JEOL Ltd.Download PDFPatent Trials and Appeals BoardMar 31, 20212020003180 (P.T.A.B. Mar. 31, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/667,746 03/25/2015 Shinichi Tomii 7314-153372 4361 28289 7590 03/31/2021 THE WEBB LAW FIRM, P.C. ONE GATEWAY CENTER 420 FT. DUQUESNE BLVD, SUITE 1200 PITTSBURGH, PA 15222 EXAMINER XU, XIAOYUN ART UNIT PAPER NUMBER 1797 NOTIFICATION DATE DELIVERY MODE 03/31/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): patents@webblaw.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte SHINICHI TOMII ____________ Appeal 2020-003180 Application 14/667,746 Technology Center 1700 ____________ Before JAMES C. HOUSEL, MONTÉ T. SQUIRE, and DEBRA L. DENNETT, Administrative Patent Judges. SQUIRE, Administrative Patent Judge. DECISION ON APPEAL1 Appellant2 appeals under 35 U.S.C. § 134(a) from the Examiner’s decision to finally reject claims 1 and 4–7, which are all the claims pending in this application. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 This Decision refers to the Specification filed Aug. 24, 2015 (“Spec.”); Final Office Action dated July 5, 2019 (“Final Act.”); Advisory Action dated Oct. 11, 2019 (“Advisory Act.”); Appeal Brief filed Jan. 8, 2020 (“Appeal Br.”); Examiner’s Answer dated Feb. 5, 2020 (“Ans.”); and Reply Brief filed Mar. 23, 2020 (“Reply Br.”). 2 We use the word “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies JEOL Ltd. as the real party in interest. Appeal Br. 2. Appeal 2020-003180 Application 14/667,746 2 CLAIMED SUBJECT MATTER The invention relates to an automatic analyzer that causes a specimen to react with a reagent to thereby analyze components of the specimen, and a method of displaying a result from such analysis. Spec. 1; Abstract. Claim 1 illustrates the subject matter on appeal and is reproduced below from the Claims Appendix to the Appeal Brief: 1. An automatic analyzer, comprising: a specimen-container holding section that holds a specimen container storing a specimen; a reagent-container holding section that holds a reagent container storing a reagent; a reaction-container holding section that holds a reaction container in which a reagent taken out from a reagent container held by the reagent-container holding section and a specimen taken out from a specimen container held by the specimen- container holding section are mixed to cause reaction, the reaction-container holding section formed in a cylindrical- container shape and holding a plurality of reaction containers arranged at predetermined intervals in a circumferential direction thereof, and configured to be rotated in the circumferential direction thereof such that a specimen taken out from a specimen container held by the specimen-container holding section and a reagent taken out from a reagent container held by the reagent- container holding section are respectively injected into and mixed at a specified timing, in a reaction container of the plurality of reaction containers, being held by the reaction- container holding section; a measuring section that measures an optical property of the specimen in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, the specimen having been taken out from a specimen container held by the specimen-container holding section, injected into and mixed in the reaction container, with a reagent having been taken out from a reagent container held by the reagent-container Appeal 2020-003180 Application 14/667,746 3 holding section and injected into the reaction container, for a predetermined measurement period, at regular intervals every time the reaction-container holding section makes one rotation and thereby the reaction container of the plurality of reaction containers, being held by the reaction-container holding section and in which the specimen has been mixed with the reagent, passes the measuring section, thereby obtaining measurement data indicating a change over time of the optical property of the specimen mixed with the reagent in the reaction container of the plurality of reaction containers, and outputs the obtained measurement data indicating a change over time of the optical property of the specimen mixed with the reagent in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section; a recording section that records an actual timing when a reagent taken out from a reagent container held by the reagent- container holding section and a specimen taken out from a specimen container held by the specimen-container holding section were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction- container holding section, and the measurement data indicating change over time of the optical property of the specimen mixed with the reagent in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, and output by the measuring section; and a display control section that creates a display screen displaying the measurement data indicating a change over time of the optical property of the specimen mixed with the reagent in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, output by the measuring section and recorded in the recording section, in a form of a measurement-data graph or list indicating a change over time in the measurement data, and adds, in the graph displayed on the display screen in which a horizontal axis represents time and a vertical axis represents absorbance or list in which the measurement data are listed for respective rounds of rotation of the reaction-container holding section, a mark in the form of a line or a nonnumeric symbol indicating the actual Appeal 2020-003180 Application 14/667,746 4 timing when a reagent taken out from a reagent container held by the reagent-container holding section and a specimen taken out from a specimen container held by the specimen-container holding section were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction- container holding section, the actual timing recorded in the recording section, such that whether or not the specimen and the reagent were actually mixed at the specified timing can be checked on a basis of the display screen, wherein: the display control section displays, on the display screen, a button for selecting a displaying-on or displaying-off state of the mark indicating the actual timing when a reagent taken out from a reagent container held by the reagent-container holding section and a specimen taken out from a specimen container held by the specimen-container holding section were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, the actual timing recorded in the recording section; the reagent, which is mixed with the specimen in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, includes a first reagent and a second reagent; the mark, which the display control section adds in the graph or list displayed on the display screen, includes a first mark indicating an actual timing when the first reagent and the specimen were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction- container holding section and a second mark indicating an actual timing when the second reagent and the specimen were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, and the button displayed on the display screen includes a first button for selecting a displaying-on or displaying-off state of the first mark indicating the actual timing when the first reagent and the specimen were actually mixed in the reaction container of the plurality of reaction containers, being held by Appeal 2020-003180 Application 14/667,746 5 the reaction-container holding section, and a second button for selecting a displaying-on or displaying-off state of the second mark indicating the actual timing when the second reagent and the specimen were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction- container holding section. Appeal Br. 20–22 (disputed claim language italicized and bolded). REFERENCES The Examiner relies on the following prior art reference as evidence in rejecting the claims on appeal: Name Reference Date McNeil et al. (“McNeil”) US 6,746,864 B1 June 8, 2004 Wakatake et al. (“Wakatake”) EP 0303707 A1 Feb. 22, 1989 Macroscopic Urinalysis, Performed Manually Using Bayer Multistix, Austin Community College, Medical Laboratory Technology http://www.austincc.edu/mlt/clin1/UrinalysisMacroMultistixFall2011.doc (2011) (“MLab”). REJECTION On appeal, the Examiner maintains the following rejection: claims 1 and 4–7 rejected under 35 U.S.C. § 103(a) as being unpatentable over Wakatake in view of MLab and McNeil. Ans. 3. OPINION Having considered the respective positions the Examiner and Appellant advance in light of this appeal record, we affirm the Examiner’s rejection based essentially on the factual findings and reasons the Examiner provides in the Answer, Advisory Action, and Final Office Action. We add the following primarily for emphasis. Appeal 2020-003180 Application 14/667,746 6 The Examiner rejects claims 1 and 4–7 under § 103 as obvious over Wakatake, MLab, and McNeil. Ans. 3–9. In response, Appellant presents argument for the patentability of claims 1 and 6 as a group and separate arguments for the patentability of claim 4 and claim 5, respectively. Appeal Br. 6, 16, 17. We address these arguments each in turn below. Claims 1, 6, and 7 Appellant presents argument for the patentability of claims 1 and 6 as a group, but does not present separate argument for the patentability of claim 7. Appeal Br. 6, 16. We select claim 1 as representative and claims 6 and 7 stand or fall with claim 1. 37 C.F.R. § 41.37(c)(1)(iv). The Examiner determines that the combination of Wakatake, MLab, and McNeil suggests a device satisfying the limitations of claim 1 and would have rendered the claim obvious. Ans. 3–9. Appellant principally argues the Examiner’s rejection should be reversed because McNeil does not disclose various elements of the claimed “display control section.” See generally Appeal Br. 8–16; Reply Br. 1–5. In particular, Appellant contends McNeil does not disclose “a mark in the form of a line or a nonnumeric symbol indicating the actual timing when a reagent . . . and a specimen . . . were actually mixed,” as claimed. Appeal Br. 7–9; see also Reply Br. 1 (arguing “McNeil does not disclose or hint at displaying a mark or a non-numeric symbol”). Appellant argues that although Figure 9C of McNeil discloses a vertical line to the left of “REACTION ONSET,” there is no disclosure in McNeil that the vertical line is displayed on interface monitor 403 for the eight sample curves shown in Figure 9C. Appeal Br. 8. Appeal 2020-003180 Application 14/667,746 7 Appellant further argues McNeil does not disclose “a button for selecting a displaying-on or displaying-off state of the mark indicating the actual timing when a reagent . . . [and a specimen] were actually mixed” in the manner claimed. Id. at 10–11. Appellant contends that, in contrast to the display control section of claim 1, there is no disclosure in McNeil of a button for selecting a displaying-on or displaying-off state of the vertical line in Figure 9C of McNeil. Id. at 11, 13. Appellant contends that although McNeil discloses that the user may edit templates with the push of a button, McNeil does not disclose a button for the specific purpose of selecting the displaying-on or displaying-off state of a mark that indicates the actual timing when a reagent and a specimen were mixed, as claimed. Id. at 13; Reply Br. 3. Appellant also contends that there would not have been any reason to modify Wakatake’s automated analyzer in view of McNeil’s disclosure to include a mark indicating the actual timing when the reagent and the specimen were mixed because the operation status and any wait time required for color to be developed after mixing a reagent with a specimen before colorimetric measurement can be determined directly from the shapes of the curves . . . without the addition of a mark indicating the actual timing when the reagent and the specimen were mixed. Appeal Br. 15. Additionally, Appellant argues McNeil does not disclose the recitations “a first mark indicating an actual timing when the first reagent and the specimen were actually mixed” and “a second mark indicating an actual timing when the second reagent and the specimen were actually mixed.” Id. at 11–13. We do not find Appellant’s arguments persuasive of reversible error in the Examiner’s rejection based essentially on the factual findings and reasons the Examiner provides at pages 3–9 and 11–15 of the Answer, page 2 of the Advisory Action, and pages 2–7 of the Final Office Action, which a preponderance of the Appeal 2020-003180 Application 14/667,746 8 evidence supports. Wakatake, Abstract, 8–10, 12, 15, Fig. 1; MLab 1, 7; McNeil, Title, Abstract, Fig. 9C, 2:59–66, 6:11–14, 15:39–48, 16:19–21, 16:34–37, 16:38–45. Rather, on this appeal record, we agree with the Examiner that the combination of Wakatake, MLab, and McNeil suggests the limitations of claim 1, including the elements of the “display control section,” and would have rendered the claim obvious. As the Examiner finds (Ans. 6), McNeil discloses a display control section with a graphic user interface that creates a display screen displaying the measurement data indicating a change over time of the optical property of the specimen mixed with the reagent in the reaction container of the plurality of reaction containers. McNeil, 15:39–49. As the Examiner further finds (Ans. 6–7), McNeil discloses a graph indicating a change over time in the measurement data in which a horizontal axis represents time and a vertical axis represents absorbance or list in which the measurement data are listed. McNeil, Fig. 9C, 16:19–21. As the Examiner finds (Ans. 7), Figure 9C of McNeil displays in real-time a first vertical line (between 0 and 20 time units) that indicates the status of the fluorescent measurement readings from the samples being tested and when a reagent is actually mixed with a specimen, i.e., when the reaction is “ONSET.” McNeil, 16:19–21, 16:34–37, 16:38–45. As the Examiner also finds (Ans. 8), McNeil discloses that all of the protocol design and scheduling tools of the system are created with graphic user interfaces and run on the user interface controller or a networked machine, and that the user may edit templates with the use of a button. McNeil, Fig. 9C, 15:39–48. The Examiner also provides a reasonable basis why one of ordinary skill in the art would have had reason to combine the teachings of McNeil and Wakatake to arrive at the display control section elements of the claim. Ans. 7–9. In Appeal 2020-003180 Application 14/667,746 9 particular, as the Examiner finds and explains (Ans. 8), a person of ordinary skill in the art would have been motivated to modify Wakatake’s automatic analyzer to record and display the actual timing when a reagent is actually mixed with a specimen as McNeil teaches because a necessary wait time is required for the color to be developed after mixing a reagent with a specimen before obtaining colorimetric measurement. KSR Int’l Co. v. Teleflex, Inc., 550 U.S. 398, 420 (2007) (explaining that any need or problem known in the art can provide a reason for combining the elements in the manner claimed). As the Examiner determines (Ans. 8–9), in view of McNeil’s disclosures regarding an automated analyzer having a display control section with graphic user interfaces, displays on the display screen, and a button for changing display options, it would have been obvious to one of ordinary skill in the art to have included a first mark indicating an actual timing when the first reagent and the specimen were actually mixed in the reaction container; a second mark indicating an actual timing when the second reagent and the specimen were actually mixed in the reaction container; a first button for selecting a displaying-on or displaying-off of state of the first mark; and a second button for selecting displaying-on or displaying-off state of the second mark in the manner claimed. McNeil, Fig. 9C, 15:39–48, 16:19–21. Indeed, it is well-settled that the addition a known element to another known in the art is likely to be obvious when it does no more than yield predictable results. KSR, 550 U.S. at 416 (“The combination of familiar elements according to known methods is likely to be obvious when it does no more than yield predictable results.”). Appellant’s arguments do not reveal reversible error in the Examiner’s factual findings, analysis, and conclusions. Appeal 2020-003180 Application 14/667,746 10 Appellant’s arguments that McNeil does not disclose various elements of the claimed display control section at pages 8–16 of the Appeal Brief and pages 1–5 of the Reply Brief are not persuasive of reversible error in the Examiner’s rejection because they are based on what Appellant contends McNeil explicitly discloses or teaches and not what McNeil’s disclosures would have reasonably suggested to one of ordinary skill in the art, especially in view of Wakatake’s teachings and what was known in the prior art. In re Burckel, 592 F.2d 1175, 1179 (CCPA 1979) (“[A] reference must be considered not only for what it expressly teaches, but also for what it fairly suggests.”); see also In re Preda, 401 F.2d 825, 826 (CCPA 1968) (explaining that a prior art reference’s disclosure must be considered for all that it teaches, including “the inferences which one skilled in the art would reasonably be expected to draw therefrom”). For example, Appellant’s contention that McNeil does not disclose “a button for selecting a displaying-on or displaying-off state of the mark” (Appeal Br. 10) is not persuasive because although McNeil may not explicitly disclose a button for selecting a displaying-on or displaying-off state of the mark, as the Examiner determines (Ans. 8–9), it would have been obvious to one of ordinary skill in the art to have arrived at that limitation of the claim based on what McNeil’s disclosure fairly suggests, which a preponderance of the evidence supports. Burckel, 592 F.2d at 1179. We do not find persuasive Appellant’s contentions that McNeil does not disclose “a first mark indicating an actual timing when the first reagent and the specimen were actually mixed” and “a second mark indicating an actual timing when the second reagent and the specimen were actually mixed” (Appeal Br. 11–13) for essentially the same reason. Appeal 2020-003180 Application 14/667,746 11 Appellant’s contention that McNeil does not disclose “a mark in the form of a line or a nonnumeric symbol indicating the actual timing when a reagent taken out from a reagent container” (Appeal Br. 7) is not persuasive because, as the Examiner finds and explains (Ans. 6–7) and we discuss above, Figure 9C of McNeil does disclose or would have reasonably suggested to one of ordinary skill that limitation of the claim. Appellant’s contention that there would not have been any reason to modify Wakatake’s automated analyzer in view of McNeil’s disclosure to include a mark indicating the actual timing when the reagent and the specimen were mixed (Appeal Br. 15) is not persuasive because, contrary to what Appellant argues, we determine the Examiner does provide a reasonable basis, which a preponderance of the evidence in the record supports, why one of ordinary skill in the art would have combined the teachings of cited art to arrive at the method of claim 1. Ans. 6–8. Appellant’s disagreement as to the Examiner’s factual findings and reason for combining the references, without more, is insufficient to establish reversible error. SmithKline Beecham Corp. v. Apotex Corp., 439 F.3d 1312, 1320 (Fed. Cir. 2006) (“[M]ere statements of disagreement . . . as to the existence of factual disputes do not amount to a developed argument.”). We, therefore, sustain the Examiner’s rejection of claims 1, 6, and 7. Claim 4 Claim 4 depends from claim 1 and further recites: wherein the display control section displays a setting screen for selecting a presence or absence of the mark indicating the actual timing when a reagent taken out from a reagent container held by the reagent-container holding section and a specimen taken out from a specimen container held by the specimen-container holding section were actually mixed in the reaction container of the plurality of reaction Appeal 2020-003180 Application 14/667,746 12 containers, being held by the reaction-container holding section, the actual timing recorded in the recording section, and adds the mark indicating the actual timing when a reagent taken out from a specimen container and a specimen taken out from a specimen container were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, in the graph or list displayed on the display screen in a case where the presence of the mark indicating the actual timing when a reagent taken out from a reagent container held by the reagent-container holding section and a specimen taken out from a specimen container held by the specimen-container holding section were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, is set in advance through the setting screen. Appeal Br. 22–23 (Claims Appendix) (disputed claim language italicized and bolded). Appellant argues the Examiner’s rejection of claim 4 should be reversed because McNeil does not disclose “the display control section displays a setting screen for selecting a presence or absence of the mark,” as claimed. Appeal Br. 16–17. We do not find Appellant’s argument persuasive of reversible error in the Examiner’s rejection based essentially on the Examiner’s factual findings and reasons the Examiner provides at pages 9 and 16 of the Answer, which a preponderance of the evidence supports. McNeil, Fig. 9C, 15:39–48, 16:19–21. Rather, we agree with the Examiner that McNeil suggests “the display control section displays a setting screen for selecting a presence or absence of the mark” and it would have been obvious to one of ordinary skill in the art to have arrived at that limitation based on McNeil’s disclosures. In particular, as the Examiner finds (Ans. 16), McNeil discloses All of the protocol design and scheduling tools described above are created with graphic user interfaces and run on the user interface controller or a networked machine. They are designed to graphically Appeal 2020-003180 Application 14/667,746 13 represent the tracks and schedule. The user drags tokens representing operations from lists into the multi-track protocol definition. The lists correspond to different devices. The items in the list are tokens representing predefined templates for that device. The user may edit the templates with the push of a button. McNeil, 15:39–48. Regarding the recitation “a setting screen for selecting a presence or absence of the mark,” the Specification discloses that “display screen 300 illustrated in Fig. 7C is a screen for setting parameters.” Spec. 25. The Specification further provides that display screen 300 for setting parameters enables users to select display or non-display of the addition timing of reagent by selecting “0” or “1” as a value of a corresponding column. In a comment column of the parameter selection section 301, “0: non- display, 1: display” is described, and in a column of a value, “0” or “1” can be selected through user operation. Selection made through user operation on the display screen 300 for setting parameters is reflected on the display screen. Id. Thus, based on the Examiner’s findings regarding McNeil’s disclosures and in view of the Specification’s description of a screen for setting parameters (Spec. 25), we determine a preponderance of the evidence supports Examiner that McNeil reasonably suggests to one of ordinary skill in the art “the display control section displays a setting screen for selecting a presence or absence of the mark” recitation of claim 1. Burckel, 592 F.2d at 1179; see also KSR, 550 U.S. at 421 (“A person of ordinary skill is also a person of ordinary creativity, not an automaton.”). We, therefore, sustain the Examiner’s rejection of claim 4. Appeal 2020-003180 Application 14/667,746 14 Claim 5 Claim 5 depends from claim 1 and further recites: wherein when the measurement-data list is displayed on the display screen, the display control section adds, in the list displayed on the display screen, the mark indicating the actual timing when a reagent taken out from a reagent container held by the reagent-container holding section and a specimen taken out from a specimen container held by the specimen-container holding section were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section, the actual timing recorded in the recording section, beside measurement data corresponding to a round of rotation of the reaction-container holding section in which a reagent taken out from a reagent container held by the reagent-container holding section and a specimen taken out from a specimen container held by the specimen-container holding section were actually mixed in the reaction container of the plurality of reaction containers, being held by the reaction-container holding section. Appeal Br. 23 (Claims Appendix) (disputed claim language italicized and bolded). Appellant argues the Examiner’s rejection of claim 5 should be reversed because McNeil does not disclose “the measurement-data list is displayed on the display screen,” as claimed. Appeal Br. 16–18. In particular, Appellant contends that, in contrast to the claimed measurement-data list (as shown in Figure 6 of Appellant’s Specification), Figure 9C of McNeil discloses eight response curves. Id. at 18. We do not find Appellant’s argument persuasive of reversible error in the Examiner’s rejection based essentially on the Examiner’s factual findings and reasons the Examiner provides at pages 9–10 and 16 of the Answer, which a preponderance of the evidence supports. McNeil, Fig. 9C, 15:39–48, 16:19–21. In particular, on this appeal record, we agree with the Examiner that the “RESPONSE (ARBITRARY UNITS)” on the vertical axis in Figure 9C reflects and graphically Appeal 2020-003180 Application 14/667,746 15 shows a “measurement-data list” (as depicted in Figure 6 of the Specification). Based on McNeil’s disclosures, a person of ordinary skill in the art would have known and readily understood that such data can also be shown numerically in a table, and it would have been obvious to a person of ordinary skill to have done so. We, therefore, sustain the Examiner’s rejection of claim 5. Accordingly, we affirm the Examiner’s rejection of claims 1 and 4–7 under 35 U.S.C. § 103(a) as obvious over Wakatake, MLab, and McNeil. CONCLUSION In summary: Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 4–7 103(a) Wakatake, MLab, McNeil 1, 4–7 No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a) (1)(iv). 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