Ex Parte 8065882 et alDownload PDFPatent Trial and Appeal BoardMar 21, 201995002030 (P.T.A.B. Mar. 21, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARKOFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/002,030 08/20/2012 8065882 9404.21591-REX 2300 116637 7590 03/21/2019 HONEYWELL/FOX/BANNER Patent Services 115 Tabor Road - PO Box 377 MORRIS PLAINS, NJ 07950 EXAMINER XU, LING X ART UNIT PAPER NUMBER 3991 MAIL DATE DELIVERY MODE 03/21/2019 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ MEXICHEM AMANCO HOLDING S.A. de C.V. Requester and Respondent v. HONEYWELL INTERNATIONAL INC. Patent Owner and Appellant ____________ Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B21 Technology Center 3900 ____________ Before MARK NAGUMO, JEFFREY B. ROBERTSON, and RAE LYNN P. GUEST, Administrative Patent Judges. ROBERTSON, Administrative Patent Judge. DECISION ON REQUEST FOR REHEARING 1 US Patent 8,065,882 B2 issued on November 29, 2011 to Rajiv R. Singh, et al. (hereinafter “the ’882 patent”). Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 2 On January 31, 2018, Patent Owner, Honeywell International Inc. (“Patent Owner”), requested rehearing under 37 C.F.R. § 41.79(a)(4) (“Request”) of our Final Decision on Appeal under 37 C.F.R. § 41.77(f) mailed January 2, 2018 (“41.77(f) Decision”). On February 28, 2018, Third Party Requester Mexichem Amanco Holdings S.A. de C.V. (“Requester”) provided Comments under 37 C.F.R. § 41.79(c) (“Comments”) in opposition to Patent Owner’s Request. We first consider Patent Owner’s points with respect to the Request, and then reconsider the Appeal in view of Honeywell Int’l Inc. v. Mexichem Amanco Holding S.A. DE C.V., 865 F.3d 1348 (Fed. Cir. 2017), an appeal to the Federal Circuit from a Board Decision in related merged reexaminations 95/002,189 and 95/002,204 of U.S. Patent 7,534,366. As a result, we enter NEW GROUNDS OF REJECTION under 37 C.F.R. § 41.77(b) as further detailed below. Patent Owner contends that the following points were misapprehended or overlooked: 1. The Board erroneously interpreted the disclosure of Inagaki without considering when Inagaki was published, and ascribed meaning to the disclosure of Inagaki based upon how a person of ordinary skill in the art would use those terms ten years later; 2. The Board improperly used Honeywell’s own disclosure and declaratory evidence as proof of a reasonable expectation of success; 3. The Board ignored the clear evidence in the record that a person of ordinary skill in the art would have expected a difference in Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 3 operability between the temperature of “about 150 °F” recited in the claims and the disclosure in Inagaki of 140 °F; and 4. The Board ignored claim limitations which would exclude the inclusion of certain compounds. Request 2. Point 1 Patent Owner argues that the Board erred because there is no evidence that PAG and POE, while taught by Bivens to be known lubricants at the time of the invention, were understood to be “cooling machine oils” as described in Inagaki, at the time of Inagaki. (Request 3–4, citing Decision on Appeal mailed March 30, 2016 (“First Decision”), p. 33.) Patent Owner argues that “there is no evidence in the record about how a person of skill in the art at the time of the invention would interpret the phrase ‘cooling machine oils,’ as used in a ten year old foreign reference.” (Id. at 4.) Initially, we disagree with Patent Owner that the relevant issue is how the skilled artisan would have understood the scope of the term “cooling machine oils” at the time of Inagaki. None of the case law cited by Patent Owner supports such a legal interpretation. To the contrary, our case law is clear that the relevant inquiry in an obvious determination is what a skilled artisan would have understood from the prior art as a whole at the time of the invention. See 35 U.S.C. § 103(a)(pre-AIA) (“A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 4 have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains.”) (emphasis added); Bristol-Myers Squibb Co. v. Teva Pharms. USA, Inc., 752 F.3d 967, 974 (Fed. Cir. 2014) (finding obviousness when “at the time of entecavir’s invention, the Price reference showed that 2′–CDG was generally understood to be safe and nontoxic, and other researchers were already using it as a lead compound” despite the fact that it was later discovered to be toxic), reh’g denied and en banc reh’g denied, Bristol-Myers Squibb Co. v. Teva Pharms. USA, Inc., 769 F.3d 1339, 1341 (Fed. Cir. 2014) (“[T]he pertinent knowledge is that possessed at the time of the invention.”) (J. Dyk, concurring). The First Decision finds and discusses, with citation to evidence, that PAG and POE were known to be cooling machine oils at the time of the invention. (First Decision 31–32; see 41.77(f) Decision 21–23.) By improperly focusing only on the Decision’s discussion of Inagaki, Patent Owner has not shown that the Decision misapprehended or overlooked that PAG and POE were considered as conventional cooling machine oils at the time of the invention. In addition, Patent Owner does not dispute that the skilled artisan would have recognized PAG and POE as lubricants, in refrigerant and cooling applications, at the time of the invention, as taught by Bivens. (See Request 3; First Decision 31–32.) The teaching in Inagaki to use HFO-1234yf ((F3C)(F)C=CH2) with “cooling machine oils” Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 5 (Inagaki 2) and/or “lubricants” (Inagaki 3)2 would have suggested the skilled artisan use HFO-1234yf with known “cooling machine oils” or “lubricants” at the time of the invention, including those discovered and conventionally used as lubricants with refrigerants after the publication of Inagaki. Patent Owner has not distinguished any of the terminology of Inagaki from what the skilled artisan would have understood as the refrigeration lubricant art as a whole at the time of the invention. Point 2 Claims 35, 44, 45, 78, 81, and 125 recite “said heat transfer composition has one liquid phase at at least one temperature between about −50°C and +70°C.” We use the term “miscible” as a shorthand for this limitation. Patent Owner contends that the Board “improperly used Honeywell’s own disclosure and declaratory evidence as proof of reasonable expectation of success.” (Request 4–5.) Patent Owner contends that the Board improperly used inherency to evaluate miscibility as an unexpected result. (Request 5–6.) We are mindful that in Honeywell, the Federal Circuit determined that the Board’s obviousness analysis was flawed in that the Board committed legal error by improperly relying on inherency in obviousness and in its analysis of motivation to combine the references, specifically with respect to 2 The alternative English translation of record, see Singh Decl. (executed April 30, 2012), Exhibit D, uses the terms “refrigeration oils” and “lubricating oils” (id. at 6) for these two terms, respectively. Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 6 the properties of miscibility and stability, which were properties of the purportedly obvious combination and not merely properties of the refrigerant. Honeywell, 865 F.3d at 1354. In the First Decision, we also discussed Patent Owner’s evidence that miscibility is unpredictable, and found such evidence to be unpersuasive in view of the prior art of record and disclosure therein that PAG and POE were used as replacement lubricants with certain saturated HFC compounds that were known to be immiscible with mineral oil or alkylbenzene. (First Decision 34–35, citing, e.g., Bivens, col. 1, ll. 36–42; Magid, col. 4, 1. 26 to col. 5, 1. 41; Mahler, col. 1, ll. 39–45; Nimitz, col. 5, ll. 33–36.3) In this regard, Magid and Bivens support a finding that, generally, PAG and POE were used as replacement lubricants with certain saturated relatively polar HFC compounds (e.g., R134a, F3C-CH2F) that were known to be immiscible with relatively nonpolar mineral oil or alkylbenzene. (See Bivens, col. 1, ll. 36–42; Magid, col. 4, l. 26 to col. 5, l. 41; see also Mahler, col. 1, ll. 39–45; 2nd Corr Decl. ¶ 21; Corr Dep. 77:14–19.) According to Mahler, conventional lubricants (mineral oil and alkylbenzene) are non-polar while hydrofluorocarbon refrigerants are generally polar. (Mahler, col. 2, ll. 7–17.) Thus, the art recognized that, for refrigerant compounds that were generally polar, and therefore not miscible in non-polar lubricants, such as mineral oil and alkylbenzene, alternative polar lubricants were available in the art, namely PAG and POE. Accordingly, the skilled artisan would have had a reasonable expectation that Inagaki’s HFO-1234yf would be miscible with PAG and POE, particularly in light of Inagaki’s teaching of 3 US Patent 5,611,210, issued March 18, 1997 to Jonathan S. Nimitz et al. Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 7 compatibility with lubricants. In re O’Farrell, 853 F.2d 894, 903–04 (Fed. Cir. 1988) (“For obviousness under § 103, all that is required is a reasonable expectation of success.”) (citations omitted). In addition, in the 41.77(f) Decision, we observed that Omure4 provided evidence that the combination of an unsaturated HFO compound and PAG had “‘superior intersolubility.’” (41.77(f) Decision 21–22, Omure, ¶ 14.) We also pointed out that the ’882 Patent itself does not describe any particular criticality to the use of PAG lubricant with HFO refrigerants, but rather teaches combining with any “[c]ommonly used refrigeration lubricant,” including mineral oil and akylbenzene as well as POEs and PAGs. (41.77(f) Decision 22, citing ’882 Patent col. 6, ll. 54–60, col. 14, l. 40 – col. 15, l. 6.) The ’882 Patent also does not attribute any particular unexpected or surprising result to producing miscible combinations of PAG with the HFO refrigerants described therein. The Chambers Declaration discusses that prior art knowledge with respect to one saturated fluorinated hydrocarbon (HFC) does not provide a basis for reliably predicting miscibility with other saturated fluorinated hydrocarbons or unsaturated fluorinated hydrocarbons (HFOs). (See, e.g., Chambers Decl. ¶¶ 6, 8–14.) However, such a concern is not supported by the prior art or even the ’882 Patent itself given the lack of discussion of a miscibility concern in Inagaki, Bivens, Magid, and Mahler with combining HFOs with lubricants as discussed above. 4 JP H05-85970, published April 6, 1993, naming Omure, et al. as inventors (“Omure”). Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 8 We are therefore not persuaded that the miscibility requirement of claims 35, 44, 45, 78, 81, and 125 would have been unexpected considering the evidence of record as a whole. Point 3 Patent Owner contends also that we misapprehended or overlooked that the operability at a temperature of about 150°F is not the operability of the refrigerant alone, but the ability of the refrigerant to remain stable in combination with the lubricant in the system. (Request 6–7.) Patent Owner contends that even if the Board considered the combination of refrigerant with lubricant, the evidence of record does not support the Board’s finding because Inagaki does not identify the use of a lubricant in Embodiment 2 (HFO-1234ze) and Embodiment 5 (HFO-1234yf). (Request 7.) Patent Owner argues that the Board overlooks evidence of record that Embodiments 2 and 5 of Inagaki are not disclosures of an automobile air conditioning system and evidence that it would not be possible to conclude from Inagaki that the refrigerants disclosed therein would be operable at 150°F. (Id.) Patent Owner argues that the Board overlooked evidence pertaining to the difference in operability at higher temperatures due to an expected increase in rate of reaction. (Request 7–8.) Patent Owner argues that the Board overlooked evidence that demonstrates that the combination of HFO-1234yf and PAG would have been expected to be unstable and not usable in automobile air-conditioning systems due to the high temperatures encountered in such systems. (Request 8–11.) Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 9 Contrary to Patent Owner’s arguments, in the 41.77(f) decision, we addressed the combination of HFO-1234yf and lubricant and evidence relating thereto with respect to the evidence pertaining to an increased reaction rate as a result of operating at a temperature of 150°F. (41.77(f) Decision, 15–16.) In particular, we pointed to evidence in the prior art that stabilizers are used when a high degree of stability is required under severe operating conditions, such that in view of these known methods to address the stability of refrigerant/lubricant pairs, which Patent Owner’s evidence did not address, Patent Owner’s evidence was not persuasive. (41.77(f) Decision 15, citing Omure ¶ 12, Bivens, col. 4, ll. 45–53; and Magid, col. 9, ll. 61–67.) As pointed out in the 41.77(f) Decision, we did not overlook the evidence cited by Patent Owner (see Request 9), but rather we weighed that evidence against the teachings of the prior art, and found the prior art disclosures outweighed Patent Owner’s evidence. (41.77(f) Decision 14– 17.) Accordingly, we are not persuaded that we misapprehended or overlooked any points relating to the operability of the heat transfer composition at a temperature of about 150 °F. Point 4—Claim 35 In the Request, Patent Owner argues that one point the Board made with respect to claims 45 and 46 is inapplicable to claim 35, and thus requires reconsideration. (Request 11.) In particular, Patent Owner contends that in discussing Inagaki’s disclosure with respect to combining the disclosed refrigerants with cooling machine oil in the presence of other Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 10 HFC refrigerants, the First Decision noted that the claims of the ’882 Patent use open “comprising” transitional language, and as a result, do not exclude the presence of other HFC material. (Request 11, quoting First Decision 36.) Patent Owner argues that because claim 35, “contains a GWP limitation which will exclude many other ‘HFC materials’” one of ordinary skill in the art would not have had an expectation that this particular refrigerant/lubricant combination would meet all of the limitations as required by claim 35. (Request 11.) Claim 35 recites that the refrigerant has “a Global Warming Potential (GWP) of not greater than about 75.” Claim 35 also recites “said refrigerant comprising from about 5% by weight to about 99% by weight of 1,1,1,2- tetrafluoropropene (HFO-1234yf).” Patent Owner has not sufficiently explained how statements made in connection with claims 45 and 46 require consideration of the rationale set forth in the First Decision regarding one of ordinary skill in the art optimizing GWP for claim 35 when HFO-1234yf is combined with other known refrigerants that have substantially higher GWP. (First Decision 40). Thus, we do not agree with Patent Owner that we misapprehended or overlooked the application of prior art to claim 35. The statements with respect to the use of comprising language in the claims do not ultimately affect the application of the prior art to claim 35. Accordingly, we decline to revise our Decision with respect to claim 35. Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 11 Reconsideration of the First Decision and 41.77(f) Decision in light of the related Federal Circuit Decision in Reexaminations 95/002,189 and 95/002,204 of U.S. Patent 7,534,366 Points of Clarification As a result of our review of the record for purposes of this decision on rehearing, we take this opportunity to provide some points of clarification from the First Decision in view of the Federal Circuit’s decision in Honeywell discussed above. In particular, we have already addressed that miscibility, in the context of the claims, which are directed to combinations of HFO refrigerants with lubricants, is not a property inherent to the refrigerant itself. Accordingly, we expressly withdraw statements made in the First Decision that miscibility of a particular refrigerant/lubricant composition is an inherent property of the particular refrigerant. (First Decision 13, 15, 19– 20.) We have also already addressed the operability of the refrigerant in combination with lubricant at 150°F. Thus, we withdraw statements made in the First Decision and in the 41.77(f) Decision that operability of refrigerant at 150°F is an inherent property of the refrigerant. (First Decision 24; 41.77(f) Decision 9.) Regarding the limitations in the claims that the fluoroalkene refrigerant “has no substantial acute toxicity” (claims 1, 33, 35, 125), we clarify that the property of acute toxicity is recited in the claims as a property of the particular fluoroalkene refrigerant. Initially, we observe that the term “substantial acute toxicity” is only mentioned in originally issued Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 12 claim 1, where it is expressly recited as a property of the fluoroalkene. (’882 Patent, col. 17, l. 56.) Claims 33, 35, and 125 similarly recite this property as belonging to the fluoroalkene refrigerant. Indeed, the ’882 Patent discusses toxicity only in conjunction with the refrigerant itself. (’882 Patent, col. 4, ll. 19–54.) Our determination in this regard is consistent with case law in analogous situations applying inherency of an identically disclosed compound, even in obviousness analyses. See In re Kao, 639 F.3d 1057, 1070 (Fed. Cir. 2011) (“Substantial evidence supports the Board’s finding, based upon the specification, which confirms that the claimed ‘food effect’ is an inherent property of oxymorphone itself, present both in controlled release and immediate release formulations of that drug.. . . This is not a case where the Board relied on an unknown property of prior art for a teaching. Rather, Maloney’s express teachings render the claimed controlled release oxymorphone formulation obvious, and the claimed ‘food effect’ adds nothing of patentable consequence.”); In re Kubin, 561 F.3d 1351, 1357 (Fed. Cir. 2009) (“Even if no prior art of record explicitly discusses the ‘wherein the polypeptide binds CD48’ aspect of claim 73, the Kubin–Goodwin application itself instructs that CD48 binding is not an additional requirement imposed by the claims on the NAIL protein, but rather a property necessarily present in NAIL. See, e.g., ’859 Application at 1, 8 (describing CD48 as NAIL’s ‘counterstructure’). Because this court sustains, under substantial evidence review, the Board’s finding that Valiante’s p38 is the same protein as appellant’s NAIL, Valiante’s teaching to obtain cDNA encoding p38 also necessarily teaches one to obtain cDNA Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 13 of NAIL that exhibits the CD48 binding property.”); Alcon Research, Ltd. v. Apotex Inc., 687 F.3d 1362, 1369 (Fed. Cir. 2012) (“The parties dispute whether stabilizing conjunctival mast cells is an inherent property of olopatadine and whether inherency may be used in an obviousness analysis. . . . The district court’s construction of ‘stabilizing conjunctival mast cells’ . . . restricts the claims to certain olopatadine concentrations . . . this claim language does not impose any additional requirement because the ’805 patent itself defines mast cell stabilization as a property that is necessarily present at those concentrations.”) Regarding the limitations in the claims that said refrigerant “has a Global Warming Potential (GWP) of not greater than” 75, 150, or 1000 (claims 16, 17, 35, 52, 79, 82), we clarify that the property of GWP is inherent to the particular refrigerant. (See First Decision 39–41, n.14.) With respect to claims requiring a mixture of refrigerants, we stand by the analysis in the First Decision, that it would have been obvious in view of the evidence of record to have optimized the concentration of each material to amounts such that the GWP limitations in the claims would have been obvious. (First Decision 40.) Regarding flammability, although the record suggests that flammability may be an issue of concern when the refrigerant is used for the specific purpose of automobile air conditioning systems, we do not view such concerns as determinative of whether one of ordinary skill would have had a reasonable expectation of success in employing the refrigerants of Inagaki in automobile air conditioning systems, but rather an issue of acceptable tradeoffs of a particular refrigerant. (First Decision 14–15; Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 14 41.77(f) Decision 18.) Moreover, as the Examiner set forth in the RAN, the prior art had known techniques for dealing with potential flammability issues in automobile air conditioning systems. (RAN 13–14, citing the use of flame suppression agents in Nimitz, col. 9, ll. 47–55.) New Grounds of Rejection The Federal Circuit held in Honeywell that the Board’s reliance on Omure constituted a new ground of rejection and that on remand, if the Board continues to rely on Omure, it should designate its rejection(s) as new ground(s) of rejection. 865 F.3d at 1358. Throughout the 41.77(f) Decision, the Board referred to Omure for its disclosure of stabilizers (41.77(f) Decision 15) as well as providing evidence of a reasonable expectation of success in combining PAG lubricants with HFOs. (41.77(f) Decision, 17, 21–22.) Although we realize that some independent claims do not recite a lubricant (claims 33, 36, 39, 47), and some claims (claims 1, 40, 50), while reciting a lubricant, do not recite any particular lubricant, because we discuss Omure above, and Omure provides evidence of a reasonable expectation of success in combining HFOs with lubricants, and many of the independent and dependent claims either expressly recite PAG lubricants or depend from claims reciting PAG lubricants (claims 14, 15, 34, 35, 41–46, 49, 51, 63, 69, 125, 127), in an abundance of caution, we are of the view that it would be prudent to enter new grounds of rejection adding Omure. Thus, in accordance with the Federal Circuit’s guidance with respect to the Board’s reliance on Omure, we add Omure to the rejections affirmed Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 15 in the First Decision and the New Grounds of Rejection maintained from the First Decision in the 41.77(f) Decision and designate the rejections applicable to the appealed claims as new grounds of rejection as follows: Claims 1–9, 11, 12, 14–17, 21–25, 28, 30–46, 50, 53–59, 61–63, 65– 69, 76–79, 81, 82, 125, and 127 under 35 U.S.C. § 103(a) as unpatentable over Inagaki,5 or Inagaki in view of Palinchak,6 in view of Omure either alone or further in view of the additional prior art cited by the Examiner (see First Decision 47); Claims 10, 47, 48, and 86 under 35 U.S.C. § 103(a) as unpatentable over Inagaki, or Inagaki in view of Palinchak, in view of Omure, and further in view of Magid7 (see First Decision 47; 41.77(f) Decision 8); and Claims 49, 51, and 52 under 35 U.S.C. § 103(a) as being unpatentable over Inagaki, or Inagaki and Palinchak, in view of Omure, further in combination with Bivens8 and Magid (see First Decision 47; 41.77(f) Decision 8). Thus, Patent Owner’s Request has been considered, but denied as to the merits of the Request. Further, the status of the rejections is revised as 5 JP H04-110388, published April 10, 1992, and naming Sadayasu Inagaki et al. as inventors. All references to “Inagaki” are to the translation (certified September 8, 2010) that was filed on November 8, 2011 with Requester’s original Request for Inter Partes Reexamination. 6 US Patent 4,842,024, issued June 27, 1989 to Stephen Palinchak. 7 US Patent 4,755,316, issued July 5, 1988 to Hillel Magid et al. The teachings of Magid were applied in the related reexamination cited at 2, supra, on appeal (Appeal 2015-006430), and Magid is of record in the present reexamination. 8 US Patent 6,783,691 B1, issued August 31, 2004 to Donald Bernard Bivens et al. Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 16 discussed above in light of the Federal Circuit Decision in Honeywell v. Mexichem. NEW GROUND OF REJECTION This decision contains new grounds of rejection pursuant to 37 C.F.R. § 41.77(b) which provides that “[a]ny decision which includes a new ground of rejection pursuant to this paragraph shall not be considered final for judicial review.” Correspondingly, no portion of the decision is final for purposes of judicial review. A requester may also request rehearing under 37 C.F.R. § 41.79, if appropriate; however, the Board may elect to defer issuing any decision on such request for rehearing until such time that a final decision on appeal has been issued by the Board. For further guidance on new grounds of rejection, see 37 C.F.R. § 41.77(b)–(g). The decision may become final after it has returned to the Board. 37 C.F.R. § 41.77(f). 37 C.F.R. § 41.77(b) also provides that the Patent Owner, WITHIN ONE MONTH FROM THE DATE OF THE DECISION, must exercise one of the following two options with respect to the new grounds of rejection to avoid termination of the appeal as to the rejected claims: (1) Reopen prosecution. The owner may file a response requesting reopening of prosecution before the examiner. Such a response must be either an amendment of the claims so rejected or new evidence relating to the claims so rejected, or both. (2) Request rehearing. The owner may request that the proceeding be reheard under § 41.79 by the Board upon the same record. . . . Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 17 Any request to reopen prosecution before the examiner under 37 C.F.R. § 41.77(b)(1) shall be limited in scope to the “claims so rejected.” Accordingly, a request to reopen prosecution is limited to issues raised by the new ground(s) of rejection entered by the Board. A request to reopen prosecution that includes issues other than those raised by the new ground(s) is unlikely to be granted. Furthermore, should the patent owner seek to substitute claims, there is a presumption that only one substitute claim would be needed to replace a cancelled claim. A requester may file comments in reply to a patent owner response. 37 C.F.R. § 41.77(c). Requester comments under 37 C.F.R. § 41.77(c) shall be limited in scope to the issues raised by the Board’s opinion reflecting its decision to reject the claims and the patent owner’s response under paragraph 37 C.F.R. § 41.77(b)(1). A newly proposed rejection is not permitted as a matter of right. A newly proposed rejection may be appropriate if it is presented to address an amendment and/or new evidence properly submitted by the patent owner, and is presented with a brief explanation as to why the newly proposed rejection is now necessary and why it could not have been presented earlier. Compliance with the page limits pursuant to 37 C.F.R. § 1.943(b), for all patent owner responses and requester comments, is required. The examiner, after the Board’s entry of a patent owner response and requester comments, will issue a determination under 37 C.F.R. § 41.77(d) as to whether the Board’s rejection is maintained or has been overcome. The proceeding will then be returned to the Board together with any comments and reply submitted by the owner and/or requester under Appeal 2017-011753 Reexamination Control 95/002,030 Patent US 8,065,882 B2 18 37 C.F.R. § 41.77(e) for reconsideration and issuance of a new decision by the Board as provided by 37 C.F.R. § 41.77(f). REHEARING DENIED; NEW GROUNDS OF REJECTION UNDER 37 C.F.R. § 41.77(b) PATENT OWNER: HONEYWELL/FOX/BANNER PATENT SERVICES 115 TABOR ROAD - PO BOX 377 MORRIS PLAINS, NJ 07950 UNITED STATES THIRD-PARTY REQUESTER: JOSEPH A. KROMHOLZ, ESQ. PATRICK J. FLEIS, ESQ. RYAN KROMHOLZ & MANION, S.C. P.O. BOX 26618 MILWAUKEE, WI 53226-0618 Copy with citationCopy as parenthetical citation