Ex Parte Poo et alDownload PDFPatent Trial and Appeal BoardSep 27, 201210092178 (P.T.A.B. Sep. 27, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 10/092,178 03/05/2002 Teng Pin Poo 1601457-0013 7556 7470 7590 09/27/2012 WHITE & CASE LLP PATENT DEPARTMENT 1155 AVENUE OF THE AMERICAS NEW YORK, NY 10036 EXAMINER PARK, ILWOO ART UNIT PAPER NUMBER 2184 MAIL DATE DELIVERY MODE 09/27/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________________ Ex parte TENG PIN POO and MUN KWONG KUAN ____________________ Appeal 2010-002231 Application 10/092,1781 Technology Center 2100 ____________________ Before CAROLYN D. THOMAS, JAMES R. HUGHES, and ANDREW J. DILLON, Administrative Patent Judges. HUGHES, Administrative Patent Judge. DECISION ON APPEAL 1 Application filed March 5, 2002, claiming benefit of PCT/SG02/00021 (Singapore) (February 07, 2002). The real party in interest is Trek Technology (Singapore) Pte. Ltd. (App. Br. 2.) Appeal 2010-002231 Application 10/092,178 2 STATEMENT OF THE CASE Appellants appeal from the Examiner’s rejection of claims 1-9 and 12- 22. Claims 10 and 11 have been canceled. (App. Br. 3.) We have jurisdiction under 35 U.S.C. § 6(b). We affirm. Appellants’ Invention The invention at issue on appeal concerns a portable storage device having image and/or audio capture capabilities, and in particular, a portable camera device including an integral USB plug and method for capturing and storing image and/or audio information. (Spec. 2: 3-5; 3:21-4:19; Abstract.)2 Representative Claim Independent claim 1, reproduced below, with disputed limitations italicized, further illustrates the invention: 1. A portable camera device capable of operation with a host platform, the portable camera device comprising: a housing; a USB plug integrally adapted to the housing of the portable camera device to facilitate direct coupling of the portable camera device via the USB plug to a USB socket of the host platform; a non-volatile memory in communication with said USB plug; a digital camera, integrally formed with said non-volatile memory, for capturing image and/or audio information, said 2 We refer to Appellants’ Specification (“Spec.”); Appeal Brief (“App. Br.”) filed May 15, 2009; and Reply Brief (“Reply Br.”) filed November 2, 2009. We also refer to the Examiner’s Answer (“Ans.”) mailed September 1, 2009. Appeal 2010-002231 Application 10/092,178 3 non-volatile memory capable of storing said image and/or audio information; and a microprocessor for at least in part formatting said image and/or audio information in a standard image and/or audio file format compatible with the host platform. Rejections on Appeal 1. The Examiner rejects claims 15-22 under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement. 2. The Examiner rejects claims 1-4, 9, 12, and 13 under 35 U.S.C. § 103(a) as being unpatentable over Japanese Patent App. No. JP 2002- 232769A, published August 16, 2002 (filed January 31, 2001) (“Gotanda”) and Japanese Patent App. No. JP 11-053060, published February 26, 1999 (“Tosaka”). 3. The Examiner rejects claims 15 and 19 under 35 U.S.C. § 103(a) as being unpatentable over Gotanda, Tosaka, and U.S. Patent No. 6,992,721 B1, issued Jan. 31, 2006 (filed Jun. 16, 2000) (“Kambayashi”). 4. The Examiner rejects claim 8 under 35 U.S.C. § 103(a) as being unpatentable over Gotanda, Tosaka, and U.S. Patent No. 6,753,921 B1, issued Jun. 22, 2004 (filed Dec. 9, 1999) (“Shimizu”). 5. The Examiner rejects claims 5-7 under 35 U.S.C. § 103(a) as being unpatentable over Gotanda, Tosaka, and “well-known in the art” (knowledge of one of ordinary skill in the art or “Examiner Notice”). 6. The Examiner rejects claim 14 under 35 U.S.C. § 103(a) as being unpatentable over U.S. Patent App. Pub. No. 2003/0122839 A1, published Jul. 3, 2003 (filed Dec. 26, 2001) (“Matraszek”) and Tosaka. Appeal 2010-002231 Application 10/092,178 4 ISSUES Based on our review of the administrative record, Appellants’ contentions, and the Examiner’s findings and conclusions, the pivotal issues before us follow: 1. Does the Examiner err in rejecting claims 15-22 under 35 U.S.C. § 112, first paragraph, as failing to comply with the written description requirement? 2. Does the Examiner err in concluding that the combination of Gotanda and Tosaka collectively would have taught or suggested “a USB plug integrally adapted to the housing of the portable camera device to facilitate direct coupling . . . to a USB socket of the host platform” and “a microprocessor for at least in part formatting said image and/or audio information in a standard image and/or audio file format compatible with the host platform” within the meaning of Appellants’ claim 1 and commensurate limitations of claims 12, 15, and 19? 3. Does the Examiner err in concluding that the combination of Gotanda, Tosaka, and Kambayashi collectively would have taught or suggested “wherein . . . the portable camera device is capable of being directly plugged into a USB port located on the side of the keyboard section of a notebook computer sitting on a flat surface without having to elevate the keyboard section from the flat surface” as recited in Appellants’ claim 15 (emphasis added), or “wherein . . . the portable camera device is capable of being directly plugged into a USB port located on the side of the keyboard section of a notebook computer sitting on a flat surface such that there is a space between the body of the portable camera device and the flat surface” as recited in Appellants’ claim 19 (emphasis added)? Appeal 2010-002231 Application 10/092,178 5 4. Does the Examiner err in concluding that the combination of Matraszek and Tosaka collectively would have taught or suggested “a USB plug integrally adapted to the housing of the portable camera device to facilitate direct coupling . . . to a USB socket of the host platform” and “comparing at least portions of said image and/or audio identification data against a template stored in a memory; and . . . allowing access to the information if the image and/or audio identification data matches the stored template” as recited in claim 14? FINDINGS OF FACT We adopt the Examiner’s findings in the Answer and the Final Office Action as our own. ANALYSIS Based on Appellants’ arguments (App. Br. 10-24), we select independent claims 1, 14, 15, and 19 as representative of Appellants’ arguments and groupings with respect to claims 1-9 and 12-22. 37 C.F.R. § 41.37(c)(1)(vii). Written Description Rejection – Claims 15-22 Appellants contend that independent claim 15 and 19 (and dependent claims 16-18 and 20-22) meet the written description requirement under 35 U.S.C. § 112, first paragraph, because the Specification and drawings describe and provide support for the limitations of the claims. (Appeal Br. 10-13; Reply Br. 8-11.) Specifically, Appellants contend that the “drawings alone can be sufficient to provide the written description of the invention.” (App. Br. 11 (citing Vas-Cath v. Mahurkar, 935 F.2d 1555, 1564 (Fed. Cir. 1991).) Further, Appellants contend that Appellants’ Appeal 2010-002231 Application 10/092,178 6 originally filed Figure 2 and later filed Figure 2A (see Amendment filed September 27, 2004) show that: “the USB plug 118 is an integral part of the portable camera device 170, which allows the portable camera device 170 to be directly plugged into a USB port on the side of the keyboard section of a notebook computer” (App. Br. 11) and “FIG. 2A clearly shows that there is a space between the body of the portable camera device 170 and a flat surface that the notebook computer 195 is sitting on” (App. Br. 11-12). The Examiner, on the other hand, explains that Figure 2A is not part of the Specification as originally filed and cannot support the disputed limitations. (Ans. 13.) The Examiner further explains that the figures (Figure 2 and Figure 2A) relied on by Appellants are not dimensionally accurate and do not show what Appellants purport that these figures show (e.g., do not show any space between the camera and the supporting surface (supporting the notebook computer)). (Ans. 13-16.) Upon consideration of the evidence on this record and each of Appellants’ contentions, we find that the preponderance of evidence on this record supports the Examiner’s findings and ultimate legal conclusion that Specification and drawings, and in particular Figure 2 and Figure 2A, fail to provide written description support for the disputed features of independent claims 15 and 19 as well as dependent claims 16-18 and 20-22. Accordingly, we sustain the Examiner’s written description rejection of claims 15-22 for the reasons set forth in the Answer, which we incorporate herein by reference. (Ans. 4-5, 13-16.) In particular, we agree with the Examiner that Figure 2A cannot support the disputed features of claims 15-22 because it was not part of the Specification as originally filed. (Ans. 13.) Further, in reviewing Figure 2, Appeal 2010-002231 Application 10/092,178 7 we note that the drawing does not describe any dimensions and agree with the Examiner that the drawing is not dimensionally accurate. (Ans. 13-16.) We further note that even if we were to include Figure 2A in our analysis, this figure does not accurately depict any supporting surface for the notebook computer, much less any “space” between the surface and the USB device (camera). (See Figure 2A.) With respect to Appellants additional arguments in the Reply Brief (see Reply Br. 9 discussing Figs. 3 and 4 and Spec. 14), we deem the newly presented arguments to be waived. See Ex parte Borden, 93 USPQ2d 1473, 1474 (BPAI 2010) (“informative”) (absent a showing of good cause, the Board is not required to address arguments in the Reply Brief that could have been presented in the principal Brief). It follows that we do not find any written description support (even with respect to Figure 2A) for any “space” between a supporting (flat) surface for a notebook computer and a portable camera device with an integral USB connector such that “the portable camera device is capable of being directly plugged into a USB port located on the side of the keyboard section of a notebook computer sitting on a flat surface” (claims 15 and 19) “without having to elevate the keyboard section from the flat surface” (claim 15) or “such that there is a space between the body of the portable camera device and the flat surface” (claim 19). Further, we find no written description support for any dimensional relationships as recited in claims 16- 18 and 20-22 – i.e., Figure 2 does not describe a portable camera device “housing is between 1 and 1.5 times the width of said USB plug” and “the length of said housing is between 3.5 and 4 times the length of said USB plug” (claim 16) or that the “housing comprises 2 sets of substantially parallel faces substantially orthogonal to each other” (claim 17). Appeal 2010-002231 Application 10/092,178 8 Accordingly, we find Appellants’ contrary arguments unavailing of error in the Examiner’s written description rejection. Thus, we affirm the Examiner’s 35 U.S.C. § 112, first paragraph (written description) rejection of claims 15-22. Obviousness Rejection – Claims 1-4, 9, 12, and 13 Appellants contend that the combination of Gotanda and Tosaka does not teach the features recited in claim 1. (App. Br. 19-21 (see also id. 16-18 discussing claim 15); Reply Br. 2-5.) Specifically, Appellants contend that: (1) Gotanda does not teach the recited “USB plug” but instead clearly describes “a USB socket,” which “is a different structure than a USB plug” (App. Br. 19; see id. 20); (2) Gotanda does not teach the recited microprocessor in that Gotanda’s CPU “is the CPU of the digital camera 2 (paragraph [0023]), not a microprocessor that is separate from the digital camera as recited in claim 1” (App. Br. 20); and (3) Tosaka does not teach directly connecting a USB plug of a camera device to a host computer (id. 20-21) in that “Tosaka does not show that the camera 2 is connected to the notebook computer 1 using a USB interface” (App. Br. 20). The Examiner sets forth a detailed explanation of the obviousness rejections in the Examiner’s Answer with respect to each of the claims (Ans. 5-12, 16-19) and, in particular, the rejection of claim 1. (Ans. 5-7, 16-17.) Specifically, the Examiner explains that Tosaka teaches the recited “USB plug” and directly connecting a camera with a USB plug to a notebook computer. (Ans. 6-7, 17 (citing Tosaka, Figs. 1 and 3).) The Examiner also explains that Gotanda teaches the recited camera with a USB connection integrated into (integrally adapted to) its housing and including a microprocessor. (Ans. 5-7, 16-17 (citing Gotanda, Figs. 1, 2, and 4; Appeal 2010-002231 Application 10/092,178 9 ¶ [0027]).) Upon consideration of the evidence on this record and each of Appellants’ contentions, we find that the preponderance of evidence on this record supports the Examiner’s findings and ultimate legal conclusion that the combination of Gotanda and Tosaka teaches the disputed features of claim 1. Accordingly, we sustain the Examiner’s rejection of claim 1 for the reasons set forth in the Answer, which we incorporate herein by reference. (Ans. 5-12, 16-19.) Our additional analysis will be limited to the following points of emphasis. We find Appellants’ contrary arguments unpersuasive of error in the Examiner’s obviousness rejection of representative claim 1 in that Appellants present arguments with respect to the individual references rather than the cited combination of references. (App. Br. 16-21; Reply Br. 2-5.) One cannot show nonobviousness by attacking references individually where the rejections are based on combinations of references. In re Merck & Co., Inc., 800 F.2d 1091(Fed. Cir. 1986); In re Keller, 642 F.2d 413 (CCPA 1981). Appellants also present arguments that are not commensurate with the scope of the claim. (App. Br. 16-21; Reply Br. 2-5.) Specifically, the Examiner cites Tosaka, not Gotanda, for the “USB plug” (i.e., USB male connector) and the direct connection thereof to notebook computer. (Ans. 5-7, 16-17.) Tosaka describes a USB male connector (plug), a camera with an integrated male USB connection, and directly connecting the camera to a notebook computer. (Tosaka, Figs. 1-4 and ¶¶ [0009]-[0012] (describing drawings).) Gotanda describes a camera with an integrated USB connector and a microprocessor. (Gotanda, Figs. 1, 2, and 4 and ¶¶ [0018], [0027].) Appellants’ claim 1 does not recite “a Appeal 2010-002231 Application 10/092,178 10 microprocessor that is separate from the digital camera” (App. Br. 20), rather it recites “a microprocessor for at least in part formatting said image” (claim 1). We find Gotanda’s camera describes such functionality. (Gotanda, ¶ [0027] (JPEG).) Appellants also do not persuade us of error in the Examiner’s obviousness rejection of independent claim 12 which include limitations of commensurate scope or dependent claims 2-4, 9, and 13 not separately argued with particularity. (App. Br. 21.) Accordingly, we affirm the Examiner’s obviousness rejection of claims 1-4, 9, 12, and 13. Obviousness Rejection – Claims 15 and 19 Appellants reiterate, with respect to representative claim 15, the arguments made with respect to claim 1 (supra) (App. Br. 13-17; Reply Br. 4-5), and also contend that “Kambayashi does not teach or disclose a portable camera device capable of being directly plugged into a USB port located on the side of the keyboard section of a notebook computer sitting on a flat surface without having to elevate the keyboard section from the flat surface.” (App. Br. 18; see id. 17; Reply Br. 5-6.) We agree with the Examiner’s findings and ultimate legal conclusion that the combination of Gotanda, Tosaka, and Kambayashi would have taught or suggested disputed features of claim 15. Specifically, we agree with the Examiner that Kambayashi describes stands 270 are optional and may be retracted. (Ans. 17-18; Kambayashi, Figs. 15 and 16; col. 6, l. 38 to col. 7, l. 16.) Thus, we conclude (as did the Examiner) that Kambayashi would have at least suggested the disputed limitation of claim 15 – “the portable camera device is capable of being directly plugged into a USB port located on the side of the keyboard section of a notebook computer sitting on Appeal 2010-002231 Application 10/092,178 11 a flat surface without having to elevate the keyboard section from the flat surface” (claim 15). Accordingly, we sustain the Examiner’s rejection of claim 15 for the reasons set forth in the Answer, which we incorporate herein by reference. (Ans. 5-12, 16-19.) Appellants also do not persuade us of error in the Examiner’s obviousness rejection of independent claim 19 which includes a limitation of commensurate scope – “portable camera device is capable of being directly plugged into a USB port located on the side of the keyboard section of a notebook computer sitting on a flat surface such that there is a space between the body of the portable camera device and the flat surface” (claim 19). Therefore, we affirm the Examiner’s obviousness rejection of claims 15 and 19. Obviousness Rejection – Claim 14 Appellants reiterate, with respect to claim 14, the arguments made with respect to claim 1 (supra) (App. Br. 16-17; Reply Br. 7-8) and also contend that “Matraszek does not disclose comparing a captured image of the user’s face to a template stored in memory to allow access to information on a storage medium if the captured image matches the template.” (App. Br. 23; see id. 22; Reply Br. 7.) We agree with the Examiner’s findings and ultimate legal conclusion that the combination of Matraszek and Tosaka would have taught or suggested disputed features of claim 14. Specifically, we agree with the Examiner that Matraszek describes utilizing video information of a user’s face with face recognition software to automatically identify a user. (Ans. 11-12, 18-19; Matraszek, ¶¶ [0054], [0067], [0087], [0090], [0095], [0097]; Fig. 4C.) We broadly but reasonably construe a “template” to read on an Appeal 2010-002231 Application 10/092,178 12 image stored in memory as described by Matraszek. Thus, we conclude (as did the Examiner) that Matraszek would have at least suggested the disputed limitations of claim 14: (a) capturing image . . . via a digital camera, . . . ; (b) comparing at least portions of said image and/or audio identification data against a template stored in a memory; and (c) allowing access to the information if the image and/or audio identification data matches the stored template upon comparison in said step (b). (Claim 14.) Accordingly, we sustain the Examiner’s rejection of claim 14 for the reasons set forth in the Answer, which we incorporate herein by reference. (Ans. 11-12, 18-19.) Obviousness Rejection – Claims 5-8 Appellants do not provide separate patentability arguments with respect to claims 5-8. (App. Br. 21.) Accordingly, we sustain the Examiner’s rejection of these claims for the reasons set forth supra. CONCLUSIONS OF LAW Appellants have not shown that the Examiner erred in rejecting claims 15-22 under 35 U.S.C. § 112, first paragraph (written description). Appellants have not shown that the Examiner erred in rejecting claims 1-9, 12-15, and 19 under 35 U.S.C. § 103(a). DECISION We affirm the Examiner’s rejection of claims 15-22 under 35 U.S.C. § 112, first paragraph. Appeal 2010-002231 Application 10/092,178 13 We affirm the Examiner’s rejection of claims 1-9, 12-15, and 19 under 35 U.S.C. § 103(a). No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED peb Copy with citationCopy as parenthetical citation