Illinois Retina Associates, S.C.Download PDFTrademark Trial and Appeal BoardApr 4, 2019EX (T.T.A.B. Apr. 4, 2019) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: April 4, 2019 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Illinois Retina Associates, S.C. _____ Serial No. 87501468 _____ Suzanne K. Ketler and Lindsie A. Everett, of Roetzel & Andress LPA, for Illinois Retina Associates, S.C.. Roger T. McDorman, Trademark Examining Attorney, Law Office 109, Michael Kazazian, Managing Attorney. _____ Before Kuhlke, Wellington, and Coggins, Administrative Trademark Judges. Opinion by Coggins, Administrative Trademark Judge: Illinois Retina Associates, S.C. (“Applicant”) seeks registration on the Principal Register of the mark shown at right, with THE RETINA CENTER disclaimed, for “medical services, namely, diagnosis and treatment of diseases of the retina, macula and vitreous,” in International Class 44.1 1 Application Serial No. 87501468 was filed June 22, 2017, under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a), based upon Applicant’s claim of first use anywhere and Serial No. 87501468 - 2 - The Trademark Examining Attorney refused registration under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s mark, as applied to the services identified in the application, so resembles the mark shown at right, with THE RETINA CENTER disclaimed, for “health care services, namely, diagnosis and treatment of diseases in the vitreous and retina, namely, diabetic diseases, retinal degenerative diseases, retinal tears and detachment, age related retinal diseases, tumors, vascular and inflammatory retinal diseases, and medical research of retinal and vitreous diseases,” in International Class 42,2 on the Principal Register as to be likely to cause confusion, to cause mistake, or to deceive. When the refusal was made final, Applicant appealed and requested reconsideration, 4 TTABVUE, which was denied. 5 TTABVUE. The appeal is fully briefed. We affirm the refusal to register. I. Evidentiary Issues Before proceeding to the merits of the refusal, we address evidentiary matters. The Examining Attorney objects to Applicant’s lists of registrations and applications for marks that include the word RETINA which were submitted with Applicant’s use in commerce since at least as early as August 1, 1996. “The mark consists of the words ‘The Retina Center’ with a stylized graphic design of a retina below the words. The ‘retina’ takes the form of a circle, outlined by a larger circle in a lighter shading. The upper-left corner of the retina is embellished with a white eight-pointed star. An arterial structure is concentrated on the right side of the retina and extends across the surface of the retina.” Color is not claimed as a feature of the mark. 2 Registration No. 2774501, issued October 21, 2003; renewed. Serial No. 87501468 - 3 - August 14, 2018 Request for Reconsideration, see TSDR 24-25 (list of 27 applications and registrations) and TSDR 26 (list of 18 applications and registrations), and resubmitted as attachments to its appeal brief. See Brief at 7 TTABVUE 96-98.3 The Examining Attorney objected to and advised Applicant that its mere submission of a list of third-party registrations and applications in its August 14, 2018 Request for Reconsideration was insufficient to make the evidence of record. See September 5, 2018 Request for Reconsideration Denied at TSDR 4, n.1 (objection); see also Examining Attorney’s Brief, unnumbered p. 5, n.1 (9 TTABVUE 6) (maintaining objection). Insofar as Applicant failed to properly make the third-party registrations of record prior to the filing of the appeal, the objection is sustained.4 See e.g., In re Fiat Grp. Mktg. & Corporate Commc’ns S.p.A., 109 USPQ2d 1593, 1596 (TTAB 2014). See also TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE § 1207.03 (2018). Applicant attached exhibits to its opening and reply briefs which already form part of the record. The Board discourages resubmitting evidence that is already of record; the Board considers all evidence that is properly of record. In addition to adding to the bulk of the file, ascertaining whether exhibits to a brief are properly of record wastes the Board’s time. In re Lorillard Licensing Co., 99 USPQ2d 1312, 1315 3 The TTABVUE and Trademark Status and Document Retrieval (“TSDR”) citations refer to the docket and electronic file database for the involved application. All citations to the TSDR database are to the downloadable .pdf version of the documents. 4 Further, even if they were in evidence, the third-party applications submitted by Applicant would have no probative value other than as evidence that they were filed. In re Toshiba Med. Sys. Corp., 91 USPQ2d 1266, 1270 n.8 (TTAB 2009); In re Fiesta Palms LLC, 85 USPQ2d 1360, 1366 n.7 (TTAB 2007). Serial No. 87501468 - 4 - (TTAB 2011); In re SL&E Training Stable Inc., 88 USPQ2d 1216, 1220 n.9 (TTAB 2008); In re Thor Tech Inc., 85 USPQ2d 1474, 1475 n.3 (TTAB 2007). Accordingly, we have not separately reviewed the exhibits to Applicant’s brief; to the extent that copies of the exhibits were properly made of record during prosecution of the application, we have considered them. II. Likelihood of Confusion Our determination under Section 2(d) is based on an analysis of all probative facts in evidence that are relevant to the factors bearing on the likelihood of confusion. In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973); see also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). In any likelihood of confusion analysis, however, two key considerations are the similarities between the marks and the similarities between the services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods [or services] and differences in the marks.”). A. Similarity of the Services and Channels of Trade We first consider the second and third du Pont factors, the similarity of the services, channels of trade, and classes of customers. Applicant’s services are “medical services, namely, diagnosis and treatment of diseases of the retina, macula and vitreous.” Registrant’s services include “heath care services, namely, diagnosis and treatment of diseases in the vitreous and retina, namely diabetic diseases, retinal Serial No. 87501468 - 5 - degenerative diseases, retinal tears and detachment, age related retinal diseases, tumors, vascular and inflammatory retinal diseases.” Although Registrant’s services specify the ocular diseases in which it specializes, Applicant’s broad wording “diseases of the retina . . . and vitreous” in the Application encompasses all such diseases including those specified in the cited registration.5 See In re Hughes Furniture Indus., Inc., 114 USPQ2d 1134, 1137 (TTAB 2015) (“Applicant’s broadly worded identification of ‘furniture’ necessarily encompasses Registrant’s narrowly identified ‘residential and commercial furniture.”’). In its appeal briefs, Applicant does not dispute that its identified services are identical to (or encompass) Registrant’s vitreous and retinal diagnosis and treatment services. To the extent indicated, the identified services in the application are legally identical to the services in the registration. Given the legal identity of the services in part, and the lack of restrictions or limitations in the application and registration as to their nature, channels of trade, or classes of purchasers, we must presume that the channels of trade and classes of purchasers are also the same (i.e., ordinary consumers in need of diagnosis and treatment of diseases of the vitreous or retina). In re Fat Boys Water Sports LLC, 118 USPQ2d 1511, 1518-19 (TTAB 2016); see also In re Viterra Inc., 671 F.3d 1358, 101 USPQ2d 1905, 1908 (Fed. Cir. 2012) (finding 5 While the other services listed in the registration appear highly related to Applicant’s services, we need not discuss them because the application and registration contain legally identical services. It is sufficient for a refusal based on likelihood of confusion that relatedness is established for any item encompassed by the identification of services in a particular class in the application. In re i.am.symbolic, llc, 116 USPQ2d 1406, 1409 (TTAB 2015), aff’d, 866 F.3d 1315, 123 USPQ2d 1744 (Fed. Cir. 2017); Tuxedo Monopoly, Inc. v. Gen. Mills Fun Grp., 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981); Inter IKEA Sys. B.V. v. Akea, LLC, 110 USPQ2d 1734, 1745 (TTAB 2014). Serial No. 87501468 - 6 - Board entitled to rely on this legal presumption in determining likelihood of confusion). The second and third du Pont factors weigh in favor of a finding that confusion is likely. B. Sophistication of Consumers Relying on Carefirst of Md., Inc. v. FirstHealth of the Carolinas, Inc., 77 USPQ2d 1492, 1503 (TTAB 2005), which holds that “it is common knowledge that even ordinary consumers tend to exercise some sophistication when it comes to decisions relating to healthcare . . . services,” Applicant contends that purchasers of its services are sophisticated. Brief, pp. 15-16 (7 TTABVUE 16-17); Reply, pp. 8-10 (11 TTABVUE 9-11). Applicant submitted no evidence to support this assertion. Nonetheless, assuming for purposes of this appeal that ordinary consumers in need of Applicant’s health care services (i.e., diagnosis and treatment of diseases of the retina, macula and vitreous) will tend to exercise an elevated level of care when it comes to decisions relating to those services, it is not so high as to outweigh the other du Pont factors. Moreover, it is well-settled that even careful, sophisticated purchasers are not immune from source confusion, especially in cases such as this involving similar marks and identical services. See Cunningham v. Laser Golf Cop., 222 F.3d 943, 55 USPQ2d 1842, 1846 (Fed. Cir. 2000); In re Research & Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986); In re Cynosure Inc., 90 USPQ2d 1644, 1647 (TTAB 2009). To the extent that we take notice that consumers will likely exercise some care Serial No. 87501468 - 7 - when it comes to health decisions, the fourth du Pont factor weighs in favor of no likelihood of confusion. C. Similarity or Dissimilarity of the Marks in Their Entireties We next consider the first du Pont likelihood of confusion factor, which focuses on “‘the similarity or dissimilarity of the marks in their entireties as to appearance, sound, connotation and commercial impression.’” Palm Bay Imps., Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005) (quoting du Pont, 177 USPQ at 567). “The proper test is not a side- by-side comparison of the marks, but instead whether the marks are sufficiently similar in terms of their commercial impression such that persons who encounter the marks would be likely to assume a connection between the parties.” Coach Servs. Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1721 (Fed. Cir. 2012) (quotation omitted). Under actual marketing conditions, consumers do not necessarily have the luxury of making side-by-side comparisons between marks, and must rely upon their imperfect recollections. Dassler KG v. Roller Derby Skate Corp., 206 USPQ 255, 259 (TTAB 1980). The focus is on the recollection of the average purchaser, who normally retains a general rather than a specific impression of trademarks. United Global Media Grp., Inc. v. Tseng, 112 USPQ2d 1039, 1049 (TTAB 2014); In re Binion, 93 USPQ2d 1531, 1534 (TTAB 2009). Here, as noted above, the relevant consumers are those in need of diagnosis and treatment of diseases of the vitreous or retina. In comparing the marks, we acknowledge that our analysis cannot be predicated on dissection of the involved marks. In re Nat’l Data Corp., 753 F.2d 1056, 224 USPQ Serial No. 87501468 - 8 - 749, 751 (Fed. Cir. 1985). Rather, we consider the marks in their entireties. Id. at 750. Nonetheless, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on a consideration of the marks in their entireties. Stone Lion Capital Partners, LP v. Lion Capital LLP, 76 F.3d 1317, 110 USPQ2d 1157, 1161 (Fed. Cir. 2014). For instance, merely descriptive matter that is disclaimed has been accorded subordinate status relative to the more distinctive portions of a mark. Nat’l Data, 224 USPQ at 751 (“That a particular feature is descriptive . . . with respect to the relevant goods or services is one commonly accepted rationale for giving less weight to a portion of the mark.”). However, it also has frequently been recognized that where a mark consists of a word and a design, the words generally play a dominant role. In re Viterra, 101 USPQ2d at 1908 (“In the case of a composite mark containing both words and a design, ‘the verbal portion of the mark is the one most likely to indicate the origin of the goods to which it is affixed.”’) quoting CBS Inc. v. Morrow, 708 F.2d 1579, 218 USPQ 198, 200 (Fed. Cir. 1983); In re Dakin’s Miniatures, Inc., 59 USPQ2d 1593 (TTAB 2001) (“words are normally accorded greater weight because they would be used by purchasers to request the goods”). The crux of the Examining Attorney’s argument is that the literal portion of each mark (i.e., THE RETINA CENTER) is identical and, although disclaimed, is more likely to indicate source than the design element of each mark because the literal portion of the marks will be used when referring to or requesting the services. Brief, unnumbered pp. 4-5 (9 TTABVUE 5-6). The crux of Applicant’s argument is that Serial No. 87501468 - 9 - because the phrase THE RETINA CENTER is descriptive, weak, and has been disclaimed in the application and cited registration, the design element must be the dominant portion of each mark.6 See Brief, p. 9 (7 TTABVUE 10). In determining what weight to accord the wording THE RETINA CENTER, we consider both inherent strength, based on the nature of the mark itself, and commercial strength or recognition. In re Chippendales USA Inc., 622 F.3d 1346, 96 USPQ2d 1681, 1686 (Fed. Cir. 2010) (“A mark’s strength is measured both by its conceptual strength (distinctiveness) and its marketplace strength (secondary meaning).”); Couch/Braunsdorf Affinity, Inc. v. 12 Interactive, LLC, 110 USPQ2d 1458, 1476 (TTAB 2014). There is no evidence of third-party use in the record to analyze commercial strength or weakness of the wording THE RETINA CENTER. As to the conceptual strength of the common element of the marks, we note that the Examining Attorney determined that the wording THE RETINA CENTER is descriptive of Applicant’s services which involve diseases of the retina, and Applicant disclaimed this wording. Similarly, the same wording is disclaimed in the cited registration which also identifies services involving diseases of the retina. The dictionary definitions of “retina” and “center” submitted by the Examining Attorney, see July 13, 2017 Office 6 In its reply brief, Applicant argues that “it is well-established that terms in a composite mark that are merely descriptive of the services are considered unregistrable.” Reply, p. 2 (11 TTABVUE 3). Because Applicant uses the word “unregistrable,” it implies that THE RETINA CENTER is generic for the services; however, Applicant has not submitted evidence to show that THE RETINA CENTER is generic for the services and therefore incapable of source identification. As discussed below, we find the term to be descriptive and conceptually weak; but, on this thin record we do not find that the term is generic. Serial No. 87501468 - 10 - Action at TSDR 10 and 13-14, support the assertion that THE RETINA CENTER is descriptive of services involving diseases of the retina. In support of its position that THE RETINA CENTER portion of Registrant’s mark is weak and entitled only to a limited scope of protection, Applicant points to the following five third-party registrations for marks incorporating the term RETINA for medical services involving the eye, which Applicant submitted with its August 14, 2018 Request for Reconsideration (at TSDR 27-34):7 Reg. No. Mark Information Relevant Services 3559539 NATIONAL RETINA INSTITUTE registered under § 2(f) with disclaimer of RETINA INSTITUTE Medical services, surgery and treatment of eye diseases and conditions 3691979 disclaimer of RETINA CARE Medical services 4185543 disclaimer of RETINA ASSOCIATES Medical services, namely, diagnosis and treatment of ailments affecting the retina and macula 4509913 disclaimer of RETINA HEALTH CENTER Medical services, namely, treatment of eye diseases and conditions 7 Applicant did not submit status and title copies of the registrations or copies from the electronic database records of the Office showing the current status and title of the registrations. Instead, Applicant submitted photocopies of the registrations and a list of applications and registrations from the TESS database (at TSDR 26) on which status information for the registrations appears. Notwithstanding Applicant’s unusual and incomplete manner of submission, we treat these third-party registrations as stipulated into the record because the Examining Attorney discussed them without objection in his appeal brief and in the September 5, 2018 Request for Reconsideration Denied. See TBMP § 1208.02. Serial No. 87501468 - 11 - Reg. No. Mark Information Relevant Services 4586988 disclaimer of RETINA-VITREOUS CENTER Medical services in the field of ophthalmology and ailments of the eye, retina and macula Applicant argues that because these registrations show that RETINA has been disclaimed it “tend[s] to show that the phrase ‘THE RETINA CENTER’ is ‘weak’ when used in connection with the [a]pplied-[f]or services . . . .” Brief, p. 8 (7 TTABVUE 9). While the “existence of [third-party] registrations is not evidence of what happens in the market place or that customers are familiar with them,” AMF Inc. v. Am. Leisure Prods., Inc., 474 F.2d 1403, 177 USPQ 268, 269 (CCPA 1973), third-party registrations “are relevant to prove that some segment of the composite marks which both contesting parties use has a normally understood and well-recognized descriptive or suggestive meaning, leading to the conclusion that that segment is relatively weak.” Juice Generation, Inc. v. GS Enters. LLC, 794 F.3d 1334, 115 USPQ2d 1671, 1675 (Fed. Cir. 2015) (quoting Textronix, Inc. v. Daktronics, Inc., 534 F.2d 915, 189 USPQ 693, 694 (CCPA 1976)). We scrutinize the third-party marks carefully to determine whether they show that the term THE RETINA CENTER is weak for eye-related medical services. None of the registrations contains the term THE RETINA CENTER or even RETINA CENTER. The fifth registration contains the only mark that combines the words “retina” and “center,” and that is for the term RETINA-VITREOUS CENTER. Although limited in number and none comprising the entirety of the shared wording, the third-party registrations further support that Serial No. 87501468 - 12 - THE RETINA CENTER is descriptive and therefore conceptually weak for Applicant’s and Registrant’s services. Based on the definitions, disclaimers, and third-party registrations, we find THE RETINA CENTER to be descriptive and therefore conceptually weak for Applicant’s and Registrant’s services. While we do not make a side-by-side comparison of the marks, it is helpful to reproduce both marks below. Applicant’s and Registrant’s marks are, respectively: and . The identical wording THE RETINA CENTER, which is presented in slightly different fonts, plays a central role in each mark. The wording appears above Applicant’s design element, and is large and appears emphasized by the underline element in the upper portion of Registrant’s mark. Both marks use small capitals for the wording RETINA CENTER, with the first letter of each word capitalized. The design element of each mark presents the representation of an eye. Specifically, Applicant’s design element is circular and appears to contain the inner portion on an eye, with a realistic depiction of retinal arteries to the right and a point of light to the left; and Registrant’s design element includes a circular design suggesting a stylized eyeball with a lens, and a straight line, suggestive of light, in contact with the lens, and a triangle suggesting refraction and projection of light behind the eye. The ultimate determination of similarity of the marks must be based on the two word-and-design composite marks in their entireties – including the disclaimed Serial No. 87501468 - 13 - portion THE RETINA CENTER. In re Viterra, 101 USPQ2d at 1911 (citing Giant Food, Inc. v. Nation’s Foodservice, Inc., 710 F.2d 1565, 218 USPQ2d 390, 395 (Fed. Cir. 1983) (“[I]t is well settled that the disclaimed material still forms a part of the mark and cannot be ignored in determining likelihood of confusion.”) and 3 J. THOMAS MCCARTHY, MCCARTHY ON TRADEMARKS AND UNFAIR COMPETITION § 19:72 (4th ed. 2011) (“For purposes of determining the likelihood of confusion of a mark with a registered composite mark of which portions are disclaimed, the disclaimed matter cannot be ignored.”)). The literal element of each mark (i.e., THE RETINA CENTER) leads the viewer to associate the respective designs with an eye. While Registrant’s design element suggests a stylized eye using basic geometric shapes, and Applicant’s design element suggests a more realistic depiction of an eye with the interior thereof visible, both marks connote an eyeball combined and light. The overall commercial impression of each mark is similar – particularly in light of the identical wording in each mark. The Federal Circuit has “previously . . . found that the dominant portion of a composite word and design mark is the literal portion, even where the literal portion has been disclaimed.” In re Viterra Inc., 101 USPQ2d at 1911 (citing Giant Food v. Nation’s Foodservice, 218 USPQ2d at 395 (finding that the term GIANT was the dominant portion of a mark consisting of the words GIANT HAMBURGERS with a large background design, even though the applicant had disclaimed GIANT HAMBURGERS). As in Viterra and Giant Food, the Board may accord greater weight to the literal portion of the mark, and we do so in this appeal with the wording THE Serial No. 87501468 - 14 - RETINA CENTER which is a visually important part of each mark, and which being the only wording is the only pronounceable part of each mark, even though it is conceptually weak. In support of this weight, we note that THE RETINA CENTER appears integrated into Registrant’s mark because it is emphasized by the underline element (which is suggestive of a light beam), the placement of THE above the eyeball element, and the white space between THE and the sloping eyeball which leads the viewer’s eye to the thick lines of RETINA CENTER. With respect to the design features in the marks, we have considered the presence of a realistic, scientific representation of the interior of an eye and retinal blood vessels, and point of light, in Applicant’s mark versus the geometric representation of an eye, light beam, lens, and refracted light in Registrant’s mark. While these design elements differ, they are not so distinctive to outweigh the significance that both Applicant’s and Registrant’s mark share the identical literal term THE RETINA CENTER presented in small caps. We bear in mind that the “marks ‘must be considered . . . in light of the fallibility of memory,”’ In re St. Helena Hosp., 774 F.3d 747, 113 USPQ2d 1082, 1085 (Fed. Cir. 2014), and that the proper focus is on the recollection of the average customer, who retains a general rather than specific impression of the marks. See Mini Melts, Inc. v. Reckitt Benckiser LLC, 118 USPQ2d 1464, 1470 (TTAB 2016); In re Mr. Recipe, LLC, 118 USPQ2d 1084, 1089 (TTAB 2016). In this case, there is a much higher probability that the THE RETINA CENTER literal element in each mark will be impressed upon the average consumer’s mind and retained for purposes of later recalling the marks. Thus, in terms of Serial No. 87501468 - 15 - appearance, sound, connotation, and commercial impression, we find the marks share a good deal of similarity based on the common wording THE RETINA CENTER and the designs calling to mind an eye and light. In view thereof, the first du Pont factor weighs in favor of likelihood of confusion. D. Length of Use without Evidence of Actual Confusion Invoking du Pont factor eight (i.e. “the length of time during and conditions under which there has been concurrent use without evidence of actual confusion,” du Pont, 177 USPQ at 567), Applicant argues that its mark and the cited mark “have coexisted in the marketplace for 15 years and on the USPTO register for almost eight years.” Brief, p. 13 (7 TTABVUE 14); see also Reply, p. 5, 6 (11 TTABVUE 6, 7). There is no evidence of use of Applicant’s mark for the period claimed. See Trademark Rule 2.122(b)(2), 35 C.F.R. § 2.122(b)(2) (“The allegation in an application for registration, or in a registration, of a date of use is not evidence on behalf of the applicant or registrant; a date of use of a mark must be established by competent evidence.”); see also Kemi Organics, LLC v. Gupta, 126 USPQ2d 1601, 1606 (TTAB 2018) (cancelled registration not evidence of use of the registered mark at any time). The argument of counsel cannot take the place of evidence lacking in the record. See, e.g., In re U.S. Tsubaki, Inc., 109 USPQ2d 2002, 2006 (TTAB 2014) (disregarding outside counsel’s conclusory unverified statements made without proper foundation regarding marketing of goods) (citing In re Simulations Publ’ns, Inc., 521 F.2d 797, 187 USPQ 147, 148 (CCPA 1975) (where appellant argued that the magazines at issue deal with unrelated subject matter, the court held that “[s]tatements in a brief cannot take the place of evidence”). Serial No. 87501468 - 16 - Similarly, the record is devoid of evidence relating to the extent of use of Applicant’s and Registrant’s marks that would enable us to determine whether there have been meaningful opportunities for instances of actual confusion to have occurred in the marketplace. See Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1847 (Fed. Cir. 2000). See also In re Binion, 93 USPQ2d 1531, 1536 (TTAB 2009) (suggestion that there has been no actual confusion between the marks, based on the coexistence of applicant’s previously issued registration and the cited registration, entitled to little probative value in the context of an ex parte appeal); but cf. In re Strategic Partners, Inc., 102 USPQ2d 1397, 1400 (TTAB 2012) (“[U]nique situation” of coexistence of an applicant’s existing registration with a cited registration for over five years, when the applicant’s applied-for mark is substantially similar to its existing registered mark, both for identical goods, was probative and relevant under thirteenth du Pont factor. We analyze this factor below). In any event, we note that “the relevant test is likelihood of confusion, not actual confusion.” In re Detroit Athletic Co., 903 F.3d 1297, 128 USPQ2d 1047, 1053 (Fed. Cir. 2018). The absence of actual confusion is entitled to little weight, especially in an ex parte context. See Majestic Distilling Co., 65 USPQ2d at 1205 (uncorroborated statements of no known instances of actual confusion are of little evidentiary value, and lack of evidence of actual confusion carries little weight in an ex parte context). See also In re Kangaroos U.S.A., 223 USPQ 1025, 1026-17 (TTAB 1984) (a claim of no “actual confusion as a result of the contemporaneous use of the marks of applicant and registrant is of little probative value in an ex parte proceeding where we have no Serial No. 87501468 - 17 - evidence pertaining to the nature and extent of the use by applicant and registrant” and “the registrant has no chance to be heard from . . . .”). Accordingly, the eighth factor is neutral. E. Cancelled Registration No. 3643214 We consider Applicant’s prior registration under the thirteenth du Pont factor which relates “to ‘any other established fact probative of the effect of use.’” Strategic Partners, 102 USPQ2d at 1399 (quoting du Pont, 177 USPQ at 567).8 Applicant argues that it owned a prior registration for a mark almost identical to the subject mark and for identical services, which was cancelled on January 29, 2016, because Applicant unintentionally failed to file a timely Section 8 affidavit or declaration of use.9 Brief, pp. 6, 13 (7 TTABVUE 7, 14). The Board’s decision in Strategic Partners is instructive. In that case, the applicant owned a registered mark that had coexisted with the cited mark for over five years. Because the applicant’s prior registration was over five years old, the Board noted that any challenge thereto by the owner of the cited registration based on a claim of likelihood of confusion would be time-barred under Section 14 of the Act. 8 Applicant’s reference to the so-called Morehouse defense, see Morehouse Mfg. Corp. v. J. Strickland & Co., 407 F.2d 881, 166 USPQ 715 (CCPA 1969), is misplaced. See Brief, p. 14 (7 TTABVUE 14). “The Morehouse defense is an equitable affirmative defense which, in appropriate circumstances, may be asserted by a defendant/applicant in an inter partes proceeding. . . . This defense does not apply in an ex parte context.” Strategic Partners, 102 USPQ2d at 1399-400. 9 Registration No. 3643214; issued June 23, 2009, from an application filed November 26, 2008; cancelled January 29, 2016. See August 14, 2018 Request for Reconsideration at TSDR 16-17. Serial No. 87501468 - 18 - 102 USPQ2d at 1399. In finding no likelihood of confusion in Strategic Partners, the Board provided the following explanation: [T]he present case involves the unique situation presented by the coexistence of applicant's existing registration with the cited registration for over five years, when applicant’s applied-for mark is substantially similar to its existing registered mark, both for identical goods. When we consider these facts under the thirteenth du Pont factor, we find in this case that this factor outweighs the others and leads us to conclude that confusion is unlikely. Id. at 1400. While we acknowledge that refusing to register the mark now before us may at first blush be considered inconsistent with the issuance of Applicant’s prior registration, we must consider that the prior registration has been cancelled and thus is not entitled to any of the presumptions of Section 7(b) of the Trademark Act, 15 U.S.C. § 1057(b). See Anderson, Clayton & Co. v. Krier, 478 F.2d 1246, 178 USPQ 46, 47 (CCPA 1973) (“Whatever benefits a registration conferred upon appellee were lost by him when he negligently allowed his registration to become canceled.”); In re Hunter Publ’g Co., 204 USPQ 957, 963 (TTAB 1979) (cancellation “destroys the Section [7(b)] presumptions and makes the question of registrability ‘a new ball game’ which must be predicated on current thought.”). Unlike the situation in Strategic Partners, Applicant’s earlier registration is not an “existing registered mark.” 102 USPQ2d at 1400 (emphasis added). The special circumstances and “unique situation” of Strategic Partners are not present here. Id. While we are sympathetic to Applicant’s position on this point, we do not consider, on this record, the issuance of Applicant’s earlier, now-cancelled registration to Serial No. 87501468 - 19 - outweigh the other du Pont factors. Moreover, it would be improper to give preclusive effect to the decision of the Examining Attorney in granting Applicant’s earlier registration, and the Board is not bound by the prior decisions of examining attorneys in allowing marks for registration. In re Cordua Rests., Inc., 823 F.3d 594, 600, 118 USPQ2d 1632, 1635 (Fed. Cir. 2016) (“The [US]PTO is required to examine all trademark applications for compliance with each and every eligibility requirement . . . even if the PTO earlier mistakenly registered a similar or identical mark suffering the same defect.”); see also In re Boulevard Entm’t Inc., 334 F.3d 1336, 67 USPQ2d 1475, 1480 (Fed. Cir. 2003) (“The fact that, whether because of administrative error or otherwise, some marks have been registered even though they may be in violation of the governing statutory standard does not mean that the agency must forgo applying that standard in all other cases.”); In re USA Warriors Ice Hockey Program, Inc., 122 USPQ2d 1790, 1793 n.10 (TTAB 2017). Indeed, as is often noted by the Board and the courts, each case must be decided on its own merits. The determination of registrability of a mark in another case does not control the merits in the case now before us. In re Nett Designs Inc., 236 F.3d 1339, 57 USPQ2d 1564, 1566 (Fed. Cir. 2001) (“[D]ecisions regarding other registrations do not bind either the agency or this court.”); see also, In re Kent-Gamebore Corp., 59 USPQ2d 1373 (TTAB 2001); In re Wilson, 57 USPQ2d 1863 (TTAB 2001). The issuance of an earlier registration to Applicant, even for an almost identical mark, does not compel the approval of another if, as in this case, it would otherwise be improper to do so.10 See, e.g., In re Perez, 21 10 Applicant is in no different a position vis-à-vis the cited registration than it was when Applicant filed its earlier application which led to now-cancelled Registration No. 3643214. Serial No. 87501468 - 20 - USPQ2d 1075, 1077 (TTAB 1991) (Section 2(d) refusal affirmed even though the cited registration had not been cited against applicant’s previous registration, now expired, of the same mark for the same goods). For the reasons previously discussed, the Examining Attorney’s refusal is justified on the record in this case. III. Decision: Based on the similarity of the marks, the legally identical services with presumptively identical trade channels and classes of consumers, confusion is likely, regardless of any presumed higher level of consumer care by the relevant consumers or conceptual weakness of the literal portion of the mark. The refusal to register Applicant’s mark is affirmed. Specifically, at the time Applicant filed its earlier application (i.e., November 26, 2008) the cited registration was already more than five years-old, having issued on October 21, 2003; in view thereof, Applicant was unable then, as it is now, to petition to cancel the cited registration under Section 2(d). Copy with citationCopy as parenthetical citation