning notice alleging that Clousing "lied to me about baby being sick," and states, "Due to excessive days off 3 days off without pay, next warning notice given means termination." After testimonially authenti- cating this document, Kritch went on to testify that Clousing did not report for work on July 25, and that, on the following day, he admitted having lied about his baby's illness and said he had been at the the union hall. Kritch went on to testify that he then told Clousing he was being given 3 days off without pay for the warning notices he had and for lying to Kritch, and that Clousing did not say anything. After that, Kritch testimonially authenticated a "Personnel Change Notice," received in evidence as the General Counsel's Exhibit 74, which states that it was prepared on July 24 (the day before the date attached to the purported warning notices, G. C. Exhs. 72 and 73), states that Clousing quit, and is signed by Kritch. After authenticating this document, Kritch testified that he did not understand why Clousing got two warnings the day after he supposedly quit, and fur- ther testified (contrary to his previous testimony that Clousing made no reply to Kritch's statement that Clous- ing was being given 3 days off without pay) that Clous- ing said he could not afford a 3-day layoff and that he quit. When testifying for Respondent on the ninth day of the hearing, Kritch testified that the day after Clousing was supposed to take his baby to the doctor Kritch told Clousing that he was being given 3 days off without pay for lying to Kritch plus "his previous warning notices for coming in late," whereupon Clousing said he could not afford the 3-day penalty and would quit and seek other employment. Justak testified that on a date or dates which he did not specify, he and Kritch "discussed that if Mr. Clous- ing would keep repeatedly not showing up for work and not call off like required, that he would have to replace him because we were busy and needed the truck." Still according to Justak, the two decided that Clousing would be terminated "the next time that he didn't show up and didn't call off." The July 2 Clousing-Myers inci- dent discussed above is the only incident before July 24 as to which there is any evidence at all that Clousing "didn't show up and didn't call off." As previously pointed out, as to that incident Respondent merely claims that he reported to work late; and in fact, as pre- viously found, he started work early on that day. After Kritch had testimonially authenticated the "Personnel Change Notice" signed by him, dated July 24. and stat- ing that Clousing had quit and was not eligible for rehire (G. C. Exh. 74), Respondent offered Clousing's person- nel file into evidence. This file contains another "Person- nel Change Notice," which has checkmarks before the entries "Termination" and "Voluntary," states that the termination was effective July 24 and that Clousing was eligible for rehire, and is dated July 24 and signed by Justak. There is no evidence as to why two such forms 106h3 DECISIONS OF NATIONAL LABOR RELATIONS BOARD were prepared. Both forms state that July 23 was the last day Clousing worked. In view of the inconsistencies as to date in the forego- ing documents prepared by Kritch and in his testimony, and for demeanor reasons, I discredit his testimony that on July 25 Clousing said he quit, discredit Kritch's testi- mony that he prepared these documents in good faith about the dates they bear, and credit Clousing's denial that before the hearing he saw the two purported warn- ing notices bearing the date of July 25, the day Clousing was terminated. Further, I discredit Justak's testimony that before Clousing's termination Justak and Kritch agreed to discharge Clousing the next time he was late, for demeanor reasons, because Kritch failed to corrobo- rate Justak's testimony in this respect, because Kritch eventually testified (and a purported July 25 warning notice states) that Clousing's failure to report to work caused Kritch to suspend him for 3 days, and because there is no credible evidence that before this July 24 fail- ure to report Clousing had ever been late, either with or without calling in."" D. Alleged Discrimination Against Eric Myers Eric Myers was hired by Respondent as a driver on June 6. On June 28, shortly before clocking in, Myers, Waugaman, and Clousing, at Sparks' and Pullins' behest, signed union cards in front of the main gate to Respond- ent's yard, where all five were seen by Parks. That eve- ning, a fellow employee identified Myers as a "union boy" to Kritch, who said that Respondent was going to get rid of the employees who had signed union cards. Myers was on weekend call on Saturday, July 28, and Sunday, July 29. He was beeped at 8 or 9 a.m. that Sunday, and a telephone number to call was relayed on the beeper. At that time, Myers was at his brother's house in DeMott, Indiana, about 55 or 60 miles from Re- spondent's facility. Myers' brother's telephone was out of order. Myers went to a pay telephone about a mile away and called the number specified on the beeper. His call was answered by Comptroller Mikel M. Justak, Gary Justak's brother and admittedly a supervisor, who told Myers to come into the yard. Myers said that he was pretty far away and it would take him 1-1/2 or 2 hours to get to the yard. Mikel Justak told him, "That's O.K. Come on in and make it as soon as you can." Myers then went back to his brother's house, grabbed a sandwich and the rest of his clothes, and left for Respondent's yard, which he reached about 2 hours after he heard the beeper. When he arrived, Mikel Justak asked him what had taken him so long to get there. Myers replied that he had told Mikel Justak that Myers was pretty far away and it would take him a little while to get there. Mikel Justak said that he had beeped Myers a second time and he had 3 I note. moreover, that Justak's testimony about his alleged agree- ment with Kritch tends to support the conclusion that Clousing was dis- charged after the July 24 incident. the "next time" he came in late However, Respondent's payroll records, to which Respondent does not advert in this connection, are consistent with its contention that Clousing quit on July 25 or 261 Respondent's usual practice is to pay employees off when they are discharged, bhut to pay them on their regular paydays if they quit Clousing's last two paychecks are dated July 27 and August 3 not responded. Myers truthfully said that he had not been beeped a second time. Mikel Justak said that he did not want to argue about it and that Myers should talk to Gary Justak about it. Myers asked whether this meant that he was fired. Mikel Justak did not respond, and Myers left. Myers did not talk to Gary Justak, because Myers did not have Gary Justak's telephone number and did not know how to reach him. The next day, Monday, July 30, Myers reported for work to Kritch at 7 a.m., as usual, and gave Kritch the beeper and recharger issued to Myers the preceding Friday for use over the weekend. Kritch told him to report to the main office to pick up his check. Myers asked why he was being fired. Kritch replied, for failing to answer his beeper. Myers then went into the office of Gary Justak, who gave him a check dated July 27, the preceding Friday, for about $170. 39 The outside of Myers' personnel folder states that he was discharged on July 27. Myers testified with- out testimonial contradiction that he did not receive a written termination notice. His personnel file contains a yellow carbon copy and a green carbon copy of a "Per- sonnel Change Notice," dated July 29 and purportedly signed by Gary Justak, which states that Myers was being terminated effective Sunday, July 29. Under "Re- marks," the document states, "On weekend duty. Paged on Sunday at 8 a.m.-answered 8:20 said will be in in a few minutes, reported at 10:57-Lost job because of late showing. Felt[?] disregard of all rules pertaining to week- end call duty."40 My findings regarding the contacts between Myers and Mikel Justak are based on Myers' testimony. Mikel Justak testified that he paged Myers about 8 a.m. on Sunday, July 29, but received no answer; paged him again 10 or 15 minutes later, and 5 to 10 minutes later received a call from Myers. Still according to Mikel Justak, he told Myers that a driver was needed "right away" and Myers replied that he would be in in a "couple of minutes." (Myers credibly testified that his home was a 20-minute drive from Respondent's facility.) Mikel Justak went on to testify that he waited 30 to 40 minutes, by which time it was after 9 a.m. and more than an hour after he had received his first page for the truck, and then paged Myers a third time but received no answer. According to Mikel Justak, he waited for Myers another 10 minutes and then paged another driver, who said he would be "right in"; but immediately after that, the customer called in to say that because of the delay, the customer had made other arrangements to perform the work and no longer wanted a truck from Respond- -a Myers testified that he thought, but was not sure, that Justak made out Myers' check while he was there. Respondent's records also show a $308 check to Myers dated July 27, inferentially received by Myers on July 27, the regular payday; and fail to show any subsequent paychecks made out to him. On July 3 Waugaman had received two checks dated July 3-inferentially, one for the pay period eding June 29 and one for the pay period ending Jul) 6, for which he would have been paid on July 6 and 13, respectively. had he not been discharged. The record contains no testimrnoiial explanation for the July 27 date on Myers' last-received paycheck. '0 These "Personnel Change Notices" are made out in triplicate, the top copy being pink Mrs Justak testified that frequently, but not always, the pink copy is given Io the employee 1064 JUSTAK BROTHERS AND COMPANY ent. At this point, according to Mikel Justak, he tele- phoned the other driver and told him not to come in. Mikel Justak further testified that Myers came in about 11 or 11:30, whereupon Mikel Justak said that Respond- ent had lost the job because it had taken Myers so long to get there, that Mikel Justak had thought Myers would be in right away and he was not, that he had not called Mikel Justak, that he had paged Myers a third time, and that Gary Justak would probably want to see Myers Monday morning to explain what happened. Mikel Justak testified that he could not "remember [Myers] really saying much of anything." Mikel Justak went on to testify that thereafter he wrote an account of these events to Ronald Kritch, and that this document was Respondent's Exhibit 23, which purports to be a note to "Ron" from "Mike." This docu- ment, which Mikel Justak testified was dated by him, is dated July 27, which was a Friday. but purports to relate events which occurred on a Sunday; it is undisputed that on Monday, July 30, Myers was told of his discharge and received his final paycheck, dated July 27. More- over, although Mikel Justak testimonially identified the customer as Industrial Fuel, both Kritch and Gary Justak identified it as Amoco. In view of these discrepancies, and for demeanor reasons, I discredit Mikel Justak's testi- mony about the events on July 29, including his contacts with Industrial Fuel and his testimony about why and when he prepared Respondent's Exhibit 23, and credit Myers. My findings as to the Myers-Kritch discharge inter- view are based on Myers' testimony, and on Kritch's tes- timony as an adverse witness for the General Counsel. Kritch testified for Respondent that during the discharge interview he also stated that Myers had untruthfully stated when he was hired that he had transportation to work, 4 that Myers had been late to work on three or four different occasions, 4 2 and that Kritch had caught him smoking on refinery property. Kritch went on to testify that he told Myers that the cost of a missing pair of pants would be deducted from his final paycheck unless he returned the pants, and Myers said "he would be looking for [Kritch] when [he] got off work." As to what was said during this interview, I credit Myers' ver- sion, including his denial that he threatened Kritch, for demeanor reasons, because in testifying as an adverse witness for the General Counsel Kritch did not state that during the discharge interview he referred to Myers' al- leged deficiencies or that Myers threatened him, and be- cause Kritch is much taller and heavier than Myers.4 ' Myers' personnel file contains a purported warning slip, dated July 16 and purportedly signed by Kritch, which states, "Caught sitting in truck-motor off-no ' Myers' June 4 employment application contains a check in the "yes" box after the question "Will you have transportation to work"' As previ- ously noted, about July 2 he was late to work because he had no car and the employee whom Myers expected to drive him to work overslept As Kritch knew, Myers had acquired a car by the time he was discharged 42 Myers admitted having been late to work on more than one occa- sion His personnel file contains two warning slips (June 7 and July 2) for being late, including the warning slip in the incident involving Clousing (see supra at part I,C,2) e3 Kritch is about 6 feet 4, weighs 280 pounds, and is 32 years old Myers is 5 feet 7, is of average to stocky build. and is 27 years old hoses hooked up-smoking." Kritch was not asked to au- thenticate this document. I credit Myers' denial that this incident occurred, and his testimonially uncontradicted testimony that he never received a warning about it. 4 4 Myers' personnel folder also contains a purported warning slip, purportedly signed by Kritch and dated July 5, which states "Caught eating lunch in tavern and drinking beer." Kritch was not asked to authenticate this document. Myers credibly testified without contradiction that he had one beer with a sandwich at lunch, and that Gary Justak later told him not to do this any more. I credit Myers' testimonially undenied testimony that he never received a warning slip based on this incident. Gary Justak testified that it was he who decided to discharge Myers, and that he reached this decision after receiving a telephone call from Mikel Justak. Mikel Jus- tak's testimony does not refer to such a call. Contrary to Gary Justak, Kritch testified that it was he himself who decided to discharge Myers, and that he reached this de- cision on the basis of a note from Mikel Justak which Kritch saw on his desk on Monday morning, July 30. The personnel change form in Myers' personnel folder, purportedly signed by Gary Justak, is dated Sunday. July 29, states that Myers' discharge was effective that day, and refers only to the alleged July 29 beeper inci- dent. The cover of the file folder states that Myers was discharged on July 27, and contains the undated entry, in unidentified handwriting, that he was terminated because of "Several warning notices. Didn't answer page." E. Respondent's Rules and Practices Regarding Beeper Violations As previously noted, Respondent contends that Wau- gaman and Myers were discharged at least partly for fail- ure to respond to their beepers. Although Respondent's drivers normally work a regular weekly schedule, each driver is also required to be "on call" at least one week- end per month. A driver who is "on call" is issued a beeper (a paging device) and a recharger at the close of the regular working day on Friday, and returns them at the beginning of the regular working day on Monday. The driver is expected to remain within earshot of his beeper throughout this 60-hour period, to keep the beeper charged, and to test it periodically to make sure it is working. Justak testified that a driver who is "on call" is re- quired to stay within 20 miles of Whiting, 4 5 to answer his beeper within 5 minutes of his first call, and to report to work within a half hour after the first call. Mrs. Justak testified that employees are permitted to reside anywhere they choose, without geographical limitation. Respondent's witness Ray Camper, a truckdriver since early 1979, initially testified that when he was hired " The employment contract signed by Myers, which Kritch had told him he did not have to read and which he did not read. forbids smoking in a refinery without the job foreman's permission he contract further states. "Definitely no smoking or ,ou ill he terminated immediately'" ' At hc time of the hearing. Respondent's office facilities ere locat- ed in Whiling, Indiana, and its truckdrivers rportled to work at Respond ent's maintenance garage Hanlnond, Indiana TIhe record fails to hows the distance between hes to, facilitles 1(065 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Justak or Kritch told him that, when he was on call, he was responsible for getting to a job within an hour. Thereafter, he testified that he had seen posted on a bul- letin board, and also personally received, Respondent's Exhibit 14, which according to him had been in effect "as long as I've been there." This document states, inter alia: Termination results immediately if 1. You fail to respond verbally within 20 min- utes of st page. 2. You fail to report to work within I hour from st page. After authenticating this document, Camper testified, "[Y]ou have to be able to get to the garage within a half hour" when on weekend call. He further testified that when he was on weekend call, about 85 percent of the time he stayed at the garage. This testimony aside, there is no evidence of any sleeping facilities at the garage. On one occasion in late June, Mikel Justak gave both of the drivers who were then on weekend duty permission to visit an amusement park about 125 miles from Respond- ent's facility. Parks serves on weekend duty, calling the drivers in to work; and at one time this was also done by Godines. Gary Justak testified that, when Parks and Godines were on weekend duty, they had to be able to get to the garage within 20 minutes. However, Gary Justak stated in his prehearing affidavit that there were no restrictions on where they had to be when on weekend duty. Parks testified that, when he is on weekend duty, he was usual- ly at home, "with his beeper you don't have to be tied down . . . as long as you are within the calling range of the beeper."4 6 Gary Justak testified that he regards beeper violations as important because on-call drivers are often beeped to clean up butane, propanes, alcohol, and methanol, all of which are highly flammable. Mikel Justak testified that the job for which Myers was beeped in on the Sunday before his discharge was cleaning up a spill from an as- phalt tank, and that part of this cleanup job had been performed on Saturday. Parks testified that the job which was allegedly supposed to be performed by Wau- gaman after he clocked out the Saturday before his dis- charge, and which Parks and the truck timeslips attribut- ed to the "#2 ultra former," was cleaning out a fuel gas- line which had to be cleaned out before Amoco could safely reactivate a unit which had been shut down for more than a month. 4 7 Gary Justak testified that Robert Potter, John Gaddini, Evan Tite, Richard Francis, and William Francis were discharged for "beeper violation." As to Potter, Justak testified that a laborer reported having found Potter's beeper, a $1,200 device, lying on a snowbank in front of the office; Justak asked Potter why 46 Ga;y Justak testified that the range of the beeper is about 50 miles. However, on at least one occasion Myers was beeped in from a location about 125 miles from Respondent's facility. 47 As previously noted, Gary Justak and Burkat attributed this job to the "II pipe still " They did not testify about the nature of the problem there. he had not reported that he did not have his beeper with him; Potter, who was drunk, told Justak "what [he] could do with" the beeper; and Justak thereupon dis- charged him for "failing to carry his beeper." His termi- nation notice recites eight reasons for his discharge, one of which reasons was "seven complaints and two cancel- lations of portable toilets" in I day. He was later rehired. As to Gaddini, Justak testified to having discharged him after Justak telephoned him on Friday at his home that he had left his pager at the office and Gaddini said he could not be on weekend call that weekend because he had to go to a dance with his girlfriend. However, Gaddini's personnel file refers to several reasons for his termination, including overstaying a I-day funeral leave by day and twice reporting to work late, and further states that he was discharged after he failed to come in for a week and had been replaced. Justak testified that Evan Tite had been discharged for failure to respond to his beeper when beeped by Truck Foreman Fred Behrens. According to Justak, Tite's ter- mination notice consists of a document in Tite's person- nel folder which purports to be a "warning notice" signed by Behrens and which states "didn't answer page, 3 pages." This document is dated "2-20." While the doc- ument itself does not specify a year, the year was neces- sarily 1978, because the file shows that Tite was hired on February 3, 1978; Justak testified that Behrens was the foreman who preceded Kritch; and Kritch testified that he became truck foreman about November 1978. Howev- er, Respondent's payroll records show that Tite worked for Respondent during all but one (March 31) of the pay- roll weeks ending February 10 through April 21, 1978.48 I conclude that the Tite warning notice is in fact what it purports to be, and that Tite was merely warned, and was not discharged, for failing to answer his beeper. As to truckdrivers Richard and William Francis, who are brothers, Gary and Karen Justak testified that both were separated from Respondent's employ at about the same time, and Respondent's files show that William was 4" This finding is based upon the documents (consisting of payroll re- cords for such payroll weeks, plus a covering letter from Gary Justak) attached to the General Counsel's motion to reopen the record for the receipt of such documents, which motion is attached to the General Counsel's brief. The motion is hereby granted; the documents in question are hereby received in evidence as G.C. Exh. 119; and Respondent's motion to strike from the General Counsel's brief its arguments based on such documents is hereby denied. International Brotherhood of Electrical Workers, AFL-CIO. Local 648 [National Electrical Contractors Association Dayton. Ohio Chapter] v. N.L.R.B., 440 F2d 1184 (6th Cir. 1971). Re- spondent neither challenges the authenticity of these documents nor seeks to explain them. I ordered that the General Counsel be given an opportu- nity to inspect these records after the hearing in order to enable the Gen- eral Counsel to check the accuracy of Resp. Exh. 52, a chart which pur- ports to summarize, inter alia, the length of employment of the employees who, like Tite, were in its 1978 work force. Tite's length of employment (I I weeks, as shown by Respondent's payroll records, rather than about 2 weeks, as Justak in effect testified) is plainly relevant to the accuracy of Resp. Exh. 52. Moreover, Respondent errs by asserting, in its opposition to the General Counsel's motion to reopen the record, that "I[the issue was not when Evan Tire was discharged, but why he was discharged." The Tite warning notice appears on its face to show that he was merely warned, and not discharged, for failing to answer his beeper, and the payroll records belie Justak's testimonial explanation of that document 1066 JUSTAK BROTHERS AND COMPANY separated about December 1978.49 Kritch, Respondent's truck foreman at this time, testified that Myers and Wau- gaman aside, he had never fired any truckdrivers for not answering their beeper. William Francis' file contains a letter from Mrs. Justak to the Indiana Employment Secu- rity Division, stating that he had quit and was not dis- charged, and a finding by a deputy of that agency that he had quit. Gary Justak testified, in effect, that he dis- charged both brothers during a single telephone conver- sation with Richard Francis which occurred on a Satur- day and outside his wife's presence. Mrs. Justak testified that, on a Monday, she or her husband in her presence telephoned William Francis and asked him why he had not come to work on Saturday when beeped; either Wil- liam told her or her husband told her that, William had told him, William was not going to be on weekend call, he did not want to answer his beeper, and he quit; and that thereupon Justak or Mrs. Justak told William, "That's fine. You're fired anyway." Justak testified that at the time of the Francis brothers' separation, about De- cember 1978, they had worked for Respondent for about 2 weeks, but their files show hiring dates of no later than July 1978 (see supra at fn. 49).50 In attempting to explain why she advised the Indiana Employment Security Divi- sion that William Francis had quit, Mrs. Justak testified that the surest way to avoid being charged with an un- employment compensation claim is to establish that the employee quit. She testified at one point that William had stated on his claim form that he quit; at another point, like her letter to the division, that he had stated he was fired; at another point, in effect, that his unwilling- ness to perform weekend duty showed that he intended to quit or was the equivalent of quitting; and at another point, in effect, that he quit but was going to be fired anyway. Each of these brothers' files contains a small. undated sheet of paper, apparently in the same unidenti- fied handwriting, which states, "Failure to answer beeper" and asserts that this occurred on three occasions. On the basis of the foregoing evidence, I conclude that William Francis quit and was not discharged. However, I accept Justak's testimony that he discharged Richard Francis after he told Justak about 3 a.m. on a Saturday, when Richard was on call, that he had shut off his beeper completely, did not want to work overtime, and was not going to answer. On a morning in April 1979, when Waugaman and Camper were on weekend duty, Kritch beeped Camper to call the office. Then, Kritch beeped Waugaman to call the office. When Waugaman telephoned the office, Kritch told him that Kritch could not get hold of Camper and wanted Waugaman to come out to work. at My December 1978 finding is based on the February I and 28, 1979, dates on the papers in William's file regarding his unemployment com- pensation claim, on the fact that Richard's file contains documents show- ing that he was working for Respondent in July 1978, on the January 1978 dates of their employment applications, and on Justak's testimony that William came to work "slightly after" Richard 50 Justak also testified that they came over to Respondent from an- other firm because they wanted a "group insurance plan" which Re- spondent had. Richard Francis' personnel file suggests that in January 1978 he elected not to receive Blue Cross-Blue Shield coverage, which in July 1978 he decided to obtain It is unclear what kind of "group insur- ance" Justak's testimony refers to Waugaman did so."1 At the time of the hearing, Camper was still in Respondent's employ and he never received a warning notice for a beeper violation, although during about 11 months in Respondent's employ, he received six warnings-for failing to wear safety glasses, for failing to wear a hard hat or safety glasses, for calling off when he was supposed to return to work Monday, for failing to call in the next day (for which he was fined $10), and for coming to work late (with a $10 fine for the third such offense in a week). In view of the foregoing evidence, I do not credit Jus- tak's testimony that "[a] beeper violation is an automatic termination." Rather, I conclude that beeper violations sometimes lead to termination, sometimes lead to warn- ings, and sometimes lead to no action at all, depending on all the circumstances. Furthermore, in view of the in- consistencies in the testimony of Respondent's witnesses regarding beeper rules, and between their testimony and the rules set forth in Respondent's Exhibit 14, 1 do not believe that Respondent in fact systematically promul- gates and enforces hard-and-fast rules concerning these matters, and I do not credit Kritch's testimony that newly hired truckdrivers are always given Respondent's Exhibit 14. Rather, I credit Waugaman's testimony that he was told when hired that he had to answer his beeper within an hour after it went off, but was never told that when he was on call he had to stay within a certain dis- lance of his home (which is in the same city as Respond- ent's maintenance garage) or that, within a certain time after being called or answering his beeper, he had to be where he was being sent; Myers' testimony that he was never told that he had to report in to the yard within a certain time after being called, or that he had to stay within a certain number of miles from the yard; and Clousing's testimony that he was told to answer the beeper as soon as he got to a telephone, but was never told of any rules about how far he could go away from home or away from Respondent's facility. F. The Refusal To Bargain; the Union's Alleged Majority 1. The July 12 demand and refusal; the critical dates for showing majority Although dated June 28, the Union's bargaining demand was received by Respondent on July 12 and re- jected that same day. The General Counsel alleges that Respondent's unfair labor practices had begun by June 28, and that a majority of the unit employees on that date had signed operative union authorization cards. The General Counsel further alleges that a majority of the unit employees on July 12, the date of the bargaining demand and refusal, had signed operative union authori- zation cards. At the outset of the hearing, Respondent conceded the relevancy of these dates, assuming ar- sl My findings as to this incident are based on Waugaman's testimony Camper testified that he had never been late when beeped Kritch testi- fied that to his knowledge, Camper never showed up late on a weekend call o the extent that such testimony may constitute a denial of Wauga- man's testimony that on one occasion Camper did not respond to his beep at all, I credit Waugaman, for demeanor reasons and in iew of the inconsistencies In other parts of Camper's and Kritch's testimony 1067 DECISIONS OF NATIONAL LABOR RELATIONS BOARD guendo the commission of pre-June 28 unfair labor prac- tices and the propriety of a bargaining order on a major- ity showing as of a relevant date. 2. The individuals in the unit The parties agree to the appropriateness of a unit con- sisting of all laborers, truckdrivers, mechanics and me- chanics' helpers, excluding office clerical employees, guards, and supervisors. There appears to be no dispute that the 57 employees listed infra, Appendix Al, were in the unit on both June 28 and July 12; and that the five employees listed infra, Appendix A2, were in the unit on June 28 but not July 12. Further, there appears to be no dispute that Ronald Kritch and Gene Burkat should be excluded as supervisors and that Linda Kritch and Mary Beth Jurbala should be excluded as office clerical em- ployees. For the reasons stated below, I find that the persons listed infra, Appendix A4, were in the unit on both June 28 and July 12, that the persons listed infra, Appendix A3, were in the unit on July 12 but not June 28, and that nobody other than those listed in Appendix A was in the unit on either date. Accordingly, I conclude that the June 28 unit consisted of the 77 employees listed in Ap- pendixes Al, A2, and A4, and that the July 12 unit con- sisted of the 77 employees listed in Appendixes Al, A3, and A4. a. J. B. Sanitation Service employees (Tayce Brown, Curtis Sutton, and Andre Wadley) Respondent seeks to include, and the General Counsel would exclude, three individuals employed by J. B. Sani- tation Service, Inc. J. B. Sanitation Service is an Indiana corporation which obtained its certificate of incorpora- tion on January 29, 1979, more than 5 months before the date of the bargaining demand. J. B. Sanitation's direc- tors and incorporators are Gary Justak (Respondent's president), Karen Justak, and Margaret Y. Justak; its president is Karen Justak; its vice president is Gary Justak; its resident agent is Gary Justak; it has the same post office box mailing address as Respondent; and its ar- ticles of incorporation provide, inter alia, that it is a close-family corporation whose shareholders and direc- tors are limited to members of the immediate family. J. B. Sanitation's stock is held either by Respondent or by Respondent's stockholders, who include or perhaps con- sist of Gary Justak. J. B. Sanitation provides portable chemical toilet rent- als to area contractors. So far as the record shows, in June and July 1979 its only employees were Curtis Sutton and Andre Wadley, both truckdrivers, and Tayce Brown. J. B. Sanitation and Respondent have the same 129th Street office facilities in Whiting, and their trucks are serviced at the same 131st Street maintenance garage in Hammond. However, J. B. Sanitation also has a garage on Schreg Avenue in Whiting, which so far as the record shows is not used by Respondent. Both cor- porations have the same telephone number and use the same order forms (also used to record the issuance of equipment to Respondent's personnel), which bear the names of both corporations. Justak testified that J. B. Sanitation and Respondent keep their trucks in the same area, and that their truckdrivers use the same locker room and timecard, and "just worked together." J. B. Sanitation's truckdrivers drive small vacuum trucks which clean chemical toilets. These trucks are smaller versions of the trucks used by Respondent's driv- ers, and require less skill. Respondent's drivers are capa- ble of handling J. B. Sanitation's trucks, but drivers who can handle J. B. Sanitation's trucks are not necessarily capable of handling Respondent's trucks, and there is no evidence that truckdrivers employed by either corpora- tion ever drive the trucks used by the other corporation. Respondent's truckdrivers are supervised by Kritch, but J. B. Sanitation's truckdrivers are supervised by Gary Justak. J. B. Sanitation's truckdrivers do not necessarily attend the periodic safety meetings which Respondent's drivers are required to attend. Before J. B. Sanitation's January 1979 incorporation, Sutton was in Respondent's employ as a truckdriver, and Wadley was in Respond- ent's employ as a laborer; according to Karen Justak, most of the laborers' jobs are unskilled and at entry level. When these two employees were transferred to J. B. Sanitation's payroll, they retained their eligibility for vacations. Their names are included on the list of em- ployees on whose behalf Respondent made payments for medical insurance in June and July 1979. J. B. Sanita- tion's drivers are salaried, while Respondent's drivers are hourly paid. The record is otherwise silent as to how the wages and benefits of J. B. Sanitation's employees com- pare to those of Respondent's employees. Although employed by J. B. Sanitation, Tayce Brown's name appears on payroll sheets maintained by Respondent for its employees. The exhibit folder in- cludes Respondent's payroll records between January 5 and May 25, 1979. The first of these payroll sheets which bears her name is the sheet for the payroll week ending May 11, 1979.52 Justak testified that Brown was a col- lege student working "throughout the summer," that she checked in the field to see whether the drivers were per- forming their jobs correctly and reported "discrepancies" to Justak, that if she had an opportunity while out on in- spection she would make a sales call, and that "she was a student and went back to school." Her last date of em- ployment with Respondent fell between July 23 and 27. I agree with the General Counsel that J. B. Sanita- tion's employees should be excluded from the unit. J. B. Sanitation is a separate corporation which is engaged in a business different from Respondent's. The drivers em- ployed by these corporations have separate immediate supervision, perform different kinds of work on different kinds of trucks, and do not (so far as the record shows) perform each other's work or perform work for the same customers. Indeed, there is no evidence that Wadley was capable of driving Respondent's trucks. Moreover, Brown's work was limited to J. B. Sanitation's oper- ations. See Peter Kiewit Sons' Co. and South Prairie Con- struction Co., 231 NLRB 76 (1977), affd. sub nom. Local 52 See the G.C Exh. 16a-116. This exhibit was offered and received solely in connection with Ruth Hicko's status However, no response has been filed to my April 17. 1980, order to show cause why this exhibit should not also be considered In connection with Brown's status. 1068 JUSTAK BROTHERS AND COMPANY 627, International Union of Operating Engineers, AFL- CIO v. N.L.R.B., 595 F.2d 844 (D.C. Cir. 1979). In any event, I conclude that Brown should be excluded from the unit as a temporary employee. Georgia-Pacific Corpo- ration, 195 NLRB 258, 259 (1972). My findings as to the date of J. B. Sanitation's incor- poration, the identity of its directors, incorporators, and resident agent, and the shareholder and director limita- tions imposed by its articles of incorporation are based on pages 1-6 of the General Counsel's Exhibit 118 for identification, which purports to be a photocopy of such articles. This document is attached to papers filed by the General Counsel simultaneously with the General Coun- sel's February 29, 1980, post-hearing brief, and the Gen- eral Counsel moves for its receipt into evidence. The ac- curacy of this copy is not questioned by Respondent. Re- spondent made no contention until the 10th and last day of the hearing, December 21, 1979, that J. B. Sanitation's employees should be included in the unit.53 Moreover, on earlier days during the hearing, Respondent's presi- dent testimonially denied that such a corporation even existed. On the seventh day of the December 1979 hear- ing, Justak testified as an adverse witness for the General Counsel that a company known as "Service Sanitation" was formerly known as "J-B Sanitation," that "Service Sanitation" is a corporation of which Gary Justak is vice president and Karen Justak is president, and that it "pro- vides portable chemical toilet rentals to area contrac- tors." Justak went on to testify that in July 1979 "Serv- ice Sanitation didn't exist; it existed as J. B. Sanitation, which was and has been until late September or early October of this year [1979], Justak Brothers. So an em- ployee of J. B. Sanitation was an employee of Justak Brothers; it was not a separate company." Then Justak testified that, in July 1979, Respondent did not carry J. B. Sanitation's employees on its payroll because, "at the time, we were hoping to break J. B. Sanitation away from Justak Brothers, so we started another checking ac- count." Immediately thereafter, he testified that Brown, whose name appears on Respondent's payroll, was em- ployed by J. B. Sanitation. Later that day, he again stated that while Brown was working, "there was never a separate entity" called J. B. Sanitation. Thereafter, Justak testified from time to time that the chemical toilet company had been incorporated "recently" as Service Sanitation, and on the 10th and last day of the hearing he added for the first time the assertion that the incorpora- tion had been effected in Indiana in November 1979. The seventh and last page of the General Counsel's Exhibit 118 for identification (which is attached to the General Counsel's February 1980 post-hearing brief) is a Febru- ary 4, 1980, statement, bearing the seal of the Indiana Secretary of State and his signature through his deputy, that no records of Service Sanitation exist in his office. Respondent has filed no objection to the General Coun- b3 Indeed, in supplying documents on December 10 in purported com- pliance with a November 19 subpena calling for, Inter alia, "weekly pay- roll records [covering] all individuals o(n Respondent's payroll." Re- spondent failed to supply the payroll records for Wadley and Sutton After taking the position that they should he included, Respondenl agreed to provide such records after the close of the hearing No conten- tion is made that Respondent failed to compl) with this undertaking sel's post-hearing motion that this page be received into evidence, and it is hereby received. Respondent opposes receipt of J. B. Sanitation's incor- poration papers (the first six pages of G.C. Exh. 118 for identification) largely on the ground that they could have been introduced at the hearing if the General Coun- sel had exercised due diligence. However, as shown, during the hearing Gary Justak repeatedly denied the ex- istence of any entity called J. B. Sanitation. Moreover, he repeatedly testified to the incorporated status of Serv- ice Sanitation, dated this alleged incorporation as several months after the refusal to bargain, and did not until the last day of the hearing name the alleged state of incorpo- ration, an allegation critical to establishing that no such incorporation existed. In view of Justak's hearing testi- mony in this respect, the General Counsel could not have been expected to obtain during the hearing the in- corporation papers for a corporation whose existence Justak denied, and whose incorporation occurred on a date about 10 months before the date which Justak at- tached to the incorporation of the entity which (accord- ing to his inaccurate testimony) now operates the chemi- cal toilet enterprise. Nor is the relevance of these incor- poration papers limited to Gary Justak's credibility. Rather, these papers establish that three individuals whose unit placement is in dispute were not at any rele- vant time in the employ of Respondent Corporation, but rather were at all relevant times in the employ of an- other corporation. Manifestly, this evidence is highly ma- terial to whether these individuals should be included in the unit. Accordingly, I hereby grant the General Coun- sel's motion to receive into evidence the remaining por- tions of the General Counsel's Exhibit 118. b. Thomas Waugaman and Marvin Nielsen, Jr. Although truckdriver Thomas Waugaman was dis- charged on July 2, he will be included in the unit on the July 12 demand date, and his replacement will be ex- cluded, because, as found infra, Waugaman was dis- charged for union activity. Independent Sprinkler & Fire Protection Co., 220 NLRB 941, 960 (1975), enfd. 95 LRRM 2064 (5th Cir. 1977). Truckdrivers Marvin Niel- sen, Jr., and James Spearman were the only two truck- drivers who started working for Respondent during the payroll week after Waugaman's discharge. Because nei- ther signed a union card, it makes no difference which is regarded as his replacement. For convenience, I will regard Nielsen as Waugaman's replacement, and exclude him. c. Ruth Hicko Respondent contends that Ruth Hicko is a regular part-time employee, that she is a "dual purpose" employ- ee who performs inventory control work as well as cleri- cal work and that she should be included in the unit. Justak testified on December 21, 1979, that she spends half her time as an "inventory control clerk," that her in- ventory control work is performed at the maintenance garage, that she has worked for Respondent "steadily" since on or about December 1976, that he was "pretty sure" she had worked for Respondent from January 1069 DECISIONS OF NATIONAL LABOR RELATIONS BOARD through May 1979, and that she works every or practi- cally every Thursday. He further testified that she pre- fers to be and is paid every month or every 2 months. The General Counsel offered in evidence, at various times, Respondent's payroll records between January 5 and December 7, 1979, except for the weeks between May 19 and June 15. These records show that Respond- ent issued her a paycheck on August 3 based on a gross pay of $76.50, and a paycheck on October 26 also based on a gross pay of $76.50. Aside from Justak's testimony, which I do not credit in light of these records, there is no evidence that Hicko received any pay during the 4- week period for which there are no records. Assuming she was paid the $2.90 hourly minimum rate prescribed by the Fair Labor Standards Act during this period (29 U.S.C. Sec. 206(a)(1)),54 these paychecks establish that she worked about 26 hours during the first 7 months of 1979, and about 26 hours during the 2 months ending October 19. Hicko's name does not appear on any pay- roll records for any week after October 19, nor does it appear on the computer printout of persons on the pay- roll for the week ending July 6. 1 conclude that Hicko was a casual or irregular part-time employee, and shall exclude her from the unit. Pilot Freight Carriers, Inc. and BBR of Florida, Inc., 223 NLRB 286, 303 (1976); Gafner Automotive & Machine, Inc., 156 NLRB 577, 578, fn. I (1966), enfd. 400 F.2d 10 (6th Cir. 1968); Squire Shops, Inc., 218 NLRB 158, 165-166 (1975), enfd. 559 F.2d 486 (9th Cir. 1977); M. J. Pirolli & Sons, Inc., 194 NLRB 241, 249 (1972), enfd. 80 LRRM 3170, 68 LC 12,843 (Ist Cir. 1972), cert. denied 409 U.S. 1008 (1972). d. Joseph Nowak Respondent would include mechanic Joseph Nowak, and the General Counsel would exclude him. Nowak has a full-time job with another employer. Justak testified that Nowak had been with Respondent "since we start- ed"; that he kept a record of his own hours on a calen- dar in the garage; that he worked for Respondent "quite a bit"; and that he was paid in cash. Justak testified that it was "hard to say" whether the omission of Nowak's name from the payroll for a particular week meant that he did not work during that week. Of about 24 payrolls covering the period between June 15 and November 30, 1979, his name appears on about 6, the last appearance being on the payroll for the week ending August 3. The gross pay shown on these documents ranged from $35 to $100. Respondent's Exhibit 24 is a business record con- sisting of a computer-printed list of employees, and a handwritten entry of the number of hours they worked each day during the payroll week ending July 6, 1979. The computer-printed names on this document include Nowak's name. According to this document, he worked 1-1/2 hours on Monday, July 2, and 4 hours on Thurs- day, July 5; his gross pay for that week was $55 or $10 an hour. The foregoing evidence leads me to conclude that Nowak, whose name does not appear on the payroll for the payroll week ending July 13, is a casual or irreg- ular part-time employee, and, therefore, should be ex- cluded from the unit. See cases cited supra in connection 54 The record does not show her hourly rate. with Hicko. Moreover, Respondent's failure to produce documents similar to Respondent's Exhibit 24 for other relevant periods leads me to conclude that, if produced, they would have corroborated this conclusion. 55 e. Timothy King and James Lampa The General Counsel would exclude, and Respondent would include, Timothy King and James Lampa. Justak testified on December 21, "We've had all through the summer months and still do employ at this time two part-time helpers in the garage area, Timothy King and James Lampa."5 6 King performed no work for Respond- ent between July 1 and November 30, nor is there any evidence (other than Justak's testimony, which I do not credit in light of the payroll records) that King per- formed any work thereafter. Between June 15 and July 1, King worked only on Saturday, June 30, for 6 hours, and Sunday, July 1, for 8 hours. For this 14 hours of work, his gross pay was $31.50-that is $2.25 an hour. Lampa worked during about 6 of about 24 payroll peri- ods between June 15 and November 30; he did not work at all between August 4 and October 13. His gross weekly pay during the weeks he worked ranged between $24.75 and $55.10. Taken together, Respondent's Exhibit 24B and the General Counsel's Exhibit 105j show that at least as of July I he was paid about $2.25 an hour. I conclude that, as of the July 12 demand date, King was no longer in Respondent's employ, and should be excluded for that reason. Moreover, I find that both King and Lampa were irregular part-time employees and should be excluded on both June 28 and July 12 for that additional reason and that reason, respectively. See the cases cited in connection with Hicko. f. Scott Allen and Leslie Hott Respondent would include Scott Allen and Leslie Hott, and the General Counsel would exclude both of them as temporary employees. Allen, aged 19, began work for Respondent during the payroll week ending July 6, 1979. His personnel file states in Burkat's hand- writing that Allen was terminated on July 27, 1979, be- cause he was going back to school. His job application states that he had completed I year of college, and gives "Summer job" as his reason for leaving in 1977 and 1978, respectively, the only two previous jobs shown on his application. Hott, aged 20, began working for Respond- ent during the payroll week ending July 13, 1979. Her personnel file states that she was hired on June 19, and (in Burkat's handwriting) that she was terminated on August 17 because she was going back to school. Her application states that she had 2 years of college, and 11 Golden State orrtting Company, Inc.. d/b/a Pepsi-Cola Bottling Com- pan), of Sacramento v. N.L.R.B., 414 U.S. 168, 174 (1973); N.L.R.B. v. Con Bros. Mfg. Co., 187 F2d 329, 332 (7th Cir. 1951); nternational Union, United .4Automobile. Aerospace and Agricultural Implement Workers of America (UAW) [Gyrodyne Co. of America] v. N.L.R.B., 459 F.2d 1329, 1335-39 (D.C. Cir 1972); Zapex Corporation, 235 NLRB 1237, 1239 (1978). ,o The General Counsel's brief points out that G.C. Exh. 116 indicates that both were hired about February or earlier However, this exhibit was received in evidence for limited purposes which do not include King's and L.ampa's status. 1070 JUSTAK BROTHERS AND COMPANY gives as a reason for leaving a June-August 1978 job, "Back to school." Both Allen and Hott were classified as laborers. Karen Justak testified that this work requires no education. Gary Justak testified that none of his employ- ees who work during the school year has one or more years of college. I conclude that Allen and Hott were hired for the summer only and that, as such, they were temporary em- ployees who should be excluded from the unit. Georgia- Pacifc, supra, 195 NLRB at 259 (1972). 57 g. Francisco Arredondo, Silverio Gonzalez, Jesus Sanchez, and Sergio Herrada Respondent contends that Francisco Arredondo, Sil- verio Gonzalez, Jesus Sanchez, and Sergio Herrada were temporary employees and should be excluded. The Gen- eral Counsel contends that they should be included. All of these employees were working for Respondent on the July 12 demand date, for at least 4 months previ- ously, and for at least a month afterwards. Sanchez worked for Respondent for 17 months; the others worked for Respondent for 6 or 7 months. A large ma- jority of all persons hired by Respondent work less than 6 months. Burkat noted on the files of Arredondo and Gonzelez that the employee "went to Mexico." Burkat testified that he made this entry on Arredondo's file some time after his September 2 separation, and after receiving this information from other laborers. Burkat further testified that he entered "SCI" (stopped coming in) on Silverio Gonzalez' file, and that thereafter his brother told Burkat that Silverio "was going back to Mexico," whereupon Burkat crossed out the "SCI" and wrote "went to Mexico." Burkat went on to testify that "[t]hey had been working to try and get [Silverio Gonzalez] squared away to stay in the States. I do not know if a problem came up or not." Burkat wrote on the outside of Sanchez' file, "Quit, went back to Mexico." Burkat testified that he made this notation "fairly close" to, and perhaps before, Sanchez' October 24 separation. Burkat went on to testify that about a week before October 24 Sanchez, who spoke little or no English, approached him with another man, who told Burkat (who speaks no Spanish) in English that Sanchez was going to Mexico; Burkat was not sure whether the man said "back to" Mexico. Burkat went on to testify that the man said Sanchez wanted his check for the following week, and that the following Friday, which was payday, Sanchez picked up, without express- ing surprise at getting two checks instead of one, checks for the two consecutive payroll weeks terminating that day. Respondent's records show one Friday, October 12, check to Sanchez of about 138; one Friday, October 19, "I M. J. Prolli, supra 194 NLRB at 250, does not point to a different result. The arrangement made with the employer by the employees there included in the unit did not impose any definite terminal date on their employment. Karl Kovach's personnel file states that he was hired on June 11 and wu terminated on August 13 because "Back to School." His employment application states that he was 18 years old and does not show that he ever attended college or whether he had finished high school The Gen- eral Counsel's brief in effect concedes that Kovach should be included in the unit. check to Sanchez of about $167; one Friday, October 26, check to Sanchez of about $167; one Friday, November 2, check to Sanchez of about $37; and no checks to him thereafter. 5 8 Herrada's personnel file contains the notation "went to Mexico." Burkat testified that he has no personal knowl- edge of that. There is no evidence that Arredondo or Herrada had ever been in Mexico before Burkat's testimony that the man who accompanied Sanchez may have said he was going "back" to Mexico is the only evidence that San- chez had ever been there. I agree with the General Counsel that Arredondo, Gonzalez, Sanchez, and Herrada were not temporary employees, since the record fails to show that any of them was hired by Respondent to work until any definite terminal date. M. J. Pirolli, supra, 194 NLRB at 250. h. Eugene Rosen Eugene Rosen was hired on July 3. The General Counsel contends that Rosen quit before the demand date, and for that reason should be excluded. Respond- ent's position is unclear. Justak testified, and Rosen's per- sonnel folder states, that Rosen quit on July 6. However, his name appears on the payroll for the payroll week ending July 13, as well as the payroll week ending July 6. Another page of the document from which Respond- ent's Exhibit 22 was physically detached would have shown the days, if any, on which Rosen worked between July 7 and 13. In view of Respondent's failure to supply this page, I resolve against Respondent any doubts about whether Rosen, who did not sign a card, was still in the unit on July 12. See cases cited supra at fn. 55. 1 find that he was not in the unit on July 12 or any time thereafter. i. Arthur Gamblin Respondent contends that Arthur Gamblin started work on July 12, the day of the Union's bargaining demand, and should be included in the unit on that date. The General Counsel contends that he did not start work until July 13. Gamblin's personnel file contains an appli- cation for employment dated July 12 at the top and July 13 next to his signature; a signed acknowledgment by Gamblin, dated July 13, that he had read Respondent's rules; and an entry on the file cover, in an unidentified hand, that Gamblin had been hired on July 13. Respondent offered into evidence what purports to be the last page of a pay form maintained by Respondent in the ordinary course of business, which states how many hours each employee worked during the payroll week ending July 13. Most of the names on this sheet are printed by computer, but Gamblin's name is handprinted in ink. This document states that Gamblin worked 5-1/2 hours on July 12 and 8-1/2 hours on July 13. This docu- ment was authenticated by Mary Beth Jurbala, a secre- tary in Respondent's employ. She was unable specifically to recall the events which led up to this entry, but she Sn Burkat testified that it was not normal for Respondent to give two checks to an employee who quit, but Sanchez "had been with us for a while We just fell that obligation toward him" 1071 DECISIONS OF NATIONAL LABOR RELATIONS BOARD testified that it was in bookkeeper Linda Kritch's "hand- writing" and that the entry "would have been" made pursuant to Jurbala's instructions because Gamblin's name was on the hours records kept by Ronald Kritch (and destroyed in the ordinary course of business) but not on the computerized list, which is made out a week ahead of time. The General Counsel's brief questions whether this entry was made when the document was initially prepared, and points to the fact (not adverted to by the General Counsel at the hearing when opposing the admission of this document) that, if inserted in its al- phabetical position, Gamblin's name would have ap- peared on a portion of this list not offered into evidence. However, the fact that Waugaman's name appears on the computer-printed portions of the document, although Waugaman was told on July 3 about his discharge, indi- rectly corroborates Jurbala's testimony that the name of Gamblin, hired no earlier than July 12, did not appear on the computer-printed list. Moreover, Respondent's Ex- hibit 24, a similar form for a different period, contains similarly placed entries regarding employees not on the computerized list. Furthermore, the General Counsel's failure to advert at the hearing to the incompleteness of this exhibit deprived Respondent of the opportunity to produce the missing page. See N.L.R.B. v. Local 490, In- ternational Hod Carriers Building and Construction Labor- ers Union, AFL-CIO [Dickmann-Pickens-Bond], 300 F.2d 328, 332-333 (8th Cir. 1962). On the basis of this exhibit, I find that Gamblin started work on July 12, and include him in the unit on that date. j. Alleged supervisors (1) Evidence regarding supervisory status The General Counsel contends that Carlos Godines, William Parks, Joseph Simko, and Andrew Vrabel should be excluded as supervisors, but that so far as ma- terial here nobody else should be excluded on that ground. Respondent's brief and much of its evidence de- scribes as "leaders" or "leadmen" these 4 individuals and 10 other individuals, namely, John Calderon, Raymond Carrillo, Rodrigo DelReal, Eustalio Dominguez, Robert Doss, Enrique Miranda, Pedro Moreno, Carlos Ponce, Manuel Salaises, and Heriberto Unate. Except for Mir- anda and Pedro Moreno (both card signers) 59 there is no probative evidence that any of these 10 was a "leadman" on more than I day. 6° Respondent's operations are under the overall manage- ment of Gary Justak. Respondent's labor force consists 5a Of these 14 alleged "leadmen." 5 allegedly signed cards during the relevant period: DelReal, Miranda, Pedro Moreno, Ponce, and Salaises 'o The laborers' names and dates served as "leadman" are as follows Unate January 15, 1979 Salaises April 10, 1979 Calderon May 11, 1979 Doss May 14, 1979 DelReal May 24, 1979 R. Carrillo August 20, 1979 Dominguez August 25, 1979 Ponce September 13, 1979 Resp. Exh. 43 was offered and received in evidence for limited pur- poses which did not include showing who worked as a "leadman" on July 12, 1979. of office employees (directly supervised by Karen Justak, who in her husband's absence is in complete charge of the business), mechanics and mechanics' helpers (directly supervised by Kritch and Mikel Justak), truckdrivers (di- rectly supervised by at least Kritch), and laborers. All these admitted supervisors report directly to Gary Justak. It is undisputed that Burkat, who also reports di- rectly to Gary Justak, is a supervisor with respect to the laborers. The General Counsel contends that Godines, Parks, Simko, and Vrabel were supervisors with respect to the laborers, and that Godines and Parks were also su- pervisors with respect to truckdrivers. Respondent provides laborers to its customers to per- form particular jobs, frequently but not always of a short-term nature. During June and July 1979, most of Respondent's work was performed for two customers, Amoco and ECI. On a particular day during these months, the number of laborers who were actively per- forming work for Respondent averaged 30 to 55, and the number of different jobs on which they were working averaged 6 to 9. Hiring and firing of laborers is done by Burkat. When appropriate management representatives of Amoco, Re- spondent's principal customer, decide that unskilled labor is needed from Respondent to perform a job, they esti- mate about how many laborers will be needed and about how long the job will last, and give this information to Amoco's central planning office, wnich tells them the re- lease number assuring, for bookkeeping purposes, the proper charge to the proper job. Central planning then telephones Burkat or Gary Justak about the job, but the record fails to show whether they are advised of Amoco's management estimates. When ECI has a job to perform, ECI maintenance engineer Donald Staroscsak telephones Burkat and tells him what the job is and how soon it must be finished, but not how many people to send over. Upon receiving such a call from Amoco or ECI, Burkat goes out to the jobsite, checks the job, and determines how many men are needed and how long the job will take. If he does not have enough men ready and available to go to work, he hires some. Respondent performs work under the jurisdiction of Amoco's manager of the oil movement division, Oral Kozeny; Amoco's superintendent of turnarounds and construction, Richard Glaser; and Amoco's supervisor in the utility, maintenance, and engineering group, Joseph Dickey. Kozeny's division uses Respondent principally to clean up oil spills. Glaser's division uses Respondent for jobs which may last from 2 hours to years; at the time of the December 1979 hearing, Respondent was dig- ging holes around a leak which Amoco was repairing ill its underground water system and was stripping some in- sulation. Dickey's division used Respondent for cleaning various buildings and cleaning a biopond which dis- charges water into Lake Michigan; such jobs may last from a day to a month. Dickey credibly testified that, when making Respond- ent's initial prestart check of a job under Dickey's juris- diction, Burkat may bring a "leadman" with him, that Simko had been the "leadman" Dickey had worked with 1072 JUSTAK BROTHERS AND COMPANY the longest,6 and that Godines, Parks, Vrabel, Domin- guez, and Pedro Moreno had all served as "leadmen" on jobs under Dickey's jurisdiction.6 2 Inferentially, Simko, at least, had accompanied Burkat on these initial visits to the jobsite. Inferentially, if accompanied by a "leadman," Burkat at least sometimes consulted the "leadman" in preparing his estimates. During this initial visit to a job- site under Dickey, Burkat and Amoco got "lined up" on who Respondent's "leadman" and Amoco's supervisor were going to be. Glaser credibly testified that on jobs under his jurisdiction an Amoco supervisor and a Justak "leadman" were assigned to each job, or sometimes to two jobs, being performed by Respondent's personnel. Burkat decides each morning which specific laborers are to go to the site of each specific job. An Amoco su- pervisor sometimes tells Burkat what laborers Amoco wants on the job, and Burkat gives all the weight he can to such requests. 63 ECI never makes such requests. Burkat also decides who is to be the "leadman" on each job. Respondent's contract with ECI provides, inter alia: Independent Contractor [Respondent] agrees that [Respondent] is an inde- pendent contractor, and that no tax, assessment or legal liability of [Respondent], or of his agents or employees, becomes by reason of this order an obli- gation of [ECI]. Any work or service to be per- formed is to be entirely under [Respondent's] super- vision, direction and control and shall be done in a thorough, first class, workmanlike manner and sub- ject to the approval of [ECI's] authorized repre- sentative. Respondent's contract with Amoco provides, inter alia: [Respondent] shall diligently and carefully per- form all work required hereunder in a good and workmanlike manner, and if permitted to subcon- tract shall be fully responsible for all work and services performed by subcontractors. [Respondent] shall be an independent contractor and [Amoco] shall have no right to exercise supervision as to the manner or method of performing the job.6 4 61 At the time of the December 1979 hearing. Simko had been work- ing at Amoco's jobsites, usually the Lakefront jobsite, for a year and a half, except for I week when Simko was on vacation and Parks substitut- ed for him 62 Dickey was not asked to give any frequency or dates in this connec- tion. So far as the probative evidence shows, Dominguez as a "lead- man" for Respondent on only I day. August 25, 1979. Dickey testified, '[T]he man In the while hat is the leadman " This testimony aside, there is no evidence that Dominguez ever wore a white hat. a This finding is based on Burkat's testimony Kozeny, Glaser, and Dickey all denied any knowledge of such requests, but they would not necessarily know whether their subordinates directed such requests to Burkat directly. 6 In vies of this sentence, I do not accept Company President Jus- tak's testimony that Respondent's contract with Amoco provides that Amoco supervisors are to tell individual laborers of Respondent what to do, and that this contract does not provide that Amoco supervisors are not responsible for supervising Respondent's employees. After tendering the foregoing testimony. Justak went on to testify that, rather than being assigned directly to one of Respondent's leadmen, some Both contracts call for payment to Respondent of a specified hourly rate for each laborer, and a higher speci- fied rate for each labor foreman. ECI's contract further states, "Maintenance labor requires a foreman with the addition of a fourth man to the customer." The persons working for Respondent at a particular customer's job- site always include at least one person who is designated a "leadman," but at least as to Amoco the same person is sometimes designated the "leadman" on more than one job at the same time. Burkat comes to the office at or about 7 a.m., about 40 minutes before the laborers are supposed to report for work. The evening before or the morning of every working day, Burkat makes out a worksheet which sets forth the location and the job number of each job to be performed that day, and the name of each individual who is to work on each job. He inserts the notation "(F)" after some of the names so listed; Burkat testified that this notation means leader or foreman. Burkat then makes several Xerox copies of the worksheet, and dis- tributes them to the persons who are to drive employees to the various jobsites in a company van. During the period here involved, Simko usually drove the laborers to his usual jobsite at Amoco's Lakefront, Parks usually drove the laborers to other Amoco job- sites, and Godines usually drove them to ECI; but Mir- anda and Pedro Moreno testified that on occasion they drove a van to the job, and on occasion Burkat did so. Justak testified that a "good portion" of those "leaders" with drivers' licenses were given vans to drive laborers into the refinery. Burkat testified, in effect, that all the van drivers were leaders, but Staroscsak credibly testi- fied that the van is sometimes driven by a laborer. Parks, Godines, and Simko made check marks on the worksheet to record which employees on the list had actually re- ported to work.6 5 When the vans were driven by some- one else, the van drivers used their copies of the sheet to ascertain the jobsites where laborers were to be dropped off and to make sure that the total number of laborers in the van equaled the total number who were supposed to be dropped off at these sites. Parks credibly testified that, when he drives laborers to the jobsites, he wears a two-way radio in his belt to enable him to communicate with Respondent's office. He further credibly testified that the van driver is "usually" the person who has the two-way radio, and that the rest of the laborers do not have such a radio. Aside from in- ferences which might be drawn from the use of this radio and the fact that Respondent drives the laborers to the jobsites, the record fails to show the distance be- tween Respondent's facility and most of the various job- of Respondent's laborers are assigned directly to an Amoco supervisor to whom they report, who supervises them, and who gives them their job assignments and tells them what to do. In vies of the inconsistency be- tueen the Amoco contract and his related testimony, and for demeanor reasons, I accept his testimony, described i this paragraph, only to the extent consistent with nim subsequent findings i this connection ~s This finding is based on Juslak's testimony, partly corroborated by l'arks For demeanor reasons, I do not accept Burkat's testimony that he himself usuall! checked off the names 1073 DECISIONS OF NATIONAL LABOR RELATIONS BOARD sites, or between the various sites themselves. 66 Howev- er, Amoco's Lakefront jobsite is about a mile and a half from Respondent's facility, and about a mile from Amoco's "tunnel" jobsite. Gary Justak testified that Re- spondent relies on Parks, Godines, and Simko to relay information to the laborers from himself, Burkat, and Kritch, at least where the latter three cannot directly communicate with the laborers. Before Respondent began performance of a job for ECI, ECI maintenance engineer Staroscsak would tell Godines or (on one occasion) Parks, and also Respond- ent's main office, the specifics for the job. Then, Godines would tell the laborers what to do. Kozeny testified that Respondent is supposed to pro- vide a "leader man" with every four or five laborers that it furnishes, and that this is the individual to whom Amoco would look to give directions to Respondent's la- borers. Glaser, who has 22 supervisors reporting to him, credibly testified that as to every job performed by Re- spondent within his jurisdiction, some of which may last for years, every morning the Amoco foreman assigned to that job gets together with the "leadman" on that job, normally Vrabel, to discuss what should be done that day. The only such "leadmen" whom Glaser could iden- tify by name were Vrabel and Parks, but Glaser testified that there were others, depending on the workload. He further testified that the "leadmen" are identified by an "F" on the timesheets brought to him (normally by Vrabel) every evening for signature by Glaser or the su- pervisors who report to him. As to the individuals listed supra in fn. 60, the only document identifying any of them as more than a laborer is such a notation on the ti- mesheet whose date is there set forth. Amoco Supervisor Dickey, with five supervisors under him, credibly testi- fied that, when Respondent's crew report to the jobsite, Amoco's supervisor tells the "leadman" what the Amoco supervisor wants (for example, the dimensions of a trench to be dug), where he wants it done, and "safety regulations" (for example, location of underground elec- tric wiring). Burkat testified that the difference between what the Amoco supervisor does and what Respondent's "leader" does is that "Our man is working." When ECI or Amoco concludes that Respondent has too many employees on the job, ECI or Amoco tells Re- spondent to cut down the next day, but not the names of specific people to remove from the job. On occasion, ECI or Amoco will transfer some or all of Respondent's laborers to jobs other than the one to which they were initially assigned. At the end of each day, Amoco and ECI management receive as to each job a list of which Justak personnel worked on that job and the number of hours they worked. The customer's approval of this document con- stitutes an acknowledgment that the work was per- formed and is the basis for the customer's payments to Respondent. This document is usually prepared by Burkat, but on occasion, Godines has prepared this docu- ment for submission to ECI. 6" Respondent's October 1979 motion for a bill of particulars asserted that the Amoco oil refinery covers an area of approximately 1,1(X) acres and comprises over 30 buildings. Gary Justak testified that he does not supervise the la- borers. Further, he stated in his prehearing affidavit that neither he nor Kritch nor Burkat is able to provide effec- tive immediate supervision of all the laborers all the time. Burkat testified that he spends 4 to 5 hours a day in the office. Burkat further testified that he goes out to the jobsite area to check whether the men are on the job, safety precautions are being taken, and the jobs are being done. He did not testify about the number of hours he spends performing these checks. Employee Hernandez, who worked for Respondent between February 1979 and late September 1979, credibly testified that most of the time he worked with Parks, and that, when Hernandez worked with Parks, Burkat "hardly ever" came out on a job he was working on. Laborer DelReal, who worked with Parks before July 23, 1979, and with Godines be- tween mid-August and late September 1979, credibly tes- tified that Burkat came to DelReal's jobsite perhaps once a week. Laborer Pedro Moreno, who worked with Parks and Godines between March 1978 and October 1979, credibly testified that he saw Burkat go by Moreno's job- site once or twice a day, but was not aware that Burkat was coming to check on the workers. Laborer Cardiel, who worked with Godines between March and Novem- ber 1979, credibly testified that, although Burkat "may have" come out to the job, he never told Cardiel what to do and may not have actually come to see him on the job. Dickey testified that neither he nor the five supervi- sors under him supervise any of Respondent's laborers. He further testified that when he sees individual laborers in Respondent's employ who are sleeping, "goofing off," or doing something dangerous, he ascertains the employ- ee's name from the leadman and then gets in touch with Burkat. Dickey testified that about all he does in discuss- ing the matter with the "leadman" is to get the offending employee's name "because [the leadman] can't do any- thing about it." Glaser testified that, although Amoco su- pervisors evaluate Respondent's performance of a project as a whole, they do not evaluate the performance of indi- vidual laborers employed by Respondent, and do not handle requests of individuals employed by Respondent for permission to leave the job early. Glaser further testi- fied that in certain cases Amoco would tell Respondent that a particular employee of Respondent's had violated a safety rule. On one occasion, Glaser telephoned Re- spondent's office to express displeasure at the fact that one of its employees was sleeping on the job. Justak was not in the office, so Glaser told Parks, who was in the office, that Glaser did not want the employee to work at Amoco any more. Parks conveyed this message to Burkat, and the problem was corrected to Glaser's satis- faction. ECI engineer Staroscsak credibly testified that, once or twice a day, he spends a total of 20 or 30 min- utes inspecting jobs being performed by Respondent. He further credibly testified that he had worked with Go- dines, and at one time Parks, as Respondent's leaders, that Staroscsak used the "leaders" to relay instructions to the laborers, and that if a job is not being done right, he notifies both the "leader" and Respondent's main office. He also credibly testified that when Respondent's labor- 1074 JUSTAK BROTHERS AND COMPANY ers take breaks or lunch is up to Respondent's "main office," that he makes no decisions about their requests for time off, and that he resolves their complaints only if they pertain to safety reasons.6 7 Additionally, he testified that the "leaders" are responsible for making sure the la- borers are working, "but if they are not working then that would come under . . . my jurisdiction." Parks and Godines had contact with the laborers either when dropping them off at the job, when inspect- ing them on the jobsite several times during the day,68 or when working beside the laborers.6 9 During these contracts, Parks and Godines showed or told the labor- ers what to do, and the laborers did as they were told.7 0 Like Parks and Godines, Simko inspected jobsites. Parks and Godines had power to transfer employees between jobs. When employees had problems on the job, those working for Parks would talk to him and those working for Godines would talk to him. Parks would tell laborers to do what they were supposed to be doing or go home and to stop "loafing" or sleeping on the job, transferred employees from jobs which had been completed during the day to jobs which were still in progress, has warned an employee to wear safety glasses, and transported an- other employee back to the parking lot because he had no safety glasses, even though Burkat may have known that that employee and another employee had no safety glasses when Burkat assigned them to the job. Parks would receive and dispose of laborers' requests for per- mission to go home early. Parks has also designated bi- lingual employees to act as "pushers" who are supposed to relay to the laborers in Spanish Parks' instructions in English, and to relay to Parks the laborers' requests for permission to leave early. One of these "pushers" was Pedro Moreno. About July 1979, Parks told Pedro Moreno that he was a foreman.71 Simko trained Re- e6 In view of this credible testimony by Staroscsak, and Justak's dem- onstrated unreliability about the extent to which customers' personnel su- pervise Respondent's aborers (see supra at fn 64), I do not credit Jus- tak's testimony that ECI "will appoint [an ECIl representative who, in most cases, supervises the activity of our people" a* My finding that they made such visits is based on the testimony of Pedro Moreno, Jesus Hernandez, DelReal, and Rafael Cardiel. For de- meanor reasons, and in view of Parks' unreliability as to other issues (see, e.g., in/fra, fn. 74), do not accept Parks' denial that he would make such inspections Parks and Godines would also use the van during the work- day to pick up materials and equipment needed by the laborers e9 Parks, Burkat, and Amoco's and ECt's representatives all testified that Parks and Godines perform laborers' work I conclude that they did so during time left over from their other duties or, perhaps, in emergen- cies. I am not persuaded otherwise by the testimony of various employ- ees that they never saw Parks or Godines perform laborers' work. Truck- driver Camper credibly testified that, about late November, he saw Parks and the laborers cleaning an incinerator. 70 This finding is based on the testimony of Pedro Moreno. Hernan- dez, Cardiel, Alfred Garcia. and Antonio Ayala Lombardo. Indeed, at one point Parks testified. "I]f I want [Spanish-speaking] employees to use a certain tool or do a certain thing, I'll demonstrate right there for them or do the same thing I'm doing, this is what I want you to do, like this " 7 I so find in view of Parks' failure to deny Pedro Moreno's testimony in this respect. However, I cannot accept Moreno's further testimony, even though undenied by Parks, that Parks told him not to perform phys- ical work any more. As found elsewhere, Parks and Godines themselves performed such work from time to time, and Pedro Moreno admittedly performed physical work thereafter, although he testimonially attributed this to inability to "stand sitting around. looking at them working with my arms resting. We were supposed to be working together." Nor do I accept his testimony that he had power, which he admittedly never exer- spondent's laborers and showed them how to work. When ECI needed work to be performed after hours, it would get in touch with Respondent's main office. When overtime was to be worked, Parks and Godines would so advise the laborers and keep a record of the overtime they worked. Parks and Godines distributed paychecks on payday. On occasions when Respondent no longer has work for laborers, the laborers have been given layoff letters (bearing Burkat's or Gary Justak's signa- ture) by Parks or Godines or have been told by Godines that there is no work. Notwithstanding the provisions of Respondent's con- tract with Amoco, laborer Miranda credibly testified that on at least one occasion Parks told Miranda to do what Amoco's foreman told the employees to do, and Mir- anda, who is bilingual, relayed the Amoco foreman's instructions to the others in Miranda's crew, who spoke only Spanish. Also, laborers Hernandez and DelReal cre- dibly testified that on occasion Parks would leave Re- spondent's laborers on the Amoco jobsite with instruc- tions to do what an Amoco supervisor told them to do. DelReal testified that this occurred two or three times while he was working at Amoco jobsites, to which he was assigned for at least a month. In view of his testimo- ny in this respect, the provisions of Respondent's con- tract with Amoco, and the testimony of Amoco's man- agement, I do not accept Parks' testimony that, the Amoco supervisor was regularly in charge of the labor- ers whom Parks dropped off at the jobsite. Parks also testified that, as to jobs where he himself works, the Amoco supervisor tells Parks what work is to be done, but I do not read Parks' testimony as indicating that the Amoco supervisor tells Parks which individual laborers to assign to which jobs, and I would not credit any such testimony in view of the contrary testimony, summarized above, of Amoco's management. Respondent requires each individual in its employ to sign a form contract of employment. This contract sets forth a specified starting rate for "Laborers," a higher starting rate for "Truck Drivers," and a still higher start- ing rate for "Supervisors." The contract further provides that salary increases are to be at Respondent's discretion. In addition, the form contract states: (Supervisor only) The Employee shall be the supervisor as well as a consultant for Employer and agrees to devote his full time and attention and best efforts to the per- formance of his duties hereunder, which shall in- clude such additional supervisory duties on behalf of the Employer and other operations of a character in keeping with his position as supervisor of Em- ployer as may from time to time be assigned to him by the Employer. Also, the form contract states that employees are entitled to "various breaks at the discretion of [Respondent's] cised, t fire, to reprimand, and to recommend hire Moreno testified that Parks was either his equal or his immediate superior. and there is no claim or csidence that Parks had power to fire or to recommend hire 1075 DECISIONS OF NATIONAL LABOR RELATIONS BOARD foreman. The general guideline is the allowance of one morning and one afternoon break per day." The contracts of employment signed by Parks, Go- dines, Simko, and Vrabel each state that the contracting individual is employed as a "foreman." The contracts signed by Calderon and Pedro Moreno state that the contracting individual is employed as a "laborer," and there is no evidence that any of the other alleged lead- men signed a "foreman" contract. 7 2 The contracts of employment used in June and July 1979 call for a labor- er's starting rate of $3.50, a truckdriver's starting rate of $4.35, and a "supervisor's" starting rate of $5. Parks was hired in February 1979 at $7 an hour. At the time of the December 1979 hearing, Parks, Godines, Simko, and Vrabel were all receiving about $8 an hour. 73 Admitted Supervisors Mikel Justak, Kritch, and Burkat are sala- ried; admitted employees, and all the "leaders," are hourly paid. However, Parks grossed more than ad- mitted Supervisor Burkat, Parks' alleged immediate supe- rior, during 15 of 24 payroll weeks between June 9 and November 30. During the first of these weeks, Parks grossed more than twice as much as Burkat. Parks was hired as a foreman.74 Godines and Simko were initially hired as laborers; the record fails to show the capacity in which Vrabel was initially hired. All the other alleged "leadmen" were hired as laborers, and at all material times were referred to as laborers in Respondent's own personnel records. So far as the record shows, none was hired at more than $3.50 an hour. Respondent's records indicate that during the payroll week ending July 6, 1979, their hourly pay ranged from $3.50 (Ponce) to $6 (Pedro Moreno). 7 5 Godines, Park, Simko, and Vrabel work steadily for Respondent, while the rank-and-file la- borers do not. 76 Godines, Parks, Simko, and Vrabel wear white hard hats, whereas laborers wear green hard hats.7 7 Parks, Simko, and Vrabel all speak English as a 12 No job title appears on the contract signed by Albert Smith, who was not in Respondent's employ on the critical date but was designated as "(F)" on a time record submitted to Amoco on March 20, 1979 Em- ployee Castaneda's testimony suggests that Smith may have been a "pusher." 71 Godines was on layoff status at the December 10, 1979, opening of the hearing, and when he testified on December 20. He worked 40 hours during the payroll week ending on November 23, but did not work during the following week. 74 This finding is based on Burkat's testimony and l'arks' employment contract. In view of this evidence, I do not accept Parks' testimony that he was not hired as a foreman, or his uncorroborated testimony that when he was hired he told Justak that he did not want to be a supervisor. 7s Taken together. Resp Exh 24 and G C. Exh. 1OSi t indicate that during that week they were paid about the fillowing rates: Calderon $5.25, R. Carrillo $4, DelReal $3.75, Dominguez $4.55, Doss $4.30, Mir- anda $4.50. Pedro Moreno $6, Ponce $3.50, Salaises $4, and Unate $4 25. As to some of these, there is other evidence of their pay scale, not neces- sarily consistent with the foregoing exhibits. '6 Burkat testified that the "leaders" suffer irregularity of employment with the same frequency as laborers However, Respondent's records show that Godines, Parks, Simko, and Vrabel worked every week be- tween the payroll week ending June 15 and the payroll week ending No- vember 23, 1979 A this point. (Godines was laid off, but the others con- tinued to work (Assertions in the General Counsel's brief regarding earli- er periods rely on G.C. Exh. 116, which was received in evidence for other purposes only.) 77 Justak testified that bilingual laborers ear gold hard hats Some of Respondent's laborers testified in English although their native language is Spanish, but there is no evidence that any of them wore gold hard hats. Spanish, speaks very good English. The Justaks, Burkat, and Kritch all speak English as a native language. The record affirmatively shows that Gary and Karen Justak and Burkat do not understand Spanish; and there is no evidence that Mikel Justak or Kritch can understand Spanish. Respondent provides admitted Supervisors Mikel Justak, Ronald Kritch, and Burkat with a company vehi- cle to be used for personal as well as business reasons, includes them in a profit-sharing bonus system, makes contributions to individual retirement accounts on their behalf, and pays the rental for their uniforms. Inferential- ly, none of these benefits is received by any of Respond- ent's other personnel, including "leaders." Also, Re- spondent pays all the premiums for the insurance cover- age of these three admitted supervisors, but only half the premiums of Respondent's other personnel (including "leaders"), who after 3 months of service are eligible for coverage under the same policy. Admitted Supervisor Burkat receives a 3-week paid vacation; admitted Super- visor Kritch, who has not worked for Respondent as long as Burkat, receives a 2-week paid vacation; and other personnel, including "leaders," receive I week's paid vacation after I year of service. About 10 laborers testimonially identified Parks as their "boss" or foreman; and truckdriver Waugaman de- scribed him to Sparks and Pullins as a "supervisor." About seven laborers identified Godines as their "boss" or foreman, and about three so identified Simko. Laborer Almanza so described Pedro Moreno, and laborer Aguayo so described Calderon. Gary Justak testified that admitted Supervisor Kritch, admitted Supervisors Mikel Justak, Godines, and Parks "volunteered" to perform weekend call duty. Gary Justak further testified that Godines and Parks are re- ferred to as "supervisors" on the weekend call schedules. A "supervisor" on weekend call duty receives requests from customers for drivers to perform emergency work. The call-duty "supervisor" selects the driver from the two or three drivers scheduled by Kritch to be "on call" that weekend and sends that driver to the job. 78 (2) Conclusions regarding alleged supervisors It is clear from the record that Respondent's work force includes some supervisors, in addition to Respond- ent's admitted supervisors, over Respondent's laborers. Thus, Justak admitted that he does not supervise the la- borers, and that Kritch and Burkat are unable to provide effective immediate supervision of all the laborers all the time. Justak's testimony in this respect is corroborated by the evidence showing that Burkat did not pay frequent visits to the jobsites where the laborers are working, and by Kritch's supervisory duties with respect to the truck- drivers. Moreover, Respondent's contract with Amoco withholds from Amoco the right to exercise supervision as to the manner or method of performing the job, and Respondent's contract with ECI provides that "Any work or service to be performed is to be entirely under tH Communications are made by use of an answering service, beepers, and direct telephone connections. 1076 JUSTAK BROTHERS ANI) COMPANY [Respondent's] supervision." Furthermore, and consist- ently with these contracts, members of Amoco and ECI management testified that they do not supervise Re- spondent's laborers. While some low level Amoco super- visors do nevertheless provide some occasional first-F!ne supervision over Respondent's laborers, the void left by Respondent's admitted supervisors is not filled by these Amoco foremen's occasional exercise of authority, be- cause of its infrequency and its vulnerability to upper level Amoco disapproval in view of Respondent's con- tract with Amoco. Also, much of the evidence indicates that Respondent's laborers are peculiarly in need of su- pervision. Thus, there is a high turnover among them, Respondent does not require them to have any education or prior work experience, they work at locations phys- ically separated from one another and from Respondent's office, they work in areas where fires are very easy to start and very dangerous, they perform some work where they risk lead poisoning unless they wear protec- tive clothing, and many of them speak little or no Eng- lish. Further, the four individuals (Parks, Godines, Simko. and Vrabel) whom the General Counsel alleges to be su- pervisors bear strong facial indicia that it is they who provide the necessary supervision. They are the only persons among Respondent's laborers who have signed employment contracts naming them as foremen. They are paid significantly more than laborers who are admit- tedly employees (more than twice as much as some of them), and their monetary compensation is comparable to that received by Burkat, who is admittedly a supervi- sor over the laborers and is allegedly the immediate su- pervisor of these four foremen. 79 Laborers who are ad- mittedly employees are frequently laid off, but these four foremen work almost continuously. There is no substan- tial evidence that any of Respondent's personnel, other than these foremen and Pedro Moreno, wore white hard hats rather than green. Further, the record directly shows that Parks, Go- dines, and Simko inspect jobsites, make records of which laborers report to work, and are relied on by Respondent to relay information to the laborers (sometimes through a two-way radio) from President Justak and admitted Su- pervisors Burkat and Kritch, at least on the frequent oc- casions where the latter three cannot directly communi- cate with the laborers. Also, the record directly shows that Parks, Godines, and Simko show or tell the laborers what to do, and the laborers do as they are told. I infer that Vrabel performed the same duties as the other three foremen, in view of the evidence that he was normally the "leadman" on jobs within Glaser's jurisdiction and every day discussed with an Amoco foreman what was to be done that day, the evidence that Parks sometimes filled in for Vrabel, and the absence of credible evidence that as to Vrabel's crew these functions were performed by anyone else. The record directly shows that when 79 As previously noted, Parks' gross weekly earnings usually exceed Burkat's. All four foremen are paid about $8 an hour, with time and a half for overtime Accordingly, for a 45-hour week they would receise about S380. Burkat, who regularly works at least 9 hours a day during the week, often works on Saturday or Sunday, and is on call around the clock, receives 400 a week. employees had problems on the job, those working for Parks talked to him and those working for Godines talked to him. I infer that those working for Simko and Vrabel did the same, in view of the absence of evidence that as to their crews these functions were performed by anybody else.8 ° In addition, Parks and Godinc, had power to transfer employees between jobs: while on weekend call duty, Parks and Godines selected the truckdrivers to perform emergency jobs from the two or three whom Kritch as- signed to "on-call" status: Godines sometimes prepared the daily time record on which ECI's payments to Re- spondent are based: Parks enforced at least some safety requirements, disposed of requests for permission to go home early, and designated individuals to act as "push- ers"; and Simko assisted admitted Supervisor Burkat in estimating how many laborers would be needed for cer- tain jobs and how long they would last. I conclude from the foregoing that in the exercise of independent judg- ment Parks, Godines, Simko, and Vrabel responsibly di- rected laborers; that when performing weekend duty, Parks and Godines, in the exercise of independent judg- ment, responsibly directed the truckdrivers who were as- signed to "on-call" status; that all four were supervisors within the meaning of Section 2(11) of the Act; and that all four should be excluded from the unit. However, contrary to Respondent, I do not believe that this conclusion requires a like conclusion as to the 10 other laborers whom Respondent's brief describes as "leaders" or "leadmen."' 1 In the first place, so far as the record shows, eight of these served as "leadman" for only I day, on dates some of which are rather remote from (6 months before and 2 months after) the date of the Union's bargaining demand. Moreover, there is little or no testimony which names one of these eight individ- uals (listed .supra at fn. 60) and then describes that partic- ular individual as actually doing something different from ordinary laborers. Furthermore, under the circum- stances of this case, I give practically no weight to the characterization of any personnel as "leadmen." Thus, because persons whom Respondent so characterizes are paid from $3.50 to $8 an hour, I cannot accept Justak's and Burkat's testimony that "leadmen" all have the same responsibilities. Rather, I attribute Respondent's charac- terization as "leadmen" of persons some of whom were paid its beginning rate for laborers to the fact that Re- spondent's contracts and practices with ECI and Amoco permitted Respondent to receive extra money (not passed along to the individual worker) for a limited number of "labor foremen," with any specification re- garding minimum qualifications; to Respondent contrac- tual obligation to provide ECI with a "foreman" with four-man crews performing certain work, also without any specification regarding minimum qualifications; and .0 When a crew including DelReal was working for Simko, Parks told them that Simko was their "hnbs " "I The General Counsel's excellent brief relies on the fact that, during the representation case hearing, Respnrident did not take the position that such persons were anything other than laborers. However. Respondent's addlitlwlral representation case ciltellti n that Parks. Simko, Ciodines, and Vrabel were also mere laborers shows hat Respondent has taken a con sitent position in this connection 1077 DECISIONS OF NATIONAL LABOR RELATIONS BOARD to the wide daily fluctuation in the total number of la- borers who actively work for Respondent. Moreover, because Respondent had an affirmative interest in dis- couraging any inquiry from Amoco and ECI into the qualifications of these "labor foremen" for whom Amoco and ECI were paying a premium,8 2 and because the Amoco and ECI management personnel who testified at the hearing could have only limited opportunity to ob- serve which of Respondent's personnel were actually di- recting the work at these various jobsites, I give limited weight to such management personnel's description of the duties performed by unnamed persons identified merely by Respondent's "leadman" description to its cus- tomers. I conclude at this point that the eight individuals listed supra are not supervisors, and should be included in the unit at all material times. Miranda worked for Respondent for about 14 weeks, after which he was laid off on a date between July 13 and July 20. Gary Justak testified that Miranda acted as a foreman during six of these weeks, including a week which included July 10; and Burkat testified that Mir- anda served as a leader "quite often" during the summer. The only corroborative documentary evidence submitted by Respondent shows that he was listed as "F" on July 10.83 This testimony by Justak and Burkat aside, the only evidence suggesting that Miranda was a supervisor is Miranda's testimony that, on an occasion whose dura- tion and date he was not asked, Parks told Miranda, who is bilingual, to find out from an Amoco foreman what Miranda's crew was supposed to do, and relay this to the other members of the crew, who could not speak Eng- lish. Miranda's hourly hiring rate was $3.50, the starting rate for laborers. He received two 50-cent raises, the second in early July; as found infra, this second increase was for the purpose of inducing him not to support the Union. His final rate was $4.50, 50 cents less than Re- spondent's starting rate for foremen. His personnel file gives his job title as laborer at the time of his layoff. Mir- anda speaks passable English, but he cannot read it. When working for Respondent, he did cleaning and sweeping, and often drove Respondent's van to the job. He testified that he was a laborer like the others. He was never told that he was in charge of his crew. I conclude that Miranda had no authority responsibly to direct em- ployees in the exercise of independent judgment, that he was not a supervisor at any material time, and that he should be included in the unit. Pedro Moreno was hired in March 1978 at $3.50 an hour. His native language is Spanish, and his understand- ing of and ability to speak English are rather limited. In 1979 and (perhaps) 1978, Moreno acted as a "pusher," not claimed to be a supervisory position. When Moreno acted as a "pusher," Parks told him to show and tell the four or five other members of Moreno's crew what to 8: Similarly, Respondent had an affirmative interest in withholding from laborers, whose pay remained the same during periods when Re- spondent was describing them as "leaders" to its customers, the fact that they were being so described and that, therefore, Respondent was receiv- ing a premium for their services. Thus, DelReal and Miranda, both bilin- gual, credibly denied, in effect, that they had ever been told they were "leaders." s3 Resp. Exh. 43 was offered and received for limited purposes which did not include showing who acted as leadmen on July 12. do, and to find out from the Amoco foreman what to do. Parks would come around to check on the work two to four times a day, and during these visits would tell the members of the crew, "You have to do this and this job I want you to do like this, and like this." Laborer Her- nandez credibly testified that he understood Moreno to be an interpreter of directions given by Parks and "the Amoco people." About the spring of 1979, when Moreno was receiving $5.50 an hour, Parks told him that he was now a foreman. Moreno did not then receive a wage increase, there is no credible evidence that Mor- eno's duties thereupon changed (see supra at fn. 71), and Respondent's records at all times describe him as a labor- er. On an undisclosed date before July 19, his hourly rate increased to $6, $1 above the starting hourly rate for "foremen," and this was his rate when he was laid off at the end of October. On a date not disclosed in the record, Moreno began to wear a white hard hat like Su- pervisors Parks, Godines, Simko, and Vrabel. I conclude that, at least in June and July 1979, such directions as Moreno issued to the laborers did not involve the exer- cise of independent judgment by him, that he was not a supervisor, and that he should be included in the unit. (3) The authenticity and operative effect of the cards The authorization cards on which the General Counsel relies for establishing the Union's majority state, in Eng- lish only: Headquarters 905-16th Street, Washington, D.C. General President ANGELO FOSCO General Secretary-Treasurer W. VERNIE REED City Date I, the undersigned, hereby designate Local Union No.---of the Laborers' International Union of North America, affiliated with AFL-CIO, as my collective bargaining representative in all matters pertaining to labor conditions, wages and hours of employment, and (If not yet a member,) I do hereby apply for membership in Local No.---affiliated with the above International Union and agree to abide by all the provisions of the Constitution and By-Laws of said Local and the International Union. Print Name----- --------------- Phone No.------ Signature (x) -------- Social Security No.-------__ Date of Birth ------- - Address --------------- Respondent does not deny, and I find, that this language unambiguously authorizes a local union identified in the 1078 JUSTAK BROTHERS AND COMPANY blanks to represent the signer for collective-bargaining purposes. For the reasons stated below, I find that, of the 77 em- ployees in the unit on June 28, 45 had signed authentic and operative union cards on or before that date and that, of the 77 employees in the unit on July 12, 42 had signed authentic and operative union cards on or before that date. The identity of the employees who signed such cards is summarized in tabular form in Appendix A, infra. (a) Cards allegedly signed at the June 26 meeting A number of the employees allegedly signed cards at a union meeting conducted on June 26, at the union hall in Hammond, Indiana, by Union Representatives Sparks, Pullins, Robert Faulkenburg, and Hoyle Green. Also present were employee Luis Almanza's brother Pedro, someone named Juan Nuno Fregozo, and a bilingual in- dividual named "Julio," none of whom ever worked for Respondent, so far as the record shows. I infer that all or practically all the others in the audience were persons in Respondent's employ. I base this inference on the testi- mony of a number of workers that the others present were in fact their fellow workers, and on Sparks' credi- ble testimony that most of them were wearing hard hats with Respondent's name on them. During this meeting, the union representatives ad- dressed the gathering in English. "Julio," Pedro Al- manza, and laborers DelReal, Castaneda, and Miranda, all of whom are bilingual, translated the union repre- sentatives' remarks to those present who could not un- derstand English.8 4 Also, "Julio" and Castaneda translat- ed the card into Spanish, and explained in Spanish how to fill it out. Laborer DelReal, whose native language is Spanish but whose English is quite good, testified that he did not hear any inaccurate translations. Similarly, Mir- anda, whose native language is Spanish but who speaks passable English, testified that "Julio" translated into Spanish the same thing that the union representatives said in English. During the meeting, Union Representative Faulken- burg told the employees that they had a right under Fed- eral law not to be threatened or discharged because they joined a union. Faulkenburg further said that the Union would like to represent the employees if they wanted a union. The union representatives told the employees that, if a majority signed union cards, the Union could get an election; but first the Union would have to see whether an election was needed, because perhaps the Union could reach an agreement with Respondent without having an election, Sparks said that the employees could sign a card if they wanted to, and that "there was no obliga- tion." Faulkenburg said that the employees could not go "backwards" with the Union, and asked if they had any questions. The employees asked a number of questions about benefits, and what they would gain from the Union. The union representatives said that the Union would try to obtain medical insurance, paid holidays, and 81 My finding that Miranda engaged in this activity is based on the testimony of Castaneda, Hernandez, and J Zavala For demeanor rea- sons, I do not accept Miranda's denial. higher wages, but did not promise anything.8 5 I find nothing in the foregoing remarks which would render in- operative any authorization cards signed at that meeting. Pullins, Sparks, and a number of employees credibly testified that during this meeting a number of those pres- ent signed union authorization cards and gave them to the union representatives. Pullins and Sparks both testi- fied that they did not know by sight most of the employ- ees present and, indeed, did not of their own knowledge know whether most of such persons were in Respond- ent's employ. Pullins and Sparks testified that Pullins put his initials on the cards which were given to him, and Sparks testified that he put his initials on the cards which were given to him. A number of persons whose purport- ed cards bear Pullins' initials credibly testified that they signed these cards at that meeting. 8 6 Pullins credibly tes- tified that during this meeting he received and initialed a number of other cards purportedly signed by persons whom the General Counsel could not locate. The pur- ported signatures on most of these cards are listed in the attached footnote. 8 7 Similarly, Sparks testified that during this meeting he received and initialed a number of cards purportedly signed by persons whom the General Counsel could not locate. The purported signatures on some of these cards are listed in the attached footnote. 88 Even in the absence (as here) of an expert witness re- garding handwriting, Rule 901(b)(3) of the Federal Rules of Evidence empowers me to find whether the signatures are genuine by comparing them with admittedly authen- tic exemplars. U.S. v. Woodson, 526 F.2d 550, 551-552 (9th Cir. 1975); U.S. v. Rich, 580 F.2d 929, 936 (9th Cir. 1978), cert. denied 439 U.S. 935 (1978); Cato Show Print- ing Co., Inc., 219 NLRB 739, 756 (1975) (Cory). The record includes undisputedly authentic exemplars of the signatures of all the employees listed supra at fns. 87-88. I have compared each of these cards with such exem- plars. While there are certain discrepancies between the cards and the exemplars,8 9 the signatures on all but one 85 My findings in this paragraph are based on a composite of credible portions of the testimony of Pullins. Sparks, Hernandez. Castaneda. Chairez. Miranda, and J Zavala. For demeanor reasons, I do not accept Pullins', Sparks'. and Castaneda's testimony that an election was not men- tioned, Castaneda's testimony that higher wages were not mentioned, or the testimony of Castaneda, Chairez, and J. Zavala indicating that the Union promised to obtain such improvements. 8R Iuis Almanza. Rafael Cardiel, Ismael Castaneda, Carlos Chairez. Rodrigo DelReal. Jesus Hernandez, Emilio Magana. Enrique Miranda. and Javier Zavala. At the heanng, Respondent objected to the receipt of the cards purportedly signed by Cardiel, Chairez. and J. Zavala on the ground of alleged discrepancies between the signatures on the cards and these persons' signatures as they appear in Respondent's records. After comparing these signatures and considering the witnesses' demeanor, I find to be authentic all of the authorization cards bearing the purported signatures of the nine persons listed in this footnote Indeed, Respondent's brief does not contend otherwise "' Juan Adame, Ismael Aguilar, Roberto Arredondo, Abel Ayala, Lu- ciano Ayala, Modesto Ayala, Salvador Calvillo, Antonio Garcia, Sergio Herrada, Manuel Hidrogo. I'erfecto Longoria, Aredondo Margarito. Carlos Moreno II (see infra f 92), Santiago Padilla, Carlos Ponce. Ro- dolfo Tisnado, Jose Vaiquez, and Cirilo Zavala. s" Francisco Arredondo, Ramiro Ordaz. and Manuel Salaises L" More specifically: One digit of the social security number on the Juan Adamte authorization card differs from the number on the exemplar. a W 4 form Both the printed and the written signatures on GC Exh. 14 gase the employlee, nanme as "Roberto Arredondo", this corresponds to Continued 1079 DECISIONS OF NATIONAL LABOR RELATIONS BOARD of these cards appear to be written by the same person as the signatures on the relevant exemplars. The only ex- ception is the purported signature of Aredondo Margar- ito in the General Counsel's Exhibit 13. As to this signa- ture, because the signature is in cursive writing and the exemplar is hand-lettered, a comparison is insufficient to enable me to determine whether they were written by the same person. At this point, I find to be authentic the cards bearing the purported signatures of all the persons listed supra at fns. 87-88 except Margarito. One of the cards bearing Pullins' initials is a card bear- ing the purported signature of Ancelmo Acosta, and re- ceived in evidence as the General Counsel's Exhibit 6. Acosta credibly testified that he signed a union card at the June 26 meeting. He was not sure whether the card he signed was the General Counsel's Exhibit 6 or a simi- lar card. Acosta, whose native language is Spanish and who understands very little English, testified through a Spanish-English interpreter that at the June 26 meeting an interpreter said, "That we were going to sign the card so the union could get in at the place where we were working." I believe the card signed by Acosta is the General Counsel's Exhibit 6, but would give equal effect to action by him in signing a similar and unproduced card. J. P. Stevens & Co., Inc., 244 NLRB 407 (1979) (James O. Davis); Dubois Fence & Garden, Co., Inc., 156 NLRB 1003, 1004 (1966). Further, I conclude that the Spanish explanation which Acosta received regarding the card's purpose is sufficient to render the card opera- tive. See Maximum Precision Metal Products, Inc., 236 NLRB 1417, 1424-25 (1978) (Yepez). Pullins also testified that, during the June 26 meeting, he received the General Counsel's Exhibit 21 from some- one in attendance whom he had never met before, and that Pullins thereupon initialed that card. This document is a union card which bears the purported signature of Felix Campos, which signature is not in the same hand- writing as the Campos exemplars. The General Counsel represented that, as of the December 10 opening of the hearing, he had no reason to think that the General Counsel would be unable to locate Campos. On Friday, December 14, the fifth day of the hearing, counsel for the General Counsel stated to Respondent that the Gen- eral Counsel had attempted to locate Campos but could not;9 0 and notified Respondent that on Monday, Decem- ber 17, the General Counsel intended to offer Campos' the printed version on the exemplar, a W4 form, but the signature there- on is "Robert Arredondo " The signatures on G.C Exh. 17 are "Modesto Ayala," hut the signature on the exemplar, a W-4 frm, is "Mtdeso Ayala Avila"; I attribute this discrepancy to the employee's effort to avoid the confusion created in United States records by adherence to the Latin custom of using the mother's after the father's surname Perhaps as a vestige of this custom, the exemplar, a W-4 form, contains a '"C." after the name of Perfccto Longoria. wshile tile card does not Gi.C Exh. 51 contains the signature "Carlos Moreno," as does one of the exemplars, but the other exemplar is signed "Carlo Moreno." G C Exh 59, signed by Carlos Ponce, conltaints a hand-lettered 4" in the first blank calling for the local number, and a "41" ill the second such blank. I do not think this error renders the card inoperative as a designa- tion of the Union, Local 41 90 Campos' name appears on Respondent's payroll betveen June 28 and the payroll week ending September 28 He received a paycheck dated October 5 His name does not appear on any of the subsequent payroll documents received into the record, the latest of which lists pay- checks dated December 7 prehearing affidavit under Rule 804(b)(5) of the Federal Rules of Evidence.9 Also on December 14, the General Counsel gave Respondent the most recent address for Campos of which the General Counsel was aware, a copy of the English translation of Campos' affidavit, and a copy of the purported Campos authorization card. After the lunch break on Monday, December 17, the General Counsel offered Campos' prehearing affidavit into evidence to show that, during a meeting at the union hall where some people from the Union spoke, Campos asked "one of his companions," who is not named in the affidavit, to put Campos' name on a card for the Union. Respondent's counsel does not question, and I find, that Campos was unavailable as a witness within the meaning of Rule 804(a) (5). United States v. Medico, 557 F.2d 309, 315 (2d Cir. 1977); 4 Weinstein, Evidence 804(a) [01], pp. 804-33 (1979). Further, Re- spondent's counsel does not question, and I find, that the relevent portions of the affidavit constitute evidence of a material fact, and that the statement is more probative on the point for which it is offered than any other evidence which the General Counsel can procure through reason- able efforts. Contrary to Respondent, I find that under the circumstances, the prior notice requirements of Sec- tion 804(b)(5) were sufficiently complied with. United States v. Carlson, 547 F.2d 1346, 1355 (8th Cir. 1976), cert. denied 431 U.S. 914 (1977); Furtado v. Bishop, 604 F.2d 80, 91-93 (Ist Cir. 1979); 4 Weinstein, Evidence 1803(24) [01], pp. 803-294 to 803-295 (1979). Respond- ent's counsel stated on the record that although the Board agent who took the affidavit was trustworthy the affidavit itself did not have guarantees of trustworthiness sufficient to bring it within the scope of Rule 804(b)(5). However, it appears that a person who wilfully makes a i9 Rule 804(b)(5) states: Rule 804 Hearsay Exceptions: Declarant Unavailable (a) Definition of unavailability-"Unavailability as a witness" in- cludes situations in which the declarant (5) is absent from the hearing and the proponent of his statement has been unable to procure his attendance . . . by process or other reasonable means. (b) Hearsay exceptions-The following are not excluded by the hearsay rule if the declarant is unavailable as a witness: (I) Former testimony (2) Statement under belief of impending death . (3) Statement against interest .. (4) Statement of personal or family history (5) Other exceptions A statement not specifically covered by any of the foregoing exceptions but having equivalent circumstan- tial guarantees of trustworthiness, if the court determines that (A) the statement is offered as evidence of a material fact; (B) the statement is more probative on the point for which it is offered than any other evidence which the proponent can procure through reasonable efforts; and (C) the general purposes of these rules and the interests of justice will best be served by admission of the statement ito evidence. However. a statement may not be ad- nmitted under this exception unless the proponent (of it makes known to the adverse party sufficiently in advance of the trial or hearing to provide the adverse party with a fair opportunity to prepare to meet it, his intention to offer the statement and the par- ticulars of it, including the name and address of the declarant. 108RO JUSTAK BROTHERS AND COMPANY false sworn statement to a Board investigator may vio- late 18 U.S.C. §1001, and be subject to a fine up to $10,000 and/or imprisonment for up to 15 years. United States v. Krause, 507 F.2d 113 (5th Cir. 1975); United States v. Lambert, 501 F.2d 943, 945-946 (5th Cir. 1974). Nor do I perceive any obvious reason why Campos would have been untruthful in swearing to the Board agent that he had authorized the signature on his card. I conclude that the "trustworthiness" requirement has been satisfied. See Copperweld Steel Co. v. Demag- Mannesmann-Bohler, 578 F.2d 953, 963-964 (3d Cir. 1978); United States v. Lyon, 567 F. 2d 777, 784 (8th Cir. 1977), cert. denied 435 U.S. 918 (1978); Medico, supra, 557 F.2d at 313-316. Finally, I conclude that the general purposes of the Federal Rules of Evidence and the inter- ests of justice will best be served by admission of the af- fidavit for the purpose specified by the General Counsel. On the basis of this affidavit, Pullins' testimony, and the other evidence regarding this meeting, I conclude that the Campos card bears his authorized signature, and that it was executed and delivered to the Union on June 26. Respondent challenges the authenticity of the cards bearing the purported signatures of Orlando Altamirano, Jose Martinez, and Carlos Moreno I.92 The General Counsel stated on the record that those purported signers could not be found. Sparks testified that he received these three cards at the June 26 meeting, and thereupon placed his initials on all three. His initials do appear thereon; and the signatures and certain other handwritten entries on all three of these cards resemble those in com- pany personnel records.9 3 Respondent contends that these three employees could not have signed cards during this meeting, because Sparks (partly corroborated by Pullins) testified that this meeting began at 5 or 5:30 p.m. and lasted about an hour; Respondent's records show that these three employees all worked about 11-1/2 hours on June 26; and Burkat testified that, if they worked that long, their working day would have lasted until 8 p.m. However, employee Castaneda testified that the meeting took 3 hours; employee Chairez testified that the meeting took 2-1/2 hours "more or less"; the card signing occurred at the end of the meeting; Burkat's tes- timony is demonstrably unreliable in other respects (see, e.g., supra, part II,B, and F,2,g); and the date stamps on the back of all three cards show that they were received by the Board's Regional Office on July 2. I believe that the record preponderantly shows these three cards to be authentic. (b) Cards obtained by Sparks on June 27 and 28 On June 27 and 28, Sparks met at the Amoco parking lot after work with laborer Miranda, who had signed a union card on June 26. On both such occasions, Miranda was accompanied by other persons whom Sparks had g: Respondent's records so designate Moreno in order to distinguish between him and another employee with the same name, designated on Respondent's records as Carlos Moreno II. 1a Altamirano's W-4 form bears a social security number which differs by one digit from the number on the card. Moreover, his W-4 form bears the signature "Orlando A.M Altamirano,." while the "A." After "Orlan- do" is inserted on the card in an ink different from that used for the rest of the card. never met before and whom Miranda identified to Sparks by name. Some of these persons gave Sparks union au- thorization cards which had already been signed, and some signed cards in Sparks' presence. Sparks initialed the cards which were given to him. Among the cards which Sparks received in the parking lot were those bearing the purported signatures of Lorenzo Carillo, Sil- verio Gonzalez, and Manuel Samarron. The signatures of these cards seem to me to be written by the same person as the exemplars. I conclude that all three are authentic. (c) Destroyed cards (Byrumn and Ignaszewski) Employee Clousing credibly testified that, on June 28, he gave union cards to employees David Byrum, Mat- thew Ignaszewski, and two or three of Respondent's other drivers whose names he could not remember. Still according to Clousing's credible testimony, all of these employees filled out these cards, signed them, and gave them back to Clousing with the request that he turn them over to Sparks. Clousing further credibly testified that, after he was discharged and left the area, he tore these cards up. I agree with the General Counsel that Byrum's and Ignaszewski's cards should be counted. Hedstrom Company' a ubsidiary of Brown Group, Inc., 223 NLRB 1409, 1411 (1976) (Hammer), modified and remanded 558 F.2d 1137 (3d Cir. 1977); Aero Corporation, 149 NLRB 1283, 1291 (1964) (Lindsey), enfd. sub nom. International Union, United .utomobile, Aerospace and Ag- ricultural Implement WorAers of .4meriea, AFL-CIO v. V.L.R.B., 363 F.2d 702 (D.C. Cir. 1966), cert. denied Aero Corp. v. .VL.R.B., 385 U.S. 973 (1966). The Board's refusal in A.cro to count the unproduced cards of McKnight and Taylor was based on the absence of evi- dence that their cards were signed by the relevant date (149 NLRB at 1291). While the counted unproduced cards in ledstromn and Aero were signed by employees who testified at the hearing, testimony by the signers is not the only basis for inferring the execution of de- stroyed cards. Aero, supra, 149 NLRB at 1288, fn. 12. (d) Cards signed by Clousing, Myers. and Waugaman Clousing, Myers, and Waugaman authenticated their own respective cards. They signed these cards at the in- stance of Sparks and Pullins, who said that they would like to organize and represent the employees, and that the cards could help the employees to get benefits and more pay. Sparks also told Waugaman, at least, that "they were trying to get enough people to sign the cards to hold an election at Justak's." Respondent does not challenge the authenticity of these cards, nor does it appear to challenge the operative effect of the cards signed by Clousing and Myers. How- ever, Respondent does challenge the operative effect of the card signed by Waugaman, a literate employee of at least average intelligence whose native language is Eng- lish and who has completed 12 years of school. After signing the card, he attempted to induce other employees to sign cards. I do not regard Sparks' statements to Wau- gaman as a representation that an election was the card's sole purpose nor did W'augaman, who testified that the purpose of the card was "getting enough people to sign 1081 DECISIONS OF NATIONAL LABOR RELATIONS BOARD the cards, so that they would have to hold an election to get a union in." Waugaman's card will be counted, not- withstanding his further testimony that it was not his un- derstanding that the card was to apply for union mem- bership or that the Union would be his bargaining repre- sentative. See N.L.R.B. v. Gissel Packing Co., Inc., 395 U.S. 575, 606-609 (1969). G. Analysis and Conclusions 1. The alleged independent violations of Section 8(a)(1) In agreement with the General Counsel, I find that Respondent violated Section 8(a)(l) when Supervisor Godines told four Spanish-speaking employees that those who had signed cards would be laid off and subjected to an investigation by "immigration" and those without papers would be "kicked out of the country" and when Godines implied to four Spanish-speaking employees that the union organizational movement might cause employ- ees without papers to be sent back to Mexico. In this connection, I note Company President Justak's testimony that Respondent does not ask job applicants whether they are United States citizens. I further find, in agree- ment with the General Counsel, that Respondent violat- ed Section 8(a)(1) when Supervisor Kritch told employee Waugaman that, because of Waugaman's union activity, Kritch would be watching Waugaman in order to find a reason for firing him, and when Company President Justak told employee Clousing that Supervisor Parks had seen Clousing out at the Lakefront passing out cards, thereby giving him the impression of surveillance, and that Justak would shut down before a union got in there; 94 and when Kritch gave employees Myers and Clousing the impression of surveillance by displaying knowledge and resentment of the union connections of Sparks, who had obtained union cards from them in front of the garage earlier that day. Also in agreement with the General Counsel, I find that Respondent further violated Section 8(a)(l) when Supervisor Parks asked employee Miranda whether he knew anybody that had signed union cards, when Parks impliedly asked employee DelReal about the distribution of union cards to employees, when Supervisor Burkat asked employee Miranda whether he knew who had been passing out union cards, when Supervisor Godines asked employee Chairez whether he had signed a union card, and when Supervisor Kritch asked employee Clousing whether employee Waugaman was passing out union cards. In finding such interrogation to be unlawful, I note that these questions sought information useful for discrimination, that Respondent later discriminated against three employees including Waugaman and Clous- ing for union activity; that Respondent disliked the Union and threatened retaliation against employees for union activity, that the interrogation of Clousing about Waugaman was accompanied by an implied threat that Waugaman would be discharged for union activity, that none of such interrogation was accompanied by assur- 94 Although the complaint does not allege that the threat of shutdo wn was unlawful, I am satisfied that this issue was fully litigated See discus- sion infra. ances against reprisal, that Miranda and Chairez gave un- truthful replies, and that Respondent neither claims nor told employees about any legitimate reason for such questioning. In addition, I agree with the General Counsel that Su- pervisor Godines' remarks on or about June 28 to several Spanish-speaking employees in a company van violated Section 8(a)(l) because they gave the employees the im- pression of surveillance over their union activity, prom- ised the employees higher wages and medical insurance if they did not try to bring in the Union, and threatened that they might be deported if they did try to bring in the Union. Further, I agree that the unrequested 50-cent wage increase included in the next paycheck received by Miranda, the only employee present during Godines' re- marks who expressed interest in the Union, constituted a grant of benefits to induce Miranda to reject the Union, and, therefore, constituted an additional violation of Sec- tion 8(a)(1). 95 Also, I find that Respondent violated Section 8(a)(1) when Company President Justak told employee Wauga- man that Justak had heard that Waugaman had been using company time in a company vehicle to solicit other drivers to sign union cards, thereby giving Waugaman the impression of surveillance, and threatened him with discharge if he passed out union cards on company time. A ban on such solicitation activity is lawful only if the ban also extends to solicitation for organizations other than unions, and there is no evidence or claim that Re- spondent ever forbade any solicitation other than union solicitation. Moreover, even a nondiscriminatory ban is lawful only when the employer makes it clear (as Justak did not) that employees are free to engage in such solici- tation, even on the clock, when neither the soliciting em- ployees nor the solicited employee is supposed to be ac- tively working. 96 In addition, I find that Respondent violated Section 8(a)(l) when Supervisor Kritch told Clousing, in effect, that Waugaman "was on his way out" because he had been passing out union cards. While the complaint does not allege that this remark constituted an unfair labor practice, the General Counsel's brief so contends, and I am satisfied that the matter was fully litigated in view of the relevance of these events to the discrimination which the complaint alleges in terms. Vic Tanny International, Inc., 232 NLRB 353, 354 (1977), enfd. 622 F.2d 237 (6th 9s Justak denied that this was the reason for the increase. and testified that "the only benefits anybody ever received was for merit." I do not accept this testimony, for demeanor reasons and because of his failure to spell out the "merit" considerations which allegedly led to Miranda's 5wage increase. 96 In connection with urging that Justak's threat to Waugaman was ulawful, the General Counsel's February 1980 brief states that it was al- leged as unlawful in par. Vll(f) of the complaint, which alleges that, on or about June 27, Justak "threatened an employee with discharge for having engaged in union and/or other protected concerted activities." Respondent's April 1980 "Motion to Strike Allegations Not Included in the Complaint" makes no reference to this conversation Moreover, Justak gave his version of the conversation on direct examination as Re- spondent's last witness Accordingly, I regard the legality of this part of Justak's remarks as properly before me notwithstanding the General Counsel's statement on the record, while examining Waugaman, that the complaint does not allege it to be unlawful 1082 JUSTAK BROTHERS AND COMPANY Cir. 1980); Great Plains Beef Company, 241 NLRB 948, fn. 55 (1979). However, I do not agree with the General Counsel that the evidence preponderantly establishes that Super- visor Simko asked several employees whether they had signed union cards. I believe that the testimony of Span- ish-speaking employee Acosta, the only witness who tes- tified about this incident, fails sufficiently to show the content of Simko's remarks in English. Nor do I find that Respondent violated the Act when Supervisor Kritch remarked to employee Myers and another em- ployee, after Kritch had learned about Waugaman's and Clousing's distribution of union cards, that Company President Justak was going to get rid of the employees who had signed union cards. At the hearing, the General Counsel specifically stated that this incident was not al- leged in the complaint as an unfair labor practice; nor did the General Counsel allege it as such until filing his post-hearing brief. Crest Door Company, 219 NLRB 648, fn. 2 (1975). 2. The alleged discrimination against Waugaman, Clousing, and Myers I agree with the General Counsel that Waugaman, Clousing, and Myers were all discharged because of their union activity in violation of Section 8(a)(3) and () of the Act. Thus, the evidence shows that Respondent strongly opposed the Union and repeatedly threatened to discharge or inflict other reprisals on employees because of their union activities. Waugaman was personally ad- vised of or mentioned in some of these threats, including Kritch's threat to find a pretext for discharging him; and threats of reprisals against employees for union activity were also made in the presence of Clousing and Myers. Moreover, the credited evidence establishes that, before discharging these employees, Respondent was aware of their union activity. As to Waugaman, such knowledge is shown by Kritch's threat to Waugaman, by Kritch's statement to Clousing that Waugaman was "on his way out" because he was passing out union cards, by Kritch's and employee Przewoznik's testimony that Przewoznik reported to Kritch and Justak employee Waugaman's un- successful efforts to induce Przewoznik to sign a union card, by Kritch's admission that he observed a parking lot discussion between Waugaman and Union Repre- sentative Sparks, and by Supervisor Parks' observation of all three employees when they were signing cards in Pul- lins' presence and at the behest of Sparks, who on the following day identified himself to Kritch as a union or- ganizer. As to Clousing, such knowledge is shown by Company President Justak's subsequently rescinded action in Kritch's presence, on the very day that Parks thus observed Clousing and later saw him passing out union cards, in telling Clousing that he was being dis- charged because Parks had seen him passing out union cards. As to Myers and Clousing, such knowledge is shown through Parks and by Kritch's remarks to Myers and Clousing, shortly after they were observed by Parks when they were signing cards for Sparks, that Kritch did not want the Union in there, and that, if he ever caught Sparks in the yard, Kritch would beat him up. As to Myers, such knowledge is further shown by a fellow em- ployee's description of him to Kritch as "one of those union boys." 9 7 The credited evidence further shows that, upon learn- ing that Clousing had given a false reason for his absence on July 24, the first day of the Board representation case hearing, Respondent discharged him for the express reason that it suspected him of having gone to the union hall the previous day.98 Moreover, the record shows that the lawful reasons tendered by Respondent for dis- charging Waugaman and Myers were not the real rea- sons. Thus, Respondent claims that it discharged Wauga- man for failing to answer his beeper on the afternoon of June 30; but he was not in fact beeped that afternoon. Also, Respondent claims that it discharged Myers for taking too long to report to Respondent's facility after he telephoned Respondent in response to his beep. Howev- er, during this telephone conversation, he advised Super- visor Mikel Justak that it would take Myers 1-1/2 or 2 hours to get to the yard; Mikel Justak replied, "That's O.K .... make it as soon as you can"; Myers did in fact arrive about 2 hours after hearing the beeper; and the length of time which he consumed in reaching the facility was no more than Respondent in practice al- lowed. Further support to the General Counsel's contention that the discharges were discriminatorily motivated is provided by Respondent's action in tendering fabricated documents and mutually inconsistent evidence in at- tempted support of its defenses to the discharge allega- tions. These defects in Respondent's evidence are sum- marized above, and to repeat them would unduly length- en an already long Decision. Also, I agree with the General Counsel that Respond- ent violated Section 8(a)(3) and (1) by issuing Waugaman a warning slip, dated June 29, alleging that he had taken an overly long lunch break; by inserting in Clousing's personnel file purported warning slips, dated June 28 and July 2, alleging respectively that he had taken an overly long lunch break and had reported to work late; by in- serting in Clousing's personnel file two purported warn- ing slips, both dated July 25 (the date of his discharge), alleging respectively that he had failed to report to work on July 24 and that he was being suspended for 3 days for lying about his baby's illness; and by inserting in Myers' personnel file two purported warning slips, dated July 5 and July 16, which alleged respectively that he had been smoking on the premises of Amoco's refinery and (with a check mark before "failure to do assigned work") had been eating lunch and drinking beer in a tavern. The credited evidence establishes that Waugaman and Clousing had not overstayed their lunch breaks; that, in any event, to Respondent's knowledge others took more than a half hour for lunch without being reproved g7 In view of these incidents, and for demeanor reasons I do not credit the testimony of Justak or Kritch that they were unaware of Clousing's and Myers' union activity is The record would not permit a finding that Clousing was dis- charged because of the mere falsity of his explanation for his absence. rather than because Respondent mistakenly attributed his absence to his union activity. Respondent's exhibits and evidence assert that he was given a 3-day suspension (not discharged) for falsely explaining his ab- sence. and that Clousing thereupon quit 1083 DECISIONS OF NATIONAL LABOR RELATIONS BOARD therefor; that Clousing had not reported to work late; and that, when Justak learned Myers had drunk one beer with his lunchtime sandwich, Justak merely told him not to do this again. Furthermore, the credible evidence shows that Clousing was never given a 3-day suspension, and that he and Myers never saw these purported warn- ing slips naming them. Also, the evidence shows that the late lunch documents related to lunch periods during which Waugaman and Clousing were distributing union cards and that Waugaman received his warning notice after Foreman Kritch threatened Waugaman with dis- charge if he received two more warnings and told him that, because of Waugaman's union activity, Kritch would be watching Waugaman to "get" him for, among other things, coming back late from lunch. Finally, the record shows that Respondent eventually discharged all three for union activity, and tendered documentary and other evidence in an effort to show that Waugaman and Myers were discharged for lawful reasons and that Clousing quit because of the purported warning notice imposing a suspension (although, according to Respond- ent's records, Clousing quit the day before the date of this notice). I conclude that Respondent issued a warning slip to Waugaman falsely alleging that he had overstayed his lunch break, and inserted what purports to be a similar slip in Clousing's personnel file, and also inserted a pur- ported warning slip falsely alleging that Clousing had re- ported to work late, because they had used their lunch breaks to distribute union cards, because they had signed union cards and had attempted to induce others to sign, and because Respondent thought that such slips would seemingly document pretexts for discharging them be- cause of their union activity. Further, I conclude that Respondent inserted the purported July 25 warning slips in Clousing's file because Respondent thought they would document Respondent's contention that Clousing's separation was due to a voluntary quit rather than to a discriminatory discharge. Also, I conclude that Respond- ent inserted these purported warning slips in Myers' per- sonnel file because Respondent thought they would doc- ument pretexts for discharging Myers for union activity. I find that, by issuing this warning slip to Waugaman and inserting these purported warning slips in the personnel files of Clousing and Myers, Respondent violated Section 8(a)(3) and (1) of the Act. While the complaint does not allege that Respondent violated the Act in connection with the Clousing and Myers warning slips, I find that these issues were fully litigated; see cases cited supra at part II,G,I. I note, moreover, that, as to Myers, the al- leged incidents described in these purported warning slips were initially brought up during the cross-examina- tion of Myers by Respondent's counsel, and the purport- ed slips themselves were offered by Respondent through Mrs. Justak as part of Myers' personnel file. 3. The allegedly unlawful refusal to bargain and the requested bargaining order As previously found, the Union had obtained authentic and operative authorization cards from a majority of the unit employees as of June 28, the day after Respondent began its unfair labor practices, and as of July 12, the day when Respondent received and rejected the Union's bargaining request. Also, as previously found, beginning on June 27, the day after the first authorization cards were signed, Respondent began to engage in unfair labor practices which had the tendency to undermine the Union's majority and to procure the Union's defeat in the election which the Union later requested. Whether in such a case the refusal to bargain constitutes an 8(a)(5) violation and calls for a "second-category" bargaining order turns on whether the possibility of erasing the ef- fects of past unfair labor practices and insuring a fair election is slight and employee sentiment once expressed through cards would, on balance, be better protected by a bargaining order. Among the factors material in making such an assessment are the extensiveness of an employer's unfair labor practices in terms of their past effect on election conditions and the likelihood of their recurrence in the future. Gissel, supra, 395 U.S. at 614- 615. On the basis of these standards, I agree with the Gen- eral Counsel that a bargaining order should issue here. Respondent's unfair labor practices began on the day after the first authorization cards were signed, and con- tinued until at least July 30 even assuming that by that date Respondent had completed its unlawful insertion into the personnel files of discriminatees Clousing and Myers the purported warning slips intended to mask the unlawful reasons for their discharge. These unfair labor practices included discharging three employees because of their union activity; issuing or filing of warning slips or purported warning slips in reprisal for employees' union activity or providing seeming documentation of pretexts for their discriminatory discharge; threatening to discharge or lay off employees for union activity; threat- ening to procure the deportation of undocumented aliens because they had signed union cards or because of the union movement; threatening to close down Respond- ent's operations if they were organized by a union; giving employees the impression of surveillance over the kind of union activity for which Respondent threatened and effected reprisals; coercively interrogating employ- ees regarding such activity; promising benefits to em- ployees if they did not engage in union activity; and granting a wage increase to one union activist for the purpose of inducing him to abandon the Union. All of Respondent's admitted supervisors, except Mrs. Justak, were shown to have actively participated in the forego- ing unfair labor practices; such participants included Re- spondent's president and principal stockholder and his brother; and, at the time of the hearing, five of the par- ticipants were still actively working for Respondent and the sixth had been on layoff status for 2 weeks. Nor is there any evidence that Respondent has made any effort to neutralize any of these unfair labor practices. I conclude that the foregoing conduct calls for an 8(a)(5) finding and the issuance of a bargaining order. Respondent's unfair labor practices-which included threats both in words and by example that unionization would lead to loss of jobs and perhaps deportation, whereas abandonment of unionization would lead to in- creased benefits-at least arguably rendered the Union 1084 JUSTAK BROTHERS AND COMPANY unable to maintain its majority status. Further, I con- clude that a cease-and-desist, reinstatement-backpay, and notice-posting order would be insufficient to permit a fair election within a reasonable time. In the first place, Respondent's assorted and partly executed threats to the employees' jobs and its partly executed promise of bene- fits to discourage unionization lead me to conclude that the damage to the employees' ability to exercise a free choice has already been done, even assuming that Re- spondent does not resume its unfair labor practices. Ac- tions speak louder than words in labor relations as else- where, and employees are particularly sensitive to the prospect of losing their jobs because of unionization and receiving benefits for rejecting it.99 Accordingly, I think it unlikely that the coercive impact of the unfair labor practices shown in the instant record would be over- come by a Board-composed notice posted under Board (and perhaps judicial) compulsion, or even by the return of the discriminatees should they choose to accept Board (and perhaps judicially) compelled reinstatement offers.' ° ° See N.L.R.B. v. Henry Colder Company, 447 F.2d 629, 631 (7th Cir. 1971). In the second place, I am doubtful whether such an order would deter Respondent from continuing its unfair labor practices. These unfair labor practices were at least partly generated by Re- spondent's top management, and included threats to engage in unfair labor practices in the future. Moreover, after Gary Justak received the charge herein attacking (inter alia) Waugaman's discriminatory discharge and Clousing's revoked discriminatory discharge, Respondent discriminatorily discharged Clousing and Myers and fab- ricated documents in attempted justification. In view of the foregoing, I find that Respondent's refusal to bargain with the Union calls for an 8(a)(5) finding and a bargain- ing order. Jim Baker Trucking Company, 241 NLRB 943 (1979); Henry Colder, supra, 447 F.2d at 631; C & W Super Markets, Inc., 231 NLRB 403 (1977), enfd. 581 F.2d 618 (7th Cir. 1978); Altman Camera Co., Inc., 207 NLRB 940 (1973), enfd. 511 F.2d 319 (7th Cir. 1975). The cases discussed in Respondent's brief present ma- terial factual differences. Thus, in White Pine, Inc., 213 NLRB 566 (1974), the union actually won a Board elec- tion. M. O'Neil Co., 211 NLRB 150 (1974), affd. 514 F.2d 894 (D.C. Cir. 1975), involved authorization cards which were 4 years old at the time of the Board's deci- sion, and the unfair labor practices consisted in their en- tirety of remarks to about 50 employees in a 1,300-em- ployee unit, by first-line supervisors without authority to carry out severe threats. Most of the unfair labor prac- tices in Montgomery Ward & Co., Incorporated, 198 NLRB 52 (1972), were directed against persons whom the employer believed in good faith, although mistaken- ly, to be supervisors. In Cato Show Printing Co., Inc., 219 NLRB 739 (1975), the union obtained most of its authori- zation cards after the commission of most of the employ- er's unfair labor practices, and the discriminatee was one 99 See Gixsel. supra. 395 U.S. at 619-620, N.LRB. v Exchange Parts Company. 375 U.S 405, 409 (1964). '0 Indeed, although the General Counsel did not allege that employee Acosta's September layoff was discriminatorily motivated, he credibly testified to a belief that he and others were laid off because "somehow they found out we had signed" for the Union. of a group of employees all the rest of whom had been lawfully laid off with the discriminatee, and many of whom, like the discriminatee. had not been reemployed. The single unlawful discharge in Munro Enterprises. Inc., 210 NLRB 403 (1974), occurred in a context of lawful economic layoffs, and the single unlawful threat was made more than 2 months before the union's recognition demand and merely consisted of a threat to abandon the existing practice of letting employees leave a few min- utes early. Nine additional cases cited but not discussed in Respondent's brief likewise presented materially differ- ent facts. 0 ' Respondent further contends that no bargaining order should issue because no cards were ever expressly re- voked, and because about 12 employees' action in signing cards between August and the end of November, "long after any unlawful acts by Respondent had ceased," al- legedly shows that such unlawful acts did not undermine the Union's majority.' 0 2 Also, although Respondent's brief does not advert thereto, the Union conducted three meetings after the June 26 meeting-one after the date that the Union demanded recognition (attended by 10 to 20 employees), one later in the summer (attended by not more than 20 employees), and one about November 16, less than a month before the hearing began. However, the fact that the Union's June 28 card majority (45 out of 77) was obtained in a 2-day period before the discrimina- tory discharges were effected and before the commission of most of Respondent's other unfair labor practices ren- ders inapposite Harper and Row Publishers. Inc. v. N.L.R.B., 476 F.2d 430, 435-436 (8th Cir. 1973); Arbie Mineral Feed Co. v. N:L.R.B., 438 F.2d 940, 944-945 (8th Cir. 1971); and Cato Show, supra, 219 NLRB 739, in all of which the union acquired a majority after the em- ployer had engaged in significant unfair labor practices. Moreover, the card signers' failure affirmatively to revoke their cards does not lead me to conclude that Re- spondent's unfair labor practices left them and the non- 0t The Board has been judicially admonished to explain n what re- spects a case with a Gissel theory bargaining order differs from others where no such order has issued. However. I do not read this admonition as extending to cases which the employer has merely cited without dis- cussing, and which on their face do not appear to bear any particular re- semblance to the case being litigated. I have, of course, read the cases cited in Respondent's brief. Among the cases so cited is N.L.R.B. v Armcor Industries. Inc.. 98 LRRM 2441 (3d Cir 1978) By unpublished order dated July 10. 1978. this opinion was vacated and the case was set for rehearing en bane after which the Board's decision (227 NLRB 1543 11977)) was denied enforcement without opinion by an equally divided court 588 F.2d 821 (3d Cir. 1978). 102 This contention obviously assumes these cards to be authentic, op- erative, and shown to have been executed during rather than before the August-November period. Howeser, during the hearing or in Respond- cnt's brief, Respondent's counsel has challenged one or more of such as- sumptions as to almost every one of the cards specified by it in support of its contention in the text. I find that the folloving persons signed cards during this period: Francisco Aguayo. Antonio Ayala Lombhardo Ray- mond (Ramon) Carrillo, Thomas Diaz, Alfredo Garcia. Santiago Huitron, Jose Madrigal. Luis Magana, Roberto Magana, Hermenejildo Monarrez, Mario Morales, and Alfonso Pineda. I find that the card executed by Hluilron was inoperative because he cannot speak English and the solici- tor did not tell him the purpose of the card I can find no eidence that Madrigal worked for Respondent at any material ttim John Calderon also signed a card before Noember 2. but the record fails to show whether he did so before or after the Union demanded rec- ognition 1085 DECISIONS OF NATIONAL LABOR RELATIONS BOARD signers capable of casting uncoerced ballots. Further- more, the fact that 13 employees did sign cards over a 4- month period after the unfair labor practices had "ceased"' 0 3-although far fewer and much more slowly than the 45 who signed in a 2-day period before the first discriminatory discharge-does not show that Respond- ent's unfair labor practices did not cause an antiunion de- cision by other employees, or even that such unfair labor practices would not have led to second thoughts by the card signers. Orlando Paper Co., Inc., 197 NLRB 380, 388-389 (1972), enfd. 480 F.2d 1200 (5th Cir. 1973). Respondent further contends that a bargaining order is inappropriate because of the high turnover in the bar- gaining unit. The most recent payroll in the record, for the payroll week beginning December 1, 1979, lists about 41 employees in the bargaining unit, including discrimin- atee Waugaman's replacement (Nielsen) and two employ- ees (whose identity I find unnecessary to determine) who replaced discriminatees Clousing and Myers. Of these 41, about 15 were in the bargaining unit on June 28 and July 12, 1979, and a 16th was in the unit on July 12. Of these 16, about 6 signed authorization cards on or before June 28, and a 7th (Calderon) signed on a later date not shown in the record. During the payroll week ending November 30, Respondent's payroll lists 43 unit employ- ees, including 20 laborers who are not clearly identified in the record; as of December 10, Respondent's work force included 7 truckdrivers (available, but not all nec- essarily actively working), 10 laborers, 2 mechanics, and 2 mechanics' helpers; on December 17, Respondent's work force included the same number of truckdrivers and 13 laborers; and, on December 20, 8 laborers and an undisclosed number of truckdrivers were actively work- ing. Board precedent calls for me to give little or no weight to such evidence of turnover. See, e.g., Tartan Marine Company, 247 NLRB No. 73, fn. 8 (1980). Taking such a factor into account gives "an added inducement to the employer to indulge in unfair labor practices in order to defeat the union in an election. He will have as an ally, in addition to the attrition of union support inevi- tably springing from delay in accomplishing results, the fact that turnover itself will help him, so that the longer he can hold out the better his chances of victory will be." N.L.R.B. v. L. B. Foster Company, 418 F.2d 1, 5 (9th Cir. 1969), cert. denied 397 U.S. 990 (1970), cited with approval in Colder, supra, 447 F.2d at 630 (7th Cir. 1971); see also Franks Bros. Company v. N.L.R.B., 321 U.S. 702, 703-705 (1944). To be sure, employees (here, a majority of the unit) who were hired after the union ob- tained its majority will be compelled by a bargaining order to accept representation by a union which they could have had no voice in selecting or rejecting.'04 103 Respondent's unfair labor practices never did "cease," in the sense that, at least as of the close of the hearing, the three discriminatorily dis- charged employees had never been offered reinstatement or made whole, and Respondent had never tried to neutralize any of its other unfair labor practices. However, this consideration strengthens, if anything, Respond- ent's contention based upon events after the third and last discriminatory discharge. 104 Of course, the same is true of employees hired after the lawful ex- ecution of a recognition agreement or collective-bargaining agreement, the execution of a settlement agreement which includes an undertaking to However, as the Supreme Court noted in Gissel, supra, 395 U.S. at 613: There is, after all, nothing permanent in a bargain- ing order, and if, after the effects of the employer's acts have worn off, the employees clearly desire to disavow the union, they can do so by filing a repre- sentation petition. For, as we pointed out long ago, in finding that a bargaining order involved no "in- justice to employees who may wish to substitute for the particular union some other . . . arrangement" a bargaining relationship "once rightfully established must be permitted to exist and function for a reason- able period in which it can be given a fair chance to succeed," after which the "Board may . . . upon a proper showing, take steps in recognition of changed situations which might make appropriate changed bargaining relationships." Franks Bros., supra, at 705-706. The courts of appeals have frequently, although not always, given more weight to turnover evidence than does the Board. To the extent that such approaches may be irreconcilable, I am expected to follow the Board's views. Ford Motor Company (Chicago Stamping Plant) v. N.L.R.B., 571 F.2d 993, 996-997 (7th Cir. 1978), affd. 439 U.S. 891 (1979). However, the courts have also rec- ognized the force of the considerations summarized in the preceding paragraph, and, accordingly, have general- ly been unwilling to afford controlling weight to evi- dence of turnover. See, e.g., Colder, supra, 447 F.2d at 630 ; N.L.R.B. v. Gruber's Super Market, 501 F.2d 697, 705 (7th Cir. 1974); N.L.R.B. v. Storack Corp., 357 F.2d 893, 896-897 (7th Cir. 1966). The factors favoring a bar- gaining order in the instant case would render the turn- over factor controlling in any determination to withhold such an order here. CONCLUSIONS OF LAW 1. Respondent is engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. The Union is a labor organization within the mean- ing of Section 2(5) of the Act. 3. At all material times, Carlos Godines, William Parks, Joseph Simko, and Andrew Vrabel were supervi- sors within the meaning of Section 2(11) of the Act. 4. At all material times, John Calderon, Raymond Car- rillo, Rodrigo DelReal, Eustalio Dominguez, Robert Doss, Enrique Miranda, Pedro Moreno, Carlos Ponce, Manuel Salaises, and Heriberto Unate were employees within the meaning of the Act. 5. Respondent has violated Section 8(a)(1) of the Act by threatening employees with layoff, discharge, and de- portation because of union activity; by threatening to shut down before a union got in; by giving employees the impression of surveillance over union activity; by in- withdraw recognition or to bargain, or the eligibility date of a Board rep- resentation election. While the policy considerations underlying these classes of cases are not necessarily present here, such cases do show that Gissel type bargaining orders do not present the only situations where employees are bound by representation decisions made before they were hired. 1086 JUSTAK BROTHERS AND COMPANY terrogating employees about union activity; by promising employees higher wages and medical insurance if they did not try to bring in the Union; and by granting an em- ployee a wage increase to induce him to reject the Union. 6. Respondent has violated Section 8(a)(3) and (1) of the Act by discharging employees Thomas Waugaman, David Clousing, and Eric Myers; by issuing warning slips to Waugaman and Clousing; and by inserting pur- ported warning slips in the personnel files of Clousing and Myers. 7. The following employees constitute a unit appropri- ate for the purposes of collective bargaining within the meaning of Section 9(b) of the Act: All laborers, truck- drivers, mechanics and mechanics' helpers employed by Respondent at the facility which as of December 10, 1979, was located at 1701 129th Street, Whiting, Indi- ana; 10 excluding employees of J. B. Sanitation Services. Inc., office clerical employees, guards and supervisors as defined in the Act. 8. The Union has been at all times since June 28, 1979, and including July 12, 1979, and still is, the exclusive bargaining representative of such employees, within the meaning of Section 9(a) of the Act. 9. Respondent has violated Section 8(a)(5) and (1) of the Act by refusing to recognize the Union as the repre- sentative of the foregoing unit on and after July 12, 1979. 10. The unfair labor practices set forth in Conclusions of Law 5, 6, and 9 affect commerce within the meaning of the Act. II. Respondent has not violated the Act through con- duct by Joseph Simko. THE REMEDY Having found that Respondent has violated the Act in certain respects, I shall recommend that Respondent be required to cease and desist therefrom. Because Respond- ent has committed a number of serious violations of the Act through (inter alia) its president and its top-level su- pervisors, and because such unfair labor practices includ- ed threats to commit unfair labor practices in the future, I conclude that, unless restrained, Respondent is likely to engage in continuing and varying unlawful efforts in the future to prevent its employees from engaging in union and protected concerted activity. Accordingly, Respond- ent will be required to refrain from in any other manner infringing on employees' right to engage in such activity. N.LR.B. v. Express Publishing Company, 312 U.S. 426, 437-439 (1941); N.L.R.B. v. Southern Transport, Inc., 343 F.2d 558, 561 (8th Cir. 1965); N.L.R.B. v. East Texas Pulp d Paper Co., 346 F.2d 686, 689-690 (5th Cir. 1965); Hickmort Foods, Inc., 242 NLRB 1357 (1979). Affirmatively, Respondent will be required to offer Thomas Waugaman, David Clousing, and Eric Myers immediate reinstatement to the jobs of which they were unlawfully deprived, or, if such jobs no longer exist, to substantially equivalent jobs, without prejudice to their seniority or other rights and privileges previously en- 10' Gary Justak testified on December 10. 1979, that Respondent planned to move its office from Whiting to Hammond. Indiana, in about 2 weeks. joyed; and to make them whole for any loss of pay they may have suffered by reason of the discrimination against them, less net earnings, to be computed in the manner prescribed in F W. Woolworth Company, 90 NLRB 289 (1950), with interest as called for in Florida Steel Corporation, 231 NLRB 651 (1977).'06 Also, Re- spondent will be required to remove the unlawfully issued warning slips and the unlawfully inserted purport- ed warning slips from these employees' files and deliver such documents to the respective employees. In addition, Respondent will be required to bargain with the Union, on request. Because the Union obtained majority status on June 28, 1979, and Respondent began its unfair labor practices before that date, the bargaining obligation will be deemed to have arisen on June 28, 1979. Also, be- cause Spanish is the native language of many of Re- spondent's employees, and many understand little or no English, Respondent will be required to post appropriate notices in Spanish as well as English. Upon the foregoing findings of fact and conclusions of law and the entire record and pursuant to Section 10(c) of the Act, I hereby issue the following recommended: ORDER 107 The Respondent, Justak Brothers and Company, Inc., its officers, agents, successors, and assigns, shall: 1. Cease and desist from: (a) Threatening employees with layoff, discharge, or deportation because of activity on behalf of Laborers Local Union No. 41, Laborers International Union of North America and State of Indiana District Council, Laborers International Union of North America, or any other labor organization. (b) Threatening to shut down before a labor organiza- tion gets in. (c) Giving employees the impression of surveillance over union activity. (d) Promising employees higher wages and medical in- surance if they do not try to bring in a union. (e) Granting employees wage increases to induce them to reject the Union. (f) Interrogating employees about union activity in a manner constituting interference, restraint, and coercion. (g) Discharging, issuing warning slips to, inserting pur- ported warning slips in the personnel folders of, or oth- erwise discriminating against any employee with regard to his hire or tenure of employment or any term or con- dition of employment, to discourage membership in the Union or any other labor organization. (h) Refusing to recognize and bargain collectively with the Union as the exclusive representative of the fol- lowing appropriate unit: All laborers, truckdrivers, mechanics and mechan- ics' helpers employed by Respondent at its facility o6 See, generally, Isis Plumbing & Heating Co., 138 NLRB 71t 1962). 0'7 In the event no exceptions are filed as provided by Sec. 102.46 of the Rules and Regulations of the National Labor Relations Board, the findings, conclusions, and recommended Order herein shall, as provided in Sec 102 48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions, and Order, and all objections thereto shall be deemed waived for all purposes 1087 DECISIONS OF NATIONAL LABOR RELATIONS BOARD which on December 10, 1979, was located at 1701 129th Street, Whiting, Indiana; excluding employees of J. B. Sanitation Service, Inc., office clerical em- ployees, guards and supervisors as defined in the Act. (i) In any other manner interfering with, restraining, or coercing employees in the exercise of their rights under Section 7 of the Act. 2. Take the following affirmative action designed to ef- fectuate the policies of the Act: (a) Offer Thomas Waugaman, David Clousing, and Eric Myers reinstatement to the jobs of which they were unlawfully deprived or, if such jobs no longer exist, sub- stantially equivalent jobs, without prejudice to their se- niority or other rights and privileges previously enjoyed, and make them whole for any loss of pay they may have suffered by reason of the discrimination against them, in the manner set forth in that part of this Decision entitled "The Remedy." (b) Remove the following warning slips or purported warning slips from the files of the following employees, and deliver such slips to such employees: (1) the slip naming Thomas Waugaman and dated June 29, 1979; (2) the four slips naming David Clousing and respectively dated June 28, July 2, and July 25, 1979; and (3) the slips naming Eric Myers and respectively dated July 5 and July 16, 1979. (c) Upon request, recognize and bargain with the Union as the exclusive representative of the employees in the appropriate unit and embody in a signed agreement any agreement reached. (d) Post at its Whiting and Hammond, Indiana, facili- ties copies of the attached notice marked "Appendix B." 08 Copies of said notice in English and Spanish, on forms provided by the Regional Director for Region 13, after being duly signed by Respondent's representative, shall be posted by it immediately upon receipt thereof and be maintained by it for 60 consecutive days thereaf- ter, in conspicuous places, including all places where no- tices to employees are customarily posted. Reasonable steps shall be taken by Respondent to insure that said no- tices are not altered, defaced, or covered by any other material. (e) Notify the Regional Director for Region 13, in writing, within 20 days from the date of this Order, what steps have been taken to comply herewith. 'o In the event that Respondent's facility has moved since the close of the hearing, the address set forth in the notice's unit description shall be changed to set forth the facility's current address In the event that this Order is enforced by a Judgment of a United States Court of Appeals, the words in the notice reading "Posted by Order of the National Labor Relations Board" shall read "Posted Pursuant to a Judgment of the United States Court of Appeals Enforcing an Order of the National Labor Relations Board" APPENDIX Al Employees Undisputedly in Unit on June 28 and July 12 Acosta, Anselmo (GCX 6) Adame, Juan (GCX 7) Aguayo, Francisco Aguilar, Ismael (GCX 9) Almanza, Luis (GCX 10) Altamirano, Orlando (GCX I1) Arredondo, Roberto (GCX 14) Ayala, Abel (GCX 15) Ayala, Luciano (GCX 16) Ayala, Modesto (GCX 17) Brakebill, John Busch, William Calvillo, Salvador (GCX 18) Camper, Raymond Campos, Felix (GCX 21) Caraballo, Norberto Cardiel, Rafael (GCX 20) Carillo, Lorenzo (GCX 22) Castaneda, Ismael (GCX 23) Chairez, Carlos (GCX 25) Clousing, David (GCX 26) Del Castillo, Raul Di Fatta, Anthony Emery, Freddie Fandl, James Fletcher, Robert Foster, Darrell Garcia, Antonio (GCX 31) Hidrogo, Manuel (GCX 36) Kovach, Karl Krieger, Christopher Kuzma, Bernard Longoria, Perfecto (GCX 39) Lopez, Gabriel (GCX 40) Magana, Emilio (GCX 42) Margarito, Aredondo Martinez, Jose (GCX46) Moreno, Carlos I (GCX 51) Moreno, Carlos II (GCX 52) Myers, Eric (GCX 54) Nichols, Bruce Ordaz, Ramiro (GCX 55) Oritiz, Roy Phillips, Owens Przewoznik, Stanley Ruiz, Juan Ruiz, Ramiro Samorron, Manuel (GCX 62) Soto, Serafin Tisnado, Rodolfo (GCX 64) Torres, Benito Vajda, Joseph Vajda, Jose(GCX 65) Welch, William Zavala, Cirilo (GCX67) Zavala, Javier (GCX 68) APPENDIX A2 Employees Undisputedly in Unit on June 28 Only Beauchamp, Kenneth Byrum, Gary (card destroyed) Fox, Patrick Ignaszewski, Matthew (card destroyed) Padilla, Santiago (GCX 57) Hernandez, Jesus (GCX 34) 1088 JUSTAK BROTHERS AND COMPANY APPENDIX A3 Employees in Unit on July 12 Only' Franco, Antonio Gamblin, Arthur Magana, Roberto Ordonez, Jose Stearman, James All employees except Arthur (iamblill were undisputedl in the unit. APPENDIX A4 Additional Employees in Unit on June 28 and July 12 Arredondo, Francisco (GCX 12) Calderon, John (GCX 19) Carrillo, Raymond Del Real, Rodrigo (GCX 27) Dominguez, Eustalio Doss, Robert Gonzalez, Silverio(GCX 33) Herrada, Sergio (GCX 35) Miranda, Enrique (GCX 48) Moreno, Pedro (GCX 53) Ponce, Carlos (GCX 59) Salaises, Manuel (GCX 61) Sanchez, Jesus (GCX 63) Unate, Heriberto Waugaman, Thomas (GCX 66) APPENDIX B NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government After a hearing at which all sides had an opportunity to present evidence and state their positions, the National Labor Relations Board found that we have violated the National Labor Relations Act, as amended, and has or- dered us to post this notice. The Act gives employees the following rights: To engage in self-organization To form, join, or assist any union To bargain collectively through representa- tives of their own choice To engage in activities together for the pur- pose of collective bargaining or other mutual aid or protection To refrain from the exercise of any or all such activities. WE WIll. NOT threaten you with layoff, dis- charge, or deportation because of activity on behalf of Laborers Local Union No. 41, Laborers Interna- tional Union of North America and State of Indiana District Council, Laborers International Union of North America, or any other union. WE WIl.t. NOT threaten to shut down before a union gets in. WE WIL. NOT give you the impression of surveil- lance over your union activity. WE WILL NOT promise you higher wages and medical insurance if you do not try to bring in a union. WE WILL NOT grant you wage increases to induce you to reject Local 41 or any other union. WE WILL NOT interrogate you about union activi- ty in a manner constituting interference, restraint, and coercion. WE WILL NOT discharge, issue warning slips to. insert purported warning slips in the personnel folder of, or otherwise discriminate against any em- ployee with regard to his hire or tenure of employ- ment or any term or condition of employment to discourage membership in Local 41 or any other union. WE WILL NOT refuse to recognize and bargain collectively with Local 41 as the exclusive repre- sentative of the following appropriate unit: All laborers, truckdrivers, mechanics and me- chanics' helpers employed by Justak Brothers and Company, Inc., at our facility now located at 1701 129th Street, Whiting, Indiana; excluding employees of J.B. Sanitation Service, Inc., office clerical employees, guards and supervisors as de- fined in the National Labor Relations Act. WE WILL NOT in any other manner interfere with, restrain, or coerce employees in the exercise of the rights guaranteed them under Section 7 of the Act. WE WILL offer Thomas Waugaman, David Clousing, and Eric Myers reinstatement to their old jobs or, if such jobs no longer exist, to substantially equivalent jobs, without prejudice to their seniority or other rights and privileges previously enjoyed, and make them whole, with interest, for any loss of pay resulting from their discharge. WE WILL remove from the personnel folders of these three employees, and physically deliver to them, the warnings which we unlawfully issued to them or unlawfully inserted in their files. WE WILL., on request, bargain with Local 41 as the only representative of the employeees in the ap- propriate unit, and embody in a signed agreement any agreement reached. JUSTAK BROTHERS AND COMPANY, INC. 1089 Copy with citationCopy as parenthetical citation