Ex Parte Ferren et al

Patent Trial and Appeal Board

Jan 30, 2013

11072698 (P.T.A.B. Jan. 30, 2013)

UNITED STATES PATENT AND TRADEMARKOFFICE
UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.O. Box 1450
Alexandria, Virginia 22313-1450
www.uspto.gov
APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO.
11/072,698 03/04/2005 Bran Ferren 0504-004-002I-000000 3193
44765 7590 01/31/2013
THE INVENTION SCIENCE FUND
CLARENCE T. TEGREENE
11235 SE 6TH STREET
SUITE 200
BELLEVUE, WA 98004
EXAMINER
CRANDALL, LYNSEY P
ART UNIT PAPER NUMBER
3769
MAIL DATE DELIVERY MODE
01/31/2013 PAPER
Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.
PTOL-90A (Rev. 04/07)

UNITED STATES PATENT AND TRADEMARK OFFICE
__________

BEFORE THE PATENT TRIAL AND APPEAL BOARD
__________

Ex parte BRAN FERREN, MURIEL Y. ISHIKAWA,
EDWARD K.Y. JUNG, NATHAN P. MYHRVOLD,
CLARENCE T. TEGREENE, and LOWELL L. WOOD JR.
__________

Appeal 2011-000928
Application 11/072,698
Technology Center 3700
__________

Before DONALD E. ADAMS, JEFFREY N. FREDMAN, and
JACQUELINE WRIGHT BONILLA, Administrative Patent Judges.

FREDMAN, Administrative Patent Judge.

DECISION ON APPEAL
This is an appeal under 35 U.S.C. § 134 involving claims to a hair
removal method. The Examiner rejected the claims as incorporating new
matter, as being indefinite, and as obvious. We have jurisdiction under 35
U.S.C. § 6(b). We affirm-in-part.

Appeal 2011-000928
Application 11/072,698

2
Statement of the Case
Background
“The present application relates, in general, to the field of hair
treatment devices and methods, and more particularly to depilation devices
and methods” (Spec. 1, ll. 25-26).
The Claims
Claims 1-3, 7, 9, 10, 12, 15, 17, 21, 24, 25, 27, 45, and 47-52 are on
appeal. Claims 1 and 21 are representative and read as follows:
1. A hair removal method comprising:
a) manually positioning a handheld device containing a
light source adjacent to a skin surface;
b) detecting or determining a distance of said light source
from the skin surface with a proximity sensor in said handheld
device; and
c) if said determined distance is within a specified range,
activating said light source responsive to said detecting or
determining a distance of said light source from the skin surface
with a proximity sensor in said handheld device to generate a
highly convergent beam of a frequency band significantly
absorbed by hair and having a narrow, spatially limited beam
waist located at a selected distance above the skin surface.

21. The method of claim 1, including activating said light
source to generate said highly convergent beam with duration
and intensity sufficient to cause absorption of between about 50
and about 200 Joules per gram of hair by a hair shaft at said
beam waist.

The issues
A. The Examiner rejected claims 21, 24, and 52 under 35 U.S.C. § 112,
first paragraph, as failing to comply with the written description requirement
(Ans. 3-4).
Appeal 2011-000928
Application 11/072,698

3
B. The Examiner rejected claims 21, 24, and 52 under 35 U.S.C. § 112,
second paragraph, as indefinite (Ans. 4).
C. The Examiner rejected claims 1-3, 7, 9, 10, 12, 15, 17, 45, and 47-51
under 35 U.S.C. § 103(a) as obvious over Neuberger1 and Cense2 (Ans. 5-8).
D. The Examiner rejected claims 25 and 27 under 35 U.S.C. § 103(a) as
obvious over Neuberger, Cense, and Altshuler3 (Ans. 8-9).
E. The Examiner rejected claims 21, 24, and 52 under 35 U.S.C. § 103(a)
as obvious over Neuberger, Cense, and Lefki4 (Ans. 9-10).
A. 35 U.S.C. § 112, first paragraph – New matter
The Examiner finds that the “claims have added the limitation of
joules per gram of hair or joules per gram of skin. The specification never
discloses a gram of hair or skin. In fact, the specification discloses a gram of
energy (Par 0039). This is therefore considered new matter” (Ans. 3-4).
Appellants contend that a
person having skill in the art would understand from the
above portion of the Appellants’ specification that energy
from light is absorbed by the hair shaft, and that the amount
of energy absorbed from the light by the hair shaft would be
“between about 50 and about 200 joules (of energy) per
gram (of hair)” in the first example, and “between about 50
and about 100 joules (of energy) per gram (of hair)” in the
second example

(App. Br. 24).

1 Neuberger et al., US 2002/0107509 A1, published Aug. 8, 2002.
2 Cense et al., US 2002/0173782 A1, published Nov. 21, 2002.
3 Altshuler et al., US 7,135,033 B2, issued Nov. 14, 2006.
4 Lefki et al., US 7,108,690 B1, issued Sep. 19, 2006.
Appeal 2011-000928
Application 11/072,698

4
Appellants contend that the “Examiner’s allegation that the
‘specification discloses a gram of energy’ is nonsensical, and without a
shred of scientific support. It is well known that Joules are units of energy
and grams are units of mass” (App. Br. 24).
The issue with respect to this rejection is: Does the evidence of record
support the Examiner’s conclusion that the limitations in claims 21, 24, and
52 to “Joules per gram of hair” and “Joules per gram of skin” represent new
matter?
Findings of Fact
The following findings of fact (“FF”) are supported by a
preponderance of the evidence of record.
1. The Specification teaches that the “duration and intensity of the
light may be sufficient to cause absorption of light by the hair shaft, at the
beam waist, of between about 50 and about 200 joules per gram” (Spec. 6,
ll. 16-18; emphasis added).
2. The Specification teaches that in “other embodiments the
duration and intensity of the light may be sufficient to cause absorption of
between about 50 and about 100 joules per gram of energy from the light by
the hair shaft at the beam waist” (Spec. 6, ll. 18-21; emphasis added).
3. The Specification teaches that “the duration and intensity of the
light may be sufficient to cause absorption of between about 20 and about 40
joules per gram of energy from the light by the skin surface” (Spec. 6, ll. 24-
26; emphasis added).
4. The Specification teaches that in “still other embodiments the
duration and intensity of the light may be sufficient to cause absorption of
Appeal 2011-000928
Application 11/072,698

5
between about 10 and about 80 joules per gram of energy from the light by
the skin surface” (Spec. 6, ll. 26-28; emphasis added).
5. The Specification teaches that the “beam waist diameter may be
between about 1 and about 3 hair diameters” (Spec. 7, ll. 5-6).
Principles of Law
“[I]t is the specification itself that must demonstrate possession. And
while the description requirement does not demand any particular form of
disclosure, ... or that the specification recite the claimed invention in haec
verba, a description that merely renders the invention obvious does not
satisfy the requirement” Ariad Pharmaceuticals, Inc. v. Eli Lilly and Co.,
598 F.3d 1336, 1352 (Fed. Cir. 2010).
Analysis
There is no reasonable dispute that the Specification does not, ipsis
verbis, use either the phrase “Joules per gram of hair” as in claims 21 or
“Joules per gram of skin” as in claim 24 or both as in claim 52. Instead, the
Specification uses the phrase “joules per gram of energy” multiple times (FF
2-4).
We agree with Appellants’ point that it “is well known that Joules are
units of energy and grams are units of mass” (App. Br. 24).
However, in the context of the Specification, there is no evidence that
Appellants possessed the concept of “joules per gram of hair” or “joules per
gram of skin” (FF 1-4). The Specification teaches a focus of the beam on
about 1 to 3 hair diameters, focusing on single hairs or hair shafts (FF 1, 2,
5). The Specification does not ever discuss treatment of hair or skin in gram
quantities, nor does the Specification ever provide any reason to measure the
Appeal 2011-000928
Application 11/072,698

6
energy used as “joules per gram of hair” or “joules per gram of skin”. There
are no blazemarks or other indications that “joules per gram of hair” or
“joules per gram of skin” was the intended language. See Fujikawa v.
Wattanasin, 93 F.3d 1559, 1571 (Fed. Cir. 1996) (“In finding that
Wattanasin’s disclosure failed to sufficiently describe the proposed sub-
genus, the Board again recognized that … his application contained no
blazemarks . . . [which] might be of special interest.”). At best, it might
have been obvious to use “joule per gram of hair” or “joules per gram of
skin”, but “a description that merely renders the invention obvious does not
satisfy the requirement.” Ariad, 598 F.3d at 1352.
Conclusion of Law
The evidence of record supports the Examiner’s conclusion that the
limitations in claims 21, 24, and 52 to “Joules per gram of hair” and “Joules
per gram of skin” represent new matter.
B. 35 U.S.C. § 112, second paragraph
The Examiner finds that “Joules per gram of hair or skin is not a
commonly used unit of measurement within the art as alleged by applicant.
It is commonly known as a measurement of specific heat or latent heat; since
applicant is not claiming a value of specific or latent heat the unit of measure
makes no sense and is therefore indefinite” (Ans. 4).
Appellants contend that the “claims specifically recite absorption of
‘Joules per gram of hair’ and/or ‘Joules per gram of skin’ (emphasis
added). The claim language is clear and does particularly point out and
distinctly claim the subject matter the Appellants regard as their invention”
(App. Br. 26).
Appeal 2011-000928
Application 11/072,698

7
The issue with respect to this rejection is: Does the evidence of record
support the Examiner's conclusion that the claims are indefinite?
Principles of Law
“The test for definiteness is whether one skilled in the art would
understand the bounds of the claims when read in light of the specification.”
Miles Laboratories, Inc. v. Shandon, Inc., 997 F.2d 870, 875 (Fed. Cir.
1993).
In Miyazaki, the Board stated that
rather than requiring that the claims are insolubly
ambiguous, we hold that if a claim is amenable to two or
more plausible claim constructions, the USPTO is justified
in requiring the applicant to more precisely define the metes
and bounds of the claimed invention by holding the claim
unpatentable under 35 U.S.C. § 112, second paragraph, as
indefinite.

Ex parte Miyazaki, 89 USPQ2d 1207, 1211 (BPAI 2008).
Analysis
While the Specification does not recite “joules per gram of hair” or
“joules per gram of skin”, we agree with the Appellants that the person of
ordinary skill would reasonably interpret these terms, in light of claims 21,
24, and 52, as requiring that the amount of energy absorbed by a hair shaft,
or skin, is equal to the required amount of joules divided by the mass of the
hair shaft, or skin, respectively.
Conclusion of Law
The evidence of record does not support the Examiner’s conclusion
that the claims are indefinite.
C. 35 U.S.C. § 103(a) over Neuberger and Cense
Appeal 2011-000928
Application 11/072,698

8
The Examiner finds that:
Neuberger teaches a hair removal method comprising:
manually positioning a handheld device containing a light
source, specifically a laser (Par 0053) adjacent to a skin
surface (Fig. 5); detecting or determining a distance of said
light source from the skin surface with a proximity sensor
(distance sensor, Par 0049); and if said determined distance
is within a specified range, activating said light source
responsive to said detecting or determining a distance of said
light source from the skin surface with proximity sensor
(distance sensor) in said handheld device to generate a
highly convergent beam of a frequency band significantly
absorbed by hair (Par 0049 and Fig 5).

(Ans. 5-6). The Examiner finds that “Neuberger fails to teach a hair removal
device that focuses the beam of light above the skin surface” (Ans. 6). The
Examiner finds that “Cense teaches a hair removal device in which the target
position of the laser beam can be the hair root (epilation) in order to destroy
the hair follicle or just above the surface of the skin to shorten the hair,
similar to shaving” (Ans. 6).
The Examiner finds it obvious to “use the laser hair removal device
taught by Neuberger to focus the beam waist above the skin surface as
taught by Cense in order to cut the hair just above the skin surface as taught
by Cense” (Ans. 6).
The issue with respect to this rejection is: Does the evidence of record
support the Examiner’s conclusion that Neuberger and Cense render the
claims obvious?
Findings of Fact
6. The Specification teaches that the “proximity sensor may be
capable of detecting proximity of the light source to a skin surface and
Appeal 2011-000928
Application 11/072,698

9
generating a proximity sense signal indicative of the proximity . . . The
detected proximity may correspond to a selected distance range of the light
source from the skin surface” (Spec. 5, ll. 25-30).
7. The Specification teaches that “[p]roximity or position sensing
may be used to detect that the device is within the specified distance range,
and permitting the device to be activated manually by the user (e.g. with a
switch) when it is within the specified distance range” (Spec. 5, ll. 17-20).
8. The Specification teaches that “[i]f proximity sense signal 113
indicates that active surface 106 is within the selected distance range of skin
surface 108, control signal 115 is generated to control light source 116 to
generate light” (Spec, 9. ll. 21-23).
9. Neuberger teaches that the “soft tissue applications of the
present invention include, but are not limited to . . . the removal of unwanted
hair” (Neuberger 4 ¶ 0055).
10. Neuberger teaches that “the laser applicator is held at a distance
from the skin surface” (Neuberger 4 ¶ 0049).
11. Neuberger teaches that a “computerized distance sensor alerts
the operating physician when the applicator is too far from the skin surface
so that the physician may move the applicator into closer proximity to the
skin surface. The sensor also alerts the operator when the applicator is too
close to the skin surface” (Neuberger 4 ¶ 0049).
12. The Specification teaches that “[g]enerating a convergent beam
may include passing light from the light source through a high numerical
aperture lens” (Spec. 11, ll. 3-4).
Appeal 2011-000928
Application 11/072,698

10
13. The Specification teaches that “[l]ight sources include, but are
not limited to, lasers, laser diodes, and light emitting diodes. The light
source may be a near-infrared source, such as a Nd (neodymium):YAG
laser. Alternatively, the light source may be an IR laser. The light source
may be of a type that emits light having a free-space wavelength between
about 0.8 /µm and about 1.7 /µm” (Spec. 10, ll. 15-19).
14. Neuberger teaches that:
in dermatological applications the light source may be a
pulsed dye, carbon dioxide, erbium, ruby, argon, alexandrite,
copper vapor or Nd:YAG laser. Additional light sources
include, diode light sources including, but not limited to,
laser diodes, tapered laser diodes, frequency-doubled laser
diodes, diode pumped solid state lasers, frequency-doubled
diode pumped solid state lasers, diode pumped fiber lasers,
or super luminescent diodes

(Neuberger 4 ¶ 0053).
15. Neuberger teaches that “[l]ight energy transmitted by light
delivery optics 55 propagates through application end 54 and is focused by
lens 52 to hair follicle 51. The melanin within hair follicle 51 absorbs light
energy causing hair follicle 51 to coagulate and be destroyed” (Neuberger 4-
5 ¶ 0056).
16. Neuberger teaches that “[l]ens 52 can be an adjustable lens to
manipulate the spot size required for certain applications.” (Neuberger 4 ¶
0056).
17. Neuberger teaches that
an acoustical signal is emitted by the sub-system to alert the
operator if a region has been erroneously scanned.
Alternatively a display unit is incorporated into the system
Appeal 2011-000928
Application 11/072,698

11
that employs a color scheme to communicate to the operator
which areas have been treated, and the quantity of light
energy that has been applied to a certain portion of the site.
This reduces operator error and the need for additional
treatment due to under or over exposure of a site

(Neuberger 3 ¶ 0043).
18. Cense teaches that the “operation of such a laser shaver
substantially corresponds to the operation of the above-discussed laser
epilation devices, however, the target position of the laser beam of the laser
shaver is not in the hair root but in a position on the hair just above the
surface of the skin” (Cense 6 ¶ 0034).
Principles of Law
“The combination of familiar elements according to known methods
is likely to be obvious when it does no more than yield predictable results.”
KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 416 (2007). “If a person of
ordinary skill can implement a predictable variation, § 103 likely bars its
patentability.” Id. at 417. As noted by the Court in KSR, “[a] person of
ordinary skill is also a person of ordinary creativity, not an automaton.” 550
U.S. at 421.
Claim terms are interpreted using the broadest reasonable
interpretation in light of the Specification. See, e.g., In re Hyatt, 211 F.3d
1367, 1372 (Fed. Cir. 2000) (“[D]uring examination proceedings, claims are
given their broadest reasonable interpretation consistent with the
specification.”).
Analysis
Claim interpretation
Appeal 2011-000928
Application 11/072,698

12
Claim interpretation is at the heart of patent examination because
before a claim is properly interpreted, its scope cannot be compared to the
prior art. In this case, the dispute is over step c) of claim 1, which requires
“if said determined distance is within a specified range, activating said light
source responsive to said detecting or determining a distance of said light
source from the skin surface with a proximity sensor”, a “highly convergent
beam”, and “a narrow, spatially limited beam waist”.
“distance is within a specified range”
Appellants contend that “there is no teaching of ‘if said determined
distance is within a specified range, activating said light source responsive to
said detecting or determining a distance of said light source from the skin
surface with a proximity sensor in said handheld device’” (App. Br. 29).
Appellants “assert that the Examiner did not demonstrate that the method
described in Neuberger . . . is equivalent to the recitation in claim 1” (App.
Br. 30).
During prosecution, claim terms are given their broadest reasonable
interpretation as they would be understood by persons of ordinary skill in the
art in the light of the Specification. Therefore, we first turn to the
Specification to determine whether the meanings of the phrase “if said
determined distance is within a specified range, activating said light source
responsive to said detecting or determining a distance of said light source
from the skin surface with a proximity sensor” at issue can be discerned.
The Specification teaches that the “proximity sensor may be capable
of detecting proximity of the light source to a skin surface and generating a
proximity sense signal indicative of the proximity . . . The detected
Appeal 2011-000928
Application 11/072,698

13
proximity may correspond to a selected distance range of the light source
from the skin surface” (Spec. 5, ll. 25-30; FF 6). The Specification teaches
that “[p]roximity or position sensing may be used to detect that the device is
within the specified distance range, and permitting the device to be activated
manually by the user (e.g. with a switch) when it is within the specified
distance range” (Spec. 5, ll. 17-20; FF 7). The Specification also teaches
that “[i]f proximity sense signal 113 indicates that active surface 106 is
within the selected distance range of skin surface 108, control signal 115 is
generated to control light source 116 to generate light” (Spec, 9. ll. 21-23;
FF 8).
In the context of the Specification, the phrase “if said determined
distance is within a specified range, activating said light source responsive to
said detecting or determining a distance of said light source from the skin
surface with a proximity sensor” is reasonably interpreted as requiring a
proximity sensor to determine the range from the skin (FF 6). If the range is
in a selected range, the Specification is reasonably interpreted as teaching
the use of either manual (FF 7) or automatic (FF 8) activation of a light
source.
Neuberger teaches that “the laser applicator is held at a distance from
the skin surface” (Neuberger 4 ¶ 0049; FF 10). Neuberger also teaches that a
“computerized distance sensor alerts the operating physician when the
applicator is too far from the skin surface so that the physician may move
the applicator into closer proximity to the skin surface. The sensor also alerts
the operator when the applicator is too close to the skin surface” (Neuberger
4 ¶ 0049; FF 11).
Appeal 2011-000928
Application 11/072,698

14
We agree with the Examiner that Neuberger teaches “activating the
light source within a specified distance range” (Ans. 11). In particular, we
agree that Neuberger users a proximity sensor, the “computerized distance
sensor” to identify a distance of the light source from the skin (FF 10-11).
We also agree that Neuberger’s manual movement and operation of the
applicator by the physician reasonably satisfies the requirement for
“activating said light source responsive to said . . . determining a distance”
since the physician is guided to only activate the light source when the
sensor is neither too close nor too far from the skin surface (FF 11). This is
consistent with the claim phrase, interpreted in light of the Specification,
which is reasonably interpreted to encompass manual activation (FF 7).
“highly convergent beam” and “a narrow, spatially limited beam
waist”
Appellants contend that “the Examiner did not point to any portion of
Neuberger that teaches that the beam is highly convergent and having a
narrow, spatially limited beam waist” (App. Br. 30).
We begin by turning to the Specification to interpret these phrases.
The Specification teaches that “[l]ight sources include, but are not limited to,
lasers, laser diodes, and light emitting diodes. The light source may be a
near-infrared source, such as a Nd (neodymium):YAG laser” (Spec. 10, ll.
15-17; FF 13). The Specification teaches that “[g]enerating a convergent
beam may include passing light from the light source through a high
numerical aperture lens” (Spec. 11, ll. 3-4; FF 12).
Neuberger teaches that “in dermatological applications the light
source may be . . . Nd:YAG laser. Additional light sources include, diode
Appeal 2011-000928
Application 11/072,698

15
light sources including, but not limited to, laser diodes” (Neuberger 4 ¶
0053; FF 14). Neuberger teaches that “[l]ight energy transmitted by light
delivery optics 55 propagates through application end 54 and is focused by
lens 52 to hair follicle 51” (Neuberger 4-5 ¶ 0056; FF 15).
We therefore interpret a “highly convergent” beam “having a narrow,
spatially limited beam waist,” consistent with the Specification, as
encompassing a laser beam, particularly a Nd:YAG laser beam focused by a
lens onto a hair. Neuberger expressly teaches a laser beam which may be
focused by a lens onto a hair follicle (FF 14-15). While Neuberger does not
expressly describe the focused laser beam as “highly convergent” or as
having “a narrow, spatially limited beam waist,” we agree with the Examiner
that Figure 5 in Neuberger suggested these features to the ordinary artisan
(Ans. 11). Moreover, such features are reasonably found to be inherent
properties since Neuberger teaches the same light sources and a lens capable
of focusing the beam onto a single hair (FF 14-15). See In re Best, 562 F.2d
1252, 1255 (CCPA 1977) (“Where, as here, the claimed and prior art
products are identical or substantially identical, or are produced by identical
or substantially identical processes, the PTO can require an applicant to
prove that the prior art products do not necessarily or inherently possess the
characteristics of his claimed product.... Whether the rejection is based on
‘inherency’ under 35 U.S.C. § 102, on ‘prima facie obviousness' under 35
U.S.C. § 103, jointly or alternatively, the burden of proof is the same, and its
fairness is evidenced by the PTO’s inability to manufacture products or to
obtain and compare prior art products.) Here, Appellants have provided no
evidence to suggest that the lens focused laser beam of Neuberger does not
Appeal 2011-000928
Application 11/072,698

16
inherently satisfy the requirement for a “highly convergent” beam “having a
narrow, spatially limited beam waist”.
Claims 1 and 47
Based upon our claim interpretations above, we conclude that
Neuberger teaches those elements of claims 1 and 47 as discussed above.
Appellants also contend that the Examiner did not demonstrate with
objectively-verifiable evidence that Neuberger teaches . . . ‘a highly
convergent beam of a frequency band significantly absorbed by hair’” (App.
Br. 32).
We are not persuaded. Neuberger teaches that the “melanin within
hair follicle 51 absorbs light energy causing hair follicle 51 to coagulate and
be destroyed” (Neuberger 4-5 ¶ 0056; FF 15). This is an express teaching
that the laser beam of Neuberger is at a frequency which can be absorbed by
melanin, a component of hair, and remove the hair, as required by claim 1.
Appellants’ discussion (see App. Br. 32-33) appears to distinguish between
permanent removal of hair and simply cutting the hair, but claim 1 includes
no such distinction regarding the hair removal.
Appellants also contend that, in Cense, “there is no mention of
focusing a highly convergent beam above the skin surface, nor is any
structure identified that could be used to focus the laser beam” (App. Br.
34).
We are not persuaded. Cense teaches that the “operation of such a
laser shaver substantially corresponds to the operation of the above-
discussed laser epilation devices, however, the target position of the laser
beam of the laser shaver is not in the hair root but in a position on the hair
Appeal 2011-000928
Application 11/072,698

17
just above the surface of the skin” (Cense 6 ¶ 0034; FF 18). Thus, Cense
teaches the use of a laser beam focused above the surface for a laser shaver.
It is Neuberger who teaches focusing the laser beam on the target (FF 14-15)
and thus it is the combination of the teachings of Cense and Neuberger
which suggest laser shaving by focusing a highly convergent beam above the
skin surface (see Ans. 6). See In re Keller, 642 F.2d 413, 425 (CCPA 1981)
(“The test for obviousness is not whether the features of a secondary
reference may be bodily incorporated into the structure of the primary
reference; nor is it that the claimed invention must be expressly suggested in
any one or all of the references. Rather, the test is what the combined
teachings of the references would have suggested to those of ordinary skill
in the art”.)
Appellants contend that “the Examiner did not provide objective
evidence showing a teaching, suggestion, or motivation for combining
Neuberger and Cense to render obvious claim 1.
We are not persuaded. In KSR, the Supreme Court rejected the rigid
application of the teaching, suggestion, and motivation test by the Federal
Circuit, stating that
The principles underlying [earlier] cases are instructive
when the question is whether a patent claiming the
combination of elements of prior art is obvious. When a
work is available in one field of endeavor, design incentives
and other market forces can prompt variations of it, either in
the same field or a different one. If a person of ordinary skill
can implement a predictable variation, § 103 likely bars its
patentability.

Appeal 2011-000928
Application 11/072,698

18
550 U.S. at 417. The Examiner reasonably finds it obvious “to use the laser
hair removal device taught by Neuberger to focus the beam waist above the
skin surface as taught by Cense in order to cut the hair just above the skin
surface as taught by Cense” (Ans. 6). Such a combination is merely a
“predictable use of prior art elements according to their established
functions.” KSR, 550 U.S. at 417.
Appellants also contend that “such statements teach away from
removing hair by focusing light above the skin surface, and thus teach away
from combination with Cense as proffered by the Examiner” (App. Br. 37).
We are not persuaded. A teaching away requires a reference to
actually criticize, discredit, or otherwise discourage the claimed solution.
See In re Fulton, 391 F.3d 1195, 1201 (Fed. Cir. 2004) (“The prior art’s
mere disclosure of more than one alternative does not constitute a teaching
away from any of these alternatives because such disclosure does not
criticize, discredit, or otherwise discourage the solution claimed”).
Appellants do not identify, and we do not find, any teaching in the cited
references which teach away from the combination.
Claims 3 and 48
Appellants contend that the “Examiner provided only generalizations,
and did not demonstrate with objective evidence that the target position of
the laser beam on the hair shaft, during use of the device of Cense, would
necessarily have fallen in the range of between about 25 µm and about 300
µm” (App. Br. 43).
The Examiner contends that “one of ordinary skill in the art would
choose the target distance above the skin surface for the light beam in order
Appeal 2011-000928
Application 11/072,698

19
to provide the desired shave. If the user wants a close shave, a distance right
at or just above the skin surface would be chosen” (Ans. 13).
We find that Appellants have the better position. While we agree that
Appellants have not shown any unexpected results or “criticality” regarding
the range of “about 25 µm and about 300 µm” in claim 3, the Examiner has
not established that this range, or any point in or near this range, is a results
optimizable variable or that there is a known desired range for shaving in the
prior art. In re Antonie, 559 F.2d 618, 620 (CCPA 1977). That is, before the
Examiner can invoke the “criticality” type reasoning of “overlapping” or
“adjacent” ranges, the Examiner must minimally establish that the prior art
recognized the range as an issue.
Claims 12 and 50
Appellants contend that “the Examiner has not pointed to any
teachings whatsoever in Neuberger showing or suggesting that ‘the lens is
adjustable to provide a broad range of angles of convergence’” (App. Br.
45).
The Examiner contends that “one of ordinary skill in the art would
choose an angle of convergence to provide the desired focus spot as is
necessary for targeting and mechanically damaging the desired type of hair
at the desired location” (App. Br. 13).
We find that the Examiner has the better position. Neuberger
demonstrates that the focus of the lens, and consequently the angle of
convergence, is a results optimizable variable, noting that “[l]ens 52 can be
an adjustable lens to manipulate the spot size required for certain
applications.” (Neuberger 4 ¶ 0056; FF 16). The discovery of an optimum
Appeal 2011-000928
Application 11/072,698

20
value of a results-effective variable in a known process is normally obvious.
In re Antonie, 559 F.2d at 620. Appellants have provided no evidence to
rebut this point.
Claims 15 and 51
Appellants contend that the “Examiner also failed to demonstrate with
factual evidence that one of ordinary skill in the art would have somehow
also ‘interpreted’ Cense to inherently teach the claimed numerical range, and
somehow would have been motivated to modify Neuberger’s device
accordingly” (App. Br. 47).
The Examiner contends that it would have been “obvious for one of
ordinary skill in the art to choose a beam waist that would cause the
intensities to fall within the broad range of between about 4 and about 100
times to provide the most effective results based on the desired use of the
device” (Ans. 13-14).
We find that Appellants have the better position. Again, while
Appellants may not have identified any “criticality”, the Examiner does not
demonstrate that light fluence at the beam waist is a results optimizable
variable, nor does the Examiner establishes that the range of light fluence at
the beam waist is adjacent to, or overlapping with, any prior art range. We
also agree with Appellants that the Examiner has not established that the
fluence range is inherent. See MEHL/Biophile Int’l. Corp. v. Milgraum, 192
F.3d 1362, 1365 (Fed. Cir. 1999) (“Inherency ... may not be established by
probabilities or possibilities. The mere fact that a certain thing may result
from a given set of circumstances is not sufficient.”)
Claims 17 and 45
Appeal 2011-000928
Application 11/072,698

21
Appellants contend regarding claim 17 that the “Neuberger device
clearly does not ‘discontinue the exposure of a skin region,’ as alleged by
the Examiner” (App. Br. 50). Appellants acknowledge that “the Neuberger
device provides an alert to an operator” (App. Br. 5). Appellants contend
that the “Examiner did not demonstrate that it would have been obvious to
modify Neuberger to obtain the recitations of claim 45” (App. Br. 51).
The Examiner finds that “Neuberger discloses a device that allows the
physician to stop treatment and avoid applying additional radiation which
would cause injury (Par 0040). This is interpreted as a device that
discontinues the exposure of a skin region to a light beam prior to injury”
(Ans. 14).
We find that the Examiner has the better position. The Examiner’s
interpretation is consistent with the claim interpretations above, and
Neuberger expressly teaches that
an acoustical signal is emitted by the sub-system to alert the
operator if a region has been erroneously scanned.
Alternatively a display unit is incorporated into the system
that employs a color scheme to communicate to the operator
which areas have been treated, and the quantity of light
energy that has been applied to a certain portion of the site.
This reduces operator error and the need for additional
treatment due to under or over exposure of a site.

(Neuberger 3 ¶ 0043; FF 17). Consistent with our claim interpretation and
consistent with the Specification, that light activation can be manual (FF 7)
or automatic (FF 8), we agree with the Examiner that Neuberger teaches an
automatic sensor which permits manually deactivating the light source and
Appeal 2011-000928
Application 11/072,698

22
discontinuing exposure of a skin region prior to injury as required by claims
17 and 45 (FF 17).
Conclusion of Law
The evidence of record supports the Examiner’s conclusion that
Neuberger and Cense renders claims 1, 12, 17, 45, 47, and 50 obvious.
The evidence of record does not support the Examiner’s conclusion
that Neuberger and Cense render the claims 3, 15, 48, and 51 obvious.
D. 35 U.S.C. § 103(a) over Neuberger, Cense, and Altshuler
The Examiner finds that “Neuberger and Cense discloses the method
of claim 1, but do not disclose delivering a beam of light through a light-
conducting or light-activated medium” (Ans. 8). The Examiner finds that
“Altshuler teaches a phototreatment device and method including delivering
a beam to skin surface through a light-conducting medium . . . interposed
between the device (180, Fig 1A) and the skin surface” (Ans. 8). The
Examiner finds it obvious to include “the step of delivering the highly
convergent beam through a light-conducting medium interposed between the
handheld device and skin surface, as taught by Altshuler ‘033 in order to
enhance efficacy of the treatment or to further treat the skin of the patient”
(Ans. 8).
The Examiner provides sound fact-based reasoning for combining
Altshuler with Neuberger and Cense. We adopt the fact finding and analysis
of the Examiner as our own. Appellants argue the underlying obviousness
rejection over Neuberger and Cense, but Appellants do not identify any
material defect in the Examiner’s reasoning for combining Altshuler with
Neuberger and Cense. Since Appellants only argue the underlying rejection
Appeal 2011-000928
Application 11/072,698

23
of Neuberger and Cense which we affirmed above, we affirm this rejection
for the reasons stated by the Examiner.
E. 35 U.S.C. § 103(a) over Neuberger, Cense, and Lefki
The Examiner finds that “Neuberger and Cense teach all the
limitations of claims 1 and 47, but are silent with regards to a specific
absorption of the hair and skin” (Ans. 8). The Examiner finds that “Lefki
teaches a variable pulse duration, an energy density of between
approximately 15J/cm2 and 50J/cm2, and a variable spot size. Furthermore,
Lefki discloses a device that causes mechanical failure of a hair just above
the skin surface” (Ans. 8). The Examiner finds it obvious to “use the
intensity and duration as taught by Lefki in the device taught by Neuberger
and Cense in order to produce mechanical failure of the hair shaft above the
skin surface” (Ans. 9).
Appellants contend that “Lefki teaches regarding energy density of
the beam (expressed in Joules per cm2), but does not relate this to the
amount of light absorbed by the hair shaft, but an energy level per unit
area” (App. Br. 62).
We agree with Appellants. In the absence of any disclosure of a
desired amount of energy absorption by hair in the prior art, the Examiner
has simply failed to provide a prima facie case of obviousness. While Lefki
is reasonably combinable with Neuberger and Cense, none of these
references provide a reason to cause “absorption of between about 50 and
about 200 Joules per gram of hair” or “per gram of skin”. We also agree
with Appellants that the Examiner has not established, by mathematical
calculation, evidence, or otherwise, that the amount of energy provided by
Appeal 2011-000928
Application 11/072,698

24
Neuberger or Cense or Lefki would inherently have fallen within these
ranges.
SUMMARY
In summary, we affirm the rejection of claims 21, 24, and 52 under 35
U.S.C. § 112, first paragraph, as failing to comply with the written
description requirement.
We reverse the rejection of claims 21, 24, and 52 under 35 U.S.C. §
112, second paragraph as indefinite.
We affirm the rejection of claims 1, 12, 17, 45, 47, and 50 under 35
U.S.C. § 103(a) as obvious over Neuberger and Cense. Pursuant to 37
C.F.R. § 41.37(c)(1)(vii)(2006), we also affirm the rejection of claims 2, 7,
9, 49, as these claims were not argued separately.
We reverse the rejection of claims 3, 15, 48, and 51 under 35 U.S.C. §
103(a) as obvious over Neuberger and Cense.
We affirm the rejection of claims 25 and 27 under 35 U.S.C. § 103(a)
as obvious over Neuberger, Cense, and Altshuler.
We reverse the rejection of claims 21, 24, and 52 under 35 U.S.C. §
103(a) as obvious over Neuberger, Cense, and Lefki.

Appeal 2011-000928
Application 11/072,698

25
No time period for taking any subsequent action in connection with
this appeal may be extended under 37 C.F.R. § 1.136(a)(1).

AFFIRMED-IN-PART

dm