Ex Parte 6426916 et alDownload PDFPatent Trial and Appeal BoardDec 7, 201295000166 (P.T.A.B. Dec. 7, 2012) Copy Citation UNITED STATES PATENT AND TRADEMARKOFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/000,166 08/22/2007 6426916 38512.3 7919 22852 7590 12/10/2012 FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER LLP 901 NEW YORK AVENUE, NW WASHINGTON, DC 20001-4413 EXAMINER ESCALANTE, OVIDIO ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 12/10/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARKOFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 95/001,122 11/20/2008 6,426,916 8963.002.916 1557 22852 7590 12/10/2012 FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER LLP 901 NEW YORK AVENUE, NW WASHINGTON, DC 20001-4413 EXAMINER ESCALANTE, OVIDIO ART UNIT PAPER NUMBER 3992 MAIL DATE DELIVERY MODE 12/10/2012 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ MICRON TECHNOLOGY, INC. Requester, Appellant v. RAMBUS, INC. Patent Owner, Respondent ____________ Appeal 2012-001638 Reexamination Control Nos. 95/000,166 & 95/001,122 United States Patent 6,426,916 B2 Technology Center 3900 ____________ Before ALLEN R. MacDONALD, KARL D. EASTHOM, and STEPHEN C. SIU, Administrative Patent Judges. EASTHOM, Administrative Patent Judge. DECISION ON REQUEST FOR REHEARING Appeal 2012-001638 Reexamination Controls 95/000,166 & 95/001,122 Patent 6,426,916 B2 2 Rambus seeks relief in its Patent Owner’s Request for Rehearing, see 37 C.F.R. § 41.79, from the (formerly-named) Board of Patent Appeals and Interferences Decision (June 14, 2012) reversing the Examiner’s decision not to maintain the rejections of claims 26 and 28 of the ‘916 patent. (See Reh’g Req. 1.) In response to Rambus’s Rehearing Request, Micron filed Third Party Requestor’s Comments to Patent Owner’s Request for Rehearing Pursant to 37 CFR § 41.79. As the underlying Decision points out, the Board’s prior decisions, BPAI 2012-000168 and BPAI 2012-000169, and a prior District Court Order (hereinafter “Hynix II”)1 address the same or similar issues involving the prior art patent to Bennett. (See Bd. Dec. 8.) Rambus now raises similar issues to those addressed in related recent rehearing Board decisions, PTAB 2012-000168 and PTAB 2012-000169. The ‘168 and ‘169 rehearing decisions are also adopted and incorporated by reference herein. Rambus’s central arguments generate similar issues to those addressed in the related cases and in the District Court, but nonetheless are addressed below along with other arguments presented. In a rehearing request, appellants have the burden to “state with particularity the points believed to have been misapprehended or overlooked by the Board.” 37 C.F.R. § 41.52 (a)(1). Rambus has not made the requisite showing. 1 The underlying Decision refers to the District Court Order (see Bd. Dec. 5- 6 n. 5) as an attached Rambus Respondent Brief Exhibit O-3. The District Court Order is now officially reported as follows: Rambus, Inc. v. Hynix Semiconductor, Inc. 628 F.Supp.2d 1114, 1132-38 (N.D. Cal. 2008) (“Hynix II”). Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 3 Rambus asserts at the outset that “[t]hroughout the many related proceedings,” the Board has not “affirmed the Examiner’s confirmation of a claim.” (Reh’g Req. 1 n.1.) Rambus does not state why this assertion shows that the Board misapprehended or overlooked anything of consequence. Judicial consistency demands similar results “[t]hroughout the many related proceedings.” Also, contrary to the assertion, the Board has affirmed the Examiner’s refusal to maintain certain rejections of the claims in several proceedings, including this proceeding, as one example. (See Bd. Dec. 22- 25 (affirming the Examiner’s decision not to reject claims 26 and 28 based on Park or JEDEC).) In another related reexamination, control no. 90/010,574, the Board reversed the Examiner’s only rejection and did not enter new rejections, contrary to Rambus’s assertions. (See BPAI 2011- 013706.) Single Chip Memory Device Rambus contends that Bennett does not disclose a single chip memory device which Rambus maintains that claims 26 and 28 require. (See Reh’g Req. 14-20.) As Micron contends, the Decision addresses this issue. (See Reh’g Comments 7-8; Bd. Dec. 3-11.) Rambus concedes that “Bennett makes clear that the VBI is normally but not always implemented on the same chip substrate.” (Reh’g Req. 16.) This concession alone reveals that despite numerous other arguments, Rambus has failed to show a material overlooked point as to the single chip issue. In addition, Rambus’s argument that skilled artisans would have understood that a “memory device” in Bennett signifies a card and not a chip, while the same term signifies just the opposite in the ‘916 patent, i.e., a Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 4 chip and not a card, contradict one another, as the Decision points out. (Bd. Dec. 10, n.6.) Rambus argues that Bennett refers to a “large memory” and a “fast memory” and that neither description refers to a single chip – i.e. both refer to multi-chip memory cards. (See Reh’g Req. 14-15) To support this position, Rambus refers to findings issued in a summary judgment order in a related district court jury trial, which the Board Decision also relies on, as noted supra. See “Hynix II” n.1 supra (Judge R. H. Whyte ruling on anticipation by Bennett of similar claim terms in the ‘916 patent and other Rambus patents). Rambus faults the Board for relying on Hynix II because Rambus “made arguments here that were not presented to Judge Whyte.” (Reh’g Req. 15, n. 9.) Rambus does not explain how shifting its arguments in different tribunals helps Rambus or shows the Board overlooked anything. Notwithstanding that Rambus attached Hynix II as an exhibit to its Respondent Brief and also relies on it here and in other proceedings to support its position (see Reh’g Req. 15; PTAB 2012-000169 at 5 (rehearing decision)), Rambus’s attempt to back away from Hynix II now is understandable because it does not help Rambus. Judge Whyte there made extensive factual findings and “concludes that the Manufacturers [including Micron] have carried their burden of producing evidence that Bennett discloses a memory device, and that Rambus failed to rebut this showing.” Hynix II at 1131. In making that determination, the court noted that the Bennett inventors “were aware of memory cards and referred to them as such when they chose” and “disparaged the . . . ‘many cards [that] can be placed on the bus.’” (Id. (quoting Bennett at col. 37, ll. 26-28).) The court also found that the Bennett inventors turned away from such memory cards Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 5 and toward “VLSIC devices, including memory devices” which the court referred to as “such memory chips.” Hynix II at 1131. The Board’s Decision similarly finds that “Bennett also refers to ‘VLSIC chip devices’ and in the next full sentence (under the ‘Section 4.1’ heading) states that ‘[m]any, if not most, applications of VLSIC technology are likely to include memory devices.’ ([Bennett] Col. 90, 11.42-43.)” (Bd. Dec. 5 (quoting Bennett as noted).)2 Addressing Rambus’s expert Murphy’s opinion that Bennett’s 32 address and words bits would signify a room full of memory cards at the time of Bennett (1982), and not a chip, the court found that “this ‘large memory’ is meant to illustrate the flexibility of the bus interface, not to suggest that Bennett contemplates that all memory devices designed for use in its system should be so large.” Hynix II at 1130. The court also recognized that Bennett teaches operating with as few as three VBI interface pins and minimizing the number of node pins; hence, the court reasoned that Murphy improperly focuses on Bennett’s 32 bit example and other examples involving a larger number of pins. See id. at 1130-1131. 2 As the Decision explains, “Bennett’s ‘paramount object’ is to provide communication between ‘very large scale integrated VLSI (circuit) elements’ (col. 12, ll. 14-18) – i.e., “VLSIC chips” (col. 9, ll.35-40). (Bd. Dec. 3.) In other words, VLSIC means very large scale integrated circuit and itself means a single chip device.” Accord Rambus Inc. v. Infineon Tech. AG, 318 F.3d 1081, 1085-86, 1091 (Fed. Cir. 2003) (defining Rambus’s claim term, “integrated circuit device,” as a “circuit constructed on a single monolithic substrate, commonly called a ‘chip’”) (relying on trade dictionaries, citations omitted). Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 6 Murphy here does not assert that Bennett’s 32 address and word bits signify a room full of cards as he did in Hynix II, but he now asserts that it signifies “a large number of memory chips on memory boards or cards” (with a single VBI interface ). (See Supp. Murphy Decl. ¶ 33 (cited at Reh’g Req. 14, 15).) Murphy does not set forth the basis for his shifted position here or compare it to his earlier position. In any event, the Decision makes similar findings to Hynix II. For example, the Decision finds that Bennett’s large or fast memories come in “different address widths, including 16, 24, or 32.” (Bd. Dec. 4.) In other words, Bennett discloses “up to . . . 32 bit words.” (Bennett, col. 95, ll. 59- 64.) As the Decision finds, Bennett contemplates replacing cards with chips. (See Bd. Dec. 5-6.) Bennett also discloses the option of passing “but a single bit of data from a single master device to a single slave device.” (Bennett, col. 15, ll. 43-44.) The Decision also points to a 16 word bit embodiment in a memory slave device having 37 total pins. (See Bd. Dec. 4.) Bennett’s Figure 3 discloses options for 1, 2, 4, 6, 8, 16, or 32 bit words and a similar number of data lines. (See Bennett Fig. 3, Configuration Parameters VII, VIII.) Bennett states that preferred embodiments range from “37 down to 3 pins in various configurations.” (Bennett, col. 65, ll. 54-56.) The Decision also finds as follows: B2. Figure 38 shows “memories device” 3802c and 3802d connected to a “Versatile Bus.” (Col. 97, ll. 8-10.) In the next paragraph, Bennett refers to “VSLI chips hav[ing] access to all Versatile Bus lines and therefore, the Versatile Bus protocols.” (Id. at 11.20-22.) Bennett elsewhere refers to “memory devices” including, but not limited to, a ROM: “Not all memory devices can perform all operations; for example, read only memory (ROM) Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 7 cannot execute the write operations.” (Col. 90, 1. 66 to col. 91, 1. 2.) Bennett then refers to “[s]ample memory operations in the following paragraphs” (col. 90 [sic: 91], ll. 4-5) and thereafter describes “relatively small fast memories, and, larger and relatively slower memories” (col. 92, 11. 13-14). Bennett also refers to “VLSIC chip devices” and in the next full sentence (under the “Section 4.1” heading) states that “[m]any, if not most, applications of VLSIC technology are likely to include memory devices.” (Col. 90, 11.42-43.) Bennett discusses these chip devices, including memory devices, as employing the interconnection standards outlined generally in Section 3, and more specifically in Section 4 of Bennett. (Bd. Dec. 4-5.) As the Decision finds, Bennett’s passages supra show that Bennett discloses a single chip memory device, including “relatively small fast memories, and, larger and relatively slower memories” which Bennett describes as having differences in terms of the number of pins, speed, and perhaps functionality in some cases. (See Bennett, col. 94, col. 26-33.) Rambus’s argument that Bennett does not disclose a single chip memory device, if accepted, would also incorrectly mean that the well- known single chip ROM (read only memory), which Bennett refers to in describing “not all memory devices” (as quoted in the Decision passage supra), is not a single chip memory device. By referring to a ROM, a known single chip, as within the subset of “memory devices,” Bennett also implicitly, but clearly, refers to other single chip memory devices which can execute both read and write commands. As noted, Bennett refers to relatively small fast memories and larger relatively slower memories in the paragraph following the ROM (i.e., chip) discussion. In other words, Bennett implies other well-known single chip Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 8 “memory devices” that can perform write executions. (See Bennett, col. 90, ll. 66-68.) Hynix II similarly relies, inter alia, on this Bennett ROM disclosure, as explained further below, in deciding to present to the jury, the question of whether or not Bennett discloses a DRAM (single chip) memory device. While Rambus argues that at various times, Micron or Samsung admitted that the “large memory” in Bennett refers to multiple chips on a card, Rambus’s citations show that Micron or Samsung did so only in the context of the alternative broader reading of the claimed “memory device” as embracing multiple chips. Micron did not admit that a “large memory” cannot also refer to a single chip. To the contrary, as Micron contends, “no party disputes that Bennett discloses a system that includes multiple chips.” (Reh’g Comments 7.)3 In line with Micron’s position, as noted, Bennett 3 Despite faulting the Board for relying on Hynix II as discussed supra, Rambus relies on Hynix II and states that “Micron’s expert had to concede that Bennett’s memory is made of multiple chips in order to argue that Bennett discloses a plurality of arrays.” ( Reh’g Req. 11.) Hynix II reasons as follows: “To establish that Bennett discloses a memory device with a plurality of memory arrays, Mr. McAlexander refers to the ‘large memory’ discussed above. Bennett Chart, C-14. In so doing, he concedes that such a large memory would have been composed of multiple chips . . . .” Hynix II at 1337. But without the “Bennett Chart C-14,” the context is not clear, as the Manufacturers reasonably could have been asserting a broad and/or alternative claim construction and/or reading of Bennett as regards the large memory. Still further, the court finds that “Rambus has not raised a question of fact with respect to Bennett’s ‘small fast memories’.” Id. As another example, Rambus refers to Samsung’s Inter Partes Request at 43 in reexamination control no. 95/001,106, which also includes an attached Bennett claim chart. (See Reh’g Req. 15.) But in that claim chart, Samsung also asserts that Bennett discloses “Versatile Bus Interface Logics at each chip.” (See control no. 95/001,106, Samsung IP Request, Bennett Claim Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 9 implies a large memory is a relatively slower chip having fewer pins than a fast memory device. Rambus also argues that Bennett’s disclosure of a 40 nanosecond fast memory could not be a reference to a single chip because Bennett discloses CMOS processes for the VBI and that “one of ordinary skill in the art would have recognized that fast memory would have been fabricated using different processes such as bipolar or emitter coupled logic.” (Reh’g Req. 16 (citing Supp. Murphy Decl. ¶¶ 33-34).) This argument, even if accepted, simply shows that skilled artisans would have known that the VBI, which Bennett discloses as “upon the same chip substrate” as the VLSIC “Memory” (see Bd. Dec. 4 (quoting Bennett)), could be made with other processes, and that they knew how to make fast chip devices - whether using other processes or some combination involving CMOS – which corresponds to merely a preferred embodiment in Bennett. (See Bennett, col. 13, ll. 21- 23; PTAB 2012-000169 Rehearing Decision 9 (citing evidentiary patents U.S. 3,955,269 and 4,484,388 relied upon by Micron to show that “the combination of CMOS and bipolar logic on the same chip” was well known at the relevant time).) In addition, despite whatever speed or other constraints may have existed at the time of Bennett filing, Bennett is presumed to be enabling for Chart at Exhibit H (discussing claim 16 in US 6,266,285).) Rambus also cites to another reexamination proceeding (Reh’g Req. 15 (citing control no. 95/001,133 at 30)), but that shows a similar context: Rambus refers to Micron’s statement about “‘memory devices to be used in a large memory to be a reference to DRAM.’” (Reh’g Req. 15 (citation omitted.) This sentence shows that Micron deems Bennett’s memory device to be a single chip DRAM, but it does not show that Micron admits that all references to Bennett’s large memory implies a memory card. Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 10 all that it teaches, even if it is forward looking in the context of expected speed increases and numbers of pins for future chip devices (see Bd. Dec. 4 (pin numbers); Bennett col. 9, l.20 to col. 10, l. 29 (present and future pin numbers and speed)), and Rambus’s evidence relies on the wrong time frame. Rambus challenges the related Board decision for pointing out that Murphy relies on the wrong time frame to describe what skilled artisans would have understood about Bennett. (See Reh’g Req. 15 n.10 (citing BPAI 2012-000169 at13 n.8).) Rambus’s challenge relies on paragraphs in Murphy’s two declarations which opine “from the perspective . . . of the 1990 [‘916 patent effective filing] date.” (Reh’g Req. 15 n. 10.) But those generic paragraphs have nothing to do with Murphy’s testimony about Bennett’s fast memory. Rather, in testifying about Bennett’s fast memory, Murphy states that “I am not aware of any 16-bit wide memory chips in the Bennett timeframe . . . .” (Murphy Decl. ¶ 97 – attached to Rambus’s Brief in the BPAI 2012-000169 proceeding.) Rambus similarly maintains that no single 16 bit memory chips were in existence in the Bennett time frame according to Murphy (see Reh’g Req. 15), but this does not show that Bennett does not disclose such chips as forward looking or what was available at the time of the invention. Bennett discloses chips ranging from 1 to 32 bits as noted supra. Murphy also does refute that 8 bit DRAM chips were in existence even in the Bennett time frame and does not opine that memory chips could not have Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 11 been built using the preferred CMOS process even at the Bennett timeframe.4 Under Rambus’s logic, Bennett does not even disclose or enable a 2, 4, or 8 bit memory chip, and only discloses single bit chips “aggregated on a memory card.” (See Reh’g Req. 15.) In addition to Figure 3 disclosing 1, 2, 4, 8, or 16 word configurations, Bennett refers to Figure 32 as representing a 4-bit address width fast memory which may be a “sole slave on a Versatile Bus.” (Col. 93, ll. 13-26.) Rambus’s view of Bennett’s disclosure is overly restrictive of the high level of skill in the art as evidenced by the voluminous record of prior art and expert testimony at trial and in the form of declarations. Rambus does not address whether these memory chips having a relatively fewer number of pins (e.g., 3-8 data and address pins) could have responded quickly, for example, within 40 nanoseconds even at the Bennett time frame – assuming arguendo that the earlier time frame is relevant to the analysis of what Bennett teaches to skilled artisans. If a memory card can respond quickly, then certainly, the memory chips on such cards must be able to respond just as quickly or more quickly – apparently, according to Rambus’s implied arguments, the memory chips each respond with a fewer number of data pins (i.e., less data) which the card interface effectively aggregates into more effective parallel data pins. (See Reh’g Req. 15.) 4 See BPAI 2012-000169 decision at 12-13 (finding that “Rambus does not dispute Micron's contention that 8-bit wide DRAM chips were well known memory chips at the time of the invention (and prior to that during Bennett's time frame.”). Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 12 Hynix II relies on Bennett’s disclosure of generic memory chips and leaves the DRAM question to a jury: Bennett discusses ROMs while explaining the limited number of operations that can be done with a memory device, and it does so to point out that memories like ROMs cannot receive write operations. . . .Bennett’s discussion thus impliedly discloses some type of memory device than can receive write operations. The jury will have to determine at trial whether that implied disclosure encompasses a dynamic random access memory. Hynix II at 1137 (emphasis added).) Based on the foregoing discussion, Rambus does not show that the Decision overlooks a material point in finding that Bennett discloses a single chip memory. Representative Value Rambus maintains that the Decision overlooks findings by the Examiner and misapprehends Bennett in finding that Bennett discloses the claim 26 “value which is representative of a number of clock cycles of the external clock signal to transpire before sampling a first portion of data.” (Reh’g Req. 2-10.) Micron responds and shows that the Decision does not overlook or misapprehend a material point related to Bennett and this claimed delay value. (See Bd. Dec. 6-8 (B5-B6), 11-18; Reh’g Comments 2-4.) Micron’s Rehearing Comments are adopted and incorporated by reference. As the Decision points out, this claim phrase lacks a meaningful point of reference from which to measure the transpired time. (See Bd. Dec. 12, 18.) Rambus fails to show error in this claim interpretation. (See Reh’g Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 13 Req. 5.) Despite this lack of a recited starting frame of reference in claims 26 and 28, the Decision primarily explains how Bennett satisfies the claims based on a frame of reference defined by “receipt of an operation code” – i.e., a frame of reference which Rambus maintains the claims require based on an improper incorporation of limitations from the ‘916 Patent disclosure. (See id.) Rambus maintains that Bennett’s Figures 25a-h do not refer to memory, inter alia, because “they do not show any address information” (Reh’g Req. 5) while other figures, such as Figures 34 and 36, show fast or large memory devices (see id. at 5-7). This argument does not appear in Hynix II which relies on the same Bennett figures to explain how memory devices operate, see, e.g., Hynix II at 1133, though Rambus, without explanation, now describes Judge Whyte’s findings as “incorrect references to ‘memory devices.’” (Reh’g Req. 5.) Moreover, Rambus does not show what the Board misapprehends in finding that “Figures 25a-h, depict timing diagrams for slave devices” (Bd. Dec. 6 (see Bennett, col. 85, ll. 17-82 (describing Slave Identification)), thereby implying chip memory slave devices in light of Bennett's teachings directed toward memory chips discussed supra. (See also Bd. Dec. 14 (relying partially on the District Court findings).) Figures 25a-h, described in Section 3 in Bennett, describe generic informational transactions in chips on a bus, whereas Figures 31-36, described in Section 4 in Bennett, describe more “specific kinds of information[al]” (Bennett, col. 90, l. 34) transactions for “subsets of connected VLSIC chip devices” (id. at ll. 40-41.) (See id. at col. 90, ll. 26-35.) The absence of a specific discussion in Bennett of address lines with respect to the generic memory devices (i.e., the relatively Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 14 full set of VLSIC chip devices) in Figures 25a-h means nothing, because in addition to Bennett’s reference to slave devices, Bennett’s system specifically envisions treating much of the multiplexed information as generic data, including address information – the varied information travels over the same data lines.5 Rambus also faults the Decision for referring to different configurations in Figure 25a-h as different embodiments. (Reh’g Dec. 2.) But Rambus’s arguments amount to a red herring. The Decision does refer to the figures as different embodiments but also refers to the “different configurations”: “Micron also persuasively explains that Bennett's Figures 25a, 25b, and 31- 36 . . . signify different configurations for memory devices and that Bennett's system knows the specific timing relationship for each protocol configuration.” (Bd. Dec. 14.) Rambus does not dispute this underlying rationale or the specific finding that in Figures 25a-h, the number 1 always results in a two clock cycle delay for DATA after a write request, and the programmable number 3 5 “The bracketing of data communication within some of these operations into ‘function’ and ‘data’ is meant to highlight that the sample memory may be receiving addresses, operation codes . . . and the like as ‘Slave Identification/Function information’ . . . but this need not be so. The sample memory may receive this ‘function’ information as data. As may be surmised, the manner of receipt is purely a function of the communications convention adopted by the interconnected devices, and the resultant configuration of the Versatile Bus.” (Col. 90, ll. 50-61 (emphasis added).) Bennett specifically refers to “Slave/Identification and Function,” arbitration, and data transfers in relation to Figures 25a-h – i.e., in context, reading from and writing data to slave memory chips. (See generally Bennett, col. 74-77; col. 85, ll. 15-20.) “[N]o other chips need be aware of this agreement . . . .” (Bennett, col. 74, l. 53.) Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 15 always results in a one clock delay for DATA after a write request. (See Bd. Dec. 5, 11-13; Bennett Figures 25a-h.)6 In fact, Rambus agrees with it, but asserts that by looking only at Figure 25, the Board erred. (See Reh’g Req. 6 (arguing that “limiting the analysis to a comparison of only Figures 25a and 25b would be an error”).) But Rambus simply fails to explain why anticipation cannot be shown by the configurations represented in Figure 25 (i.e., configurations represented by Figures a-h). Rambus also contradicts itself by making the confounding dual arguments that “‘Figures 25a-h do not relate to memory’” (Reh’g Req. 5) but that “nothing in Bennett suggest the various configurations in shown in Figures 25a, 25b, 25c, . . . 25h, 35, and 36 constitute different embodiments” (Reh’g Req. 2). Each of the different configurations in the noted figures represents a differently configured memory device – as they must where Rambus maintains they represent the same embodiment and concedes that some of the figures represent memory. As discussed supra and in the Decision and supra, Figures 25a-h relate to generic slave devices including slave memory devices with the other figures representing more specific memory devices and transactions. 6 Rambus states that Figure 25b “shows no delay cycles between providing the request on the ID/Function lines and transmission of data.” (Reh’g Req. 4.) Rambus does not explain that this shows a lack of anticipation as to Figure 25. Any distinction is one of semantics: The Board refers to “one clock delay” after the write request where Rambus refers to “no delay cycles” because the data comes immediately one clock cycle after the request. “Data transfers begin after Wait if multiplexed, or simultaneously with Wait if pipelined . . . .” (Bennett, col. 77, ll. 40-41.) (The “pipeline” refers to transferring the wait signal to its own designated pin so that waiting, otherwise required with multiplexing over the same lines, is not required.) Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 16 Rambus fails to show that the Board overlooked the finding that Figures 25a-h show anticipation, regardless of what the other figures show. (See Bd. Dec. 14-15.) As the Decision indicates, Micron’s Appeal Brief, comparing a modified Figure 36 to Bennett’s original Figure 36 (i.e., comparing the Configuration Parameter values 3 and 1), also shows that in addition to the Figure 25 embodiment (or configuration(s)), the Figure 36 embodiment also satisfies the disputed value in the claim. (See Bd. Dec. 15-16 (citing App. Br. 14).) Rambus’s arguments do not show that the Board overlooked a material point with respect to that embodiment. Rambus takes issue with a related Decision finding regarding Figure 36 and argues that Bennett’s additional “associated control” to maintain a fixed delay relationship between Data and the Wait signal shows error. (Reh’g Req. 4 n. 4.) But Rambus does not explain persuasively why claim 26 precludes additional associated control. As Micron points out, the ‘916 patent’s disclosed system and Bennett’s system necessarily interprets its own coding scheme based on values or codes stored elsewhere than in a single register – i.e., not necessarily solely on one configuration parameter or delay value. (See Reh’g Comments 3.) In other words, the ’916 patent employs a similar interrelated coding system for the “representative” “block size information” in claim 26 as discussed further below – i.e., a coded value depends on another value so that the same code may represent different block values. (See Reh’g Comments 3.) Rambus’s counter arguments about these “representative” codes fail to show that the Board overlooked a material point and rely on Bennett’s generic Figure 3 which has little or Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 17 nothing to do with the issues presented. (See Reh’g Req. 9-10 (discussing “Bennett’s preferred embodiment” at 10).) Based on the discussion supra, and notwithstanding that Figures 25a-h and Figure 36 each separately satisfies the claimed delay value, even if Figure 36 is compared to Figure 25 as Rambus urges, changing the Configuration Parameter VI from 3 to 1still satisfies the claimed “representative” relationship. Rambus compares the configuration parameter 3 in Figure 36 to that in Figure 25b and argues that the former creates no delay and the latter creates a three cycle delay – relative to the Function (read or write) command. Even if the comparison is valid, Rambus over-simplifies and mischaracterizes what skilled artisans would have garnered from Bennett.7 Essentially treating the address word as a first data word in Figure 36 as Bennett implies and the Decision explains (Bd. Dec. 15-16) shows that it occurs at the same time relative to the Function command as the data word does in Figure 25b – i.e., concurrent with the Wait signal and immediately after the Function command. (See note 7.) 7 Figure 36 shows address and data information following the Wait signal and Rambus maintains that the configuration value does not show when the data transfers relative to the Wait signal – i.e., since the two address words come first, before the two data words. Bennett’s Figure 36 corresponds to a large memory system of up to 232 addresses of 32 bit words. But to the VBI system, 32 bit address and data bit words look like “4 sixteen bit words.” (See Bennett, col. 95, ll. 59-64; see also note 5.) And Bennett’s system knows exactly which two groups of these sixteen bit groups constitutes the two address groups and their timing relation to the two following data groups – the whole purpose of Bennett’s system is to transfer data. (See Bd. Dec. 14 (Bennett’s protocol knows “when (in what relationship and/or sequence)”.) Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 18 Rambus’s arguments directed to Figure 35 also fail to show an overlooked point.8 Rambus also characterizes Judge Whyte’s analysis in Hynix II as supporting its position regarding the representative value. (See Reh’g Req. 5.) But Judge Whyte in Hynix II only ruled on a summary judgment motion, “drawing all inferences in favor of [non-movant] Rambus” in construing the term “representative” and left the ultimate determination of the meaning to the jury. See Hynix II at 1134. Judge Whyte reasoned, in denying the Manufacturer’s (i.e., including Micron) motion, that the word “representative” implies some level of recognition by another. (See Hynix II at 1134.) But Judge Whyte and the Decision factually agree: “[T]he value of Parameter VI still determines the ‘write latency’ that will exist in the . . . memory operations.” Hynix II at 1134. Stated differently, with respect to “the amount of delay between the slave ID/function and data activities[, t]hat delay is determined by the status of the wait signal.” Hynix II at 1134. Rambus also relies on Bennett’s Figure 3 and asserts that “[n]othing in Bennett limits Configuration Parameter VI to 1 and 3.” (Reh’g Req. 4, n. 3.) But Rambus fails to explain how this shows an overlooked point. The Decision states that Figures 25a-h only use 1 and 3, and Rambus does not 8 Rambus argues that Figure 35 reveals “an indeterminate amount of time before data is output by the memory” even if the device does win arbitration the first time. (Reh’g Req. 9.) But even if Figure 35 is relevant to the inquiry, it shows, after winning arbitration, the same data to function delay as other memory devices using a 3 for Parameter VI (e.g., Figures 25b). (See Bennett, col. 95, ll. 18-27; Bd. Dec. 17-18.) Rambus’s other argument that not winning arbitration shows a lack of a correlation is not commensurate in scope with the claims which do not require arbitration. (See Reh’g Req. 9.) Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 19 dispute that finding or address the specific findings in Bennett showing that 1 and 3 are preferred values for that parameter. (See Bd. Dec. 6 -B5; 13.) Moreover, as the Decision, Hynix II, and even Rambus recognizes, a parameter value of 1 (signifying multiplexing) predictably results in an additional clock cycle relative to all other possible values 2-5 (signifying different numbers of wait lines, including zero). (See Bd. Dec. 13-14 n.7 (citing Rambus’s Resp. Br. at 5; Hynix II at 1133-34).) Since the wait parameter VI determines the delay value as the Decision finds (in agreement with Hynix II), based on this record, in light of the ‘916 patent, it is “representative” of the claimed delay. (See below for further discussion of “representative” in light of the ‘916 patent and the analogous representative block size information.) Even if some recognition of that determination is required to satisfy the product claims at issue here, skilled artisans would have recognized the relationship based on the discussion above which shows its consistently predictable nature in determining a relative one clock cycle delay at least within different configurations of the Figure 25a-h memory device and the Figure 36 memory device – if not the same delay across these embodiments for the same configuration parameter VI. Block Size Information Rambus contends that Bennett does not disclose the claimed block size information recited in claim 26. (Reh’g Req. 10-14.) Rambus’s contentions fail to show that the single word read satisfies the claim limitation. The Examiner, the District Court, and the Decision all agree as to this single word read in Bennett. (See Bd. Dec. 18-20.) Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 20 Similar to the contentions supra about the “representative” delay value relationship, Rambus contends that Figures 32 and 36 show different representative block size information transferred for the same configuration parameters VII and VIII of 5 and 5. (Reh’g Req. 11.) This argument improperly compares two different embodiments as noted supra and in the Decision. But even if the comparison is proper, Figure 36 represents a special case in Bennett which transfers a 16 bit word over two successive data cycles. (See Bd. Dec. 19.) Rambus attempts to create confusion by ignoring what skilled artisans would have gleaned from Bennett and refer to the two-clock cycle word transfer in Figure 36 as a “single word transfer” so as to compare it to the same in Figure 32. (See Reh’g Req. 11.) But in each separate configured embodiment, each of which use some of the same parameter values, as the Decision explains, the separately configured memory devices each know what is being transferred. Hence, even though Figure 36 transfers two “16 bit data words” over two data cycles (which can be viewed as a “32 bit data word on two clock cycles” (i.e., excluding the first two 16 bit word blocks of address information, see Bd. Dec. 19-20), the configuration parameter VII and VIII values 5 and 5 in that embodiment not only “is representative of the amount of data to be output,” as claim 26 requires, it “dictates” the total 32 bit word transfer. (See Bennett, col. 96, ll. 27-29.) Similarly, as indicated at the outset, in other configurations, Bennett’s system transfers 1, 2, 4, 8, or 16 bit words over one data cycle based on specific configuration parameter VII and VIII values, thereby specifying the claimed block size as set forth in the claim – i.e., even if Figure 36 presents a Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 21 special case or otherwise does not satisfy claim 26. (See Bd.Dec. 19; Bennett Fig. 3.) Rambus also contends that Bennett proves a lack of anticipation by stating, inter alia, that the “‘seventh configuration dimension is the format— the partitionment in pins times cycles as equals bits—of data words and is not the amount thereof.’” (Reh’g Req. 12 (quoting Bennett at col. 96, ll. 39- 41).) But as explained in the Decision and above, the configuration parameters VII and VIII together dictate the amount of data in a word. Rambus has not shown that the Board, which relies on Hynix II, overlooks anything that would otherwise disturb this finding. (See Bd. Dec. 18-20.) As the District Court found, “[i]ndisputably, parameters VII and VIII specify the total amount of data that will be transferred in response to two basic types of transaction requests.” Hynix II at 1139 (emphasis added).) The court compared the ‘916 patent Specification to Bennett in finding the block size information term satisfied: “Analogously, when Parameter VII equals VIII, the two parameters ‘specify’ that one data word will be transferred in response to basic read and write operations.” Id. Rambus also relies on a passage that states that the “Versatile Bus knows naught of this information.” (Reh’g Req. 12 (quoting Bennett at col. 96, ll. 39-41).) This passage only refers to the special case in Figure 36 of multiple word transfers and which does require some “associated control” as Rambus points out and as discussed supra. (See Reh’g Req. 4 n. 4.) Moreover, the passage only shows that Bennett’s Versatile Bus does not know how much data is transferred because it “is simply handling data.” (Bennett, col. 96, ll. 40-41.) On the other hand, the VBI, the Versatile Bus Interface on each chip, does know how much data to transfer, and controls Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 22 the operation based on the configuration; i.e., “‘the what (what operations), when (in what relationship and/or sequence)’.” (See Bd. Dec. 14 (quoting Bennett at col. 39, ll. 31-34).) “In FIG. 36 a Versatile Bus of 43153355 configuration has handled a block of 4 sixteen bit data words.” (Bennett, col. 96, ll.40-42.) Bennett makes clear that with respect only to the large memory represented in Figure 36, “the configuration that four total cycles should be utilized requires naught but some associated control between the Versatile Bus Interface Logic(s) and User(s).” (Bennett, col. 96, ll. 33-36.) And even if claim 26 precludes such minimal (“naught”) “associated control,” which it does not, in any given system contemplated by Bennett wherein such minimal control sets the total number of clock cycles for the block data transfer, the specific (e.g., 43153355 for Fig. 36) configuration ultimately dictates both the word length and time delay within that configured embodiment, thereby satisfying claim 26. Viewed another way, the Figure 36 species may include different subspecies each of which have different “associated control,” for example, 4 total clock cycles, 8 total clock cycles, etc., but within each subspecies, the configuration parameters VI, VII, and VIII dictate the delay and block size. Therefore, contrary to Rambus’s related assertions (Reh’g Req. 8, 11- 12), Tehrani v. Hamilton Med. Inc., 331 F.3d 1355, 1361 (Fed. Cir. 2003) does not support Rambus’s position that the Board’s interpretation of “representative” is too broad. Bennett’s parameters VI, VII, and VIII not only represent the delay time and block size information as discussed, they dictate that time and size in a direct manner. As such, contrary to Rambus’s assertion, Bennett’s parameters do not constitute “any [non-representative] Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 23 case in which the two items are [merely] related in some way.” See id. Rather, Bennett’s configuration parameter values represent, “‘symbolize’,” or “‘stand for’,” see id., the delay time and block size - since they dictate that time and size. Skilled artisans, given the parameter values and specifically configured embodiment (including any associated control if a large memory subspecies of Figure 36 is implemented) as described in Bennett, would be able to directly determine the delay time and block size from those parameters. Most importantly, this interpretation comports with the ‘916 patent as indicated above in the discussion regarding the term “representative” – used twice in claim 26 as indicated supra. In the ‘916 patent, skilled artisans must know which code of several “other block size encoding schemes” will be used to determine the block size. (See ‘916 patent, col. 11, ll. 66-67.) Also, in addition to these other encoding schemes, as Micron points out, even in the preferred embodiment of the ‘916 patent, “the same 3-bit pattern can represent two different block sizes.” (Reh’g Comments 3.) In other words, without knowing the particular encoding scheme or first code bit in the ‘916 patent, skilled artisans could not determine the block size “representative” value. As such, the term “representative” as used in the ‘916 patent does not preclude dependency on other information or control. The busy signal alternative theory of anticipation as regards the block size information is not required to satisfy the claims. Therefore, the Board hereby does not consider that alternative theory further, and abandons it here, as it is not necessary to the Decision as noted there. (See Reh’g Req. 13; Bd. Dec. 20-21.) Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 24 Other Contentions In a footnote, Rambus alleges that the Board did not address other claim features in claim 26. (See Reh’g Req. 20, n. 13.) Relying on its Respondent Brief to support its truncated argument, Rambus asserts that the Decision does not address “[f]or example, clock receiver circuitry to receive an external clock signal” and “first input receiver circuitry to sample block size information synchronously with respect to the external clock signal.” Id. As to the first clause, Rambus asserts that Bennett does not disclose a memory device that includes such “clock receiver circuitry to receive an external clock signal” because “any clock signal” would only be received by Bennett’s VBI which is separate from Bennett’s memory chips. (See Rambus Resp. Br. 15 (cited at Reh’g Req. 20 n. 13).) This argument is just another version of the single chip argument. It fails to show error in the Examiner’s RAN or Micron’s Appeal Brief, upon which the Decision relies, and which address the asserted elements. (See Micron App. Br. 7 (addressing “Element [a]” and citing RAN at 89-90).) As to the second clause, like the first clause, Rambus points to the Respondent Brief at 15-16 to support the argument, but Rambus’s Respondent Brief there does not argue that Bennett fails to disclose “first input receiver circuitry.” So it is not clear what part of the clause Rambus asserts is missing. Nonetheless, Micron’s Rebuttal Brief points out that Rambus elsewhere makes what amounts to a similar argument, and Micron shows that the argument relies on the same asserted lack of a single chip in Bennett –i.e., Rambus asserts that Bennett’s VBI is not part of the memory chip. (See Micron Reb. Br. 7 (citing “Rambus Resp. Br. at 5”); see also Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 25 Micron App. Br. 7-9.) Micron also points to its Inter Partes “Request at 13- 14” (see Micron App. Br. 8) and the Request at 14 states that “the configuration register is programed using input receivers that sample the block size information synchronously” as disclosed in “Bennett at Col. 125, lines 46-56.” Rambus’s truncated rehearing arguments fail to show the Board overlooked a material point. Rambus does not maintain that Bennett’s VBI does not have some receiver circuitry to receive the block size information synchronously and store it in the configuration register. (See Bd. Dec. 8 (B7) (finding synchronous clocked sampling in Bennett).) Rambus’s other arguments in the Respondent Brief possibly alluded cited in the Rehearing Request footnote focus on an alleged lack in Bennett of “‘to sample block size information synchronously with respect to the external clock signal . . . in response to a first operation code”.” (See Rambus Resp. Br. 16.) As indicated, Rambus’s truncated, shifting, and unclear arguments render it difficult to determine what Rambus contends the Board overlooks. In any event, as Micron explains, and without any persuasive dispute by Rambus, the Read operation, a function code in Bennett, corresponds to the first operation code in claim 26. (See App. Br. 8; Bd. Dec. 13, 17 (discussing Bennett’s FUNCTION and READ signals).) Claim 28 Rambus relies on arguments presented for claim 26 and asserts that the Board improperly shifts the burden to Rambus as to other elements recited in claim 28. (See Reh’g Req. 20-21.) Rambus maintains that “Rambus also presented evidence showing that one of ordinary skill in the art would not have considered serially shifting bits to correspond to storing a Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 26 value in a register in response to a second operation code.” (Reh’g Req. 21 (citing Supp. Murphy Decl. ¶ 54).) Rambus appears to be alleging that Bennett does not disclose the second operation code recited in claim 28. But Rambus refers to Bennett’s “control signals on the VM Node Interface [which] must be held at a particular level.” (Reh’g Req. 21.) Rambus acknowledges that Micron relies on these “SET DATA” control signals for the second operation code. (See Resp. Br. 17 (citing App. Br. at 16).) Murphy also only concludes, without explanation or adequate support, that “serially shifting bits in such a manner” does not satisfy claim 28, and fails to explain adequately, if at all, why the “control signals” in Bennett do not satisfy the claimed second operation code. (See Murphy Decl. ¶ 54.) The Board relies on Micron’s citations and explanation in reaching its Decision and reasons that Micron “explains persuasively, in line with the Examiner, how Bennett satisfies the second operation code.” (Bd. Dec. 21.) The Decision notes that “Rambus’s contentions do not explain how storing a value in a register in response to a second operation code is patentably distinct from shifting bits [the values] into registers pursuant to the [second operation code] signals in Bennett.” (Bd. Dec. 21.) Rambus still does not explain why Bennett fails to satisfy the claim 28 limitations. As the Decision points out, the Examiner relies on independent claim 26 in deciding not to reject of claim 28. (Bd. Dec. 21 (citing RAN 104-105).) While the Examiner appears to have interpreted the recited second operation code more broadly (see RAN 105) than Micron, the Examiner does not refute Micron’s more narrow reading of that code onto Bennett’s control signals. As such, Rambus had the burden to show error in Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 27 the Examiner’s ultimate finding that but for the above-discussed representative “value” limitation in claim 26, Bennett satisfies claim 28. And even if Micron had the burden to show anticipation as to claim 28 elements raised by Rambus, Micron met that burden; i.e., “persuasively” as the Decision reasons. (See Bd. Dec. 21.)9 CONCLUSION Micron’s contentions are more persuasive than Rambus’s contentions. Rambus fails to show that the Board overlooked or misapprehended a material point in reversing the Examiner’s decision not to reject claims 26 and 28. REHEARING DECISION We decline to modify the Decision reversing the Examiner’s decision not to reject claims 26 and 28. DENIED ack 9 The Board’s related decision, PTAB 2012-2081 at 23-24, explains further why the recited second operation code in a similar claim does not require bits or a packet and is broad enough to read on Bennett’s control signals, which reasonably correspond to information bits in any case. Appeal 2012-001638 Reexamination Controls 95/001,166 & 95/001,122 Patent 6,426,916 B2 28 Patent Owner: FINNEGAN, HENDERSON, FARABOW, GARRETT & DUNNER LLP 901 NEW YORK AVENUE, NW WASHINGTON, DC 20001-4413 Third Party Requesters For Micron NOVAK, DRUCE & QUIGG. LLP (NDQ REEXAMINATION GROUP) 1000 LOUISIANA STREET, 53RD FLOOR HOUSTON, TX 77002 For Samsung HAYNES AND BOONE, LLP IP SECTION 2323 VICTORY AVENUE, SUITE 700 DALLAS, TX 75219 Copy with citationCopy as parenthetical citation