Hi-Craft Clothing Co.Download PDFNational Labor Relations Board - Board DecisionsAug 27, 1980251 N.L.R.B. 1310 (N.L.R.B. 1980) Copy Citation 1310 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Hi-Craft Clothing Co. and James J. Jiorle. Case 4 CA-10028 August 27, 1980 DECISION AND ORDER BY CHAIRMAN FANNING AND MEMBERS JENKINS AND TRUESDALE On March 31, 1980, Administrative Law Judge Sidney J. Barban issued the attached Decision in this proceeding. Thereafter, Respondent filed ex- ceptions and a supporting brief, and the General Counsel filed an answering brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs and has decided to affirm the rulings, find- ings,' and conclusions 2 of the Administrative Law Judge and to adopt his recommended Order. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Re- lations Board adopts as its Order the recommended Order of the Administrative Law Judge and hereby orders that the Respondent, Hi-Craft Cloth- ing Co., Philadelphia, Pennsylvania, its officers, agents, successors, and assigns, shall take the action set forth in the said recommended Order, except that the attached notice is substituted for that of the Administrative Law Judge. MEMBER TRUESDAI-I, dissenting: As found by the Administrative Law Judge, the credited facts in this case are rather simple. Jiorle, an admitted supervisor, did not receive a $1,000 bonus he believed had been promised him at Respondent has excepted to certain credibility findings made bh the Administrative law Judge It is the Board's established policy not to overrule an administrative law judge's resolutions with respect Io credi- bility unless the clear preponderance of all of the relevant evidence con- vinces us that the resolutions are incorrect Standard DrO WUall Products, Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully examined the record and find no basis for reversing his findings We agree with the Administrative Law Judge that the policy fasor- ing free access to the Board's procedures requires finding that Respond- en violated Sec 8(a}(4) by discharging Supervisor Jiorle for asserting that he intended to go to thlie Board for assistance in his bonus dispute We find the principles enunciated in General Servicer. Inc1., 229 NLRB 940 941 (19q77), to be applicable here, particularly the notion that "if the Board is to perform its statutory function of remedying unfair labor prac- tices its procedures must he kept open to individuals who "ish to initiate unfair labor practice proceedings, and protection must be accorded to in- dividuals who participate in such proceedings." Therefore, an employer must refrain from discriminating against an individual fior indicating an intent to go to the Board since its is the Board's function, and not the employer's. to decide whether the individual is covered by the Act and his claim has merit. 251 NLRB No. 173 Christmas 1977. He was told he was entitled to only $500 because he had not been employed for a full year. However, when he again received only $500 at Christmas 1978, Jiorle complained to Re- spondent's manager and vice president. Jiorle's re- peated complaints led to a meeting on March 2, 1979, at which Respondent advised Jiorle that he would not be getting any further bonus (although he would receive a "4% profit sharing"), and that the matter was closed. The matter was not closed as far as Jiorle was concerned, however, and on March 6 he advised Manager Constantino that he could not forget about the matter and that he was "going to the Labor Board." At Constantino's sug- gestion, Jiorle called the Vice President Koren. When he reiterated his intention to seek the Labor Board's assistance, Jiorle was discharged. On the basis of the above facts, the majority, re- lying on General Nutrition Center, 221 NLRB 850 (1975), and General Services. Inc., 229 NLRB 940 (1977), affirms the Administrative Law Judge's conclusion that Jiorle's discharge for threatening to invoke the NLRB's aid is violative of Section 8(a)(4). I disagree. The question of a supervisor's coverage under Section 8(a)(4) was first raised in Briggs Manufac- turing Company, 75 NLRB 569. Although Briggs was decided December 16, 1947, by which time the Taft-Hartley amendments had been enacted, the su- pervisory discharge occurred under the Wagner Act where the status of supervisors as employees was an open question. For this reason, most of the discussion in Briggs is in terms of Section 8(4) (not Sec. 8(a)(4)) and the Wagner Act's definition of the term "employee." Rejecting the employer's defense that Taft-Hartley excluded supervisors from the Act's protection, the Board held that the amend- ments "did not operate retroactively to extinguish liabilities for unfair labor practices committed prior to August 22, 1947." Accordingly, from an analyt- ical standpoint, Briggs provides little, if any, guid- ance. This issue did not arise again for nearly 30 years, until General Nutrition Center, supra.: In General Nutrition, five women, one a conceded supervisor, visited the Pittsburgh Regional Office and filed a charge based on their unhappiness with presssure from management and their dissatisfaction over other working conditions. All five were discharged when they attempted to return to work after visit- ing the Regional Office. In finding a violation with respect to the supervi- sor, the Administrative Law Judge relied on the :' Wirrt Nationaul Bank & lruit Co. 209 NLRB 95 (1974), cited by Ad- niistrative lBa Judge Sidney Harhall. is ilappisile in that a all tilles tlie discrimimatee was an employee. not a supers i,or Il-CAF CHIN( C) 131 1 "fear" rationale; i.e., that the discharge of a super- visor for filing a charge would lead employees to fear that the employer would punish them for en- gaging in the same conduct. As precedent the Ad- ministrative Law Judge cited a number of cases (see fn. 46), all of which involved a supervisor who gave testimony or provided an affidavit to the General Counsel. Further, all the cases relied on by the Administrative Law Judge in General Nutrition found the supervisory discharge violative under Section 8(a)(1), but, since the remedy would be the same, deemed it unnecessary to determine whether Section 8(a)(4) was violated. The only full-blown discussion of a supervisor's discharge under Section 8(a)(4), rather than Section 8(a)(1), is in General Services, Inc., supra, where a divided Board found that the meaning of the term "employee" under Section 8(a)(4) of the Act must be read broadly enough to include a supervisor who alleged that respondent refused to rehire him because he had filed an earlier charge alleging that he had been discharged in violation of Section 8(a)(3) for engaging in union activity. Because of the majority's reliance here on that case, it is well to review the facts of General Services in some detail. After filing his original 8(a)(3) and (1) charge, Supervisor McCracken, at the suggestion of the Board agent, informed the Respondent that he would like to be reinstated to his former job. Based on his supervisor's assurances that rehiring was almost a certainty, McCracken withdrew his unfair labor practice charge. Ten days later, McCracken's supervisor advised him that no action would be taken on his request for rehiring until the charge was withdrawn (which it already had been) and probably not until an ongoing election campaign was over. Five months later, still within the 10(b) period, McCracken, who had not been rehired, filed a second charge alleging violation of Section 8(a)(l) and (3) in connection with his discharge. This charge was dismissed on the ground that McCracken had been found to be a supervisor in a related representation proceeding. McCracken then filed an 8(a)(l) and (4) charge alleging he had not been rehired because of the earlier charge he had filed. Affirming the Administrative Law Judge's find- ing that McCracken was not rehired because of the prior charge he had filed, the Board held that the refusal to rehire was violative of Section 8(a)(4). As precedent for the proposition that the approach to Section 8(a)(4) has been a liberal one, including under its protection supervisors, the Board cited General Nutrition, supra. As noted above, however, General Nutrition relied upon prior cases in which the Board found a violation of Section 8(a)(I) and found it unnecessary to consider whether the dis- charge violated Section 8(a)(4). As set forth in greater detail in my dissents in DR W Corporation. d/b/a Brothers Three Cabinet. 248 NLRB 828 (1980), and Sheraton Puerto Rico Corp. d/b/a Puerto Rico Sheraton Hotel, 248 NLRB 867 (1980), 1 fully agree with Board and court de- cisions that, in certain circumstances, none of which are present here, the discharge of a supervi- sor may violate the Act. Thus, an employer may not discharge a supervisor for giving testimony ad- verse to an employer's interest at an NLRB pro- ceeding 4 or during the processing of an employee's grievance under the collective-bargaining agree- ment.5 Similarly, an employer may not discharge a supervisor for refusing to commit unfair labor prac- tices, 6 or because the supervisor fails to prevent unionization, 7 or because the supervisor warned a rank-and-file employee that the employer was "building a case" against the employee.8 In all these situations, however, the protection afforded supervisors stems not from any statutory provisions for supervisors, but rather from the need to vindi- cate the employees' exercise of their Section 7 rights. In my view, the discharge of a supervisor under Section 8(a)(4) does not, from an analytical stand- point, differ from a supervisory discharge under Section 8(a)(1). Accordingly, for the reasons set forth in Brothers Three Cabinets, supra, I am unable to find a violation of the Act in connection with Jiorle's discharge. As noted above, in affirming the Administrative Law Judge, the majority relies on Genera! Nutri- tion Center, supra, and General Services, Inc., supra. As to General Nutrition, the "fear" rationale relied upon by the Administrative Law Judge was reject- Bettrrer .onA,' Grip Colmpanv. 115 NIRB 1170 (1956), cnfd 243 F 2d 836 (51h Cir 1957): Modern Linen Laundry Service. Inc. I16 NIRB 1974 (1956) Dal-i* Optical Company. Inc.. 131 NRB 715. 730 731 (1961). enfd 310 F2d 58 (5th Cir 1962): Oil C Bra, irki., 14' NILRB 27 (1964), enfd 357 F.2d 466 (51h Cir 1966hh: lca & t, Vitat. Incorporated. 155 N RH 39 (19h5), enforcement denied 314 F 2d lh6 (4th Cir. 167) Ebasco, Services, Incorporaturd. 181 NLRB 768 (1970) Rohr Induitriw¢,. In,. 220 NlRB 1029 (1975) i'ail .Uunulacruring Company, 61 NLRB 181 (1945). enfd 158 F2d hh4. 66 hhhh7 (7th Cir 1947),; Inter-City 4derrising Co oJ Gnreensboro ,\;orih (Curlina. Inc. 89 NIRB 1103 (1950). enfircement denied uh norn Inrlr-('izv 4d,vcring ('o. o(f Churlorrtte. C, 190 F 2d 420 (4th Cir 1951 ): Jacikoln il faunuiicuring Company. 122 NIRB 764 (1958): Miunmi Coca (ila Botriirg Compuny d.ha'a KeY West Coa-(orla Botthlng Ciomipanys. 140 N R 1359 1963) Becher Iwh-ing Compan. 218 NRB 446 (197)., enfd 6hl4 1: 2d 88 (5th Cir 198)) lulludgau Coion lrrctorv. In-, 106 NL.RH 295 (1953). cntd 211 F 2d 209. 215 217 (5th Cir 1954) H Buddles Super .Muarketr. 223 NIRHB 95) (197h). enfircement denied 550 F 2d 39 (5th Cir 1977) til-CRA Fl Ci OTHING C( 1 1 312 DECISIONS OF NATIONAL LABO()R RELATIONS 3()ARI) ed by the Fifth Circuit Court of Appeals in Oil City Brass Works v. N.L.R.B., 357 F.2d 466. What the court had to say in Oil City Brass, which in- volved a supervisor discharged for testifying at a Board hearing, is equally applicable here: While the cases are not entirely clear, we hold that whether rank-and-file employees would be put in fear by Hammock's discharge is irrelevant and merely clouds the real issue. Any time an employee, be he supervisor or not, is fired for union activity rank-and-file employees are likely to fear retribution if they emulate his example. But the Act does not protect supervisors, it protects rank-and-file employees in their exercise of rights. If the fear instilled in rank-and-file employees were used in order to erect a violation of the Act, then any time a supervisor was discharged for doing an act that a rank-and-file employee may do with impunity the Board could require re- instatement. Carried to its ultimate conclusion, such a principle would result in supervisory employees being brought under the protective cover of the Act. Congress has declined to protect supervisors and the courts should not do by indirection what Congress has declined to do directly. The principle that precludes re- instatement where a supervisor is fired for union activity, even though it instills fear in rank-and-file employees, also precludes rein- statement where that fear is instilled because of testimony given by the supervisor. [357 F.2d at 470.] Although rejecting the Board's rationale, the Fifth Circuit enforced the Board's order "not be- cause [the supervisor's discharge] put employees in fear but because it interfered with, restrained or co- erced them in the enjoyment of their rights secured under the statute." Equally pertinent is the court's observation that the Board is empowered "to pro- tect rank-and-file employees by allowing supervisors to perform their statutory duties without fear." (Emphasis supplied.) In this regard, unlike the facts in Oil City Brass, it is uncontroverted that Jiorle acted entirely on his own behalf and that Jiorle had not contacted or consulted with employees. Fur- ther, there is a complete lack of evidence that any rank-and-file employee had difficulties with Re- spondent regarding wages or other benefits or that any other employee sought access to the Board. In these circumstances, the instant case is plainly dis- tinguishable from General Nutrition on its facts. 9 I Board decisions in supervisory discharge cases under Sec. 8(a)( 4 ) have resulted in the same confusion and inconsistency as the "integral part" or "conduit" line of supervisory discharge cases under Sec. 8(atlI) Compare, for example. General Nutrition with Karl Kristofyerson and Sig- With respect to General Services, Inc., I believe that it was wrongly decided and I would not adhere to it. The majority opinion in General Serv- ices emphasizes the fact that the supervisor in- volved was unsure of his status as a supervisor."' Aside from the inherent difficulty in administering such a subjective test, this approach is inconsistent with the Board's objective approach in other areas. Thus, the Board has held, in effect, that parties proceed at their peril in such areas as (1) an em- ployer's good-faith belief that an employee engaged in serious strike misconduct, 1 or (2) an employer's good-faith, but mistaken, belief that salesmen were not employees,'2 and (3) the determination wheth- er an employee's refusal to cross a picket line is protected. ' Indeed, the Board has followed precisely this ap- proach in determining whether an employer vio- lates Section 8(a)(3) by discharging an alleged su- pervisor for engaging in union activity. Thus, in situations where the evidence establishes that the reason for the discharge was participation in pro- tected union or concerted activity, the Board has found a violation of Section 8(a)(3) if the alleged supervisor is, in fact, an employee.' 4 Conversely, the Board has found no violation where the em- ployer has established that the dischargee is a su- pervisor within the meaning of the Section 2(11) of the Act. 5 I see no reason why Section 8(a)(4) re- quires a different approach. In General Services, supra, the majority also stresses that dismissal of McCracken's complaint under Section 8(a)(4) would discourage the filing of charges and is tantamount to concluding that the respondent, not the Board alone, "was privileged valid Khristojfer.on Co-partners d/hb/a United Painting Contractors. 184 NLRB 159 (1970) In both cases. a supervisor made common cause with rank-and-file employees. to file a charge in General Nutrition, to engage in concerted activity in United Painting Contractors. The cases differ in the result, with the Board finding a violation and reinstating the supervi- sor in General Nutrition. but dismissing the complaint in United Painting Contractors in regard to the supervisor I' Although alluding to the supervisor's uncertainty, the only evidence that the supervisor in General Services was unsure of his status as a super- sisor is the fact that he had previously filed an 8(a)(1 3 ) charge--a charge that was dismissed when the Regional Director concluded that he was. in fact, a supervisor under the Act If this test is made the touchstone, the net result would be that any supervisor who filed a charge and is not all '"employee" fr 8(a)(3) purposes is somehow an "employee" under Sec. 8(a)1(4) See N.L.R.B Burnup and Sinmv Inc.. 379 U.S. 21 (1964). L See N I.R.B. v. Bardahl Oil Company. 399 F 2d 365. 368-170 (th Cir. 1968). i'' See The Capital Times Company. 234 NLRB 309 (1978) 4 See Orr Iron. Inc. 207 NLRB 863 (11973). enfd 508 F.2d 1305 (71h Cir. 1975); New Castle Lumber and Supply Co., Division of Peter Kuntz Co., 199 NLRB 685 (1972); United Resources. Inc. and Country Club oJ Miami Corporation 200 NLRB 914 (1972; Montgomery Ward Co.. 198 NLRH 52 (1972); White Cross Stores,. Incs. 186 NLRB 492 (1970). " See Sopps. Inc., 175 NLRB 296 (1969) Rval Fork of Washington. Inc., 179 NLRB 185 (1969): Walker lowing Corporation. 190 NLRB 671) (1971 ): Stop and Go oods. Inc., 246 NL.RB No 170 (1979) HI-CRAFT CLOTHING C. 1313 to decide that McCracken's 8(a)(3) charge was un- meritorious because he was a statutory supervisor and hence beyond the protections of the Act." In addition to being somewhat disingenuous, this por- tion of the majority opinion has a "Catch-22" aspect to it. Thus, the Board cannot make the de- termination it claims it has the sole power to make unless a charge is filed-an eventuality which will not be forthcoming unless the employer acts first by effectuating the discharge. I agree with the majority that the Board should do all that it can to see that employers and unions do not impede access to the Board. However, access to the Board is not an incantation that can somehow transform a supervisor into an employee and confer statutory rights upon a class of individ- uals that Congress has expressly excluded from the Act's coverage. As noted previously, Jiorle's dis- charge was occasioned by a dispute over the amount of bonus he was entitled to receive as a su- pervisor. Jiorle's activity was strictly on his own behalf and occurred in a context where there was no union or concerted activity among rank-and-file employees. In these circumstances, there is no reason to believe that the discharge of Supervisor Jiorle as the result of filing a charge interfered with the exercise of employees' rights under Section 7, nor in the circumstances can I reasonably conclude that Jiorle's discharge would deter rank-and-file employees from seeking the Board's assistance. Ac- cordingly, I dissent and would dismiss the com- plaint in its entirety. APPENDIX NOTICE TO EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT threaten to discharge, or dis- charge, or take other adverse action against any supervisor, or against any employee, be- cause he or she asserts a right to seek the as- sistance of the National Labor Relations Board, or has sought the assistance of the Board, or has filed a petition or charge with the Board, or has given testimony under the National Labor Relations Act, as amended. WE WILL NOT in any like or related manner interfere with, restrain, or coerce employees in the exercise of their rights under the Act. WE WILL. offer James J. Jiorle immediate and full reinstatement to his former position or, if that position no longer exists, to a sub- stantially equivalent position, without preju- dice to his seniority or any other rights or privileges previously enjoyed, and W wit I. make him whole for any loss of pay or benefits which he may have suffered by reason of his discharge, plus interest. HI-CRAFT CLOTHING CO. DECISION STATiMEN OF HEI CASE SIDNEY J. BARBAN, Administrative Law Judge: This matter was heard at Philadelphia. Pennsylvania. on Sep- tember 17, 1979, upon a complaint issued on April 30. 1979, based on a charge filed on March 8, 1979, by the above-named Charging Party (herein Jiorle). The com- plaint alleges that the above-named Respondent violated Section 8(a)(4) and (1) of the National Labor Relations Act (herein called the Act) by discharging Jiorle because he informed Respondent of his intention to seek the as- sistance of the National Labor Relations Board (herein referred to as the Board or the Labor Board). The answer denies the commission of the unfair labor prac- tices alleged. Upon the entire record in this case, from observation of the witnesses and their demeanor, and after considera- tion of the briefs filed by the General Counsel and Re- spondent, I make the following: FINDINGS ANI) CONCLUSIONS I. THE COMPANIES INVOLVED Respondent, which is wholly owned by Samuel Stern- berg, is engaged in the wholesale manufacture and sale of wearing apparel. Its principal offices are in Philadel- phia, Pennsylvania. Respondent employs the services of a number of subcontractors in the course of its oper- ations, among them an operation named Unami Creek Pants Company (herein called Unami), which, it is assert- ed, is owned by Samuel Sternberg's son, Harvey Stern- berg, and his sister. It appears that Unami. located in Sumneytown, Pennsylvania, produces pants and skirts for Respondent exclusively. Respondent contends that Jiorle was employed by Unami, not by Respondent, and thus the General Counsel is asserted to be proceeding against the wrong entity. However, as the General Counsel points out, Respondent, in its answer to the complaint, attested to by Paul Koren, vice president of Respondent, alleges, in pertinent part, that though Re- spondent did not discharge Jiorle, he "voluntarily re- signed from his employment with Respondent .... [and] was hired in a substantially equivalent position with an- other company within three weeks of leaving the employ of Respondent." (Emphasis supplied.) The General Coun- sel argues, in effect, and I find that this is an admission against interest on which he was entitled to rely. Fur- ther, the record as a whole not only supports this admis- sion, but leads to the conclusion that Respondent and at least some of its asserted subcontractors, including Unami, comprise an integrated enterprise which was controlled and directed by Respondent. Hi-CRAFT CLOTHING CO 3 1314 DECISIONS OF NATIONAL LABOR RELATIONS BO()ARD Jiorle was interviewed and hired as manager of Unami by Frank Constantino, who was, and continues to be, the manager of still another subcontractor of Respondent, re- ferred to as the John Renninger Company, located at Quakertown, Pennsylvania. There is no evidence as to who directed Constantino to interview and hire Jiorle, but the record makes clear that while Constantino asserts that he had no official connection with Unami, he is, as he described it "more or less like an overseer [for Unami]; . . . I try to see that the products all look the same from Renningers and Unami . . . we're getting some new styles; and they asked if I would do them a favor and see if the styles are coordinates with ours the same way." The record does not further identify the "they" to whom Constantino referred, but the inference is compelling and I find that Constantino in this instance, as in others referred to herein, was acting at the direc- tion of Respondent to supervise the production process and the employees involved, in the interest of Respond- ent. At one point, Costantino, under some pressure on cross-examination to identify a document, and after seek- ing to evade the issue, finally asserted that the document "referred to me when I first worked for Hi-Craft," then sought to recover by adding, "when I worked for Ren- ningers ten years ago." Later he referred to the docu- ment as pertaining to the time "when I first worked for Hi-Craft through John Renninger, Incorporated, to Sternberg at the time." When Jiorle called Constantino, according to the latter, to say he was quitting, Constantino states that he told Jiorle to call Koren, Respondent's vice president (with no mention of Harvey Sternberg, the asserted owner of Unami), and Constantino says he called Koren, himself, to discuss the matter. As discussed in more detail hereinafter, Koren asserts that he considered the matter so important to Respondent that he and Constan- tino immediately went to the Unami plant to see Jiorle, they say to persuade him not to leave. Jiorle asserts that on this occasion Koren fired him. As set forth hereinafter, on several occasions, Samuel Sternberg, who purportedly has no ownership interest in Unami, made decisions as to Jiorle's compensation which Samuel Sternberg personally communicated to Jiorle. It is further not without significance that at the time of the hearing, Samuel Sternberg had taken his son Harvey into the operations of Respondent to prepare his son to take over the operation of the business when his father relin- quished the reins. On the basis of the above, and the record as a whole, I find that at the times material to this case, Respondent was the employer of Jiorle, either as an integrated enter- prise with Unami or as a joint employer with that oper- ation. Cf. Bryar Construction Company, et al., 240 NLRB 102 (1979). The record shows that Respondent purchased and re- ceived goods valued in excess of $50,000 directly from firms located outside the Commonwealth of Pennsylva- nia. II. CREDIBILITY The critical facts in this matter (other than the rela- tionship of Respondent to Unami and its other subcon- tractors referred to above) involves what was said in telephone calls between Jiorle and Constantino, and Jiorle and Koren on March 6, 1979, and between the three of them at a meeting at Unami on the same day. More specifically, the issue is whether Jiorle on these oc- casions said he was going to quit his employment (and actually did so), or did Koren tell Jiorle that he would be fired if he took his work-related problem to the "Labor Board," and did he actually fire Jiorle on the afternoon of March 6 for that reason. Only 4 witnesses testified at the hearing: Jiorle for the General Counsel; Koren, Constantino, and Geraldine Ramsey (a bookkeeper and former secretary to Jiorle at Unami) for Respondent. It is not difficult to find a basis for questioning the reliability of the testimony of each of them. Jiorle tended, either through emotion or tension, not to listen to questions and "shoot from the hip" with answers that are sometimes imprecise, ill-considered and ill-expressed. Some examples are referred to hereinafter. However, on critical points, as indicated below, I believe that he gave more reliable testimony than the other wit- nesses. Constantino's testimony tended to be contradictory, evasive, and confusing. I was not impressed with him as a witness and I do not credit his testimony except as may be consistent with specific findings made herein. Ramsey asserts that she overheard what Jiorle said to Constan- tino and to Koren on the telephone on March 6 (though she did not hear what they said to Jiorle). She had no particular reason to listen to these conversations and at the time was busy making payroll computations using a calculator. I have serious doubts that Ramsey is able to well recall just what was said during these conversations as to some points in issue. Thus as to one crucial issue- whether Jiorle said he was going to the Labor Board with his grievance-her testimony differs from that of all the other witnesses (she says that Jiorle said that he was going to the U. S. Department of Labor). I have the strong impression that her recollection that Jiorle said he was leaving his job was more an interpretation than a recall of what was actually said. Koren's testimony troubles me in two substantive as- pects. First, I was put off by his apparent lack of candor in describing the relationship between Respondent and Unami. In sum, his assertion was that the relationship was a business relationship between two separate and in- dependent entities, but his actions and testimony con- cerning Unami, as well as the record as a whole, belie this. Secondly, Koren's reasons for his precipitate trip to Unami on March 6 for a meeting with Jiorle do not quite seem to match the facts. Koren says that in Jiorle's tele- phone conversation with him on that morning, Jiorle said that the floorlady, Laura Wagner, was leaving, and that he was leaving, too. Koren testified that he became "very concerned" because Jiorle was an essential person in the operation (and even more so if the floorlady left), and on March 6, when he received the information, "'we didn't have anybody [to replace him]; it would have meant that Frank would have probably had, Mr. Con- ---- HI-CRAFTI C.()THING C() 1315 stantino would have had to go over there."' Thereafter Koren testified that if Jiorle "left and Laura left, we would not have had any supervisory help there at all." (Emphasis supplied.) However, the record shows that Koren was not faced with an immediate loss of both Jiorle and Wagner, or either of them, on March 6. Thus the record is clear that both Koren and Constantino were informed that Wagner would work her notice out (a week, or 2 weeks),2 and none of the witnesses asserts that Jiorle said that he was leaving immediately, or before Wagner did. The facts thus indicate, and I find, that Koren went to Unami on the afternoon of March 6, and took Constantino with him that day, not because he expected Jiorle to leave immediately, but because he in- tended to replace Jiorle with Constantino. The findings of fact set forth below are based upon my consideration of the entire record and the testimony of all the witnesses (in light of my assessment of their credi- bility), and upon the reasonable inferences to be drawn from the evidence. To the extent that the testimony of any witness is not consistent with the findings made, I have discredited that testimony. Respondent, however, argues that, notwithstanding my personal conviction as to the credibility of Jiorle, from my observation of the witnesses and study of the record, I may not, nevertheless, rely on his testimony on the ground that "the uncorroborated testimony of the party who stands to benefit from an award of back pay may not constitute substantial evidence to sustain an award," citing three decisions of the Court of Appeals for the Sixth Circuit.:' With all due respect, I must de- cline to follow those decisions, because I believe that the Supreme Court precedent binding on me, as well as the recently enacted Federal Rules of Evidence, are to the contrary. As discussed in McCormick on Fvidence (2d Ed. West 1972) at 142-143, the ancient common law rule which "excluded the testimony of the parties to the lawsuit and of all persons having a direct pecuniary or propietary in- terest in the outcome" has been almost entirely discarded in modern jurisprudence. The new Federal Rules pro- vide, in Rule 601, that "Every person is competent to be a witness except as otherwise provided in these rules." The advisory committee's note on this rule states: "This general ground-clearing eliminates all grounds of incom- petency not specifically recognized in the succeeding rules of this Article. Included among the grounds thus abolished are . . . connection with the litigation as a party or interested person . . . ." If Jiorle is competent to testify as a witness in his own behalf, as is clearly the I It is noted that though Koren stated that "we" didn't have anyone to replace Jiorle, and that he as considering transferring Constantino to Unami, he also continued to insist that Respondent had no responsihilit to provide supervision for Unami Also noteinorth is the complete lack of any cesidence that Ihe nominal ouners of tUnami s ere consulted o*r ad- , ised 2 Both Cnslantino and R , e testified 11 this effect Since lhis would be logical, and they confirm rme another on this point wshich was not controversial, and no fine contradicts them on the point. I have cred- ited this part of their estimlons 3 N.L.R.B v Ogle Prorteclt.n Seriwc. Inc.. 375 F 2d 497 (6th Cir 19h7}i .VL..R.B s Eha Brotheri Big B,,r. In. 327 F 2d 421 (th Clr l9t,4) .NIL.R B Bar/brior Plui, Product I,ii, 354 F 221 6h (lth (ir 1965i case, I fail to see hy he can't be credited. If not. we are, in fact, holding him incompetent. Further, the decisions of the Court of Appeals for the Sixth Circuit, in fact, set up a special rule applicable only to cases where employees have been terminated from employment in violation of the Act. The Supreme Court, in N.L.R.B, .v. Walton Manufacturing Company & Logan- villh Pants Co., 369 U.S. 404 (1962), considered a similar rule that had been established by the Court of Appeals for the Fifth Circuit, and held that this was not an ap- propriate rule or standard by which to decide such cases. 11tt. I l A I (ic) VtIO ATION OF I FH C I A. The Facts Introduction Jiorle was employed in April 1977 by Constantino as manager of Unami, in which position it is agreed he was a supervisor within the meaning of the Act. There is a dispute as to whether Constantino promised Jiorle on this occasion that he would receive a bonus of $1,000 at Christmas that year. However, it is clear beyond ques- tion that Jiorle was convinced that he was promised the bonus. When Jiorle received only $500 as a bonus that Christmas, he complained about this to Constantino, and, much later, to Harvey Sternberg, who told Jiorle that he had not been employed long enough, that when he had been employed there a full year he would get the bonus. When Jiorle was employed he had also been promised a $50 raise after the first of 1978. When this was not forthcoming, Jiorle also complained about this to Con- stantino, and later to Harvey Sternberg, who told Jiorle that he would be hearing from Harvey Sternberg about this in a few days. Shortly thereafter, Jiorle received a call from Samuel Sternberg, the owner of Respondent, telling him that since he had now been employed for over a year, he would get the raise. Jiorle did receive the raise. When Jiorle received only a $500 bonus at Christmas in 1978, he complained to Constantino and to Koren, the vice president of Respondent. Both said that they would look into the matter; later both told Jiorle that he would get the remainder of his bonus in January 1979, when James Seacrest, the manager of still another of Respond- ent's subcontractors (also assertedly owned by Harvey Sternberg) received his bonus. When Jiorle did not re- ceive the remainder of his bonus in January, he again spoke about this to Koren, who said he was still looking into the matter. Jiorle's testimony indicates that he was constantly complaining about the failure to give him the bonus he had been promised. At a meeting of Respondent's subcontractors held in Respondent's offices in Philadelphia on Friday, March 2. 1979, Samuel Sternberg said that he was going to give Seacrest and Jiorle a "four percent profit sharing." Jiorle clearly did not understand how this would be computed and was not satisfied that it would benefit him. but said nothing at the time. After the meeting. Koren and Harvey Sternberg took Jiorle aside and told him that he would not he getting the additional 5(X) bonus about which he had been complaining, telling him that he had HI-CRAF COTHING C 1316 DECISIONS OF NATIONAL LABOR RELATIONS BOARD not been promised a $1,000 bonus in the first place, that the profit sharing would be more advantageous to him, and that "the matter was closed." On Monday, March 5, Floorlady Wagner informed Jiorle that she was quitting, to go to work for another employer. Jiorle attempted to talk her out of it, and she agreed to reconsider overnight. The next morning, March 6, after Jiorle had made phone calls to Constan- tino and Koren, discussed in more detail below, to alert them that Wagner had given notice, she advised Jiorle that she had decided not to quit. 4 The Events of March 6 1. The calls to Constantino and Koren On the morning of March 6, Jiorle called Costantino to advise him that Floorlady Wagner had "given her notice," and would be leaving in 2 weeks. Jiorle asked if Constantino were "going to try to go to bat for me on the Christmas bonus," to which Constantino replied that Jiorle should "forget it," that the issue had been settled on Friday at the meeting in Respondent's offices. Jiorle answered that he couldn't forget the matter, and asserted that he was "going to the Labor Board" to see what they could do to help him. Constantino sought to dis- courage him, saying, "What the hell do you want to do that for?" and advised Jiorle to call Koren. After talking to Constantino, Jiorle called Koren and advised him of Wagner's leaving at the end of her notice. Jiorle asked Koren if he were coming to Unami, explain- ing that he wanted to talk with Koren further about his bonus. When Koren responded that the matter had been settled on the previous Friday, Jiorle then said that in that case he was going to see the Labor Board about his problem.5 Koren told Jiorle that if he did this he could "no longer work for this firm." When Jiorle persisted, saying that if he could get no further satisfaction from the employer, he would go to the Board, Koren said, "That's got to be it." When Jiorle said that it appeared that he was fired, Koren concurred, but then told Jiorle to "wait," that he was coming up to Unami. In these conversations, Constantino, Koren, and Ramsey assert that Jiorle, after saying that Wagner was leaving (at the end of her 2-week notice, according to Constantino and Ramsey), also said he was leaving be- cause he couldn't work for a firm that didn't keep its promise, and was going to see the Labor Board (Ramsey, as has been noted, recalls the "U. S. Department of Labor"). Jiorle denied that in his calls to Constantino and to Koren on March 6, or in the meeting with Constantino and Koren later that day, he said that "he couldn't work for somebody that didn't keep their promises." He also denied that he ever said he was quitting. 6 I credit Jiorle's 4 Jiorle became quite confused as to this sequence of events This may have been due to an inability to correlate dates and days of the week However, Jiorle's testimony supports the findings made. There is no testi- mony to the contrary by any other witness. 5 It seems clear that none of the witnesses was knowledgeable about the Board or its functions. 6 In one instance, on cross-examination he testified as follows: Q. Now did you say you were quitting? A. To who-Frank? Q Mr Costan- tino? A. Oh yes Oh no, I didn't say I was quitting; I said I was going to denial that he said he was quitting or leaving his employ- ment on these occasions. I have noted, however, that Jiorle does seem to have been much concerned in his mind about the fact that his employer had not kept its word. Thus, in response to a query as to why he was not interested in "the four per- cent bonus" offered by Samuel Sternberg, which would be confirmed in writing, Jiorle asserted, "I felt that if they didn't keep their promise to me . . . I would be going through the same thing as I am going through now . . . I thought that if a man can't be as good as his word, what good is the paper." I would infer that prob- ably on these occasions, as on others, in talking about the bonus, Jiorle expressed his dissatisfaction with Respond- ent for not keeping its word, without expressing an intent to terminate his employment. I am satisfied that Respondent's witnesses from this and from Jiorle's state- ment that he was going to the Board with his problem derived their interpretation that Jiorle was leaving his employment. 2. The meeting When Koren and Constantino arrived at Unami during the afternoon of March 6, Jiorle was at work on the pro- duction floor and was summoned to the meeting. I credit Jiorle that at this meeting the following occurred: Koren asked if Jiorle had decided what he was going to do; Jiorle replied that he understood from the telephone call that he was fired; Koren then asked if he had changed his mind, to which Jiorle replied only if he got "the money." Koren said that matter had been settled on Friday; Jiorle said, "I guess I'm fired then." Koren re- plied, "I guess so," and said, in response to Jiorle's offer to finish the week, that he might as well leave now. Con- stantino, nevertheless, wanted to continue the conversa- tion, which went on for some time, during the course of which, Koren told Constantino, "You don't understand, Frank . . . if the man goes to the Labor Board, he can no longer work for this firm." During the course of this meeting, Constantino and Jiorle had some unpleasant words, and Koren moved be- tween them, to keep them apart. At the end, Jiorle asked if he could talk to the employees before leaving, which was granted. The employees asked what had happened, and Jiorle told them that he had been fired because he was going to the Labor Board "because I had been made some promises and they weren't kept." Jiorle thereupon left the plant. Jiorle shortly thereafter was employed by another gar- ment plant. Respondent argues that this indicates that Jiorle had intended all along to leave Respondent's employ. But the evidence is not sufficient to support such a finding. the Labor Board; I never said I was quitting" Respondent argues that Jiorle thereby admitted that he was quitting. However, the sequence of questions and answers, the record as a whole, and my assessment of the credibility factors convinces me that Jiorle's affirmative answer on this occasion was merely an affirmation that the conversation was with Cos- tantino. HI-CRAFT CLOTHING C. 117 B. Analysis and Conclusions When Jiorle, a supervisor within the meaning of the Act, asserted that he intended to go to the Labor Board concerning a bonus which he claimed that Respondent owed him (and which Respondent disputed), Respondent threatened to discharge him. When he persisted in that position, Respondent discharged him. The fact that he had been discharged for persisting in his right to go to the Board for assistance quickly became known to the employees, as Respondent reasonably could have antici- pated. The General Counsel contends that because of a strong public policy favoring free and unimpeded access to the Board's processes, it is necessary that even super- visors (who are generally not protected by the Act) should be protected when invoking, or seeking to invoke the Board's processes. He further argues, in effect, that such protection should not be dependent upon whether the supervisor's asserted grievance has merit under the provisions of the Act (as this one did not), for if the pro- tection afforded by the Act is made to depend on the ap- plicant's knowledge of the law, or his ability to antici- pate the rulings of the Board or the Courts, an applicant for the Board's aid is indeed inhibited and does not have free access to the Board's processes. The Board's decisions fully support these arguments. Thus, in General Nutrition Center, Inc., 221 NLRB 850 (1975), where a supervisor and four employees were threatened with discharge when they expressed an intent to take their grievances to the Board ("if you all go . . . you're all done," 221 NLRB at 855), and were dis- charged for actually going to the Board's regional office, the Board held that such action (including that against the supervisor) violated Section 8(a)(4) and (1) of the Act, even though the grievances there involved were not such that the Board would entertain. See also General Services, Inc., 229 NLRB 940 (1977), and First National Bank & Trust Co., 209 NLRB 95 (1974). Respondent argues, however, that "[wlhile the Board may indeed have an interest in protecting access to its processes . . . there is a countervailing interest in pre- venting misuse of the Board's processes and protections for extortionate purposes totally unrelated to the rights of employees which the Act seeks to protect." But I find no misuse of the Board's processes here. Jiorle may well have sought to strengthen his position in his dispute with Respondent over the bonus by threatening to go to the Board with his grievance, but I find no basis for labeling that action as "extortionate." The gist of Respondent's argument seems to be that Jiorle's grievance was not cognizable under the Act. But the fact that Jiorle was mistaken in thinking that the Board could help him with his grievance-and the fact that Respondent (though as- sertedly unionized) seems to have been unfamiliar with the Board's functions-does not justify Respondent's threat to discharge Jiorle or his discharge for persisting in his purpose to seek the assistance of the Board. Indeed, since Respondent's actions, and the reason there- for, speedily became known to the employees, as Re- spondent could reasonably expect, Respondent thereby coerced the employees in their right to free access to the Board's processes, and interfered with the employees' ex- ercise of the rights guaranteed them in the Act. For the reasons stated, and on the record as a whole, I find that Respondent. by threatening to discharge James J. Jiorle, and by discharging him because he insisted upon his right to take his grievance concerning his bonus to the Labor Board, violated Section 8(a)(4) and (I) of the Act. CONCI USIONS OF LAW 1. Respondent is an employer engaged in commerce within the meaning of Section 2(6) and (7) of the Act. 2. Respondent, by threatening to discharge, and dis- charging James J. Jiorle, violated Section 8(a)(4) and (1) of the Act, which unfair labor practices affect commerce within the meaning of the Act. THF REMEDY Having found that Respondent has violated Section 8(a)(4) and (1) of the Act, I shall recommend that it be ordered to cease and desist therefrom, and take certain affirmative action to effectuate the policies of the Act. I shall recommend that Respondent be ordered to offer James J. Jiorle immediate and full reinstatement to his former position or, if such position no longer exists, to a substantially equivalent position, without prejudice to his seniority or other rights and benefits, and make him whole for any loss of pay or benefits which he may have suffered by reason of his discharge by payment to him of a sum of money equal to that he would have earned from the date of his discharge to the date of his reinstatement, less net earnings during such period, as computed in F. W. Woolworth Company, 90 NLRB 289 (1950), with interest thereon as set forth in Isis Plumbing & Heating Co., 138 NLRB 716 (1962), and Florida Steel Corporation, 231 NLRB 651 (1977). Upon the foregoing findings of fact, conclusions of law, and the entire record, and pursuant to Section 10(c) of the Act, I issue the following recommended: ORDER7 The Respondent, Hi-Craft Clothing Co., Philadelphia, Pennsylvania, its officers, agents. successors, and assigns, shall: I. Cease and desist from: (a) Threatening to discharge, or discharging, or taking other adverse action against a supervisor, or employee because he or she asserts a right to seek the assistance of the National Labor Relations Board, or has sought the assistance of the Board, or filed a petition or charge with the Board, or given testimony under the National Labor Relations Act. (b) In any like or related manner interfering with, re- straining, or coercing employees in the exercise of the rights guaranteed them under the Act. 7 In the esent no exceptions are filed as provided hx Sec 10)2 46 of he Rules and Regulations of the National Labor Relations Board. the find- ings, conclusions, and recommended Order herein shall. as prosided in Sec 102 4K of the Rules and Regulations. he adopted hb the Board and become its findings, conclusions, and Order and all otbjections thereto shall he deemed alsed for all purposes HI-CRAFT CLOTHIN CO. 1317 illX DECISIONS OF NATIONAl. I.AIOR REL.ATI()NS t()ARI) 2. Take the following affirmative action which is nec- essary to effectuate the policies of the Act: (a) Offer James J. Jiorle immediate and full reinstate- ment to his former position or, if that position no longer exists, to a substantially equivalent position, without prej- udice to his seniority or other rights and benefits, and make him whole for any loss of pay or benefits which he may have suffered by reason of his discharge in accord- ance with the provisions set forth in the section herein entitled "The Remedy." (b) Preserve and, upon request, make available to the Board or its agents, for examination and copying, all payroll records, social security payment records, person- nel records and reports, and all other records necessary to facilitate the effectuation of the Order herein. (c) Post at its operations in Philadelphia, Pennsylvania, and at Unami Creek Pants Company located at Sumney- town, Pennsylvania, copies of the attached notice marked "Appendix." 8 Copies of said notice, on forms 8 In the event that the Board's Order is enforced h) a Judgnent of a United States (Court of Appeals, the words in the notice reading "lIosted provided by the Regional Director for Region 4, after being duly signed by Respondent's authorized repre- sentative, shall be posted by Respondent immediately upon receipt thereof, and be maintained by it for 60 con- secutive days thereafter, in conspicuous places, including all places where notices to employees are customarily posted. Reasonable steps shall be taken by Respondent to ensure that said notices are not altered, defaced, or cov- ered by any other material. (d) Notify the Regional Director for Region 4, in writ- ing, within 20 days from the date of this Order, what steps Respondent has taken to comply herewith. by Order of the National l.abor Relations Board" hall read "Posied 'ur- suant to a Judgmenl of the nited States Courtl o1' Appea;ll Enfrcing an Order of the National Lahbor Relalionls iBoard Copy with citationCopy as parenthetical citation