Craig Weirauch, Complainant,v.John E. Potter, Postmaster General, United States Postal Service, Agency.

Equal Employment Opportunity CommissionAug 22, 2002
01A14783_r (E.E.O.C. Aug. 22, 2002)

01A14783_r

08-22-2002

Craig Weirauch, Complainant, v. John E. Potter, Postmaster General, United States Postal Service, Agency.


Craig Weirauch v. U.S. Postal Service

01A14783

August 22, 2002

.

Craig Weirauch,

Complainant,

v.

John E. Potter,

Postmaster General,

United States Postal Service,

Agency.

Appeal No. 01A14783

DECISION

Complainant filed an appeal with this Commission concerning a purported

breach of the January 18, 1995 settlement agreement executed by the

parties. The Commission accepts the appeal.<1> See 29 C.F.R. � 1614.402;

29 C.F.R. � 1614.504(b); and 29 C.F.R. � 1614.405.

The settlement agreement provides, in pertinent part, that:<2>

(1) It is agreed that the Postal Service's reason(s) for terminating

the complainant will not be divulged under any circumstance[s], to any

outside agency, employer or organization without written permission from

the complainant.

(2) ...Complainant may only seek to enforce this Settlement Agreement

pursuant to those parts of the Equal Employment Opportunity Commission

regulations which address the matter of enforcement. Further, any

disputes concerning future work assignments and any other term or

condition of complainant's employment not expressly determined by this

Settlement Agreement, are new and independent matters which may only

be addressed through the usual channels of administrative, collective

bargaining, or judicial redress and not through an action to enforce

this Settlement Agreement.

By letter to the agency dated May 23, 2001, complainant claimed that

the agency breached provision 1 above, providing notes from a 1995 union

action concerning the termination of a co-worker, which make reference

to the circumstances of his own termination. Complainant also claimed

a breach of provision 2 regarding the agency's January 19, 2001 denial

of his request for reinstatement.

In response, by correspondence dated July 11, 2001, the agency notified

complainant that his reinstatement claim must be processed as a separate

complaint, and provided him with detailed information regarding that

process. The agency then requested additional information regarding

the claimed breach of provision 1.

By letter dated July 18, 2001, complainant averred that the agency

provided information from his termination records to the union in

the course of representing a co-worker who had also been terminated.

As proof of this claim, complainant provided copies of pertinent case

notes retained by the union which reference the purported circumstances

of his own termination. Complainant then filed the instant appeal.

EEOC Regulation 29 C.F.R. � 1614.504(a) provides that any settlement

agreement knowingly and voluntarily agreed to by the parties, reached at

any stage of the complaint process, shall be binding on both parties.

The Commission has held that a settlement agreement constitutes a

contract between the employee and the agency, to which ordinary rules

of contract construction apply. See Herrington v. Department of Defense,

EEOC Request No. 05960032 (December 9, 1996). The Commission has further

held that it is the intent of the parties as expressed in the contract,

not some unexpressed intention, that controls the contract's construction.

Eggleston v. Department of Veterans Affairs, EEOC Request No. 05900795

(August 23, 1990). In ascertaining the intent of the parties with regard

to the terms of a settlement agreement, the Commission has generally

relied on the plain meaning rule. See Hyon v. United States Postal

Service, EEOC Request No. 05910787 (December 2, 1991). This rule states

that if the writing appears to be plain and unambiguous on its face,

its meaning must be determined from the four corners of the instrument

without resort to extrinsic evidence of any nature. See Montgomery

Elevator Co. v. Building Eng'g Servs. Co., 730 F.2d 377 (5th Cir. 1984).

The Commission determines that the agency properly informed complainant

that his breach claim regarding provision 2, concerning the agency's

denial of his request for reinstatement, must be pursued as a separate

complaint. EEOC Regulation 29 C.F.R. � 1614.504(c) requires that

subsequent claims of discrimination be pursued as separate complaints

of discrimination, and not as claims of breach. Furthermore, pursuant

to the agency's July 11, 2001 notice, we find that the record shows that

complainant contacted an EEO Counselor regarding his reinstatement claim.

Accordingly, we find no breach regarding provision 2.

Regarding provision 1, the Commission has reviewed the copies of the

case notes from the co-worker's union grievance provided by complainant.

It appears that an agency official requested termination of the co-worker

due to the alleged similarity in circumstances between complainant's

termination related conduct, and that of the co-worker. The case notes

further reflect that the union requested complainant's termination

records in an effort to defend the co-worker, on the theory that

complainant's conduct was far more grievous than the co-worker's conduct,

listing numerous �alleged� incidents speculated to have been committed

by complainant. However, these notes also state that: �It remains

to be seen whether the Postal Service will provide this information.�

Complainant also submits a copy of a �Request for Information� from the

union to the agency, dated November 4, 1995, requesting complainant's

termination records, but the record is devoid of any evidence to show that

the agency complied with this request. Therefore, because the evidence

submitted by complainant fails to demonstrate that the agency, in fact,

released his termination records, or details thereof, to the union,

we find that the agency did not breach provision 1.

Accordingly, for the reasons set forth above, we find no breach of the

settlement agreement at issue.

STATEMENT OF RIGHTS - ON APPEAL

RECONSIDERATION (M0701)

The Commission may, in its discretion, reconsider the decision in this

case if the complainant or the agency submits a written request containing

arguments or evidence which tend to establish that:

1. The appellate decision involved a clearly erroneous interpretation

of material fact or law; or

2. The appellate decision will have a substantial impact on the policies,

practices, or operations of the agency.

Requests to reconsider, with supporting statement or brief, must be filed

with the Office of Federal Operations (OFO) within thirty (30) calendar

days of receipt of this decision or within twenty (20) calendar days

of receipt of another party's timely request for reconsideration. See

29 C.F.R. � 1614.405; Equal Employment Opportunity Management Directive

for 29 C.F.R. Part 1614

(EEO MD-110), 9-18 (November 9, 1999). All requests and arguments must be

submitted to the Director, Office of Federal Operations, Equal Employment

Opportunity Commission, P.O. Box 19848, Washington, D.C. 20036. In the

absence of a legible postmark, the request to reconsider shall be deemed

timely filed if it is received by mail within five days of the expiration

of the applicable filing period. See 29 C.F.R. � 1614.604. The request

or opposition must also include proof of service on the other party.

Failure to file within the time period will result in dismissal of your

request for reconsideration as untimely, unless extenuating circumstances

prevented the timely filing of the request. Any supporting documentation

must be submitted with your request for reconsideration. The Commission

will consider requests for reconsideration filed after the deadline only

in very limited circumstances. See 29 C.F.R. � 1614.604(c).

COMPLAINANT'S RIGHT TO FILE A CIVIL ACTION (S0900)

You have the right to file a civil action in an appropriate United States

District Court within ninety (90) calendar days from the date that you

receive this decision. If you file a civil action, you must name as

the defendant in the complaint the person who is the official agency head

or department head, identifying that person by his or her full name and

official title. Failure to do so may result in the dismissal of your

case in court. "Agency" or "department" means the national organization,

and not the local office, facility or department in which you work. If you

file a request to reconsider and also file a civil action, filing a civil

action will terminate the administrative processing of your complaint.

RIGHT TO REQUEST COUNSEL (Z1199)

If you decide to file a civil action, and if you do not have or cannot

afford the services of an attorney, you may request that the Court appoint

an attorney to represent you and that the Court permit you to file the

action without payment of fees, costs, or other security. See Title VII

of the Civil Rights Act of 1964, as amended, 42 U.S.C. � 2000e et seq.;

the Rehabilitation Act of 1973, as amended, 29 U.S.C. �� 791, 794(c).

The grant or denial of the request is within the sole discretion of

the Court. Filing a request for an attorney does not extend your time

in which to file a civil action. Both the request and the civil action

must be filed within the time limits as stated in the paragraph above

("Right to File A Civil Action").

FOR THE COMMISSION:

______________________________

Carlton M. Hadden, Director

Office of Federal Operations

August 22, 2002

__________________

Date

1We note that the agency requests that the

appeal be dismissed, referencing correspondence sent to the Commission

by complainant in May 2001, arguing that complainant filed the appeal

before it had an opportunity to fully clarify the issues. However, the

record shows that complainant filed his written breach claim with the

agency on May 23, 2001, and then filed the instant appeal on July 25,

2001, upon becoming dissatisfied with what he describes as the agency's

�stalling� tactics. Accordingly, because 29 C.F.R. � 1614.504(b)

permits a complainant to file an appeal with the Commission after 35

days of filing a written breach claim with the agency, and because the

record shows that the agency did not issue a decision on the claim,

we accept the appeal.

2For ease of reference, these provisions have been renumbered herein.