CP IP Holdings US LLCDownload PDFTrademark Trial and Appeal BoardMar 9, 202087746784 (T.T.A.B. Mar. 9, 2020) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: March 9, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re CP IP Holdings US LLC _____ Serial No. 87746784 _____ David A. Bell of Haynes and Boone, LLP for CP IP Holdings US LLC. Lisa Papale, Trademark Examining Attorney, Law Office 122, John Lincoski, Managing Attorney. _____ Before Cataldo, Wellington and Heasley, Administrative Trademark Judges. Opinion by Cataldo, Administrative Trademark Judge: Applicant, CP IP Holdings US LLC, seeks registration on the Principal Register of the mark CAYDON (in standard characters), identifying the following services, as amended: Business operation of multi-family and condominium residential housing units for others; business operation of commercial real property for others; business operation of commercial real property in the nature of retail, restaurant, hotel, office and industrial real estate for others; real estate sales management of multi-family and condominium residential housing units; real estate sales management of commercial real property; real estate sales management of commercial real property in the nature of retail, restaurant, hotel, office and industrial real estate, in International Class 35; Serial No. 87746784 - 2 - Land acquisition services; management and leasing of multi-family and condominium residential housing units; management and leasing of commercial real property; management and leasing of commercial real property in the nature of retail, restaurant, hotel, office and industrial real estate, in International Class 36; Real estate development and construction of commercial, residential, and industrial properties; land development services, namely, planning and laying out of commercial buildings and residential communities; housing services, namely, development of real property, namely, repair, improvement, and new construction; property maintenance; building construction supervision and construction project management; advisory services relating to building construction, real estate property development, and renovation of property; provision of information in relation to building construction, in International Class 37.1 The Trademark Examining Attorney has refused registration of Applicant’s mark under Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that Applicant’s proposed mark, when used in connection with the identified services, so resembles the mark KADEN HOMES (in standard characters with HOMES disclaimed), registered on the Principal Register for Custom construction of homes and real estate development, in International Class 37,2 as to be likely to cause confusion, mistake or deception. When the refusal was made final, Applicant appealed and filed a Request for Reconsideration. When the Examining Attorney denied the Request for 1 Application Serial No. 87746784 was filed on January 8, 2018, based upon Applicant’s allegation of a bona fide intent to use the mark in commerce under Section 1(b) of the Trademark Act, 15 U.S.C. § 1051(b), and amended to assert this basis as to all three classes of services. 2 Registration No. 4652219 issued on December 9, 2014. Serial No. 87746784 - 3 - Reconsideration, this appeal resumed. The Examining Attorney and Applicant filed briefs. We affirm the refusal to register. I. Evidentiary Matters A. Evidence Submitted with Request for Reconsideration With its May 16, 2019 Request for Reconsideration,3 Applicant submitted a chart purporting to show pairs or groups of coexisting registrations for marks with common characteristics, reciting services related to those at issue herein. The Examining Attorney, in her June 29, 2019 denial of Applicant’s Request for Reconsideration,4 advised Applicant that the mere submission of a list or chart of registrations does not make them of record and, further, instructed Applicant in how to make the third- party registrations properly of record. As the Examining Attorney made clear, to make a third-party registration of record, a copy of the registration (either a copy of the paper USPTO record, or a copy taken from the electronic records of the Office) should be submitted. See. e.g., In re Duofold Inc., 184 USPQ 638, 640 (TTAB 1974); See also generally TRADEMARK TRIAL AND APPEAL BOARD MANUAL OF PROCEDURE (TBMP) § 1208.02 (2019) and authorities cited therein. Applicant did not provide copies of the listed registrations. Inasmuch as Applicant was warned of the evidentiary failing at a time when it could correct the deficiency, and still failed to correct it, the chart of purported registrations will not be considered.5 3 At .pdf 5-7. 4 At .pdf 3. 5 The proper procedure for an applicant or examining attorney to introduce evidence after an appeal has been filed is to submit a written request with the Board to suspend the appeal Serial No. 87746784 - 4 - B. Evidence Submitted with Applicant’s Brief Applicant also appended evidence to its appeal brief.6 To the extent Applicant submitted with its appeal brief evidence that is duplicative of the evidence previously submitted during prosecution of its involved application, we need not and do not give this redundant evidence any consideration. Any of the evidence submitted with Applicant’s appeal brief that was not previously submitted during prosecution is untimely and will not be considered. See Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d); see also TBMP § 1203.02(e) and § 1207.01 and authorities cited therein. II. Likelihood of Confusion When the question is likelihood of confusion, we analyze the facts as they relate to the relevant factors set out in In re E. I. du Pont de Nemours & Co. (DuPont), 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973). See also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the relatedness of the goods or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). A. Relatedness of the Services and Channels of Trade With regard to the services, channels of trade and classes of consumers, we must make our determinations under these factors based on the services as they are identified in the application and cited registration. See In re Dixie Rests. Inc., 105 and remand the application for further examination. See Trademark Rule 2.142(d), 37 C.F.R. § 2.142(d). See also TBMP § 1207.02 and authorities cited therein. 6 11 TTABVUE 11-43. Serial No. 87746784 - 5 - F.3d 1405, 41 USPQ2d 1531, 1534 (Fed. Cir. 1997). See also Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1161 (Fed. Cir. 2014); Hewlett-Packard Co. v. Packard Press Inc., 281 F.3d 1261, 62 USPQ2d 1001 (Fed. Cir. 2002); Octocom Sys., Inc. v. Hous. Computer Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990). “This factor considers whether ‘the consuming public may perceive [the respective goods or services of the parties] as related enough to cause confusion about the source or origin of the goods and services.’” In re St. Helena Hosp., 774 F.3d 747, 113 USPQ2d 1082, 1086 (Fed. Cir. 2014) (quoting Hewlett Packard, 62 USPQ2d at 1004). In this case, the “Custom construction of homes and real estate development” identified in the cited registration are legally identical in part to the “Real estate development and construction of commercial, residential, and industrial properties” identified in the involved application. Both recite identical “real estate development” and both involve construction of identical properties inasmuch as homes are residential properties. As a result, Applicant’s services in Class 37 are identical in part to the services identified in the cited registration. Because the Class 37 services in the application and cited registration are legally identical in part, there is no need for us to further consider the relatedness of the services in that International Class. See SquirtCo v. Tomy Corp., 697 F.2d 1038, 216 USPQ 937, 938-39 (Fed. Cir. 1983) (holding that a single good from among several may sustain a finding of likelihood of confusion); Tuxedo Monopoly, Inc. v. Gen. Mills Fun Grp., 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981) (likelihood of confusion must be found if there is likely to be Serial No. 87746784 - 6 - confusion with respect to any item that comes within the identification of goods or services in the application). With regard to Applicant’s services recited in International Classes 35 and 36, the Examining Attorney introduced evidence from the following third-party webpages that offer both real estate development and construction services and Applicant’s real property or real estate sales management in Class 35 and Applicant’s real estate management and leasing and land acquisition services in Class 36: • CHP (Community Housing Partners), offering residential real estate development and construction services as well as property management, sales and leasing services (April 24, 2018 First Office Action at .pdf 25-30); • Simpson Real Estate Services, offering residential and commercial real estate development and construction services as well as property management, sales and leasing services (Id. at .pdf 31-50); • Capital City, offering residential and commercial real estate acquisitions, development, construction and sales services (Id. at .pdf 51-57); • Paradigm, offering residential real estate development, construction, property management and leasing services (Id. at .pdf 58-72); • Related, offering residential and commercial real estate acquisition, development, construction, property management, sales and leasing services, as well as consulting services related thereto (Id. at .pdf 72-75); • Conifer, offering commercial and residential real estate development, construction, sales, leasing and property management services (See Office action dated December 9, 2018 at .pdf 7-12); • RRB Development, offering commercial and residential real estate acquisitions, development, construction and property management services, as well as consulting services relating thereto (Id. at 13-15); • Spectrum Management, offering commercial and residential real estate development, construction and property management services (Id. at 16-24); Serial No. 87746784 - 7 - • Atlantic Pacific Companies, offering residential real estate acquisitions, development, construction, sales, leasing and property management services, as well as consulting services relating thereto (Id. at .pdf 25-31); • Monument Realty, offering commercial and residential real estate development, construction, sales, leasing and property management services (Id. at .pdf 32-33); • Bozzuto, offering residential real estate development, construction, leasing, sales and property management services, as well as consulting services relating thereto (June 29, 2019 Denial of Request for Reconsideration at .pdf 4-25); • Steadfast, offering commercial and residential real estate acquisitions, development, and construction, leasing, sales and property management services (Id. at .pdf 26-28); • Orr Partners, offering commercial and residential real estate development, construction and property management services (Id. at .pdf 29-32); • Evergreen Real Estate Group, offering residential real estate development, construction, and leasing and property management services (Id. at .pdf 33- 46); • Teal Realty & Development, offering commercial and residential real estate development, construction, sales, leasing and property management services, as well as consultation services relating thereto (Id. at .pdf 47-50); and • Pennrose, offering residential real estate development, leasing and property management services (Id. at .pdf 51-53). This evidence demonstrates that at least sixteen third parties provide real estate development and construction identified in the cited registration and Class 37 of the involved application as well as the property sales, management, leasing and acquisition services identified in Classes 35 and 36 of the involved application under the same mark. “These websites demonstrate that services of the type offered by both Applicant in all three classes and Registrant are marketed and sold together online under the same marks. See Hewlett-Packard Co. v. Packard Press, Inc., 281 F.3d Serial No. 87746784 - 8 - 1261, 62 USPQ2d 1001, 1004 (Fed. Cir. 2002) (evidence that “a single company sells the goods and services of both parties, if presented, is relevant to the relatedness analysis”). We find that consumers would readily perceive these types of services as being sufficiently related as to be offered by a single business.” In re Integrated Embedded, 120 USPQ2d 1504, 1514-15 (TTAB 2016). Applicant argues that it “develops large, high-end properties, such as high-rise apartment complexes, and rents or sells units to consumers. Kaden Builders [Registrant] contracts with its consumers to build custom single-family houses.”7 However, Applicant’s broadly identified construction of residential properties encompasses and thus is legally identical to the more narrowly identified “custom construction of homes” identified in the cited registration. “We have no authority to read any restrictions or limitations into the [applicant’s or] registrant’s description of [services].” In re Thor Tech, Inc., 90 USPQ2d 1634, 1638 (TTAB 2009). Nor may an applicant restrict the scope of the services covered in the cited registration by argument or extrinsic evidence. In re Midwest Gaming & Entertainment LLC, 106 USPQ2d 1163, 1165 (TTAB 2013); In re La Peregrina Ltd., 86 USPQ2d 1645, 1647 (TTAB 2008); In re Bercut-Vandervoort & Co., 229 USPQ 763, 764 (TTAB 1986). See also Octocom Sys., Inc., 16 USPQ2d at 1787 (“The authority is legion that the question of registrability of an applicant’s mark must be decided on the basis of the identification of goods set forth in the application regardless of what the record may 7 Applicant’s brief, 11 TTABVUE 7. Applicant does not address the relatedness of the services in its briefs, and raises this argument in support of its position that its mark is dissimilar in commercial impression from the mark in the cited registration. Serial No. 87746784 - 9 - reveal as to the particular nature of an applicant’s goods, the particular channels of trade or the class of purchasers to which the sales of goods are directed.”). Inasmuch as the services identified in Class 37 of the application at issue and the cited registration are, in part, legally identical, we must presume that the channels of trade and classes of purchasers for these services are the same. See Hewlett- Packard Co. v. Packard Press Inc., 281 F.3d 1261, 62 USPQ2d 1001, 1005 (Fed. Cir. 2002) (“absent restrictions in the application and registration, [related] goods and services are presumed to travel in the same channels of trade to the same class of purchasers”). “Given the identity of the services, at least in part, and the lack of restrictions on trade channels and classes of consumers in the recitations of services, we presume that these services travel through the same channels of trade….” Primrose Ret. Cmtys., LLC v. Edward Rose Senior Living, LLC, 122 USPQ2d 1030, 1033 (TTAB 2016). Evidence of record discussed above demonstrates that both Applicant’s Class 35 and 36 services and the services identified in the cited registration may be encountered by the same classes of consumers under the same marks in at least one common trade channel, i.e., the physical locations and corresponding websites of entities providing real estate development, construction, sales and leasing management of properties and land acquisition services. In addition, the identifications of services in the involved application and cited registration do not recite any limitations as to the channels of trade in which the services are or will be offered. In the absence of trade channel limitations on the services offered under the Serial No. 87746784 - 10 - marks, we must presume that these services are offered in all customary trade channels. See Citigroup v. Capital City Bank Grp., 98 USPQ2d at 1261; In re Jump Designs LLC, 80 USPQ2d 1370, 1374 (TTAB 2006). We find that the DuPont factors of the in-part legal identity and otherwise relatedness of the services, channels of trade and consumers weigh in favor of likelihood of confusion. B. Conditions of Sale Under the fourth DuPont factor, we consider “[t]he conditions under which and buyers to whom sales are made, i.e., ‘impulse’ vs. careful, sophisticated purchasing.” DuPont, 177 USPQ at 567. Applicant argues that: In the case at hand, the respective services are offered to highly sophisticated and knowledgeable consumers who do not make the decision to purchase the respective services casually. Applicant develops and manages large, high-end properties, such as high-rise apartment complexes. Applicant’s consumers are individuals that rent or buy apartment units or rent retail space in its buildings. The owner of the Cited Mark, Kaden Builders, L.P., builds custom single-family homes for homebuyers. Several courts have recognized that those transacting for a place to live are sophisticated and careful purchasers due to the costs and significance of such a transaction. See, e.g., Homeowners Group, 18 USPQ2d at 1596 (“because selling one's property is likely the most significant commercial transaction ever undertaken for most people, [Defendant’s] customers are likely to carefully select the provider of sales services.”); Charles F. Ryan & Son, Inc. v. Lancaster Homes, Inc., 144 USPQ 234 (N.Y. Sup. Ct. App. Div. 1964) (“[W]hen persons are considering a purchase as substantial as a $22,000 to $50,000 home, it is almost incomprehensible that they would not thoroughly investigate the identity of the proposed builder at the very outset.”).8 8 Applicant’s brief, 11 TTABVUE 9. Serial No. 87746784 - 11 - Applicant may be correct that home ownership or rental represents a substantial expense for many people, and may be the most significant commercial transaction in which they participate. However, neither the recitations of services nor the evidence of record suggests that residences may not be purchased or rented by less sophisticated purchasers. It is well settled that the standard of care is that of the least sophisticated potential purchaser. Stone Lion Capital v. Lion Capital, 110 USPQ2d at 1163 cited in In re FCA US LLC, 126 USPQ2d 1214, 1222 (TTAB 2018) (“Board precedent requires our decision to be based on the least sophisticated potential purchasers.”). While the nature of the services themselves suggest that purchasers will exercise a greater than average degree of care in selecting a home, ultimately the purchasers of the services at issue include anyone seeking to purchase or rent a residence, regardless of their level of care or sophistication. In this case, the legal identity or similarity of the services and similarity of the marks outweigh any sophisticated purchasing decision. See HRL Assocs., Inc. v. Weiss Assocs., Inc., 12 USPQ2d 1819 (TTAB 1989), aff’d, 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990) (similarities of goods and marks outweigh sophisticated purchasers, careful purchasing decision, and expensive goods.). See also In re Research & Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986), (citing Carlisle Chem. Works, Inc. v. Hardman & Holden Ltd., 434 F.2d 1403, 168 USPQ 110, 112 (CCPA 1970) (“Human memories even of discriminating purchasers … are not infallible.”); In re Integrated Embedded, 120 USPQ2d 1504, 1516 (TTAB 2016). The fourth DuPont factor slightly favors a finding of no likelihood of confusion. Serial No. 87746784 - 12 - C. Similarity/Dissimilarity of the Marks We consider Applicant’s mark CAYDON and the registered mark KADEN HOMES, both in standard characters, and compare them “in their entireties as to appearance, sound, connotation and commercial impression.” Palm Bay Imports Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1691 (Fed. Cir. 2005) (quoting du Pont, 177 USPQ at 567). The marks “must be considered … in light of the fallibility of memory.” St. Helena Hosp., 113 USPQ2d at 1085 (quoting San Fernando Elec. Mfg. Co. v. JFD Elecs. Components Corp., 565 F.2d 683, 196 USPQ 1 (CCPA 1977)). The proper focus is on the recollection of the average consumer, who retains a general rather than specific impression of the marks. Winnebago Indus., Inc. v. Oliver & Winston, Inc., 207 USPQ 335, 344 (TTAB 1980); Sealed Air Corp. v. Scott Paper Co., 190 USPQ 106, 108 (TTAB 1975). The applied-for mark CAYDON and the registered mark KADEN HOMES are similar in that the terms CAYDON and KADEN are similar in appearance and highly similar in sound. With respect to the meanings of the two marks, the Examining Attorney has introduced evidence suggesting that CAYDON “as a name for boys is of Arabic derivation, and the meaning of Caydon is ‘companion.’ Caydon is an alternate spelling of Kaden.”9 However, this evidence also establishes that “Caydon is an uncommonly occurring given name for males. Caydon is an equivalently unusual surname too for both adults and children.”10 Applicant submitted evidence 9 April 24, 2018 First Office Action at .pdf 10-16. 10 Id. at 11. Serial No. 87746784 - 13 - corroborating that CAYDON is a given name, albeit not one of the more common ones: “Caydon is not widely used as a baby name for boys. It is not in the top 1000 names.”11 We thus find on this record that consumers are unlikely to be familiar with the meaning or connotation created by the terms “Caydon” or “Kaden.” Consumers not familiar with the meaning of the terms will consider both to be arbitrary terms somewhat similar in appearance and similar in sound with no meaning. With regard to the term HOMES in the registered mark, disclaimed matter is often “less significant in creating the mark’s commercial impression.” In re Code Consultants, Inc., 60 USPQ2d 1699, 1702 (TTAB 2001). However, while a disclaimed term … may be given little weight … it may not be ignored.” M2 Software Inc. v. M2 Communications Inc., 450 F.3d 1378, 78 USPQ2d 1944, 1948-49 (Fed. Cir. 2006). The third-party evidence of record establishes that, consistent with the mark in the cited registration, the term HOMES is, at best, highly descriptive of the “Custom construction of homes and real estate development” recited therein. “Regarding descriptive terms, this court has noted that the ‘descriptive component of a mark may be given little weight in reaching a conclusion on the likelihood of confusion.’” Cunningham v. Laser Golf Corp., 55 USPQ2d 1842, 1846 (Fed. Cir. 2000) (quoting In re Nat’l Data, 224 USPQ at 752). Nonetheless, even descriptive and generic terms have some impact on the overall commercial impression created by the marks. See Juice Generation, Inc. v. GS Enters., 794 F.3d 1334, 115 USPQ2d 1671, 1676 (Fed. 11 October 23, 2018 Response to First Office Action at .pdf 35-40. Serial No. 87746784 - 14 - Cir. 2015) (Board paid insufficient heed to the word JUICE in context of juice bar services). For these reasons, we find that KADEN is the dominant portion of the registered mark. Presto Products, Inc. v. Nice-Pak Products Inc., 9 USPQ2d 1895, 1897 (TTAB 1988) (“…[it is] a matter of some importance since it is often the first part of a mark which is most likely to be impressed upon the mind of a purchaser and remembered”). See also Palm Bay Imps., 73 USPQ2d at 1692 (“The presence of this strong distinctive term as the first word in both parties’ marks renders the marks similar, especially in light of the largely laudatory (and hence non-source identifying) significance of ROYALE.”). Turning to the marks in their entireties, we find that CAYDON and KADEN HOMES are more similar than dissimilar in appearance and sound. The mark CAYDON and the term KADEN may also be understood as transliterations of the same Arabic given name for boys and, in that case, they will share the same connotation. The term HOMES in the registered mark is, at best, highly descriptive of the recited services and contributes little to the overall commercial impression of the mark. We find, as a result, that the differences between the marks are outweighed by their similarities. Considered in their entireties, we find that the marks convey similar overall commercial impressions. This DuPont factor thus supports a finding that confusion is likely. This is particularly the case with regard to Applicant’s services identified in Class 37 because, “[w]hen marks would appear on virtually identical ... services, the degree Serial No. 87746784 - 15 - of similarity [of the marks] necessary to support a conclusion of likely confusion declines.” See Century 21 Real Estate Corp. v. Century Life of America, 23 USPQ2d at 1700. See also ECI Division of E-Systems, Inc. v. Environmental Communications Inc., 207 USPQ 443, 449 (TTAB 1980). D. Conclusion We find that the Class 37 services are legally identical in part and are presumed to be available in the same channels of trade at all price points to the same classes of consumers. Applicant’s Class 35 and 36 services are related to the services in the cited registration and move in at least one common channel of trade. We further find Applicant’s mark CAYDON and the KADEN HOMES mark in the cited registration are more similar than dissimilar, and no evidence of record establishes that most distinctive portion of the registered mark, i.e., KADEN, is weak in connection with the services at issue. While certain consumers of the services at issue may be discerning, the identical or closely related nature of the services and their trade channels as well as the similarity of the marks outweighs any consumer sophistication. We find, therefore, that confusion is likely between Applicant’s mark CAYDON and the mark KADEN HOMES in the cited registration. Decision: The refusal to register based on likelihood of confusion under Section 2(d) of the Trademark Act is affirmed as to all three classes of services. Copy with citationCopy as parenthetical citation