Chicanos Por La Causa, Inc.Download PDFTrademark Trial and Appeal BoardDec 1, 202087935794 (T.T.A.B. Dec. 1, 2020) Copy Citation This Opinion is Not a Precedent of the TTAB Mailed: December 1, 2020 UNITED STATES PATENT AND TRADEMARK OFFICE _____ Trademark Trial and Appeal Board _____ In re Chicanos Por La Causa, Inc. _____ Serial No. 87935794 _____ Marcos E. Garciaacosta of Legal Business Global for Applicant, Chicanos Por La Causa, Inc. Matthew Tully1, Trademark Examining Attorney, Law Office 105, Jennifer Williston, Managing Attorney. _____ Before Mermelstein, Kuczma and Lebow, Administrative Trademark Judges. Opinion by Kuczma, Administrative Trademark Judge: Chicanos Por La Causa, Inc. (“Applicant”) seeks registration on the Principal Register of the mark CPLC (in standard characters) for: Addiction treatment services; Behavioral health services; Medical advice for individuals with disabilities; Medical advisory services; Medical and pharmaceutical consultation; Medical assistance; Medical assistance services; Medical care; Medical clinic services; Medical consultations; Medical counseling; Medical information; 1 On April 9, 2019, Application Serial No. 87935794 was reassigned to Trademark Examining Attorney Matthew Tully. Serial No. 87935794 - 2 - Medical screening; Medical screening information services featuring reminder alerts regarding medical examinations that individuals should undergo for preventative care purposes; Medical services; Mental health therapy services; Charitable services, namely, providing health care services in the nature of mental care, addiction treatment to homeless, veterans, disabled individuals; Clinical medical practice consultation services; Clinical mental health counseling services; Conducting medical physical evaluations; Drug, alcohol and DNA screening for medical purposes; Information about parenting topics, namely, drug and alcohol awareness; Providing medical information; Providing medical information in the field of AIDS Prevention and detection; Providing mental health and wellness information; Providing personalized healthcare and medical information in the nature of AIDS prevention, detection and treatments; Provision of medical information; Rehabilitation of alcohol addicted patients; Rehabilitation of narcotic addicted patients in International Class 44.2 The Trademark Examining Attorney refused registration of Applicant’s mark under § 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), citing Registration No. 4539547, owned by Hospice and Palliative Credentialing Center, Inc. (“Registrant”), for the certification mark CPLC (in standard characters) for “perinatal loss care services” in International Class B,3 as a bar to registration. Examining Attorney Kristin Williams made the refusal final; Applicant filed three Requests for Reconsideration of the refusal which were each denied; and Applicant 2 Application Serial No. 87935794 was filed on May 24, 2018, based upon Applicant’s claim of first use and first use in commerce of the mark for the services on January 31, 2007, under Section 1(a) of the Trademark Act, 15 U.S.C. § 1051(a). The wording “CPLC” has no meaning in a foreign language. 3 Registration No. 4539547 issued May 27, 2014, with the certification statement: The certification mark, as intended to be used by authorized persons, is intended to certify that the certificant has met the educational, professional, and testing requirements established by the certifier for providing perinatal loss care services. Combined Declaration of Use and Incontestability Under Sections 8 & 15 accepted. Serial No. 87935794 - 3 - filed its appeal. After Applicant filed its Appeal Brief, newly appointed Trademark Examining Attorney Matthew Tully filed a Motion to Remand the application for the submission of additional evidence which was granted. On July 25, 2019, Examining Attorney Tully issued another Final Office Action supported by additional evidence and the Appeal was resumed. Applicant was allowed to file a supplemental brief;4 and the Examining Attorney submitted his brief. An oral hearing was held. For the reasons set forth below, the refusal to register is affirmed. Likelihood of Confusion While the cited registration is for a certification mark,5 this has very little effect on our determination as to whether or not there is a likelihood of confusion. In re 4 We note that Applicant’s Appeal Brief and its Supplemental Appeal Brief are not double- spaced in contravention of Trademark Rules 2.126(a)(1) and 2.142(b)(2), 37 C.F.R. 2.126(a)(1) and 2.142(b)(2). Trademark Rule 2.126(b)(1) states that “Text in an electronic submission must be filed in at least 11-point type and double spaced.” Additionally, Trademark Rule 2.142(b)(2) states that “a brief shall not exceed twenty-five pages in length in its entirety, including the table of contents, index of cases, description of the record, statement of the issues, recitation of the facts, argument, and summary.” Despite the foregoing, we exercise our discretion to consider Applicant’s briefs. We caution Applicant that in the future, such filings may not be accepted. 5 The term “certification mark” is defined by statute as: any word, name, symbol, or device, or any combination thereof— (1) used by a person other than its owner, or (2) which its owner has a bona fide intention to permit a person other than the owner to use in commerce and files an application to register on the principal register established by this chapter, to certify regional or other origin, material, mode of manufacture, quality, accuracy or other characteristics of such person’s goods or services or that the work or labor on the goods or services was performed by members of a union or other organization. 15 U.S.C. § 1127. Serial No. 87935794 - 4 - Accelerate s.a.l., 101 USPQ2d 2047, 2049 (TTAB 2012). The test for determining likelihood of confusion with respect to certification marks is the same as that applied to trademarks, i.e., the analysis set forth in In re E.I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563, 567 (CCPA 1973); In re Accelerate, 101 USPQ2d at 2049 (quoting Motion Picture Ass’n of Am., Inc. v. Respect Sportswear, Inc., 83 USPQ2d 1555, 1559-60 (TTAB 2007)).6 Our determination under § 2(d) is based on an analysis of all probative facts in evidence that are relevant to the factors bearing on the issue of likelihood of confusion enunciated in DuPont, 177 USPQ at 567, cited in B&B Hardware, Inc. v. Hargis Indus., Inc., 575 U.S. 138, 113 USPQ2d 2045, 2049 (2015); see also In re Majestic Distilling Co., 315 F.3d 1311, 65 USPQ2d 1201, 1203 (Fed. Cir. 2003). In any likelihood of confusion analysis, two key considerations are the similarities between the marks and the similarities between the goods and services. See In re i.am.symbolic, llc, 866 F.3d 1315, 123 USPQ2d 1744, 1747 (Fed. Cir. 2017) (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 308 F.3d 1156, 64 USPQ2d 1375, 1380 (Fed. Cir. 2002)); Federated Foods, Inc. v. Ft. Howard Paper Co., 544 F.2d 1098, 192 USPQ 6 Trademark Act Section 4; 15 U.S.C. § 1054: Subject to the provisions relating to the registration of trademarks, so far as they are applicable, collective and certification marks, including indications of regional origin, shall be registrable under this chapter, in the same manner and with the same effect as are trademarks, by persons, and nations, States, municipalities, and the like, exercising legitimate control over the use of the marks sought to be registered, even though not possessing an industrial or commercial establishment, and when registered they shall be entitled to the protection provided in this chapter in the case of trademarks, . . . . Serial No. 87935794 - 5 - 24, 29 (CCPA 1976) (“The fundamental inquiry mandated by § 2(d) goes to the cumulative effect of differences in the essential characteristics of the goods and differences in the marks.”). Additionally, we consider the similarity of the trade channels and customers; the conditions under which and buyers to whom sales are made i.e., impulse versus careful sophisticated purchasing; the length of time during and the conditions under which there has been concurrent use without evidence of actual confusion; the nature and extent of any actual confusion and its potential impact; and the market interface between Applicant and Registrant as the owner of a prior mark. We have considered all of the evidence as it pertains to the relevant DuPont factors, as well as Applicant’s arguments (including any evidence and arguments not specifically discussed in this opinion). DuPont, 177 USPQ at 567-68; see also Cai v. Diamond Hong, Inc., 901 F.3d 1367, 127 USPQ2d 1797, 1800 (Fed. Cir. 2018) (not all of the DuPont factors are relevant to every case, only factors of significance to the particular mark need be considered). Similarity of the Marks Applicant’s mark CPLC is identical to the cited mark. “When word marks are identical but neither suggestive nor descriptive of the goods associated with them, the first DuPont factor weighs heavily against the applicant.” In re Majestic Distilling, 65 USPQ2d at 1204; see also In re i.am.symbolic, 123 USPQ2d at 1748; In re Martin’s Famous Pastry Shoppe, Inc., 748 F.2d 1565, 223 USPQ 1289, 1290 (Fed.Cir.1984). Even when goods or services are not competitive or intrinsically Serial No. 87935794 - 6 - related, the use of identical marks can lead to the assumption that there is a common source. In re Shell Oil Co., 992 F.2d 1204, 26 USPQ2d 1687, 1689 (Fed. Cir. 1993). There is no evidence demonstrating how consumers view the marks or that consumers are aware of the purported acronym meanings that Applicant ascribes to Applicant’s and Registrant’s marks. Thus, Applicant’s argument that the marks are intended to be perceived as acronyms with different meanings is not persuasive.7 “[A]n applicant’s or registrant’s intended interpretation of the mark is not necessarily the same as the consumer’s perception of it.” In re Yale Sportswear Corp., 88 USPQ2d 1121, 1125 (TTAB 2008); see also Interpayment Servs. Ltd. v. Docters & Thiede, 66 USPQ2d 1463, 1465 (TTAB 2003) (“In short, it does not matter what applicant’s intentions were in creating its mark or what its characterization of its mark is.”). Because Applicant’s mark is identical to the cited mark, this strongly supports a likelihood of confusion. Similarity of the Services, Channels of Trade and Classes of Customers We turn to the next DuPont factors involving the similarity or dissimilarity and nature of the services, the channels of trade and the classes of customers. Where identical marks are involved, as is the case here, the degree of similarity between the services that is required to support a finding of likelihood of confusion declines. In re 7 Applicant’s Supplemental Brief p. 9 (14 TTABVUE 10). References to the briefs refer to the Board’s TTABVUE docket system. Page references to the application record refer to the downloadable .pdf version of the United States Patent and Trademark Office (USPTO) Trademark Status & Document Retrieval (TSDR) system. Serial No. 87935794 - 7 - i.am.symbolic, llc, 116 USPQ2d 1406, 1411 (TTAB 2015) (citing In re Shell Oil, 26 USPQ2d at 1689), aff’d, 866 F.3d 1315, 123 USPQ2d 1744 (Fed. Cir. 2017). The test for determining likelihood of confusion with respect to certification marks is the same as that applied to trademarks, i.e., the DuPont analysis. However, because Registrant does not itself use the certification mark, the similarity of the services analysis is based on a comparison of the mark as applied to the services of the Registrant’s authorized users which in this case consist of “perinatal loss care services.” See § 4 of the Trademark Act, 15 U.S.C. § 1054; see also Motion Picture Ass’n v. Respect Sportswear, 83 USPQ2d at 1559, 1562; E. I. DuPont de Nemours & Co. v. Yoshida, 393 F. Supp. 502, 185 USPQ 597, 608 (E.D.N.Y. 1975) (“proximity [of products] may be measured against that of the certification mark user”). Thus, for purposes of our likelihood of confusion analysis, we must determine whether Applicant’s services are related to the “perinatal loss care services” provided by authorized users of Registrant’s certification mark. Other issues relating to the goods and services, including the channels of trade and customers, are determined from the standpoint of the users as well. See Motion Picture Ass’n v. Respect Sportswear, 83 USPQ2d at 1559-60. In attempting to distinguish Registrant’s services, Applicant erroneously contends that Registrant provides a certification process for a highly sophisticated audience consisting of nurses, doctors, or other health related professionals themselves, and does not offer or intend to offer any health care service,8 while Applicant’s services 8 Applicant’s Supplemental Appeal Brief pp. 15, 17 (14 TTABVUE 16, 18). Serial No. 87935794 - 8 - are general addiction and substance abuse health care services offered to the general public in a “regular walk in clinic where people with mental or behavioral problems can enter and request service.”9 To the contrary, Registrant’s services are “perinatal loss care services,” which include all services covered by that broad recitation including perinatal loss care services provided directly to patients. Notwithstanding Applicant’s argument regarding how Registrant actually uses its mark, we are bound by the identification of goods as written. See In re Detroit Athletic Co., 903 F.3d 1297, 128 USPQ2d 1047, 1052 (Fed. Cir. 2018) (citing In re i.am.symbolic, 123 USPQ2d at 1749); In re Dixie Rests. Inc., 105 F.3d 1405, 41 USPQ2d 1531, 1534 (Fed. Cir. 1997); In re Hughes Furniture Indus., Inc., 114 USPQ2d 1134, 1137 (TTAB 2015); In re Thor Tech Inc., 90 USPQ2d 1634, 1638 (TTAB 2009) (“We have no authority to read any restrictions or limitations into the registrant’s description of goods.”). Applicant’s medical and mental health care services encompass or are related to Registrant’s perinatal loss care services. At least some of the services identified in Applicant’s application including medical care and medical clinic services, medical consultations, medical counseling, addiction treatment services, behavioral health services, and providing mental health and wellness info,10 are related to Registrant’s 9 Applicant’s Supplemental Appeal Brief pp. 14, 17 (14 TTABVUE 15, 18). 10 Registrant’s services include the certification statement that: “The certification mark, as intended to be used by authorized persons, is intended to certify that the certificant has met the educational, professional, and testing requirements established by the certifier for providing perinatal loss care services.” We take judicial notice of the definition of “perinatal” which is: occurring in, concerned with, or being in the period around the time of birth. Merriam-webster.com/dictionary/perinatal, Merriam-Webster Dictionary (2020). The Board may sua sponte take judicial notice of dictionary definitions, Univ. of Notre Dame du Lac v. Serial No. 87935794 - 9 - perinatal loss care services which could encompass medical and mental health issues relating to perinatal loss. The services need only be related in a manner such that they could, because of the similarity of the marks, give rise to the mistaken belief that they originate from the same source. OnLine Careline Inc. v. Am. Online Inc., 229 F.3d 1080, 56 USPQ2d 1471, 1475 (Fed. Cir. 2000); Motion Picture Ass’n v. Respect Sportswear, 83 USPQ2d at 1561-62; In re Int’l Tel. & Tel. Corp., 197 USPQ 910, 911 (TTAB 1978). The confusion which the Trademark Act is concerned with is not only that a customer would mistakenly choose Applicant’s or Registrant’s services but also whether such a customer, familiar with Registrant’s services would believe that Applicant’s J.C. Gourmet Food Imp. Co., 213 USPQ 594 (TTAB 1982), aff’d, 703 F.2d 1372, 217 USPQ 505 (Fed. Cir. 1983), including definitions in online dictionaries that exist in printed format or have regular fixed editions. In re Cordua Rests. LP, 110 USPQ2d 1227, 1229 n.4 (TTAB 2014), aff’d, 823 F.3d 594, 118 USPQ2d 1632 (Fed. Cir. 2016). See also TBMP § 1208.04 (2020). In its Supplemental Appeal Brief, Applicant states that it is “willing to remove” several services from the identification of services and also to add the following exclusionary language: “All the foregoing except perinatal loss care services or related certifications.” December 22, 2019, Applicant’s Supplemental Brief, 14 TTABVUE 8-9. The content of appellate briefs should not include a proposed amendment. Requests to amend the identification of goods or services should be filed by separately captioned papers or the Board might not consider them. See Trademark Trial and Appeal Board Manual of Procedure (TBMP) §§ 1205.01 and 1207.02 (2020). The Examining Attorney requests that the Board disregard Applicant’s purported attempt to amend the identification of services at this late stage. Inasmuch as Applicant has not supported its proposed amendment by a showing of good cause and has provided no reason why such amendment was not made during the prosecution of its application, Applicant’s “willing[ness] to remove” several services from its identification of services has not been considered. See In re HerbalScience Grp., LLC, 96 USPQ2d 1321, 1323 (TTAB 2010). However, even if Applicant’s proposed amendment was accepted, the proposed amended services would not obviate a likelihood of confusion between Applicant’s remaining services and Registrant’s services because their marks are identical and the relevant services are sufficiently related. Serial No. 87935794 - 10 - services were services emanating from Registrant (or vice versa), or that the services provided by each were somehow associated with the same source. In re Uncle Sam Chem. Co., 229 USPQ 233, 235 (TTAB 1986). Thus, the issue is not whether purchasers would confuse the services, but rather whether there is a likelihood of confusion as to the source thereof. In re Rexel Inc., 223 USPQ 830, 831 (TTAB 1984). With respect to the channels of trade and classes of customers, our determinations under these factors are also based on the services identified in the cited Registration and the services identified in Applicant’s application. See Stone Lion Capital Partners, LP v. Lion Capital LLP, 746 F.3d 1317, 110 USPQ2d 1157, 1162 (Fed. Cir. 2014) (“It was proper, however, for the Board to focus on the application and registrations rather than on real world conditions, because ‘the question of registrability of an applicant’s mark must be decided on the basis of the identification of goods set forth in the application . . . .’” (quoting Octocom Sys., Inc. v. Hous. Comptr. Servs. Inc., 918 F.2d 937, 16 USPQ2d 1783, 1787 (Fed. Cir. 1990))); Coach Servs., Inc. v. Triumph Learning LLC, 668 F.3d 1356, 101 USPQ2d 1713, 1722-23 (Fed. Cir. 2012); In re Dixie Rests., 41 USPQ2d at 1534. Applicant contends that its services and Registrant’s services are offered through different trade channels but offers no evidence in support of its contention. The evidence of record submitted by the Examining Attorney establishes that it is common for the same source to provide Applicant’s services under the same mark as Registrant’s services, and that the respective services are provided in the same trade Serial No. 87935794 - 11 - channels, used by the same classes of customers in the same fields of use, and are similar or complementary in function11: • University of Maryland St. Joseph Medical Center September 17, 2018 Office Action, TSDR 8-17 (showing UNIVERSITY OF MARYLAND ST. JOSEPH MEDICAL CENTER mark used in connection with a variety of healthcare services, including primary care, psychiatric care and perinatal loss care https://www.umms.org/sjmc /health-services-women-children/perinatal-loss 09/17/2018) • Westchester Medical Center Good Samaritan Hospital September 17, 2018 Office Action, TSDR 18-23 (showing WESTCHESTER MEDICAL CENTER GOOD SAMARITAN HOSPITAL mark used in connection with several healthcare services, including perinatal loss care https://www.goodsamhosp.org/perinatal-bereavement- program 09/17/2018) • Atlantic Health System September 17, 2018 Office Action, TSDR 24-29 (showing ATLANTIC HEALTH SYSTEM mark used in connection with several healthcare services, including services in the fields of HIV and AIDS, developmental disabilities, and perinatal loss care https:// www.atlantichealth.org/conditions-treatments/maternity/ child-bereavement-program.html 09/17/2018) • University Hospitals MacDonald Women’s Hospital October 9, 2018, Final Office Action, TSDR 6- 2-7 (showing UNIVERSITY HOSPITALS MACDONALD WOMEN’S HOSPITAL mark used in connection with several healthcare services, including perinatal loss care http://www.uhhospitals.org/macdonald/services/barbara- peterson-ruhlman-women-and-newborn-center/services- we-offer-perinatal-loss 10/09/2018) • Mount Sinai October 9, 2018, Final Office Action, TSDR 12- 23 (showing MOUNT SINAI mark used in connection with several healthcare services, including perinatal loss care 11 Examining Attorney’s Brief at 16 TTABVUE 8. Serial No. 87935794 - 12 - https://www.mountsinai.org/care/obgyn/services/support- programs/perinatal-bereavement 10/09/2018) • South Shore Health October 9, 2018, Final Office Action, TSDR 24-30 (showing SOUTH SHORE HEALTH mark used in connection with several healthcare services, including primary care, specialty care and clinical services, and perinatal loss care https://www.southshorehealth.org/ services-care/pregnancy-childbirth/miscarriage-pregnancy -loss 10/09/2018) • Deaconess July 25, 2019, Subsequent Final Office Action, TSDR 6-42 (showing DEACONESS mark used in connection with several healthcare services, including behavioral health services, laboratory, screening, and related informational services, mental health services, drug and alcohol addiction services, parenting services, HIV and AIDS services, charitable healthcare services, and perinatal loss care https://deaconess.com/Locations/The- Womens-Hospital/Events-and-Education/Baby-Blog/ October-2017/Pregnancy-and-Infant-Loss 5/16/2019) • UNC Medical Center and UNC July 25, 2019, Subsequent Final Office Action, TSDR 43-4-33 (showing UNC MEDICAL CENTER and UNC marks used in connection with a variety of healthcare services, including those in the fields of alcohol and substance abuse, mental health, HIV and AIDS, laboratory, screening, and related informational services, internal medicine and primary care, and perinatal loss care https://www.uncmedicalcenter.org/unc mc/patients-visitors/pastoral-care/chaplain-staff/ 5/16/2019) • University of Iowa Stead Family Children’s Hospital July 25, 2019, Subsequent Final Office Action, TSDR 70-78 (showing UNIVERSITY OF IOWA STEAD FAMILY CHILDREN’S HOSPITAL mark used in connection with several healthcare services, including services in the fields of behavioral health, substance use disorders, and perinatal loss care https:/uichildrens.org/medical-services /grief-services 5/16/2019) • HSHS St. Vincent Hospital July 25, 2019, Subsequent Final Office Action, TSDR 79-86 (showing HSHS ST. VINCENT HOSPITAL and HSHS marks used in Serial No. 87935794 - 13 - connection with numerous healthcare services, including perinatal loss care https:/www.stvincenthospital.org/Medi cal-Services/Women-and-Infants-Center/Share-Pregnancy -and-Infant-Loss-Support/ 5/16/2019) • Mary Washington Healthcare July 25, 2019, Subsequent Final Office Action, TSDR 87-106 (showing MARY WASHINGTON HEALTHCARE mark used in connection with several healthcare services, including behavioral health services, family and internal medicine services, HIV and AIDS services, and perinatal loss care https:/www. marywashingtonhealthcare.com/Our-Services/Brain-Healt h/Behavioral-Health.aspx 5/13/2019) • NCH Northwest Community Healthcare July 25, 2019, Subsequent Final Office Action, TSDR 107-119 (showing NCH NORTHWEST COMMUNITY HEALTHCARE mark used in connection with several healthcare services, including behavioral health services, substance abuse and addiction services, health clinic, screening, and related informational services, charitable mental health care services, and perinatal loss care https://www.nch.org/ treatment-care/behavioral-health-services 5/13/2019) • NorthShore University Health System July 25, 2019, Subsequent Final Office Action, TSDR 120-138 (showing NORTHSHORE UNIVERSITY HEALTH SYSTEM mark used in connection with clinical mental health services, internal medicine, alcohol abuse and addiction recovery services, charitable healthcare services including mental health and addiction recovery services for the medically underserved, and perinatal loss care https://www.north shore.org/psychiatry-behavioral-sciences/ 05/13/2019) • UnityPoint Health July 25, 2019, Subsequent Final Office Action, TSDR 139-172 (showing UNITYPOINT HEALTH mark used in connection with clinical mental health assessment and screening, primary care, addiction services, charitable healthcare services, including those directed towards the homeless, and perinatal loss care https://www.unitypoint.org/madison/adult-psychiatry .aspx 5/13/2019) • Upstate University Hospital July 25, 2019, Subsequent Final Office Action, TSDR 173-182 (showing UPSTATE Serial No. 87935794 - 14 - UNIVERSITY HOSPITAL mark used in connection with mental health services, internal medicine, substance abuse and addiction services, HIV and AIDS services, clinical services, and perinatal loss care www.upstate.edu/psych /healthcare/index.php 5/13/2019). Applicant also argues that its services differ from Registrant’s services because they are classified in different International Classes.12 The fact that the USPTO classifies services in different classes does not establish that the relevant services in a likelihood of confusion analysis are unrelated under § 2(d). See TMEP § 1207.01(d)(v). Rather, the classification of Applicant’s and Registrant’s services is an administrative determination unrelated to the issue of likelihood of confusion and, thus, does not overcome a likelihood of confusion between the marks in this case. See In re Detroit Athletic, 128 USPQ2d at 1051; Jean Patou Inc. v. Theon Inc., 9 F.3d 971, 29 USPQ2d 1771, 1774 (Fed. Cir. 1993) (“[C]lassification is wholly irrelevant to the issue of registrability under section 1052(d), which makes no reference to classification.”). Customers familiar with Registrant’s certification mark CPLC, upon encountering Applicant’s services offered under the same mark, are likely to believe that Applicant’s services are in some way associated with Registrant or its certificants. In view of the related nature of Applicant’s and Registrant’s services, which travel in the same trade channels to similar customers, these DuPont factors weigh in favor of finding a likelihood of confusion. 12 See Applicant’s Supplemental Brief p. 10 (14 TTABVUE 11). Serial No. 87935794 - 15 - Conditions Under Which and Buyers to Whom Sales are Made, i.e., “Impulse” vs. Careful, Sophisticated Purchasing Next we consider the conditions under which the goods and services are likely to be purchased, e.g., whether on impulse or after careful consideration, as well as the degree, if any, of sophistication of the customers. Purchaser sophistication or degree of care may tend to minimize likelihood of confusion. Conversely, impulse purchases of inexpensive items may tend to have the opposite effect. Palm Bay Imps. Inc. v. Veuve Clicquot Ponsardin Maison Fondee En 1772, 396 F.3d 1369, 73 USPQ2d 1689, 1695 (Fed. Cir. 2005)). Applicant argues that Registrant’s customers are extremely sophisticated and knowledgeable health care professionals with licenses to practice; have peculiar interest in their particular field of perinatal loss counseling; and will only look for the brand CPLC within the context of registering for an exam for a specific certification.13 Additionally, Applicant asserts that the cited mark is not directed to mental health care nor general health care but rather to providing a certification test limited to professional, highly sophisticated clients engaged in rendering specific services, namely care in neonatal units at hospitals.14 There is no evidence to suggest any special degree of sophistication among customers of the parties’ services. Despite the fact that some of Applicant’s and Registrant’s customers may be “sophisticated,” many undoubtedly are not. Our decision must be based on the least sophisticated customers in that relevant group. 13 Applicant’s Supplemental Appeal Brief p. 10 (14 TTABVUE 11). 14 Applicant’s Supplemental Appeal Brief p. 11 (14 TTABVUE 12). Serial No. 87935794 - 16 - Stone Lion v. Lion Capital, 110 USPQ2d at 1163 (“Although the services recited in the application also encompass sophisticated investors, Board precedent requires the decision to be based ‘on the least sophisticated potential purchasers.’”). Even sophisticated customers are not immune from source confusion especially in cases such as this case involving identical marks and related services. Being knowledgeable or sophisticated in a particular field does not necessarily endow one with knowledge and sophistication in connection with the use of trademarks. See In re Shell Oil, 26 USPQ2d at 1690 (indicating that “even sophisticated purchasers can be confused by very similar marks”); In re Cynosure Inc., 90 USPQ2d 1644, 1647 (TTAB 2009) (citing Wm. K. Stamets Co. v. Metal Prods. Co., 176 USPQ 92, 93 (TTAB 1972)); see also In re Research and Trading Corp., 793 F.2d 1276, 230 USPQ 49, 50 (Fed. Cir. 1986) (“That the relevant class of buyers may exercise care does not necessarily impose on that class the responsibility of distinguishing between similar trademarks for similar goods.”). The identity of the marks and the relatedness of the services “outweigh any presumed sophisticated purchasing decision.” In re i.am.symbolic, 116 USPQ2d at 1413 (citing HRL Assocs., Inc. v. Weiss Assocs., Inc., 12 USPQ2d 1819, 1823 (TTAB 1989), aff’d, 902 F.2d 1546, 14 USPQ2d 1840 (Fed. Cir. 1990)); see also Stone Lion Capital Partners, 110 USPQ2d at 1163-64. Inasmuch as Applicant’s argument that its and Registrant’s customers are sophisticated and exercise a higher degree of purchaser care is without any evidentiary support, it does not factor into our decision. Serial No. 87935794 - 17 - The Length of Time During and the Conditions Under which there has been Concurrent Use Without Evidence of Actual Confusion and Recognition of Marks Applicant contends that “Registrant’s mark has been in use since Aug 2013, per information provided to USPTO in [its] application filed March 6, 2013,” while use of Applicant’s mark for health care services goes back to 2007. Additionally, it argues that it “has over one thousand employees across four states and serves over 300,000 clients in a range of services including the services in class 044 for mental health care and addiction.”15 Applicant’s conclusion that there “has never been any indication of confusion by anybody that has come into contact with the marks during the time where both have coexisted in the market place” is unsupported by any evidence. “Uncorroborated statements of no known instances of actual confusion . . . are of little evidentiary value,” especially in ex parte examination. In re Majestic Distilling, 65 USPQ2d at 1205. More importantly, “a showing of actual confusion is not necessary to establish a likelihood of confusion.” In re i.am.symbolic, 123 USPQ2d at 1747 (quoting Herbko Int’l, Inc. v. Kappa Books, Inc., 64 USPQ2d at 1380). Rather, “the relevant test is likelihood of confusion, not actual confusion.” In re Detroit Athletic, 128 USPQ2d at 1053 (emphasis in original). Thus, Applicant’s assertions regarding actual confusion are not persuasive. 15 While Applicant argues at p. 16 of its Supplemental Brief (14 TTABVUE 17) that “Registrant” has over one thousand employees across four states and services over 300,000 clients in a range of services including the services in Class 44 for mental health care and addiction, we consider this argument as relating to Applicant since it is the party offering mental healthcare services according to its identification of services. Serial No. 87935794 - 18 - Nature and Extent of Any Actual Confusion and Its Potential Impact Referring to the eighth DuPont factor, which considers “the length of time during and conditions under which there has been concurrent use without evidence of actual confusion,” DuPont, 177 USPQ at 567, Applicant asserts that “there is no evidence of any actual confusion happening among consumers of both marks.”16 The “absence of any reported instances of actual confusion would be meaningful only if the record indicated appreciable and continuous use by [Applicant] of its mark for a significant period of time in the same markets as those served by [Registrant] under its marks.” Gillette Can. Inc. v. Ranir Corp., 23 USPQ2d 1768, 1774 (TTAB 1992). However, the record is devoid of any evidence of any use by Applicant. Applicant concludes that “the nature and exten[t] of any actual confusion, if it ever happens is so low as one is offered online and the other is physical delivery of health care, and will never lead to the purchase of services from the wrong source even by mistake.”17 However, Applicant’s attempt to compare its services to the test and certification requirements of Registrant misses the point. As set forth above, it is Applicant’s services compared to the perinatal loss care services of Registrant’s authorized users that must be considered. Neither is limited to provision online. Thus, this factor is neutral. 16 Applicant’s Supplemental Brief p. 16 (14 TTABVUE 17). 17 Applicant’s Supplemental Brief p. 16 (14 TTABVUE 17). Serial No. 87935794 - 19 - The Market Interface Between Applicant and Registrant as the Owner of a Prior Mark Under the tenth DuPont factor (“market interface,” DuPont, 177 USPQ at 567), Applicant asserts that there has never been any interface between Applicant and Registrant. Because Registrant serves a select and sophisticated audience while Applicant’s market is the general population in need of affordable low cost mental health care, Applicant argues their markets are very distinct and the possibility that even by error a customer may purchase the other’s services is non-existent.18 The record does not reveal any circumstances from which we may infer Registrant’s approval or disapproval of Applicant’s mark. Registrant’s silence could indicate a lack of objection, as Applicant asserts, or it could imply a reservation of rights — rights Registrant does not yet have to assert, since Applicant’s current application has been refused registration and has not yet been published for opposition. If in fact Registrant has no objection to the issuance of a federal registration to Applicant, “there is available to applicant . . . a type of evidence which under du Pont and subsequent case law, is entitled to great weight in the likelihood of confusion analysis, i.e., a valid consent agreement between applicant and registrant.” In re Opus One Inc., 60 USPQ2d 1812, 1822 (TTAB 2001). However, without evidence of the different markets served by Applicant and Registrant, we are unable to conclude that Registrant’s inaction with respect to Applicant’s use of the CPLC mark is attributable to, and evidence of, Registrant’s 18 Applicant’s Supplemental Brief p. 17, see “G. The market interface between the applicant and the owner of a prior mark.” (14 TTABVUE 18). Serial No. 87935794 - 20 - business-driven belief that there is no likelihood of confusion. Absent such evidence, this DuPont factor is neutral. See DuPont, 177 USPQ at 567; Cunningham v. Laser Golf Corp., 222 F.3d 943, 55 USPQ2d 1842, 1847 (Fed. Cir. 2000). Conclusion Based on the record, we find that Applicant’s mark and Registrant’s certification mark are identical, and the services set forth in Applicant’s application are related to the services certified by Registrant which may travel through the same trade channels and be offered to the same classes of customers. Accordingly, we find a likelihood of confusion between Applicant’s mark and the Registrant’s mark for the services set forth in Applicant’s application. Decision: The refusal to register Applicant’s mark CPLC under § 2(d) of the Trademark Act is affirmed. Copy with citationCopy as parenthetical citation