Harrawood's, Inc.Download PDFNational Labor Relations Board - Board DecisionsNov 3, 1971193 N.L.R.B. 1136 (N.L.R.B. 1971) Copy Citation 1136 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Harrawood 's, Inc ., and Harrawood Brothers , Inc. and Construction , Building Material , Ice & Coal, Laundry , Dry Cleaning and Industrial Laundry & Dry Cleaning Drivers, Helpers, Warehousemen, Yardmen & Allied Workers, Local Union No. 682, affiliated with International Brotherhood of Team- sters, Chauffeurs , Warehousemen & Helpers of America and Congress of Independent Unions, Local #99, Party to the Contract. Congress of Independent Unions , and Congress of Independent Unions, Local #99 and Construction, Building Material, Ice & Coal, Laundry, Dry Cleaning and Industrial Laundry & Dry Cleaning Drivers, Helpers, Warehousemen, Yardmen & Al- lied Workers, Local Union No. 682, affiliated with International Brotherhood of Teamsters , Chauf- feurs, Warehousemen & Helpers of America. Cases 14-CA-5756 and 14-CB-2099 wood's, Inc., and Harrawood Brothers, Inc., Ellisville, Missouri, their officers, agents, successors, and assigns, shall take the action set forth in the Trial Examiner's recommended Order as so modified: 1. Substitute the following paragraph for para- graph I (a)(5) of the recommended Order: "(5) Withdrawing or withholding recognition from Operating Engineers Local 513, Teamsters Local 682, and Laborers Local 110, as the exclusive representa- tives of its employees in the respective appropriate units covered by the collective-bargaining agreements of these Unions." 2. In paragraph l(b)(3) of the recommended Order change the words "appropriate unit" to read "appropriate units" and omit the words which follow: "and, if an understanding is reached, embody such understanding in a signed agreement." 3. Substitute the attached Appendix A for the Trial Examiner's Appendix. November 3, 1971 DECISION AND ORDER By MEMBERS FANNING, JENKINS, AND KENNEDY On May 14, 1971, Trial Examiner Robert E. Mullin issued his Decision in the above-entitled consolidated proceeding, finding that Respondents had engaged in certain unfair labor practices and recommending that they cease and desist therefrom and take certain affirmative action, as set forth in the attached Trial Examiner's Decision.' Respondent Employers filed joint exceptions to the said Decision and a brief in support of exceptions. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its powers in connection with this proceeding to a three- member panel. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner's Decision, the exceptions and brief, and the entire record in this proceeding,2 and hereby adopts the findings, conclusions, and recommenda- tions of the Trial Examiner except as modified herein.3 ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board adopts as its Order the recommend- ed Order of the Trial Examiner as modified below and hereby orders that Respondent Employers, Harra- i Local Union No. 513, International Union of Operating Engineers, AFL-CIO, and Local Union Nos 42, 53, and 110 and the Eastern Missouri Laborers District Council, Laborers International Union of North America, AFL-CIO, were Intervenors herein 2 The Respc.sdents ' request for oral argument is denied because the record, the exceptions , and the brief of Respondents adequately present the issues and the positions of the parties 3 The Trial Examiner found that a Respondent Employer, through its membership in the Site Improvement Association, had collective- bargaining agreements with the Operating Engineers, Laborers, and Teamsters in three appropriate units, but that in effect these separate appropriate units constituted a composite unit made up of all employees of the Respondent Employer engaged in asphalt paving work. The Respondent Employer he found to be "the two Respondent corporations collectively," that is, Harrawood 's, Inc., and Harrawood Brothers, Inc, who by reason of interdependence , integrated operations , common ownership of stock , and common labor policy are a single employer. He found 8(a)(5) and ( 1) violations based on Respondent Employers' refusing to recognize and bargain in good faith with the aforesaid Unions, whereas it appears that the violation was one of withdrawing or withholding recognition from said Unions incident to requiring employees to join the CIU. We find that the separate units represented by the Operating Engineers , Laborers , and Teamsters based on their respective collective- bargaining agreements are appropriate , and shall modify the order to the Respondent Employers and the notice to reflect that fact and the nature of the 8 (a)(5) violation more specifically APPENDIX A NOTICE To EMPLOYEES POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT give effect to our agreement dated December 1, 1969, with Congress of Independent Unions, Local #99, or to any extension, renewal, modification, or supplement thereto, unless and until the labor organization shall have demonstrat- ed its exclusive majority representative status among our employees in a Board-conducted election. WE WILL withdraw and withhold recognition from Local #99, or any successor thereto, unless 193 NLRB No. 164 HARRAWOOD'S INC. and until it shall have demonstrated its exclusive majority representative status among our employ- ees in a Board-conducted election. WE WILL NOT contribute financial or other support to any labor organization or, in any other manner, interfere with, restrain, or coerce our employees in the exercise of their statutory rights. WE WILL NOT give effect to any checkoff cards, heretofore executed by our employees, authorizing deductions from their wages for remittance to the aforesaid Union. WE WILL refund to all our employees and former employees from whose wages we have deducted funds, for transmittal to the aforesaid Union, the amounts deducted from their earnings subsequent to February 19, 1970, to the end that each employee shall be reimbursed for such moneys so deducted. WE WILL offer Ralph Helton and Newton Russell immediate and full reinstatement to their former jobs or, if those jobs no longer exist, to substantially equivalent positions, without preju- dice to their seniority or other rights and privileges. WE WILL make whole Ralph Helton, Newton Russell , Terry McDaniel, and Robert Riedy for any loss of pay they may have suffered as a result of discrimination against them. WE WILL NOT discharge or otherwise discrimi- nate against any employee because of membership in, or activity on behalf of, any labor organization. WE WILL NOT threaten employees with dis- charge or other reprisals if they become, or remain, members of any union. WE WILL NOT coercively, or otherwise unlawful- ly, interrogate employees as to their union activi- ties or about the union activities of other employ- ees. WE WILL NOT create the impression of surveil- lance to discourage membership in, or activity on behalf of, any labor organization. WE WILL NOT withdraw or withhold recognition from Operating Engineers Local 513, Teamsters Local 682, and Laborers Local 110 as the exclusive representatives of all employees in the respective appropriate units covered by the collective-bar- gaining agreements of these Unions, and WE WILL, upon request, bargain collectively in good faith concerning wages, hours, and other terms or conditions of employment with said Unions as the exclusive representative of the employees in the respective appropriate units. I The charges in these cases were all filed during 1970 Thus, the original charge in Case 14-CA-5756 was filed on August 19 Thereafter, a first amended charge was filed on September 1, a second amended charge on September 8, a third amended charge on October 21, a fourth amended charge on October 23; and a fifth amended charge on October 28 The 1137 WE WILL NOT in any other manner interfere with, restrain, or coerce employees in the exercise of their right to self-organization, to form,join, or assist any labor organization, to bargain collec- tively through representatives of their own choos- ing, or to engage in concerted activities for the purpose of collective bargaining or other mutual aid, or to refrain from any and all such activities, except to the extent that this right may be affected by agreements in conformity with Section 8(a)(3) of the National Labor Relations Act. Dated By HARRAWOOD'S, INC. (Employer) (Representative) (Title) HARRAWOOD BROTHERS, INC. (Employer) Dated By (Representative) (Title) This is an official notice and must not be defaced by anyone. This notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced, or covered by any other material. Any questions concerning this notice or compliance with its provisions may be directed to the Board's Office, 210 North 12th Boulevard, Room 448, St. Louis, Missouri 63101, Telephone 314-622-4167. TRIAL EXAMINER'S DECISION STATEMENT OF THE CASE ROBERT E. MULLIN, Trial Examiner: The hearing in these cases was held on January 14, 19, and 20, 1971, in St. Louis, Missouri, pursuant to charges duly filed and served,' and an order consolidating cases, a second amended complaint and a notice of hearing issued on January 6, 1971. The Respondent Employers filed separate answers, wherein they conceded certain facts with respect to their business operations, but denied all allegations that they had committed any unfair labor practices. The answer of the Respondent Unions, duly filed, likewise denied any violations of the Act. At the hearing all parties were represented by counsel. All parties were given full opportunity to examine and cross- examine witnesses , to introduce relevant evidence, and to file briefs. The parties waived oral argument. A motion to dismiss, made at the close of the hearing by the Respondent original charge in Case 14-CB-2099 was filed on August 19 Thereafter, a first amended charge in that case was filed on December 30. An original order consolidating cases, complaint and notice of hearing was issued on October 12, and thereafter , an amended complaint and notice of hearing was issued on November 10. 1138 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Employers, was taken under advisement. It is disposed of as appears hereinafter in this decision. On March 8, 1971, all parties submitted able and comprehensive briefs. Upon the entire record in the case, including the briefs of counsel, and from his observation of the witnesses, the Trial Examiner makes the following: FINDINGS OF FACT 1. THE BUSINESS OF THE RESPONDENT EMPLOYERS Harrawood's, Inc. (hereinafter "Harrawood"), and Harrawood Brothers, Inc. (hereinafter "Brothers"), Mis- souri corporations with their principal office at 1251 Vero Lane, Ellisville, Missouri, and with a branch office on Meramec Station Road in St . Louis County, are engaged in the business of asphalt paving construction and of leasing asphalt paving equipment. During the year ending December 31, 1970, each corporation, in the course and conduct of its business operations, purchased and caused to be transported to its Missouri headquarters and to Missouri construction sites, goods and materials valued in excess of $50,000, of which amount goods and materials valued in excess of $50,000 were transported and delivered to the Missouri headquarters and to Missouri construction sites directly from points located outside that State. Upon the foregoing facts, the Respondent Employers concede, and the Trial Examiner finds, that Harrawood's, Inc., and Harrawood Brothers, Inc., are employers engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. The General Counsel further contends that Harrawood and Brothers are so closely related that, under the Act, they must be considered as a single employer. The facts with respect to that issue will now be considered. All of the stock in both corporations is held, in equal shares, by three Harrawood brothers, viz., Thurman Gayle,2 Edward A., and Thomas F. These same three individuals constitute the directors and officers for both companies. Gayle Harrawood is the secretary-treasurer for both Harrawood and Brothers, and is responsible for the management and supervision of the day-to-day operations of both companies. He is in charge of the hiring and firing of all personnel and it is he who makes the decision as to which Company a new employee, or any employee, is assigned . Edward A. Harrawood is the president of Harrawood and the vice-president of Brothers. Thomas H. Harrawood is the president of Brothers and the vice- president of Harrawood. The principal office for both corporations at 1251 Vero Lane is also the residence of Gayle Harrawood. All payroll and other records for both companies are handled by the same two clerical employees. Thus, Darlene Harrawood, wife of Gayle Harrawood, is in charge of the payrolls and Louise Lake is the sole secretary in the office. Gayle Harrawood testified that Harrawood was incorpo- rated in 1964 and that it has been engaged since that time as a general contractor in the business of asphalt paving. He likewise testified that Brothers was incorporated in 1969 for the purpose of leasing construction equipment and, where the customer so desired, the necessary personnel to operate the equipment. Although Gayle Harrawood testified that Brothers did not do any paving work, he also testified that, after being leased to customers, Brothers' equipment and personnel are engaged in asphalt paving from 70 to 80 percent of the time. He likewise testified that about 15 percent of the equipment used by Harrawood is leased from Brothers and that the two corporations have many common customers. Gayle Harrawood testified, credibly and without contra- diction, that both Companies maintain separate corporate books, have separate bank accounts, and file separate tax returns . On the other hand, from the testimony of many employees who had worked for both Harrawood and Brothers, it is apparent that the employees could perceive no distinction between the equipment used, the work performed, or the supervisory personnel for one or the other Company. In fact, for most of the employees the name on their payroll checks constituted the only clear indication as to which corporation was their employer. In his brief, counsel for the Respondent Employers relies heavily on such indicia as separate bank accounts, corporate records, and tax returns to establish the independence of each corporation. Under other statutes these two companies may very well have preserved their separate identities. On the facts set out above, however, it is clear, and the Trial Examiner finds, that under the Act here involved, Harrawood and Brothers constitute a single employer. N. L. R. B. v. Stowe Spinning Co., 336 U.S. 226, 227 ("Interlocking directorates and family ties make the four [respondent mills] equal one for our purposes." Southport Petroleum Company v. N.L.R.B., 315 U.S. 100, 106; Regal Knitwear Co. v. N.L.R.B., 324 U.S. 9, 14-16; N.L.R.B. v. Price Valley Lumber Co., 216 F.2d 212, 213-214 (C.A. 9), certiorari denied 348 U.S. 212; Bethlehem Steel Co. v. N.L.R.B., 120 F.2d 641, 650-651 (C.A.D.C.); N.L.R.B. v. Concrete Haulers, Inc., 212 F.2d 477, 479 (C.A. 5). ("The interdependence and integrated nature of the operations of the respondents, the common ownership of stock, and the fact that the same officer administers a common labor policy, clearly indicate that there is only one employer for the purposes of this Act.") N.L.R.B. v. National Garment Co., 166 F.2d 233, 238 (C.A. 8). Hereinafter, where the term "Harrawood, Inc.," or "Respondent Employer", appears it will indicate the two Respondent corporations collectively, whereas "Harrawood," or "Brothers" will be used when necessary to refer to one or the other of the respective corporate entities. H. THE LABOR ORGANIZATIONS INVOLVED Construction, Building Material, Ice & Coal, Laundry, Dry Cleaning and Industrial Laundry & Dry Cleaning Drivers, Helpers, Warehousemen, Yardmen & Allied Workers, Local Union No. 682, affiliated with Internation- al Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America (hereinafter known as Teamsters, or Teamsters Local 682); Local Union No. 513, International Union of Operating Engineers, AFL-CIO (hereinafter 2 Throughout the hearing , and in the transcript , Thurman Gayle Harrawood is referred to only as Gayle Harrawood. HARRAWOOD'S INC. known as Operators, or Operating Engineers Local 513); Local Unions Nos. 42, 53, and 110 and the Eastern Missouri Laborers District Council, Laborers International Union of North America, AFL-CIO (hereinafter known as Laborers, Laborers Local 42, 53, and 110, and District Council, respectively); Congress of Independent Unions (hereinafter known as CIU) and Congress of Independent Unions, Local #99 (hereinafter known as CIU, Local 99), are labor organizations within the meaning of Section 2(5) of the Act. 111. THE ALLEGED UNFAIR LABOR PRACTICES A. The Facts In the period from 1967 to 1969, Harrawood had contracts with the Operators and Laborers for appropriate units of its employees which those unions traditionally represent. These agreements expired on May 1, 1969. In the fall of that year, Harrawood joined the Site Improvement Association, (hereinafter known as SIA), an employer organization engaged in collective bargaining with the various craft unions which represented employees of its members . In September 1969, Gayle Harrawood, as secretary-treasurer, signed a power of attorney which authorized David Birenbaum, industrial relations consult- ant for SIA, to execute collective-bargaining contracts on behalf of Harrawood. Birenbaum testified, credibly and without contradiction, that shortly after September 17, 1969, pursuant to this authority, he signed contracts on Harrawood's behalf with the Teamsters, Laborers, and Operators, each of which agreements was effective from May 1, 1969, to May 1, 1974.3 The central issues in this case arise out of certain contractual negotiations and relations which Brothers initiated with the CIU in December 1969 and which were still in effect at the time of the hearing. Birenbaum testified, credibly and without contradiction, that neither the Paving Contractors' Association, nor the SIA, participated in any such negotiations . He further testified that it was not until the spring of 1970 that he learned of the corporate existence of Brothers. According to Birenbaum, none of the three unions , namely, Teamsters, Operators, or Laborers, has sought to modify or terminate the agreements executed 3 Birenbaum testified that early in September 1969, Harrawood applied for membership in the St Louis Paving Contractors' Association, one of the four organizations which constitute the SIA He further testified that this application was accepted at a meeting of the Paving Contractors' Association on about September 10, and that on becoming a member of that organization , Harrawood also became a member of SIA It was shortly thereafter that Gayle Harrawood executed the power of attorney pursuant to which Birenbaum signed the collective-bargaining agreements with the Teamsters , Operators , and Laborers for Harrawood. Birenbaum further testified that at all times since September 1969 the latter has maintained its membership in the Paving Contractors' Association and the SIA. Birenbaum 's testimony in this and in all other respects , was credible and supported by numerous documents which he had at the time of his appearance on the stand The Respondent Employer offered no evidence that would tend to contradict any of the testimony which Birenbaum gave Gayle Harrawood conceded that he executed the power of attorney in question The Respondent made no effort to prove that it had ever been modified or revoked 4 Throughout the hearing Edward A Harrawood was often referred to as "Arnold Harrawood " S The collective-bargaining agreement which the Harrawoods signed with the CIU on this occasion is in the record It is a short four-page 1139 with Harrawood in 1969. As indicated earlier, by their terms, these contracts are to remain in effect until May 1, 1974. On about December 1, 1969, Edward A. Harrawood,4 vice-president of Brothers and president of Harrawood, executed a contract between Brothers and CIU, Local 99. On the day that this contract was signed, Gayle Harrawood called five of the Harrawood employees to his office and expressed dissatisfaction with the fact that a short while earlier certain employees had filed grievances with the Teamsters on the ground that operators and laborers were doing Teamster work. Thereafter he told those present that if they signed CIU authorization cards they could do whatever work they wanted and havejobs all winter. At the time, in addition to the five employees, there were four Harrawoods present, namely, the three brothers, Gayle, Thomas, and Edward, and their father, Frank Harrawood, as well as Clark Libhart, executive vice-president of the CIU. Robert Riedy, an employee who was there, testified that after hearing Gayle Harrawood, one of the employees asked "In other words, if we don't sign this CIU card we go home?" and that Edward A. Harrawood said, in response, "That's pretty blunt, but that's the way it is." According to Reedy, Gayle Harrawood added the following comment, "Yeah, that's right, either you sign it [a CIU card] or we can't use you, you will have to take a layoff." The five employees present thereupon signed CIU cards and checkoff authorizations. Libhart talked to the employees at the time. Riedy testified that the CIU official "told us what we could do, told us there was no benefits or anything of that sort." 5 James Straatmann, another employee who was present, testified that Gayle Harrawood told them they would be taken from the Harrawood payroll and paid by the Brothers corporation. Both Straatmann and Riedy were credible witnesses as to this incident and their testimony was in no way contradicted or denied .6 The initial charges in this case were not filed until August 1970. Obviously, therefore, all testimony as to events which occurred in December of the prior year fall within the proscription of the statute of limitations set forth in Section 10(b) of the Act, and no unfair labor practice findings can be based upon such evidence. On the other hand, such document with conventional clauses on recognition , union shop, hours of work, holidays, and grievances. Its clause on wages merely provides a minimum rate of $3 00 an hour for laborers , $3.50 for truckdrivers and $4 00 for operators These were in sharp contrast with the provisions in the contracts which the SIA had negotiated and which were in effect as to the foregoing classifications in Harrawood 's employ Thus, the Laborers agreement provided for a rate of $5.25 an hour in the relevant classification , the Teamster scale for truckdnvers ranged from $4 87 to $5 17 an hour , and the Operators scale from $5.97 to $6.97 an hour. All of the last three contracts also provided for an annual wage increase in all classifications, for each year of the 5-year term 6 During the cross-examination of Reedy by counsel for Harrawood, he was asked whether, notwithstanding there having been no vote among the employees as to affiliation with the CIU, the employees nevertheless agreed upon the contract at this meeting His negative response and the atmosphere at the scene are reflected in a revealing exchange , for, when asked the following question , Reedy gave the answer which appears below: Q. When they [the Harrawood brothers ] came back [to the room] it was all agreed upon by this time [among the employees ] that it [the CIU contract] was acceptable? A. It was acceptable . . . when he said there would be no work unless we signed it. 1140 DECISIONS OF NATIONAL LABOR RELATIONS BOARD testimony may be used as background to explain and give meaning to what occurred subsequently.? That is the situation here. Several of the employees who were placed on the Brothers' payroll in December 1969, and on various dates thereafter, testified at the hearing. Included within this number were employees James Straatman, Ralph Helton, Robert Riedy, and Clifford Winistoerfer, all of whom had worked for Harrawood prior to December 1969. The testimony they gave as to their work and working conditions in 1969 and 1970 provides further support for the conclusion set forth earlier that the Harrawood family operated the two companies here involved as one entity. Thus, the foregoing named employees testified that after being placed on the Brothers' payroll they continued to perform the same kind of work in connection with asphalt paving construction as they had while being paid by Harrawood. They further testified that they continued to have the same supervisors, namely, several of the Harra- wood brothers, that they used the same equipment as before, and that they had the same coworkers. One witness, Terry McDaniel, was hired by Gayle Harrawood in June 1970. McDaniel testified that Harrawood told him at the time that he had two companies and that he was undecided as to which one he would assign McDaniel. According to the latter, it was not until after he received his first paycheck with Brothers' name on it that he knew which Company it was for which he was working. Although the employees who had been put on the Brothers' payroll in December 1969 had been required to sign CIU cards and checkoff authorizations, no dues were deducted from their pay until August 1970. Early in the latter month Gayle Harrawood called many of the employees to his office for the purpose of securing new signatures on CIU authorization cards and checkoffs. He did not deny or contradict the testimony of employee witnesses who told of his efforts to secure these cards from them. According to Harrawood, he was compelled to take this course of action when the CIU demanded that Brothers comply with the union shop provisions of the collective- bargaining agreement which it had executed the preceding December. In support of this testimony, the Respondent offered a letter from the CIU which listed seven employees as being delinquent in dues payments. The letter was dated June 20, 1970. It was not preemptory in tone, and merely requested that the Respondent "Please take care of this matter [the employee dues' delinquency] as soon as possible." Gayle Harrawood conceded that although this letter was received shortly after the date it bears, he did nothing about the arrearage issue for some time. From other testimony, however, it appears that Harrawood disclosed another and more urgent need for action when he summoned the employees to his office early in August. Thus, according to employee Robert Riedy, on about r See Local Lodge No 1424, 1 A M v NLRB, 326 U S 411, 416 " earlier events may be utilized to shed light on the true character of matters occurring within the limitations period , and for that purpose §10(b) ordinarily does not bar such evidentiary use of anterior events" 8 In its letter of June 20, the CIU had listed only seven employees as being delinquent in their dues obligations 6 Eg, Clifford Winistoerfer , a blade operator, testified that after he signed the checkoff authorization in August , the Respondent Brothers August 8, Gayle Harrawood called him and two other employees for a conference. Riedy testified, credibly and without contradiction, that at that time, the corporate secretary-treasurer told them that the Respondent had secured a $350,000 contract to pave a large parking lot for the Chevrolet plant in St. Louis, that one of the requirements was that all of the employees on the project be union members and that he intended that this would be the CIU, instead of the AFL-CIO, for all employees of Brothers. Harrawood himself testified as to the diligence with which all of the Brothers' employees were required thereafter to sign up with the CIU. According to him, early in August the employment records were checked and all employees who had been with Brothers over 30 days were compelled to execute checkoff cards. He further testified that thereafter dues for the CIU were withheld from the pay of all employees and that the Company (Brothers) paid the dues for three supervisors on the payroll. In a letter dated August 7, 1970, Brothers sent the CIU a check for $788 to cover initiation fees at $25 each for 16 employees, and to cover the dues of 20 employees8 at $4 per month for any period each of those individuals was on the payroll from January through October 1970. Gayle Harrawood testified that thereafter dues were withheld from the pay of all employees except for that of three supervisors whose dues the Respondent paid. The initiation fee of $25 for each employee which the Respondent forwarded to the CIU on August 7 was also withheld from the pay of some of the employees, but whether this was done as to every employee on the Brothers' payroll is not clear from the record .9 There was a considerable volume of testimony from employees as to the manner in which Gayle Harrawood sought to secure their signatures on the new CIU authorization cards and checkoffs. Employee Clifford Winistoerfer, a member in good standing of the Operators, testified that, during the first part of August, when Harrawood called him in and asked him to sign a CIU card he asked whether there was any alternative and Harrawood told him "either sign it [the card] or don't work." Employee James Straatmann testified that about August 8 he, Riedy, and Wilbur Hofstetter, another coworker, were called to Harrawood's office and told by Harrawood that "We're CIU and we're going to stay CIU," that even though they had signed cards in that union during the winter, he wanted them to sign new cards and that if they did not do so, he would have to lay them off.10 According to Riedy, when Hofstetter asked what would happen if he did not sign the card, Harrawood told him "Well, don't be in on Monday." Employee Ralph Helton, a member of Teamsters Local 682 since 1964, testified that when Gayle Harrawood called him to the office during this period and told him that everyone would have to be a union member, he protested that he was already a member of the Teamsters. According to Helton, withheld $37 from his pay. This was the precise amount which the Respondent sent to the CIU on Wimstoerfer 's behalf in its letter of August 7 10 Riedy testified that although he had signed a CIU card the preceding December he subsequently told Gayle Harrawood he wanted to cancel his membership, so that in August 1970, having taken this action and having paid no dues, he assumed that he was no longer a member. HARRAWOOD'S INC 1141 Harrawood told him that was not the kind of union he wanted and that Helton could eitherjoin the CIU or be laid off. Helton testified that he thereupon signed a CIU card because "I couldn't afford to lose myjob." Not all of those whom Harrawood contacted about this matter executed the requisite forms. One of those was Newton Russell , a longtime member of Laborers Local 110. He testified that Harrawood told him during this period that he would have to join the CIU but that he ignored this proposal and refused to do so. Subsequent developments with respect to Russell are discussed later in this decision. Terry McDaniel, a member of Laborers Local 110, was another employee who did not execute the CIU card which was proffered to him at this time According to McDaniel, Gayle Harrawood told him on several occasions that he would have to sign up with the CIU, notwithstanding his protests that he was already a member of the Laborers. McDaniel testified that during the latter part of August the secretary in Harrawood's office told him that if he did not sign the CIU authorization immediately he would be laid off in 15 days. According to McDaniel, he thereafter asked Gayle Harrawood to spare him the necessity of signing up with the CIU by transferring him to the Harrawood Company, but that Gayle Harrawood told him that this was impossible because he already had all the men he needed on the rolls of the latter corporation. The aftermath of McDaniel's refusal to sign a CIU authorization is discussed hereinafter. Several of the employees who were disturbed about having to join the CIU contacted representatives of the Charging Parties and solicited their assistance. Among the most active in initiating these contacts were employees Helton, Riedy, and Hofstetter. As a result of their efforts, on the evening of August 18 a meeting was held at the union hall of Operators Local 513. About 20 to 22 men from both the Harrawood and Brothers corporations were present. This represented substantially all of the employees for both companies.ii After a discussion of the grievances which had arisen out of employee opposition to the Respondent's campaign to secure members for the CIU, representatives of the Charging Unions solicited their membership. As a result, all of those employees present who were not already members of the Operators, Team- sters , or Laborers, signed authorization cards in one or the other of those respective unions that night. It was unden ►ed that the morning of August 19, Gayle Harrawood engaged in extensive interrogation of the employees who had attended the meeting. Thus, Ralph Helton testified that when he reported for work that morning, Gayle and Thomas Harrawood called him to the office and told him they wanted to know what had happened at the union hall. Helton testified that, in response to their questions, he declared "We voted the CIU out and wanted our rightful unions back in." According to Helton , Gayle Harrawood thereupon terminated the conversation with the statement that they were going to lay him off because "[Helton] was a union instigator." Helton was, in fact, terminated at this time, thereby raising an issue which is considered more fully elsewhere in this decision. Terry McDaniel testified that while he and others were standing outside the office and waiting to go to work that morning, Gayle Harrawood came out and told them that he "had gotten rid of Ralph Helton and if we didn't like it we could leave too." According to McDaniel, Harrawood thereupon asked them if they intended to work that day and all of them answered in the affirmative. They then left for the construction site to which they were assigned that week. On that particular day the Respondent Employer's paving crew was at work on a highway construction project near St. Clair, Missouri. The asphalt paver, a very large and expensive machine was being operated by Robert Riedy. Sometime that morning, the paver broke down. Gayle Harrawood testified that immediately upon hearing about this occurrence he drove to the site. After effecting temporary repairs on the machine, Harrawood talked with the Brothers' employees on the crew. According to Riedy, Harrawood asked each of the five or six employees present as to who had been at the union meeting the night before and what had been decided. Riedy testified that after the interrogation of several individuals produced only noncom- mittal answers, Harrawood then stated "I don't know if you boys know it or not, but you're beat before you start ... . You five have signed this back in December. . . . It was all legal . . . . The CIU is here to stay until I die or go out of business" Employee James Straatmann corroborated Riedy's testimony as to this incident. According to Straatmann, when Harrawood questioned him about the meeting, he acknowledged having been there and thereafter Harrawood stated that if the employees did not like the CIU they could quit and that he and the rest of the members of the Harrawood family would finish the job that had been started. Straatmann further testified that Gayle Harrawood told those present that the "CIU was there to stay and that he would close the business down if it went any other way." According to Straatmann, when there was further discussion about the CIU, Harrawood volunteered to arrange a meeting with the CIU for the employees. At some time thereafter Gayle Harrawood contacted Libhart and arranged an employee meeting with the CIU representative which was held on August 22. Harrawood testified that it was at Straatmann's request that he asked Libhart to hold the meeting. Straatmann, however, when called as a rebuttal witness, credibly denied having made any request of Harrawood that he act on the employees' behalf in requesting a meeting with the CIU. Gayle Harrawood did not deny the testimony set out above which attributed to him and his brother Thomas 12 the interrogation of employees about the union meeting of August 18 and the extent of employee dissatisfaction with the CIU. According to Gayle Harrawood his actions and conduct on the morning of August 19 were dictated by a concern that the Respondent's paving operations would be brought to a halt by a work stoppage. Thus, he testified that unidentified vandals had caused considerable damage to the Respondent's equipment and property during the summer of 1970 and he stated that on the morning of August 19 he feared that further damage and a work 11 James Straatmann testified, credibly and without contradiction, that at this time there were about 23 rank-and-file employees working for the two corporations 12 Thomas Harrawood was not called as a witness. 1142 DECISIONS OF NATIONAL LABOR RELATIONS BOARD stoppage were about to materialize. According to Gayle Harrawood, he interrogated the employees only because of the problems which had arisen on the job and to ascertain whether the employees planned to work the next day. At the same time , he conceded that after the paver was repaired on the afternoon and evening of August 19, normal paving operations were resumed on the next day and that the work continued thereafter without incident. On August 22 the CIU held the meeting which Gayle Harrawood had suggested to Libhart. The day before, a notice of the scheduled time and place was posted on Harrawood's office door. The next day Libhart presided at the meeting which was held at a site known as the Valley Mount Ranch. James Harrawood was present for a short while before the meeting began. Employee Winistoerfer testified that when he arrived at the scene the latter member of the Harrawood family was engaged in setting up chairs and arranging the meeting place, but that after this had been done, Harrawood did not remain. There was credible, undenied, testimony at the hearing that during this period James Harrawood informed several of the employees that he was the shop steward for the CIU.13 The meeting which ensued after Libhart opened the discussion about the existing CIU contract was brief. From the credible testimony of Straatmann, Winistoerfer, and Riedy, it appears that it lasted for only 30 to 45 minutes and that it was terminated abruptly when Libhart was unable to satisfy the employees present with his answers to questions about the benefits which membership in the CIU would provide. On August 24, the following Monday, employee Winis- toerfer was interrogated by Gayle Harrawood, in the presence of Edward and Thomas Harrawood. Winistoer- fer's testimony was credible and it was not contradicted. According to the employee, when he came to work that morning Gayle Harrawood questioned him about the union meeting which had been held on August 18 at the Operators' Hall. Winistoerfer testified that Thomas Harra- wood asked him whether he was "one of the instigators .. . of that union meeting." After the employee denied that he had been one of those who had arranged the meeting in question , Harrawood dropped the subject. B. Conclusions as to the Alleged Violations of Section 8(a)(2) and (1) On the findings set forth above, it is clear that in September 1969, Harrawood, Inc., executed valid contracts with the Operators, Teamsters, and Laborers which, by their terms, would not expire until May 1974. At no time 13 Eg, the testimony of James Straatmann and Newton Russell. The General Counsel alleged that James Harrawood was a supervisor in support of this position , employees Straatmann and Helton testified that James Harrawood was known to the employees as a foreman on the job These same witnesses , however, conceded that they had never seen him discipline anyone , nor hire or fire any employee The Trial Examiner concludes that on the evidence in this record the General Counsel failed to establish that James Harrawood is a supervisor On the other hand, it is clear that as a brother of the three Harrawoods who are the officers, directors , and sole shareholders of the Respondent corporations, James Harrawood held a special status that substantially distinguished him from the rank -and-file employees Straatmann credibly testified that James Harrawood regularly drove a company truck to and from his home to the job Gayle Harrawood testified that his brother James was also furnished after the execution of these agreements did any of these unions relinquish or abandon their representation of the employees at Harrawood, Inc. Thus, the Respondent Employer was under a continuing obligation, at all times material herein, to adhere to the terms of those contracts with the aforesaid unions. Consequently, the Employer was not free to enter into a contract with the CIU covering those same employees in December 1969, or at any time thereafter. As noted earlier, the contract between the Respondent Employer and the CIU, effective on December 1, 1969, was by its terms, to remain in force for 1 year and thereafter from year to year until either party notified the other of any changes desired. This agreement had a union-security clause which required the discharge of any employee who failed to maintain his membership in good standing. It is significant that, notwithstanding this provision, Harra- wood, Inc., made no deductions for dues from the wages of any employees until August 7, 1970.14 Insofar as the record discloses, the Respondent Employer made no effort to adhere to the union shop provision of the CIU contract until the latter part of the summer when it received a substantial construction contract, in the performance of which it would need to use union labor exclusively. As found earlier, the CIU agreement provided merely minimum rates of pay and these ranged from $3.00 to $4.00 per hour. All of the employees who testified at the hearing were earning in excess of $6 per hour. There was no evidence of any bargaining between the CIU and the Respondent Employer, subsequent to December 1969, about wage rates or any terms or conditions of employ- ment. Nor was the union-security provision in the contract enforced. In June 1970 a secretary in the office of Vice- President Libhart of the CIU wrote a letter to Brothers suggesting that it "take care" 15 of the delinquency in dues that had accumulated from January to June. Not until August when the Respondent Employer secured its large asphalt paving contract, did it manifest any determination to adhere to the CIU contract. As found earlier, at that point, all employees of Brothers were told that they had to sign authorization and checkoff cards, and some of those who had signed such cards the preceding December were told that they had to resign these cards. From the record herein, it appears that for many months after its execution the Respondent Employer allowed the contract with the CIU to lay dormant. When a business venture materialized that could be completed only if its employees were union members, the Employer chose to revive the CIU contract, announce to the employees that they would be compelled to by the Brothers corporation with the same model Cadillac automobile as is provided for each of the three officers and directors and for Frank Harrawood, father of them all. In the circumstances present here , including the fact that Harrawood, Inc , is a family enterprise , and in view of James Harrawood' s close relationship with all the officers and directors of the Respondent, the Trial Examiner concludes and finds that the employees had reason to believe that he represented the management and that he was, in fact , a management agent N LR B v. Fiore Brothers Oil Company, 317 F 2d 710, 711-712 (C.A. 2), Continental Motors, Inc, 145 NLRB 1073, 1076-1077 14 In February 1970, one payment of dues was made to the CIU out of Harrawood funds However , none of this was deducted from the wages of the employees then on the payroll until the following August. 15 The quotation is from the letter HARRAWOOD'S INC. 1143 adhere to the union shop provision, and thereafter threaten them with discharge if they failed to do so. In taking this course, the Respondent Employer displayed its preference and favoritism for the CIU, notwithstanding the fact that at the same time it was bound by contracts with the Operators, Teamsters, and Laborers covering these same employees. By this assistance and support to the CIU, Harrawood, Inc., violated Section 8(a)(2) and (1) of the Act. J. Howard Jenks, d/b/a Glendora Plumbing, et al., 165 NLRB 101, 102. In addition to the foregoing violation of Section 8(a)(2) and (1), the Respondent further violated the same sections of the Act, and accorded unlawful assistance to the CIU: (1) By Gayle Harrawood's suggestion to the employees, on August 19, that they have a meeting with the CIU and thereafter arranging with CIU Representative Libhart that such a meeting be held on August 22. (2) By allowing James Harrawood, a management agent within the terms of the Act, to serve as a CIU steward, and in permitting James Harrawood to assist the CIU in completing arrangements for the meeting with the employ- ees on August 22. Coast Aluminum Company, 120 NLRB 1326, 1327. (3) By applying the union shop provision to the employees on August 7, and by making advance payments at that time of their dues from August through October. Dixie Bedding Manufacturing Company, 268 F.2d 901, 906 (C.A. 5). C. Conclusions as to the Alleged Violations of Section 8(a)(5) engineer oilers; and the Teamsters represent a unit of all teamsters and chauffeurs. 16 Gayle Harrawood testified that Brothers had no employ- ees until December 1969. By August 1970, Brothers had from 20 to 30 employees and Harrawood had from 12 to 15. According to Gayle Harrawood, the determination as to which company an employee was assigned was made on the basis of the union to which he belonged.17 Earlier herein it was found that the operations of the Harrawood and Brothers companies were so entertwined that, within the standards established by the Act, at all times material herein they constituted a single family enterprise. The collective-bargaining relationship which Harrawood estab- lished with the three Charging Unions by the contracts of September 1969 was still in effect when, early in August 1970, Gayle Harrawood revived the CIU contract and began enforcing the terms of the latter agreement as to all employees on the Brothers' payroll. This action constituted a repudiation of the Respondent Employer's obligation to recognize the Operators, Teamsters, and Laborers as the exclusive representatives of the employees in the above described appropriate units . Consequently, the Trial Examiner concludes and finds that, since about August 1, 1970, by ignoring its obligation to recognize the Charging Unions pursuant to the aforesaid contracts, by recognizing the CIU, and by enforcing the CIU agreement as to all the employees on the Brothers' payroll, the Respondent Employer violated Section 8(a)(5) and (1) of the Act. J. Howard Jenks, d/b/a Glendora Plumbing, 165 NLRB 101, 102. Harrawood has had contracts with the Operators, Laborers, and Teamsters since September 1969. For 2 years prior to that time it had contracts with the Operators and the Laborers. The Respondent Employer did not contend that these unions no longer represent the employees of Harrawood. According to Gayle Harrawood, since the execution of the foregoing contracts, the Respondent Employer has continued to recognize these unions and has made regular health, welfare, and pension payments to the Laborers, Operators, and Teamsters on behalf of any card carrying employee of Harrawood. None of these unions has sought to modify, terminate, or abandon its agreement with Harrawood and the SIA, or indicated any desire to take such action. Pursuant to the foregoing collective-bargaining agreements which have been in effect at all times material herein, the employees are divided into three appropriate units in each of which Harrawood has had employees. Of these groupings, the Laborers represent a unit of all the building and common laborers; the Operators represent a unit of all operating engineer equipment operators, operating engineer apprentices , operating engineer firemen, operating engineer mechanics, operating engineer mechan- ic trainees, operating engineer greasers , and operating 16 In effect, the appropriate units described above constitute a composite unit made up of all employees of the Respondent Employer who are engaged in asphalt paving work It i s so described later in this decision 17 At the hearing, when asked the following questions Gayle Harrawood gave the answers which appear below Q How was it determined which employees belonged in which corporations9 A The employees working for Harrawood , inc., were card D. The Alleged Violations of Section 8(a)(3) of the Act,- Findings and Conclusions With Respect Thereto The General Counsel alleged that the Respondent Employer discriminatorily terminated employees Ralph Helton , Newton Russell , Terry McDaniel , and Robert Riedy. These allegations are denied by the Respondent in their entirety . To the facts and issues in connection with these cases we will now turn. 1. Ralph Helton Helton testified, credibly, that he had been a member of the Teamsters since 1964. In 1969 he went to work for Harrawood as a mechanic. At some point in early 1970, Helton noticed that his check stubs bore the name Harrawood Brothers, rather than Harrawood's Inc., the payer on all previous checks up to that time. Other than this evidence, he never received any indication that he was on the Brothers' payroll rather than Harrawood' s. Sometime during the spring of 1970 he was assigned to drive a truck and be continued at that job until his termination. Earlier herein, it was found that Helton was one of those who was most instrumental in organizing the meeting at the carrying members of the various locals or unions that represented Harrawoods, Inc. [Operators, Laborers and Teamsters] Q Is your position that these [Harrawood and Brothers] are separate companies and that the Laborers, Teamsters , and Operators represent the employees of Harrawoods , Inc., and CIU or CIU Local 99 represents the employees of Harrawood Brothers, Inc A. Yes. 1144 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Operators Hall on the night of August 18. It was further found that the next morning Gayle and Thomas Harra- wood called him to their office to question him as to what had occurred at the meeting the night before, and that Helton told them "We voted the CIU out and wanted our rightful unions back in." Helton testified that Gayle Harrawood thereupon told him that he was being laid off for being "a union instigator." At the hearing, Gayle Harrawood did not deny that he had interrogated Helton about the meeting the night before, but he did deny that Helton was fired. According to Harrawood, Helton told him that everyone at the meeting had signed cards in the Operators, the Teamsters, or the Laborers and that when he asked why this had occurred, Helton declared that the Harrawoods could not "shove any CIU down his throat" and then stormed out of the office with the declaration that he was quitting. Harrawood's testimony that Helton had not been fired but had quit of his own volition was not persuasive. It was denied by Helton and it was also contradicted by the credible testimony of Terry McDaniel, who, as has been found earlier, testified that on the morning in question he and several other employees were outside the company office when Gayle Harrawood came out to them, asked whether they intended to work that day and stated that he had dust "gotten nd of Ralph Helton and if we didn't like it we could leave too." McDaniel was a credible witness and his testimony in this connection was not denied by Gayle Harrawood. Upon the foregoing facts, the Trial Examiner concludes and finds that the Respondent Employer terminated Helton on August 19, for being "a union instigator" and for supporting the Charging Unions rather than the CIU. His termination, therefore, constituted unlawful discrimination and a violation of Section 8(a)(3) of the Act.19 2. Robert Riedy Riedy started work with Harrawood as a mechanic. This was in March 1968. Thereafter, he worked for Harrawood until December 1969, when as found earlier, he was among that group of employees whom Gayle Harrawood placed on the Brothers' payroll. In the summer of 1969 Riedy joined the Operators. In the spring of 1970, the Respondent Employer purchased a new, self-propelled asphalt paver. Riedy was assigned to operate this machine. In making this assign- ment , Gayle Harrawood told Riedy that thereafter he would be on a salary of $200 a week, rather than the hourly is The Respondent Employer contends that Helton was subsequently offered reinstatement It appears that on about October 21, 1970, counsel for the Employer sent Helton a letter wherein the employee was told that he could return to his former or a substan tially equivalent position at Harrawood Brothers , and that this offer would remain open until November I Gayle Harrawood testified that the day after Helton received this letter he reported to the company office and that at this time he told Helton that all the crews had gone to work for the day and that to be reemployed he would have to report back the next morning According to Harrawood , later that day Helton telephoned to say that his lawyer advised him that he did not have to return to work Harrawood testified that thereafter he heard nothing further from Helton The latter, however, had a substantially different account of his conversation with Gayle Harrawood Thus, according to the employee, on the day that he went to Harrawood's office, Gayle Harrawood told him that he would not put him back to work wage of $6.42 an hour that he was then receiving. In connection with his duties as the paver operator, Riedy drove a pickup truck which he owned and in which he carried tools and parts for the repair of the paver. At some time dunng the spring, pursuant to an arrangement with Riedy as to the use of his own vehicle on company business, Gayle Harrawood had the company symbol painted on the truck and reimbursed Riedy for expenses he incurred for gas, insurance, and repairs while on duty. Along with Helton, Riedy had been responsible for arranging the union meeting at the Operators hall on August 18 The following day he worked as usual, but the next day he was off sick. During the course of the day he drove to the company office with Helton when the latter stopped there to pick up his terminal check. Edward Harrawood was in the office at the time. According to Riedy, when he entered the room Edward Harrawood asked whether he was accompanying Helton and when Riedy acknowledged that he was, Harrawood told him "You might as well pack your [possessions ] and get out of here, too." Riedy testified that when he asked why, Harrawood told him "Because you are with Helton." According to Riedy, when he remonstrated with Harra- wood that he had been with the Company a long while and that there was no reason to fire him, Harrawood ushered him out with the declaration "I don't want to talk about it, dust leave." The Respondent Employer did not call Edward Harra- wood as a witness. Riedy's testimony in connection with this incident was credible and it was neither denied nor contradicted by any witness for the Respondent Employer. In fact, the latter did not contest the allegation that Riedy was fired for union activities. Instead, the Employer contends that Riedy was a supervisor and, on advice of counsel, he was laid off for engaging in union activities. Gayle Harrawood testified that Riedy was made a supervisor when he was given a salary and assigned the operation of the new paver in the spring of 1970. According to Harrawood in carrying out his responsibilities with the paver, Riedy was in full charge of the personnel required to assist him and had the right to hire and fire. This testimony, however, was contradicted by Riedy. The latter denied that Harrawood told him either at the time he was put on salary, or later, that he was being vested with supervisory authority. According to Riedy, at various times prior thereto, Edward Harrawood had told him that he had a future with the Company and that eventually he would be made a foreman. Riedy denied, however, that he was ever told this after he started getting a salary. According to as a truckdnver, but that he would have to work as a shovel operator Helton further testified that Gayle told him that he would not have him with his brothers "Tom or Ed Harrawood or they would kill me . " and that "he didn ' t trust me, that he was going to put me shoveling" According to Helton, he told Harrawood that he would refuse to come back to work under such conditions Gayle Harrawood 's version of this exchange with Helton was not convincing It is the conclusion of the Trial Examiner that, upon a consideration of the conflicting accounts of these conversations, as well as the demeanor of the witnesses at the time they were on the stand, that the testimony of Helton more accurately reflects what was said by the participants Consequently, it is the further conclusion of the Trial Examiner that the offer of reinstatement made to Helton in the latter part of October was not adequate and did not toll the running of backpay to which a discnmmatee is entitled HARRAWOOD'S INC. 1145 Riedy, whenever he worked on a paving job, someone else was the foreman in charge and that about 90 percent of the time this was Edward Harrawood. He conceded that on a few occasions he was left alone with the crew while the foreman was away, but he testified that this had occurred on only a few occasions and then only for brief periods of from 30 to 60 minutes and never for a whole day. Riedy denied that he had ever attended supervisory meetings and he testified that whenever he was in the office when the Harrawoods were about to have such a meeting he was asked to leave. Riedy testified that whereas it was true that after he was placed on salary the Company paid for certain health and life insurance , this had been the case earlier when he was on an hourly wage and the Respondent Employer had made health and welfare payments on his behalf to the Operators Union. The General Counsel contends that the primary motive for the Employer's having placed Riedy on a salary was to avoid overtime payments which extended operation of the paver would entail , and that it was for this reason rather than to give Riedy supervisory status that he was taken off an hourly wage. On this record, that appears to have been the case. In any event, it is the conclusion of the Trial Examiner that Riedy was a credible witness in his testimony to the effect that he had never been informed by any of the management of the extensive supervisory authority attributed to him by Gayle Harrawood at the hearing . It is the further conclusion of the Trial Examiner that whereas Riedy may, on occasion, have assumed control of the crew for short periods when Edward Harrawood, the foreman in charge, was absent momentari- ly, that this occurred only infrequently and that at no time had the Respondent employer vested him with such authority as to make him a supervisor within the meaning of the Act. Therefore, his discharge, admittedly for his having been involved in the concerted activities on behalf of the Charging Unions, was a violation of Section 8(a)(3). 3. Newton Russell Russell started working for Harrawood in July 1969, and remained with that Company until the end of the construction season in December of that year. Thereafter, he returned to work in the spring of 1970 at which time he was classified as a laborer. During the ensuing months he worked as a laborer and flagman 19 until about September 3. Russell had been a member of the Laborers for many years.20 He credibly testified that early in August 1970, James Harrawood told him "You should join the CIU," but that he said nothing at the time and ignored the suggestion. Later that month and at the end of August, James Harrawood brought up the subject again. According to Russell, on this latter occasion, Harrawood told him that he was the CIU steward and that if Russell did not join the CIU he would not work for Harrawood's. Russell protested that he could not leave the Laborers because of the accrued benefits which his extended membership would provide and that, for this reason, he did not want to join the CIU. Russell's testimony was credible and it was not denied or contradicted by any witness for the Respondent Employer.21 Russell testified that only a few days after the last conversation with James Harrawood about the CIU, the Respondent Employer announced that there was no further work for him. According to Russell, when he reported for duty on about September 3, Gayle Harrawood told him that he had nothing for him to do. Russell testified that on several occasions thereafter he telephoned Gayle Harra- wood to ask whether any work was available and that each time Harrawood gave a negative response. According to Russell, about 2 weeks after his last assignment, he telephoned Harrawood again and, on being told that there was no work for him, he questioned Harrawood as to whether an injury which he had incurred on the job the previous year was the reason for his layoff. Russell testified that Gayle Harrawood's response to this question was "Absolutely not," but that when he then asked whether his layoff had anything to do with the Union, Harrawood did not answer. According to Russell, the conversation was concluded with Harrawood advising him to look for another job and, in the meantime, apply for unemployment benefits. Russell was a credible witness and Gayle Harrawood did not contest the accuracy of his recollection as to the conversations had during the period in question. The Employer denied that there had been any discrimi- nation as to Russell and averred that the sole reason for the layoff was a lack of any work for flagmen. Thus, it offered some testimony to the effect that a flagman was used on only one occasion after Russell's termination and then only on an emergency basis when a state highway inspector required the temporary posting of a flagman on a job that was almost finished. Russell was classified as a laborer and in 1969 he had worked until December when cold weather forced the Respondent Employer to cease work on its construction projects. At the heanng the Employer offered no evidence that subsequent to his layoff early in September 1970, no job as a laborer was available for Russell. In view of the conversation which Russell had with James Harrawood on the eve of his layoff to the effect that unless Russell joined the CIU he could not continue working, the further fact that James Harrawood, as found earlier herein, was an agent of the management and such a declaration as he made to Russell could not be treated as idle comment, and, finally, the fact that throughout this period the Employer displayed a strong antipathy to the Charging Unions at the same time that it was assisting the CIU, it is the conclusion of the Trial Examiner that Russell was laid off for having failed to acquiesce in James Harrawood's demand that he join the CIU. In so doing the Respondent Employer violated Section 8(a)(3) and (1) of the Act. 4. Terry McDaniel McDaniel first worked for the Respondent Employer for several months in 1968. As has been found earlier herein, when McDaniel returned in 1970, Gayle Harrawood told 19 The flagman is responsible for the control of vehicular traffic on 20 At the hearing he testified that he had been a member for from 10 to highway paving projects, a familiar sight to any one who has ever travelled 11 years on a road that was under construction 21 James Harrawood was never called as a witness 1146 DECISIONS OF NATIONAL LABOR RELATIONS BOARD him that he could have a job, but because the Employer then had two companies he would decide later as to which one he would assign McDaniel. Eventually, McDaniel learned that he had been placed on the Brothers' payroll. Thereafter he worked with Newton Russell as a laborer. In July, Gayle Harrawood called McDaniel to his office and questioned him as to whether he belonged to a union. McDaniel told him that he was a member of the Laborers. Nothing further was said to him at that time, but about 3 weeks later, Louise Lake, secretary to Gayle Harrawood, told the employee that he had to sign up with the CIU. McDaniel declined on the ground that he was a member of the Laborers. The next day, Gayle Harrawood told McDaniel that he had to sign a CIU card within 15 days or be laid off. It was at that time, as found earlier, McDaniel requested, to no avail, that he be transferred from the Brothers' payroll to that of Harrawood so that his longevity with the Laborers would not be jeopardized. McDaniel resisted all overtures that he sign up with the CIU and nothing further happened until Friday, October 16. On that day, Gayle Harrawood called McDaniel to his office, showed him a CIU authorization with McDaniel's name on it and told him that he would have to sign the card or be laid off. McDaniel still refused to execute the authorization card. Later that day Thomas Harrawood asked him whether he was going to sign up with the CIU and McDaniel answered in the negative. McDaniel testified that at no time during his tenure with Brothers did a representative of the CIU ever ask him to sign a card in that union.22 The following Monday morning, because of what the Harrawoods had told him on Friday, McDaniel did not return to work. Instead he went to the Laborers' union hall and discussed his case with Virgil Dailey, a union representative who assured him that his name would be added to the unfair labor practice charges which had already been filed against the Respondent Employer.23 On October 22, Gayle Harrawood telephoned McDaniel and told him that he could report for work the following morning and that he could work until the Labor Board made its decision.24 On the foregoing findings, it is clear that McDaniel :s layoff resulted from his failure to accede to the Employer's demand that he sign a CIU authorization. Since, as has been found earlier herein, the CIU at that time was an unlawfully-assisted union, the union-security provisions of its contract with the Respondent Employer were unenforce- able and McDaniel was under no lawful obligation to join that union or sign its cards. The Employer's pressure on McDaniel to accomplish that objective and the employee's layoff were, therefore, discriminatory and constituted a violation of Section 8(a)(3) and (1). Finally, since Harrawood's maintenance of the union- security clause in the CIU contract was a violation of Section 8(a)(2), its enforcement of that clause in August 1970, and thereafter, constituted a further violation of Section 8 (a)(3) and (1). Similarly, as a party to this 22 The findings in this section are based on the credible testimony of McDaniel which was not denied or contradicted 23 In a third amended charge, filed by counsel for the Charging Unions on October 21, it was alleged that McDaniel was discriminatorily arrangement , the CIU violated Section 8(b)(2) and (1)(A) of the Act. E. Further Violations of Section 8(a)(1) of the Act Section 8(a)(1) of the Act proscribes conduct on the part of an employer which interferes with, restrains, and coerces his employees in the exercise of rights guaranteed by Section 7. On the basis of the facts set forth earlier, the Trial Examiner concludes and finds that, apart from the violations already found, the Respondent Employer also violated Section 8(a)(l) of the Act in the following instances: (a) By telling its employees that unless they joined the CIU they would be discharged or laid off: (1) Early in August when Gayle Harrawood summoned employees Riedy, Straatmann, and Hofstetter to his office and told them that they would have to join the CIU or face a layoff, and further declared "We're CIU and we are going to stay CIU." (2) Early in August and later, in mid-October, when Gayle Harrawood told employee McDaniel that unless he joined the CIU he would be laid off. (3) Early in August when Gayle Harrawood told employee Winistoerfer that unless he signed a CIU card he would not be able to work. (4) Late in August when James Harrawood told Newton Russell that unless he joined the CIU he would not be permitted to work for Harrawood's. (b) By interrogating its employees as to their union activities and giving them the impression that their union activities were being kept under surveillance: (1) On August 19, when Gayle and Thomas Harrawood questioned Ralph Helton as to what had occurred at the union meeting which he had attended the night before; and later that day when Gayle Harrawood questioned the employees on the paving crew at St. Clair, Missouri, as to whether they were at the union meeting the previous night and as to what had happened there. (2) On about August 24, when Gayle, Thomas, and Edward Harrawood called employee Winistoerfer to the office, told him that they had heard that he had been one of the "instigators" of the union meeting and questioned him as to his activities in connection with the meeting. (c) By threatening to close the business if the employees did not join the CIU when, on August 19, Gayle Harrawood told the employees on the paving crew that the "CIU was here to stay and there wasn 't nothing going to stop it . . . that . . . if [the employees] didn't like the CIU [they] could [leave], he had enough Harrawoods that could finish the work . . . [that the] CIU was there to stay and that he would close the business down if it went any other way." F. Findings and Conclusions as to the Respondent CI U On the facts set forth above, it is clear that during the terminated on October 16 21 McDaniel testified that after being reemployed on October 23, he remained at work until the onset of cold weather caused a shutdown of the Harrawood paving operations HARRAWOOD'S INC 1147 period from August 1970 and thereafter the Charging Unions were the exclusive bargaining representatives of the Harrawood employees and that valid collective-bargaining contracts were in force with respect to the three appropriate bargaining units for these employees. Notwithstanding these contracts and without the support of an uncoerced majority of the Harrawood employees, the CIU and CIU, Local 99, received assistance and monies from the employer, accepted recognition, and maintained a contract with Harrawood covering these same employees. In so doing, the Respondents CIU and CIU Local 99 violated Section 8(b)(1)(A) and (2) of the Act. Hunter Outdoor Products, Inc., 176 NLRB No. 58. CONCLUSIONS OF LAW 1. The Respondent Employer is engaged in commerce within the meaning of the Act. 2. The Unions here involved are labor organizations within the meaning of the Act. 3. By maintaining and enforcing a contract containing unlawful union-security provisions, thereby compelling employees to become and remain members of the CIU, Local 99, and submit to the involuntary checkoff of union dues from their wages for payment to the aforesaid union, the Respondent Employer has violated Section 8(a)(3) of the Act and the Respondent Union, by causing the Employer to discriminate with respect to the hire and tenure of employees in violation of Section 8(a)(3), and has engaged in unfair labor practices within the meaning of Section 8(b)(2) of the Act. 4. By assisting the CIU and CIU, Local 99, and contributing support thereto, the Respondent Employer has engaged in , and is engaging in, unfair labor practices within the meaning of Section 8(a)(2) of the Act. 5. By discriminating in regard to the hire and tenure of Ralph Helton, Robert Riedy, Terry McDaniel, and Newton Russell , the Respondent Employer has engaged, and is engaging , in unfair labor practices within the meaning of Section 8(a)(3) of the Act. 6(a) All employees of the Respondent Employer engaged in asphalt paving work, excluding office clericals, profes- sional employees, guards, and supervisors as defined in the Act, constitute an appropriate unit for the purposes of collective bargaining within the meaning of Section 9(b) of the Act. (b) At all times material , Laborers Local 110, Operating Engineers Local 513 and Teamsters Local 682 have been the exclusive representatives, for the purpose of collective bargaining within the meaning of Section 9(a) of the Act, of all the employees in the aforesaid appropriate unit. (c) Since about August 1, 1970, by refusing to recognize and to bargain in good faith with the aforesaid unions as the representative of the employees in the aforedescribed appropriate unit, the Respondent Employer has engaged in, and is engaging in, unfair labor practices within the meaning of Section 8 (a)(5) and (1) of the Act. 7. By interfering with, restraining, and coercing em- ployees in the exercise of the rights guaranteed in Section 7 of the Act, the Respondent Employer and the Respondent CIU and CIU, Local 99, have engaged in, and are engaging in, unfair labor practices, the former within the meaning of Section 8(a)(1) and the latter within the meaning of Section 8(b)(I)(A) of the Act. 8. The aforesaid unfair labor practices are unfair labor practices affecting commerce within the meaning of Section 2(6) and (7) of the Act. THE REMEDY Having found that the Respondents have engaged in, and are engaging in, unfair labor practices, it will be recom- mended that they be ordered to cease and desist therefrom and take certain affirmative action designed to effectuate the policies of the Act. Having found that the Respondent Employer, in violation of Section 8(a)(2) of the Act, unlawfully assisted and contributed support to the Respondent Union, the effects of this interference , as well as the Employer's continued recognition of that union as the bargaining representative of its employees, constitute a continuing obstacle to the free exercise by its employees of their right to self-organization and to bargain collectively through representatives of their own choosing. Further, having found that the Respondent Employer violated Section 8(a)(3) and (1) and that the Respondent Union violated Section 8(b)(2) and (1)(A) of the Act by executing, maintaining, and enforcing an agreement containing unlawful union-security provisions, the terms of which have frustrated self-organization and defeated genuine collective bargaining by the employees, the Trial Examiner will recommend that the Employer be ordered to withdraw recognition from the CIU and CIU, Local 99, as the representative of its employees and that the Employer cease giving effect to the agreement dated December 1, 1969, or to any modification, extension , supplement, or renewal thereof, or any substitutes therefor, unless and until CIU, Local 99, shall have demonstrated its exclusive majority representative status pursuant to a Board conducted election among the employees of the Respondent Employ- er. Nothing contained herein , however, should be taken to require the Employer to vary those wage, hour, and other substantive features of its relations with the employees themselves, if any, which the latter has established in the performance of this agreement. Having found that the Respondent Employer violated the Act by coercing the employees to become and remain members of the CIU and to authorize deduction of initiation and membership dues from their wages, the parties to the illegal agreement should be held equally responsible for expunging the effect of their unfair labor practices. The Trial Examiner, therefore, finds that it will effectuate the policies of the Act to order the Respondent Employer and the Respondent CIU, Local 99, jointly and severally, to refund to the employees all of the amounts deducted from their wages for that purpose from and after a date 6 months prior to the filing of the charges herein. Having found that the Respondent Employer discrimina- 1148 DECISIONS OF NATIONAL LABOR RELATIONS BOARD torily terminated Ralph Helton, Robert Riedy, Terry McDaniel, and Newton Russell, the Trial Examiner will recommend that the Respondent be ordered to make them whole for any loss of earnings they may have suffered from the time of their discharge to the date of the Respondent Employer's offer of reinstatement . Since, at the time of the hearing, Helton and Russell had not been reinstated25 the Trial Examiner will recommend that the Respondent Employer be ordered to offer both of these employees immediate and full reinstatement without prejudice to their seniority or other rights and privileges. The backpay for the foregoing employees shall be computed in accordance with the formula approved in F. W. Woolworth Co., 90 NLRB 289, with interest thereon computed in the manner and amount prescribed in Isis Plumbing & Heating Co., 138 NLRB 716, 717-721. It will also be recommended that the said Respondent Employer be required to preserve and make available to the Board, or its agents, on request, payroll and other records to facilitate the computation of backpay due. Upon the foregoing findings and conclusions and the entire record, and pursuant to Section 10(c) of the Act, the Trial Examiner hereby issues the following recommended: ORDER26 1. Respondents, Harrawood's Inc., and Harrawood Brothers, Inc., their officers, agents, successors, and assigns, shall: (a) Cease and desist from: (1) Assisting or contributing support to CIU, Local 99, or to any other labor organization. (2) Recognizing CIU, Local 99, or any successor thereto, as the exclusive representative of their employees for the purposes of collective bargaining, unless and until said labor organization shall have demonstrated its exclusive majority representative status among said employees in a Board conducted election. (3) Giving effect to the agreement with CIU, Local 99, entered into in December 1969, or to any extension, renewal , or modification thereof, between the Respondent Employer and the said union which may now be in force. (4) Giving effect to any checkoff cards authorizing the deduction of periodic dues from wages for remittance to the aforesaid Union, prior to the date of compliance with this recommended Order. (5) Refusing to recognize and to bargain collectively in good faith concerning wages, hours, and other terms and conditions of employment with Operating Engineers Local 513, Teamsters Local 682, and Laborers Local 110, as the exclusive representatives of all employees in the following appropriate unit: All employees of the Respondent Employers engaged in asphalt paving work, excluding office clericals, profes- sional employees, guards, and supervisors. (6) Discharging, or otherwise discriminating against, any 25 McDaniel and Riedy were reinstated before the heanng Subsequently , and at some point after his reinstatement Riedy voluntarily terminated his employment 26 In the event no exceptions are filed as provided by Section 102.46 of the Rules and Regulations of the National Labor Relations Board, the findings, conclusions , and recommended Order herein shall, as provided in employee because of membership in, or activity on behalf of, any labor organization other than CIU, Local 99. (7) Threatening employees with discharge or other reprisals if they become, or remain, members of any union other than CIU, Local 99. (8) Coercively, or otherwise unlawfully, interrogating employees as to their union activities. (9) Creating the impression of surveillance to discourage membership in, or activity on behalf of, any labor organization. (10) In any other manner interfering with, restraining, or coercing employees in the exercise of their right to self- organization, to form, join, or assist any labor organization, to bargain collectively through representatives of their own choosing, or to engage in concerted activities for the purpose of collective bargaining or other mutual aid, or to refrain from any or all such activities. (b) Take the following affirmative action which is necessary to effectuate the purposes of the Act: (1) Withdraw and withhold recognition from CIU, Local 99, or any successor labor organization, as the representa- tive of their employees, unless and until said organization shall have demonstrated its exclusive majority representa- tive status in a Board conducted election. (2) Jointly and severally with CIU, Local 99, make whole the employees for all initiation fees and dues withheld from their wages and paid to the aforesaid Union.27 (3) Upon request, bargain collectively with Operating Engineers Local 513, Teamsters Local 682, and Laborers Local 110, as the exclusive representatives of all the employees in the appropriate unit, and, if an understanding is reached, embody such understanding in a signed agreement. (4) Offer Ralph Helton and Newton Russell immediate and full reinstatement to their former jobs, or if those jobs no longer exist, to substantially equivalent positions, without prejudice to their seniority or other rights and privileges. (5) Make whole Ralph Helton , Newton Russell, Terry McDaniel, and Robert Riedy for any loss of pay they may have suffered as a result of discrimination against them, in the manner set forth in the section of this Decision entitled "The Remedy." (6) Preserve, and upon request, make available to the Board, or its agents, for examination and copying, all payroll records, social security payment records, timecards, personnel records and reports, and all other records necessary or appropriate to analyze the amount of backpay due. (7) Notify immediately the above-named individuals, if presently serving in the Armed Forces of the United States, of their right to full reinstatement, upon application, after discharge from the Armed Forces, in accordance with the Selective Service and the Universal Military Training and Service Act. Section 102 48 of the Rules and Regulations, be adopted by the Board and become its findings, conclusions, and Order, and all objections thereto shall be deemed waived for all purposes. 27 Such liability for reimbursement shall not extend to any amounts deducted more than 6 months prior to the date of service of the respective charges herein HARRAWOOD'S INC. 1149 (8) Post at its office in Ellisville, Missouri, copies of the attached notice marked "Appendix A.'128 Copies of the notice, on forms provided by the Regional Director for Region 14, after being duly signed by the Respondents' authorized representative, shall be posted for a period of 60 consecutive days thereafter, in conspicuous ptaocs, 1- 1-d-ing all places where notices to employees are customarily posted. Reasonable steps shall be taken by the Respondents to insure that said notices are not altered, defaced, or covered by any other material. (9) Notify the Regional Director for Region 14, in writing, within 20 days from the date of the receipt of this Decision, of the steps which have been taken to comply herewith.29 2. Congress of Independent Unions, and Congress of Independent Unions, Local 99, their respective officers, agents, successors, and assigns, shall: (a) Cease and desist from: (1) Giving effect to the agreement dated December 1, 1969, with Harrawood Brothers, Inc., or to any extension, renewal , modification, supplement, or other contract with said Company, unless and until said labor organization shall have demonstrated its exclusive majority representa- tive status among the employees in a Board conducted election. (2) Restraining or coercing the employees of the Company in the right to engage in, or refrain from engaging in, any or all of the activities guaranteed by Section 7 of the Act, except as such right may be affected by an agreement executed as authorized by the Act. (b) Take the following affirmative action, which is necessary to effectuate the purposes of the Act: (1) Jointly and severally, with the Company, make whole the employees of the latter for all amounts deducted from their wages and paid to Congress of Independent Unions, Local 99.30 (2) Post at its business office in Alton, Illinois, copies of the notice attached hereto and marked Appendix B.31 Copies of said notice, to be furnished by the Regional Director for Region 14, shall, after being duly signed by an official representative of Congress of Independent Unions, Local 99, be posted immediately upon receipt thereof and be maintained by it for 60 consecutive days thereafter, in conspicuous places, including all places where notices to members are customarily posted. Reasonable steps shall be taken to insure that said notices are not altered, defaced, or covered by any other material. (3) Mail to the Regional Director for Region 14, signed copies of the notice attached hereto and marked Appendix B, for posting at the Company's premises. (4) Notify the Regional Director for Region 14, in writing , within 20 days from the date of the receipt of this decision , of the steps which have been taken to comply herewith.32 28 In the event that the Board 's Order is enforced by a Judgment of a United States Court of Appeals, the words in the notice reading "POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD" shall be changed to read "POSTED PURSUANT TO A JUDGMENT OF THE UNITED STATES COURT OF APPEALS ENFORCING AN ORDER OF THE NATIONAL LABOR RELATIONS BOARD." 29 In the event that this recommended Order is adopted by the Board after exceptions have been filed, this provision shall be modified to read- "Notify the Regional Director for Region 14, in writing, within 20 days from the date or this Order , what steps the Respondents have taken to comply herewith " 30 Subject to the limitation set out in In 27, supra 31 See In 28, supra 32 See In 29, supra APPENDIX B NOTICE To MEMBERS POSTED BY ORDER OF THE NATIONAL LABOR RELATIONS BOARD An Agency of the United States Government WE WILL NOT give effect to our agreement dated December 1, 1969, or to any other contract with Harrawood Brothers, Inc., or Harrawood's, Inc., unless and until we shall have demonstrated our majority representative status with the employees of the aforesaid Companies in a Board conducted election. WE WILL refund to the employees and former employees of Harrawood Brothers, Inc., such amounts deducted from their earnings subsequent to February 19, 1970, which were paid to our union. WE WILL NOT restrain or coerce the employees of Harrawood Brothers, Inc., or Harrawood's, Inc., in the right to engage in, or refrain from engaging in, any or all the activities guaranteed by Section 7 of the National Labor Relations Act, except to the extent that such right may be affected by an agreement requiring membership in a labor organization as a condition of employment, executed in conformity with Section 8(a)(3) of the Act. CONGRESS OF INDEPENDENT UNIONS, AND CONGRESS OF INDEPENDENT UNIONS, LOCAL #99 (Labor Organization) Dated By (Representative) (Title) This is an official notice and must not be defaced by anyone. This Notice must remain posted for 60 consecutive days from the date of posting and must not be altered, defaced, or covered by any other material. Any questions concerning this Notice or compliance with its provisions, may be directed to the Board's Office, 210 North 12th Boulevard, Room 448, St. Louis, Missouri 63101, Telephone 314-622-4167. * US GOVERNMENT PRINTING OFFICE 1973 0 -469-948 Copy with citationCopy as parenthetical citation