James W. Deaton, Appellant,v.Daniel R. Glickman, Secretary, Department of Agriculture, Agency.

Equal Employment Opportunity CommissionMar 18, 1999
01982750 (E.E.O.C. Mar. 18, 1999)

01982750

03-18-1999

James W. Deaton, Appellant, v. Daniel R. Glickman, Secretary, Department of Agriculture, Agency.


James W. Deaton v. Department of Agriculture

01982750

March 18, 1999

James W. Deaton, )

Appellant, )

)

v. ) Appeal No. 01982750

) Agency Nos. 970732, 970876

Daniel R. Glickman, )

Secretary, )

Department of Agriculture, )

Agency. )

)

DECISION

Appellant filed an appeal with this Commission from a final decision of

the agency concerning his complaint of unlawful employment discrimination,

in violation of Title VII of the Civil Rights Act of 1964, as amended, 42

U.S.C. �2000e et seq., and the Rehabilitation Act of 1973, as amended, 29

U.S.C. �791 et seq. The agency was unable to supply a copy of a certified

mail return receipt or any other material capable of establishing the date

appellant received the agency's final decision. Accordingly, since the

agency failed to submit evidence of the date of receipt, the Commission

presumes that appellant's appeal was filed within thirty (30) days of

receipt of the agency's final decision. See, 29 C.F.R. �1614.402.

ISSUE PRESENTED

The issue on appeal is whether the agency properly dismissed appellant's

complaint on the grounds that it raised matters which appellant had

appealed to the Merit Systems Protection Board (MSPB).

BACKGROUND

Appellant contacted an EEO counselor regarding allegations of

discrimination. Specifically, appellant alleged that he was discriminated

against when (1) he was issued a suspension from January 19, 1995

through February 17, 1995 and (2) he was terminated January 20, 1996.

Informal efforts to resolve appellant's concerns were unsuccessful.

Accordingly, on May 26, 1997 and July 1, 1997 respectively, appellant

filed formal complaints alleging that he was the victim of unlawful

employment discrimination on the bases of reprisal and disability

(unspecified).

On January 30, 1998, the agency issued a final decision dismissing

appellant's complaints on the grounds that the complaints raised matters

which had been appealed to the MSPB.

ANALYSIS AND FINDINGS

A mixed case complaint is a complaint of employment discrimination filed

with a federal agency, related to or stemming from an action that can be

appealed to the MSPB. 29 C.F.R. �1614.302(a)(1). An aggrieved person may

initially file a mixed case complaint with an agency or may file a mixed

case appeal directly with the MSPB, pursuant to 5 C.F.R. �1201.151, but

not both. 29 C.F.R. �1614.302(b). EEOC Regulation 29 C.F.R. �1614.107(d)

provides that an agency shall dismiss a complaint or a portion of a

complaint where the complainant has raised the matter in an appeal to

the MSPB and 29 C.F.R. �1614.302 indicates that the complainant has

elected to pursue the non - EEO process.

In the instant case, the agency contends that appellant's appeal should

be dismissed on the grounds that the complaints that gave rise to the

instant appeal, discussed matters which appellant had previously raised

in an appeal to the MSPB. The agency argues that the appellant cannot

now pursue the EEO process simply because he was unhappy with the outcome

of the MSPB proceeding. The agency, however, has failed to provide the

Commission with a copy of appellant's appeal to the MSPB, a copy of the

Board's decision or any other relevant documentation in that regard.

Therefore, the Commission cannot make an independent determination

concerning the agency's articulated reasons for dismissing appellant's

complaints. For this reason, we must vacate the agency's final decision

as to these allegations and remand them for supplementation of the

record.

CONCLUSION

Accordingly, the agency's decision to dismiss appellant's complaints

was improper, and is hereby VACATED. The complaints are REMANDED to

the agency for further processing in accordance with this decision and

the Order below.

ORDER

The agency is ORDERED to supplement the record with documentation

concerning appellant's alleged appeals to the MSPB regarding his

suspension and his termination by the agency. At a minimum, the

agency shall provide copies of the following documents regarding

appellant's suspension and termination: notices of proposed suspension

and removal; decision letters on appellant's suspension and removal;

appellant's MSPB appeal; and, if applicable, the MSPB's initial and final

decisions thereon. Thereafter, the agency shall issue a final decision.

The supplemental investigation and issuance of the final decision must

be completed within sixty (60) calendar days of the date this decision

becomes final. A copy of the final decision must be submitted to the

Compliance Officer, as referenced below.

IMPLEMENTATION OF THE COMMISSION'S DECISION (K0595)

Compliance with the Commission's corrective action is mandatory.

The agency shall submit its compliance report within thirty (30)

calendar days of the completion of all ordered corrective action.

The report shall be submitted to the Compliance Officer, Office of Federal

Operations, Equal Employment Opportunity Commission, P.O. Box 19848,

Washington, D.C. 20036. The agency's report must contain supporting

documentation, and the agency must send a copy of all submissions to

the appellant. If the agency does not comply with the Commission's

order, the appellant may petition the Commission for enforcement of

the order. 29 C.F.R. �1614.503(a). The appellant also has the right

to file a civil action to enforce compliance with the Commission's

order prior to or following an administrative petition for enforcement.

See 29 C.F.R. ��1614.408, 1614.409, and 1614.503(g). Alternatively,

the appellant has the right to file a civil action on the underlying

complaint in accordance with the paragraph below entitled "Right to File

A Civil Action." 29 C.F.R. ��1614.408 and 1614.409. A civil action for

enforcement or a civil action on the underlying complaint is subject to

the deadline stated in 42 U.S.C. �2000e-16(c) (Supp. V 1993). If the

appellant files a civil action, the administrative processing of the

complaint, including any petition for enforcement, will be terminated.

See 29 C.F.R. �1614.410.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0795)

The Commission may, in its discretion, reconsider the decision in this

case if the appellant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. New and material evidence is available that was not readily available

when the previous decision was issued; or

2. The previous decision involved an erroneous interpretation of law,

regulation or material fact, or misapplication of established policy; or

3. The decision is of such exceptional nature as to have substantial

precedential implications.

Requests to reconsider, with supporting arguments or evidence, MUST

BE FILED WITHIN THIRTY (30) CALENDAR DAYS of the date you receive this

decision, or WITHIN TWENTY (20) CALENDAR DAYS of the date you receive

a timely request to reconsider filed by another party. Any argument in

opposition to the request to reconsider or cross request to reconsider

MUST be submitted to the Commission and to the requesting party

WITHIN TWENTY (20) CALENDAR DAYS of the date you receive the request

to reconsider. See 29 C.F.R. �1614.407. All requests and arguments

must bear proof of postmark and be submitted to the Director, Office of

Federal Operations, Equal Employment Opportunity Commission, P.O. Box

19848, Washington, D.C. 20036. In the absence of a legible postmark,

the request to reconsider shall be deemed filed on the date it is received

by the Commission.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely. If extenuating circumstances

have prevented the timely filing of a request for reconsideration,

a written statement setting forth the circumstances which caused the

delay and any supporting documentation must be submitted with your

request for reconsideration. The Commission will consider requests

for reconsideration filed after the deadline only in very limited

circumstances. See 29 C.F.R. �1614.604(c).

RIGHT TO FILE A CIVIL ACTION (R0993)

This is a decision requiring the agency to continue its administrative

processing of your complaint. However, if you wish to file a civil

action, you have the right to file such action in an appropriate United

States District Court. It is the position of the Commission that you

have the right to file a civil action in an appropriate United States

District Court WITHIN NINETY (90) CALENDAR DAYS from the date that you

receive this decision. You should be aware, however, that courts in some

jurisdictions have interpreted the Civil Rights Act of 1991 in a manner

suggesting that a civil action must be filed WITHIN THIRTY (30) CALENDAR

DAYS from the date that you receive this decision. To ensure that your

civil action is considered timely, you are advised to file it WITHIN

THIRTY (30) CALENDAR DAYS from the date that you receive this decision

or to consult an attorney concerning the applicable time period in the

jurisdiction in which your action would be filed. In the alternative,

you may file a civil action AFTER ONE HUNDRED AND EIGHTY (180) CALENDAR

DAYS of the date you filed your complaint with the agency, or filed your

appeal with the Commission. If you file a civil action, YOU MUST NAME

AS THE DEFENDANT IN THE COMPLAINT THE PERSON WHO IS THE OFFICIAL AGENCY

HEAD OR DEPARTMENT HEAD, IDENTIFYING THAT PERSON BY HIS OR HER FULL NAME

AND OFFICIAL TITLE. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work.

Filing a civil action will terminate the administrative processing of

your complaint.

RIGHT TO REQUEST COUNSEL (Z1092)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. �2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. ��791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

March 18, 1999

____________________________

DATE Ronnie Blumenthal, Director

Office of Federal Operations