Coyle, Brian Michael.Download PDFPatent Trials and Appeals BoardApr 29, 20212020004797 (P.T.A.B. Apr. 29, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 15/992,740 05/30/2018 Brian Michael Coyle 1058 7590 04/29/2021 Brian Michael Coyle Box 176 CANYON, CA 94516 EXAMINER LARSEN, JEFFREY R ART UNIT PAPER NUMBER 3643 MAIL DATE DELIVERY MODE 04/29/2021 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte BRIAN MICHAEL COYLE Appeal 2020-004797 Application 15/992,740 Technology Center 3600 Before JOHN C. KERINS, DANIEL S. SONG, and CHARLES N. GREENHUT, Administrative Patent Judges. GREENHUT, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant,1 Brian Michael Coyle, pro se, appeals from the Examiner’s decision to reject claims 1, 2, 4, 7–16, and 18–23. See Final Act. 1. We have jurisdiction under 35 U.S.C. § 6(b). Due to certain defects in the Appellant’s first Appeal Brief filed March 30, 2020, we issued a Request for Additional Briefing or Information on September 15, 2020. That Request for Additional Briefing or Information 1 We use the term “Appellant” to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as Brian Michael Coyle. Appeal Br. 4. Appeal 2020-004797 Application 15/992,740 2 provided Appellant with several options for response. After the Board granted a petition to extend the time period for response to that request, a second amended Appeal Brief was filed March 3, 2021. All references to “Appeal Br.” herein are directed to the Appeal Brief filed March 3, 2021. In our Request for Additional Briefing or Information we indicated that our decision in the present appeal would be based on the claims entered into the application file wrapper on June 18, 2019. Request for Additional Briefing or Information p. 8. All references made herein to claims are directed toward the claims entered June 18, 2019. It is noted that the Claims Appendix to the Appeal Brief filed March 3, 2021, still contains revisions (albeit of a more minor nature than those included with the Brief filed March 30, 2020) to the claims that have not been entered. It is also noted that some of Appellant’s arguments appear to remain directed to language in the “AFCP 2.0: AMENDMENT AND RESPONSE TO OFFICE ACTION MAILED 08/01/2019,” filed October 3, 2019 which, as we pointed out on pages 3 and 5–8 of our Request for Additional Briefing or Information, was refused entry by the Examiner in the Advisory Action dated November 27, 2019. Having now considered the revised Appeal Brief filed March 3, 2021, for the reasons discussed below we AFFIRM the Examiner’s rejections on all grounds presently before us. Appeal 2020-004797 Application 15/992,740 3 CLAIMED SUBJECT MATTER The claims are directed to a photodental device for animals. Claim 1, reproduced below, is illustrative of the claimed subject matter: 1. A device for radiating teeth, tissue and bone, in a mouth of an animal, in particular a dog, comprising: a power source; a lighting controller; a movable body including a means of impact resistance from animal play and/or chewing action forces; said movable body further comprising a chew-toy housing that is removably or permanently coupled in a concentrical disposition around an illuminating member; said illuminating member having therein one or a plurality of light sources, each light source emitting light wavelengths selected from the group consisting of (a) a single light wavelength, (b) multiple light wavelengths, and associated electrical components; said chew toy housing comprising a substantially solid chewing surface; said impact resistance means comprising one or more systems selected from the group consisting of (a) materials largely resistant to said forces, (b) structures that absorb, deflect, and/or repel said forces, and (c) mixtures thereof; each of said systems adapted to reduce the impact in magnitude of movement, bite, and jaw forces transmitted to said illuminating member; said light emission radiating out of said movable body without being substantially attenuated; said light wavelengths being in the range of 380 nm to 420 nm, particularly 405±5 nm. Appeal 2020-004797 Application 15/992,740 4 REFERENCES The prior art relied upon by the Examiner is: Name Reference Date Goodman US 5,968,036 Oct. 19, 1999 Benedict US 2005/0004631 A1 Jan. 6, 2005 Soukos ’251 US 2005/0221251 A1 Oct. 6, 2005 Mannino US 2009/0191504 A1 July 30, 2009 Soukos ’383 US 2017/0326383 A1 Nov. 16, 2017 REJECTIONS Claims 1, 2, 4, 7–16, and 18–23 are rejected under 35 U.S.C. § 112(b) as being indefinite for failing to particularly point out and distinctly claim the subject matter which the inventor or a joint inventor regards as the invention. Final Act. 2. Claims 1, 2, and 4 are rejected under 35 U.S.C. § 103 as being unpatentable over Soukos ’383 and Benedict. Final Act. 11. Claims 7–10, 18, and 19 are rejected under 35 U.S.C. § 103 as being unpatentable over Soukos ’383, Mannino, and Benedict. Final Act. 12. Claims 15 and 16 are rejected under 35 U.S.C. § 103 as being unpatentable over Soukos ’383, Mannino, Benedict, and Soukos ’251. Final Act. 19. Claim 20 is rejected under 35 U.S.C. § 103 as being unpatentable over Soukos ’383, Goodman, and Benedict. Final Act. 22. Appeal 2020-004797 Application 15/992,740 5 OPINION Indefiniteness All pending claims are subject to the indefiniteness rejection and argued as a group, for which claim 1 is representative under 37 C.F.R. § 41.37(c)(1)(iv). The Examiner determined that the phrase “light wavelengths being in the range of 380 nm to 420 nm, particularly 405±5 nm” constituted “[a] broad range or limitation together with a narrow range or limitation that falls within the broad range or limitation (in the same claim).” Ans. 3–4; Final Act. 4. The Examiner correctly determined such language “is considered indefinite, since the resulting claim does not clearly set forth the metes and bounds of the patent protection desired.” Ans. 3–4 (citing MPEP § 2173.05(c)). A potential infringer may not be adequately put on notice as to whether one must avoid the broader range of wavelengths, or only the more narrow “particular[]” range, in order to avoid infringement of claim 1. Appellant does not appear to appreciate this issue and does not present any arguments relevant to it. As best as we can tell, Appellant perhaps confuses the definiteness requirement of 35 U.S.C. § 112(b) with the enablement requirement of 35 U.S.C. § 112(a). See, e.g., Appeal Br. 13 (“[This phrase] encapsulates a claim construction that did not bar others from making it when the patent was filed, and informs the public how to make it today and next year.”). Although language like that in question is often found in patent specifications and may help satisfy the enablement requirement of 35 U.S.C. § 112(a), we see no reason why, in this case, we should depart from the Appeal 2020-004797 Application 15/992,740 6 familiar rule discussed in MPEP § 2173.05(c), of which the claims are clearly in violation.2 Accordingly, we sustain this rejection. Prior art rejections Above we have affirmed the Examiner’s indefiniteness rejection, which is applicable to all claims before us on appeal. Our affirmance in that regard suffices to determine the overall outcome of this appeal because, as 37 C.F.R. § 41.50(a) states, “[t]he affirmance of the rejection of a claim on any of the grounds specified constitutes a general affirmance of the decision of the examiner on that claim.” However, for the sake of completeness of the administrative record we proceed to discuss the issues raised with regard to the prior art rejections below. See, e.g., In re Wagenhorst, 64 F.2d 780 (CCPA 1933), and its progeny. Soukos ’383 and Benedict Claim 1 is also representative of the claims subject to this rejection. In rejecting claim 1 based on Soukos ’383 and Benedict, the Examiner relied on Soukos ’383 for all aspects of the claim but noted that Soukos ’383’s wavelength range of 400 nm to 1,000 nm (Soukos ’383 para. 97), which overlaps Appellant’s range, lacks sufficient specificity to regard that range as explicitly disclosing the claimed range. Final Act. 11; see, e.g., MPEP § 2131.03(II). Although such a disclosure is sometimes regarded as sufficient evidence for demonstrating prima facie obviousness (see, e.g., MPEP § 2144.05), the Examiner nevertheless cited Benedict as evidence 2 It is noted that that the claims also contain genus-species language “an animal . . . in particular a dog” suffering from the same problem. Appeal 2020-004797 Application 15/992,740 7 that it was known to use the particular wavelengths recited (Benedict para. 12) in medical procedures, including dental procedures, that “suppress or eliminate the growth or presence of dental caries, root regeneration, loose teeth or other dental diseases” and “to irradiate and suppress growth of a bacterial or viral disease associated with the mouth interior” (Benedict para. 21). Final Act. 11–12. Appellant’s first argument is that the recited “means of impact resistance from animal play and/or chewing action forces” does not include Soukos ’383’s “materials that are resilient to biting.” Appeal Br. 15–17; see Final Act. 13 (citing Soukos ’383 para. 169). Although, as Appellant correctly points out (Appeal Br. 16), the terms “impact resistant” and “resilient” are not necessarily coextensive, in the context of the present claims and Specification as a whole, something that is “resilient to biting” is reasonably regarded as, or equivalent to (see 35 U.S.C. § 112(f)), a “means of impact resistance from animal play and/or chewing action forces.” This is strongly supported by the claim language itself, which further describes “said impact resistance means” can comprise, inter alia, “(b) structures that absorb, deflect and/or repel [play and/or chewing action] forces.” “Structures that absorb, deflect and/or repel . . . forces” essentially mirrors the definition proffered by Appellant for resiliency (Appeal Br 16). The cited portion of Soukos ’383 clearly teaches the skilled artisan to construct such structures with the forces associated with biting dogs in mind. Appellant quotes small portions of the sentence forming paragraph 35 of the Specification in what seems to be an effort to assert a distinction between impact resistance and resiliency. Appeal Br. 17. However, paragraph 35, in its entirety, states: “‘Impervious’, as used herein, means a continuous structure integrally formed of a resilient composition that is impact and rupture resistant.” Thus, Appeal 2020-004797 Application 15/992,740 8 according to the cited portion of Appellant’s Specification, the “means for” the recited “impact resistance” is actually “a resilient composition.” Accordingly, both the language of claim 1 and the Specification’s description clearly contradict Appellant’s position on this point. Appellant next argues that Soukos ’383’s process of embedding LEDs within its ball does not result in “a housing” according to claim 1. Appeal Br. 18–21. Again, the terms themselves may not be coextensive in that clearly not every structure which resides in a “housing” is “embedded” within that “housing.” However, what is relevant here in the context of the present claims and Specification is whether the structure within which Soukos ’383’s LEDs are embedded is reasonably considered a “housing.” Appellant argues “[a] housing implies two distinct structures.” Appeal Br. 18. However, we are not apprised of any evidence supporting such a definition. Claim 1 clearly permits the “housing” to be “permanently coupled . . . around an illuminating member.” Soukos ’383’s plastic ball falls squarely within even Appellant’s own proffered definition, an “enclosure that covers or protects another structure,” because it constitutes an enclosure that covers and protects Soukos ’383’s LEDs. Appeal Br. 18. Appellant’s argument regarding “routine optimization” as it relates to the “housing” (Appeal Br. 19) appears to result from a misunderstanding of the Examiner’s position, which involves optimization of the specific wavelengths of light transmitted through the housing as opposed the structure of the recited “housing” itself. See Final Act. 12. Appellant next argues the claimed invention satisfies long-felt but unresolved needs. Appeal Br. 21. However, the first three needs identified by Appellant are all clearly disclosed within the teachings of, and thus Appeal 2020-004797 Application 15/992,740 9 absent a showing to the contrary, are reasonably regarded as satisfied by, Soukos ’383: 1. Specific photodynamic light wavelengths kill canine PD planktonic and biofilm bacteria; 2. These light wavelengths can be generated in, or transferred into, a resilient container; and 3. This container can have material and structural means of protection. We are not apprised of any convincing evidence that Soukos ’383 fails to satisfy the alleged needs. Appellant points out the shortcomings of the design of Soukos ’383 as compared to Appellant’s design. However, even if Appellant has, in fact, engineered a better product than Soukos ’383, without language in the pending claims reflecting with particularly Appellant’s purported improvements over Soukos ’383’s design, such a feat relates more to the product’s marketability as opposed to its patentability. In re Hiniker Co., 150 F.3d 1362, 1369 (Fed. Cir. 1998) (“The invention disclosed in [Appellant’s] written description may be outstanding in its field, but the name of the game is the claim.”). The fourth long-felt need purported to be addressed by the presently claimed invention is “[a] replaceable housing, conforming to what dogs like to chew, can surround the container.” Appeal Br. 21. Appellant elaborates on this argument by explaining that “[c]ustomers replace the housing periodically, to maintain warranty on the illuminating member. This business plan is key to product success.” Contrary to Appellant’s argument (Appeal Br. 22–24), there is clearly an insufficient nexus between any need satisfied by a replaceable housing and Appellant’s claimed invention because claim 1 expressly recites (with emphasis added) that “chew-toy Appeal 2020-004797 Application 15/992,740 10 housing . . . is removably or permanently coupled . . . around an illuminating member.” Appellant’s next arguments are based on the alleged inoperability of the Soukos ’383 device. It is true that a prior art reference must be “enabling of the features for which it has been cited.” In re Epstein, 32 F.3d 1559, 1567–69 (Fed. Cir. 1994) (citing In re Sasse, 629 F.2d 675, 681 (CCPA 1980)). However, courts have consistently held that Examiner’s may presume prior art devices in cited publications are operable. Amgen Inc. v. Hoechst Marion Roussel, Inc., 314 F.3d 1313 (Fed. Cir. 2003). Furthermore, where the evidence or argument presented asserts inoperability of certain features discussed in the reference which are not relied upon, the reference is still effective as to other features which are operative. In re Shepherd, 172 F.2d 560 (CCPA 1949). Further still, where the evidence or arguments presented assert that features discussed in the reference relied upon are inoperative, the claims presented by Appellant must distinguish from the alleged inoperative subject matter in the reference’s disclosure. In re Crosby, 157 F.2d 198 (CCPA 1946); In re Epstein, supra. Thus, even if there were strong evidence in the record, as opposed to mere argument, demonstrating the alleged shortcomings in Soukos ’383 related to thermal management (Appeal Br. 24–26) and structural weaknesses (Appeal Br. 26–27), it would not be relevant to the Examiner’s rejection because that rejection did not rely on Soukos ’383 for such subject matter and also because the claims before us do not recite limitations correlating to any particular distinctions with regard to such subject matter. Although the discussion of thermal management may be scientifically interesting, the Examiner was correct in determining it is not legally relevant to the issues presently before us. Appeal Br. 24. Appeal 2020-004797 Application 15/992,740 11 The relevance of Appellant’s arguments distinguishing “‘Translucent or Transparent’ Polymers” from “Opaque Polymers” (Appeal Br. 27–30) is unclear as we are not apprised of any language in claim 1 relevant to such arguments. See In re Self, 671 F.2d 1344, 1348 (CCPA 1982) (limitations not appearing in the claims cannot be relied upon for patentability). Turning to Benedict, Appellant next argues “Benedict is ambiguous” without providing any cogent explanation as to why. Appeal Br. 30–33. Appellant appears to be arguing that Benedict lacks sufficient enabling disclosure. Applying the standards discussed above regarding Appellant’s burden to demonstrate inoperability with respect to the prior art subject matter, Benedict seems perfectly clear regarding the subject matter for which it is relied upon by the Examiner (discussed above). Appellant’s arguments do not demonstrate otherwise. Although titled “Benedict Wavelengths Not Enabling” the next section of Appellant’s brief essentially asserts Benedict lacks sufficient specificity to meet the “380 nm to 420 nm, particularly 405±5nm” limitation. This argument appears to be premised on the presence of a broader range in Benedict of “wavelengths λ in a range 400 nm ≤ λ ≤ 1500 nm.” Appeal Br. 35; Benedict para. 12. It is axiomatic that prior art references are available for all that they teach. In re Heck, 699 F.2d 1331, 1332–33 (Fed. Cir. 1983). The disclosure of a broader range does not nullify the disclosure in Benedict of the more narrow range cited by the Examiner of “wavelengths in a near-ultraviolet range (e.g., 350 nm≤ λ [≤] 400 nm).” See Benedict para. 12. For the foregoing reasons, we sustain the rejection of claims 1, 2, and 4 over Soukos ’383 and Benedict. Appeal 2020-004797 Application 15/992,740 12 Soukos ’383, Mannino, and Benedict Mannino is cited by the Examiner against claim 7, representative of the claims subject to this rejection, for the recited features relating to the umbilical hose and tether system. Final Act. 12–14. For reasons that are not apparent to us, Appellant seems to believe Mannino involves high-powered lasers. Appeal Br. 38–40. Instead, Mannino relates to transmitting light into a person’s tooth to improve visibility of a void 52 in that tooth during a dental procedure. Mannino paras. 6, 27, 34. First, as noted above, it is unclear that the only “animal” to which the claimed subject matter is limited is a dog. Further, there is no evidence to demonstrate that Mannino’s light, which is intended for the mouth of a human animal, would involve an unsafe level of radiation in the mouth of a dog. Further still, as noted above, the Examiner relies on Mannino for the teachings of its light guides, reasonably concluding there is an obvious benefit to separating the animal and the device, which would help protect both the device and the animal. See Final Act. 14. The particular form of the transmitted light, whether laser or not, its energy level and use, have little influence on the relevance of Mannino’s teachings in this regard. Accordingly, we sustain the Examiner’s rejection based on Soukos ’383, Mannino, and Benedict. Soukos ’383, Mannino, Benedict, and Soukos ’251 The Examiner adds Soukos ’251 to the rejection for its teaching of handle 14 which the Examiner equates to the recited “handle or knob” of representative claim 15. Appellant recounts certain aspects of the procedural history of the Examiner’s rejection (Appeal Br. 41) and then attacks a number of perceived design flaws with the Soukos ’251 device (Appeal Br. Appeal 2020-004797 Application 15/992,740 13 42–46). Appellant does not tie any of the perceived flaws with the Soukos ’251 device to the presently pending claims or the subject matter in Soukos ‘251 relied upon by the Examiner. These arguments are unpersuasive for reasons similar to those discussed above. Accordingly, we sustain the Examiner’s rejection based on Soukos ’383, Mannino, Benedict, and Soukos ’251. Soukos ’383, Goodman and Benedict The Examiner relies on Goodman for the optical sensors detecting areas in said oral cavity reflecting broadband light frequencies and narrowband light frequencies, . . . transmitting a signal in response to the detection of said areas to said controller . . . where said broadband and narrowband frequencies are mutually present, said areas being likely areas with periodontal disease-causing bacteria, said controller is adapted to activate each light source associated with respective ones of said light guiding members that direct light at said areas. Final Act. 23–24. Appellant asserts two distinctions with Goodman’s process. Appeal Br. 48–50. First, Goodman relates to a tissue ablating technique as opposed to a cleaning technique. Second, Goodman turns off the ablation laser on detection of potential pathogens whereas Appellant turns the light source on. Appellant’s first assertion is not entirely correct as, in addition to ablation, Goodman also teaches that “the ablation laser [can be made] to operate at a lower power in order to provide a germicidal effect in which the unwanted virus is destroyed or minimized, while not causing further ablation of the tooth.” Goodman 12:67–13:3. Furthermore, as it is well-settled that combining reference teachings in an obviousness analysis does not involve the combination of their specific structures (In re Mouttet, 686 F.3d 1322, Appeal 2020-004797 Application 15/992,740 14 1332 (Fed. Cir. 2012)), the presence of light energy levels capable of ablation does not detract from the aspects of the feedback mechanism for which the Examiner cited Goodman. The Examiner never proposes to incorporate any aspects of tissue ablation from Goodman. Regarding Appellant’s second assertion, although it is true that Goodman turns off the ablation laser “if the fiber optic sensor detects the presence of a selected virus in the material being ablated from the tooth,” Goodman continues on to indicate that in response to the detection, as mentioned above “the ablation laser [can be made] to operate at a lower power in order to provide a germicidal effect.” Goodman 12:64–13:1. Thus, similar to Appellant’s device, Goodman responds to the detection of a pathogen with germicidal light. Accordingly, we are not apprised of error in the Examiner’s reliance on Goodman and sustain the rejection based on Soukos ’383, Goodman, and Benedict. CONCLUSION The Examiner’s rejections are AFFIRMED. Appeal 2020-004797 Application 15/992,740 15 DECISION SUMMARY Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1, 2, 4, 7– 16, 18–23 112(b) Indefiniteness 1, 2, 4, 7– 16, 18–23 1, 2, 4 103 Soukos ’383, Benedict 1, 2, 4 7–10, 18, 19 103 Soukos ’383, Mannino, Benedict 7–10, 18, 19 15, 16 103 Soukos ’383, Mannino, Benedict, Soukos ’251 15, 16 20 103 Soukos ’383, Goodman, Benedict 20 Overall Outcome 1, 2, 4, 7– 16, 18–23 RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation