Biplav Srivastava et al.Download PDFPatent Trials and Appeals BoardAug 30, 201914788587 - (D) (P.T.A.B. Aug. 30, 2019) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/788,587 06/30/2015 Biplav Srivastava IN920150045US1 (790.243) 9365 89885 7590 08/30/2019 FERENCE & ASSOCIATES LLC 409 BROAD STREET PITTSBURGH, PA 15143 EXAMINER SPIELER, WILLIAM ART UNIT PAPER NUMBER 2159 MAIL DATE DELIVERY MODE 08/30/2019 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE PATENT TRIAL AND APPEAL BOARD ____________ Ex parte BIPLAV SRIVASTAVA and SRIKANTH GOVINDARAJ TAMILSELVAM ____________ Appeal 2018-008459 Application 14/788,587 Technology Center 2100 ____________ Before JOHN A. JEFFERY, JOHN P. PINKERTON, and NORMAN H. BEAMER, Administrative Patent Judges. JEFFERY, Administrative Patent Judge. DECISION ON APPEAL Appellants1 appeal under 35 U.S.C. § 134(a) from the Examiner’s decision to reject claims 1–20. We have jurisdiction under 35 U.S.C. § 6(b). We affirm. STATEMENT OF THE CASE Appellants’ invention uses a query system to (1) search a document collection, and (2) learn an object type for each result using concepts and relationships from a collection of object-type ontologies. Spec. ¶ 21. These object types correspond to categories under which search results can be 1 Appellants identify the real party in interest as International Business Machines Corporation. App. Br. 3. Appeal 2018-008459 Application 14/788,587 2 grouped to distinguish the results, such as “house,” “person,” or “book.” Id. For example, a search for “White House” can yield a large number of results on many pages that the user would have to scroll or click through. Id. ¶ 24. But, as shown in Figure 1, the present invention not only prominently displays instances of the search’s best matching object type, namely, “house,” in the box labeled 107, but it also shows, on the same screen, (1) other such instances 109 (including a smaller version of the most likely instance 107a), and (2) alternative object types in box 111. See id. ¶ 26. Claim 1 is illustrative: 1. A method of displaying results of one or more query searches, said method comprising: utilizing at least one processor to execute computer code that performs the steps of: obtaining query search results; determining, from the query search results, a plurality of object types; selecting one of the plurality of object types as a most relevant object type associated with the query search results; identifying a primary instance of the selected object type from a plurality of instances associated with the selected object type; and displaying the search results on a single screen via showing the primary instance of the selected object type in a first display box comprising at least one image graphic and text data associated with the primary instance of the selected object type, the plurality of instances associated with the selected object type in a plurality of second display boxes, and at least one other object type selected from the plurality of object types Appeal 2018-008459 Application 14/788,587 3 in a third display box presented in a drop-down list, wherein the first display box is larger than the plurality of second display boxes and the third display box. THE REJECTIONS The Examiner rejected claims 1–20 under 35 U.S.C. § 101 as directed to ineligible subject matter. Final Act. 3–7.2 The Examiner rejected claims 1–6 and 13–19 under 35 U.S.C. § 103 as unpatentable over Broker (US 2006/0179035 A1; published Aug. 10, 2006), Pontier (US 2012/0005198 A1; published Jan. 5, 2012), and Hurst- Hiller (US 2006/0004716 A1; published Jan. 5, 2006). Final Act. 7–11. The Examiner rejected claims 7–12 and 20 under 35 U.S.C. § 103 as unpatentable over Broker, Pontier, Hurst-Hiller, and Macklem (US 2013/0054583 A1; published Feb. 28, 2013). Final Act. 12–17. THE INELIGIBILITY REJECTION The Examiner determines that the claims are directed to an abstract idea, namely, displaying search results. Final Act. 3; Ans. 3. The Examiner adds that the claims do not include elements that add significantly more than the abstract idea, but merely recite, among other things, generic computer elements performing conventional computer functions. See Final Act. 5–6; Ans. 4–5. 2 Throughout this opinion, we refer to (1) the Final Rejection mailed October 18, 2017 (“Final Act.”); (2) the Appeal Brief filed March 19, 2018 (supplemented May 4, 2018) (“App. Br.”); (3) the Examiner’s Answer mailed June 26, 2018 (“Ans.”); and (4) the Reply Brief filed August 27, 2018 (“Reply Br.”). Appeal 2018-008459 Application 14/788,587 4 Appellants argue that the Examiner oversimplified the recited limitations, and argue that the claimed invention is eligible because it provides, among other things, a technological improvement over existing techniques for displaying search results by using a more compact and detailed format where the results’ relevancy can be differentiated by size. App. Br. 22–27; Reply Br. 24–29. Appellants add that the claimed invention adds significantly more to the purported abstract idea by reciting an unconventional combination of techniques that confine any abstract idea to a practical application of that idea. App. Br. 27–29; Reply Br. 30–31. ISSUE Under § 101, has the Examiner erred in rejecting claims 1–20 as directed to ineligible subject matter? This issue turns on whether the claims are directed to an abstract idea and, if so, whether recited elements— considered individually and as an ordered combination—transform the nature of the claims into a patent-eligible application of that abstract idea. PRINCIPLES OF LAW An invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. However, the Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. See, e.g., Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). In determining whether a claim falls within an excluded category, we are guided by the Supreme Court’s two-step framework, described in Mayo Appeal 2018-008459 Application 14/788,587 5 and Alice. Id. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 191 (1981)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. (15 How.) 252, 267–68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). In Diehr, the claim at issue recited a mathematical formula, but the Supreme Court held that “[a] claim drawn to subject matter otherwise statutory does not become nonstatutory simply because it uses a mathematical formula.” Diehr, 450 U.S. at 176; see also id. at 191 (“We view respondents’ claims as nothing more than a process for molding rubber products and not as an attempt to patent a mathematical formula.”). That said, the Supreme Court also indicated that a claim “seeking patent Appeal 2018-008459 Application 14/788,587 6 protection for that formula in the abstract . . . is not accorded the protection of our patent laws, . . . and this principle cannot be circumvented by attempting to limit the use of the formula to a particular technological environment.” Id. (citing Benson and Flook); see, e.g., id. at 187 (“It is now commonplace that an application of a law of nature or mathematical formula to a known structure or process may well be deserving of patent protection.”). If the claim is “directed to” an abstract idea, we turn to the second step of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent- eligible application.” Alice, 573 U.S. at 221 (quotation marks omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (alterations in original) (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. In January 2019, the USPTO published revised guidance on the application of § 101. See 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019) (“Guidance”). Under that guidance, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes); and Appeal 2018-008459 Application 14/788,587 7 (2) additional elements that integrate the judicial exception into a practical application (see MANUAL OF PATENT EXAMINING PROCEDURE (MPEP) §§ 2106.05(a)–(c), (e)–(h) (9th ed. Rev. 08.2017, Jan. 2018)). Only if a claim (1) recites a judicial exception, and (2) does not integrate that exception into a practical application, do we then look to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not well-understood, routine, and conventional in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, and conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. See Guidance, 84 Fed. Reg. at 56. ANALYSIS Claims 1–20: Alice/Mayo Step One Representative independent claim 1 recites a method of displaying query search results that uses a processor to execute computer code to: (1) obtain query search results; (2) determine plural object types from the results; (3) select the most relevant object type associated with the results; (4) identify a primary instance of the selected object type; and (5) display the search results on a single screen via showing (a) the primary instance of the selected object type in a first display box comprising at least one image graphic and text data associated with the selected object type; (b) the instances associated with the selected object type in plural second display boxes; and (c) at least one other selected object type in a third display box Appeal 2018-008459 Application 14/788,587 8 presented in a drop-down list, where the first display box is larger than the second and third display boxes. As the disclosure explains, in one embodiment, Appellants’ invention uses a query system to (1) search a document collection, and (2) learn an object type for each result using concepts and relationships from a collection of object-type ontologies. Spec. ¶ 21. These object types correspond to categories under which search results can be grouped to distinguish the results, such as “house,” “person,” or “book.” Id. For example, a search for “White House” can yield a large number of results on many pages that the user would have to scroll or click through. Id. ¶ 24. But, as shown in Figure 1, the present invention not only prominently displays instances of the search’s best matching object type, namely “house,” in the box labeled 107, but it also shows, on the same screen, (1) other such instances 109 (including a smaller version of the most likely instance 107a), and (2) alternative object types in box 111. See id. ¶ 26. Turning to claim 1, we first note that the claim recites a method and, therefore, falls within the process category of § 101. But despite falling within this statutory category, we must still determine whether the claim is directed to a judicial exception, namely an abstract idea. See Alice, 573 U.S. at 217. To this end, we must determine whether the claim (1) recites a judicial exception, and (2) fails to integrate the exception into a practical application. See Guidance, 84 Fed. Reg. at 52–55. If both elements are satisfied, the claim is directed to a judicial exception under the first step of the Alice/Mayo test. See id. In the rejection, the Examiner determines that claim 1 is directed to an abstract idea, namely, displaying search results. Final Act. 3; Ans. 3. To Appeal 2018-008459 Application 14/788,587 9 determine whether a claim recites an abstract idea, we (1) identify the claim’s specific limitations that recite an abstract idea, and (2) determine whether the identified limitations fall within certain subject matter groupings, namely, (a) mathematical concepts3; (b) certain methods of organizing human activity4; or (c) mental processes.5 Here, apart from the recited (1) utilizing at least one processor to execute computer code6 that performs the recited steps; (2) screen; and (3) drop-down list, all of claim 1’s recited limitations, which collectively are directed to displaying search results with respect to associated selected object types, fit squarely within at least one of the above categories of the USPTO’s guidelines. First, obtaining query search results involves at least mental processes, at least to the extent that a person could search for—and obtain— certain information entirely mentally by merely reading pertinent records or other associated information, and cognitively comparing that information to 3 Mathematical concepts include mathematical relationships, mathematical formulas or equations, and mathematical calculations. See Guidance, 84 Fed. Reg. at 52. 4 Certain methods of organizing human activity include fundamental economic principles or practices (including hedging, insurance, mitigating risk); commercial or legal interactions (including agreements in the form of contracts; legal obligations; advertising, marketing or sales activities or behaviors; business relations); managing personal behavior or relationships or interactions between people (including social activities, teaching, and following rules or instructions). See Guidance, 84 Fed. Reg. at 52. 5 Mental processes are concepts performed in the human mind including an observation, evaluation, judgment, or opinion. See Guidance, 84 Fed. Reg. at 52. 6 Unless otherwise indicated, we italicize or quote text reproducing recited limitations for emphasis and clarity. Appeal 2018-008459 Application 14/788,587 10 a memorized search query or writing this information down. Cf. CyberSource Corp. v. Retail Decisions, Inc., 654 F.3d 1366, 1372 (Fed. Cir. 2011) (noting that limitation reciting obtaining information about transactions that have used an Internet address identified with a credit card transaction can be performed by a human who simply reads records of Internet credit card transactions from a pre-existing database). Alternatively, this recited limitation involves at least personal interactions, including following rules or instructions, at least to the extent that a person could obtain query search results by communicating with another person with such knowledge, such as a colleague, and either memorizing or writing down the information received from that other person. Cf. id.; Evolutionary Intelligence LLC v. Sprint Nextel Corp., 677 F. App’x 679, 679–81 (Fed. Cir. 2017) (unpublished) (holding ineligible computer-implemented method of U.S. Patent 7,702,682 reciting, among other things, (1) receiving a search query; (2) searching, using the computer, first container registers encapsulated and logically defined in plural containers to identify identified containers responsive to the search query; (3) encapsulating the identified containers in a new container; (4) updating second container registers of the identified containers with data associated with interactions of the identified containers with the new container; and (5) providing a list characterizing the identified containers as directed to the abstract idea of selecting and sorting information by user interest or subject matter—a longstanding activity of libraries and other human enterprises); In re Salwan, 681 F.App’x 938, 939– 41 (Fed. Cir. 2017) (unpublished) (holding ineligible claims reciting, among other things, receiving medical records information and transmitting reports where the claimed invention’s objective was to enable electronic Appeal 2018-008459 Application 14/788,587 11 communication of tasks that were otherwise done manually using paper, phone, and facsimile machine); Interval Licensing LLC v. AOL, Inc., 896 F.3d 1335, 1344 (Fed. Cir. 2018) (noting that a nontechnical human activity of passing a note to a person who is in a meeting or conversation as illustrating the invention’s focus, namely, providing information to a person without interfering with the person’s primary activity); LendingTree, LLC v. Zillow, Inc., 656 F. App’x 991, 993–94, 996 (Fed. Cir. 2016) (unpublished) (holding ineligible claims reciting, among other things, (1) receiving selection criteria from lending institutions and credit data from a computer user, and (2) forwarding the credit data to selected lending institutions as directed to an abstract idea); TLI Commc’ns. LLC v. AV Automotive, L.L.C., 823 F.3d 607, 610–14 (Fed. Cir. 2016) (holding ineligible claims reciting recording and administering digital images including (1) recording images using a digital pick-up unit in a telephone unit; (2) storing the recorded images; (3) transmitting data including the images and classification information to a server; (4) extracting the received classification information; and (5) storing the images in the server considering that information). Therefore, the recited receiving limitation falls squarely within the mental processes and methods of organizing human activity categories of the agency’s guidelines and, therefore, recites an abstract idea. See Guidance, 84 Fed. Reg. at 52 (listing exemplary (1) mental processes including observation and evaluation, and (2) methods of organizing human activity, including personal interactions and following rules or instructions). Second, the limitations calling for (1) determining, from the query search results, a plurality of object types; (2) selecting one of the plurality of object types as a most relevant object type associated with the query search Appeal 2018-008459 Application 14/788,587 12 results; and (3) identifying a primary instance of the selected object type from a plurality of instances associated with the selected object type can be performed entirely mentally by merely (1) thinking about—or writing down—object types associated with the obtained search results, namely categories under which to group the search results (see Spec. ¶ 21); and (2) either cognitively, or with pen and paper, (a) selecting the most relevant object type; and (b) identifying a primary instance of that selected object type—steps that involve mere observation and logical reasoning. Cf. CyberSource, 654 F.3d at 1372 (noting that a recited step that utilized a map of credit card numbers to determine the validity of a credit card transaction could be performed entirely mentally by merely using logical reasoning to identify a likely instance of fraud by merely observing that numerous transactions using different credit cards all originated from the same IP address); SmartGene, Inc. v. Advanced Biological Labs., 555 F. App’x 950, 952 (Fed. Cir. 2014) (unpublished) (holding ineligible a claim reciting a method for guiding selection of a therapeutic treatment regimen for a patient with a known disease or medical condition, where the method provided patient information to a computing device comprising (1) a first knowledge base with different therapeutic treatment regimens for the disease or medical condition; (2) a second knowledge base with expert rules for evaluating and selecting a therapeutic treatment regimen for the disease or medical condition; and (3) a third knowledge base with advisory information useful for treating a patient with different constituents of said different therapeutic treatment regimens, where a ranked listing of available therapeutic treatment regimens for the patient was generated, as well as advisory information for a treatment regimen in the ranked listing based on the patient information and Appeal 2018-008459 Application 14/788,587 13 expert rules); Content Extraction & Transmission LLC v. Wells Fargo Bank, Nat’l Ass’n, 776 F.3d 1343, 1347 (Fed. Cir. 2014) (holding ineligible claims directed to (1) collecting data; (2) recognizing certain data within the collected data set; and (3) storing the recognized data in memory). Therefore, the recited determining, selecting, and identifying steps fall squarely within the mental processes category of the USPTO’s guidelines and, therefore, recite an abstract idea. See Guidance, 84 Fed. Reg. at 52 (listing exemplary mental processes including observation and evaluation). Third, the limitation calling for displaying the search results . . . via showing the primary instance of the selected object type in a first display box comprising at least one image graphic and text data associated with the primary instance of the selected object type, the plurality of instances associated with the selected object type in a plurality of second display boxes, and at least one other object type selected from the plurality of object types in a third display box presented in a . . . list, wherein the first display box is larger than the plurality of second display boxes and the third display box, can be performed entirely mentally by merely (1) thinking about—or writing down—the instances associated with the selected object type, as well as other object types; (2) cognitively segregating these elements; and (3) graphically representing that segregation by using a pen or pencil to (a) draw four display boxes on a single piece of paper, where one box is larger than the others, and (b) include the respective recited elements in those drawn boxes. This box-based representation would merely involve writing the respective information in the drawn boxes including (1) drawing an image graphic and writing text data associated with the selected object type’s primary instance in the larger first display box; (2) writing down instances Appeal 2018-008459 Application 14/788,587 14 associated with the selected object type in two other boxes; and (3) writing down a list of object types in a fourth box. In short, these steps involve mere observation and logical reasoning. Cf. CyberSource, 654 F.3d at 1372 (noting that a recited step that utilized a map of credit card numbers to determine the validity of a credit card transaction could be performed entirely mentally by merely using logical reasoning to identify a likely instance of fraud by merely observing that numerous transactions using different credit cards all originated from the same IP address); see also id. (noting that a person could construct a map of credit card numbers by merely writing down a list of credit card transactions made from a particular IP address); Evolutionary Intelligence, 677 F. App’x at 679–681 (holding ineligible computer-implemented method of U.S. Patent 7,702,682 reciting, among other things, (1) receiving a search query; (2) searching, using the computer, first container registers encapsulated and logically defined in plural containers to identify identified containers responsive to the search query; (3) encapsulating the identified containers in a new container; (4) updating second container registers of the identified containers with data associated with interactions of the identified containers with the new container; and (5) providing a list characterizing the identified containers as directed to the abstract idea of selecting and sorting information by user interest or subject matter—a longstanding activity of libraries and other human enterprises); Versata Dev. Grp., Inc. v. SAP Am., Inc., 793 F.3d 1306, 1312, 1330–36 (Fed. Cir. 2015) (holding ineligible claims directed to product price determination using sorted pricing information according to, among other things, arranged hierarchies of organizational and product groups); Apple, Inc. v. Ameranth, Inc., 842 F.3d 1229, 1234–43 (Fed. Cir. Appeal 2018-008459 Application 14/788,587 15 2016) (holding ineligible claims reciting information management system that can generate a second menu from a first menu by allowing (1) selecting categories and items from the first menu; (2) adding menu categories to the first menu; (3) assigning parameters to items in the second menu using a graphical user interface). Thus, the recited displaying step falls within the mental processes category of the USPTO’s guidelines and, therefore, recites an abstract idea. See Guidance, 84 Fed. Reg. at 52 (listing exemplary mental processes, including observation and evaluation). Although the claim recites an abstract idea based on these methods of organizing human activity and mental processes, we nevertheless must determine whether the abstract idea is integrated into a practical application, namely, whether the claim applies, relies on, or uses the abstract idea in a manner that imposes a meaningful limit on the abstract idea, such that the claim is more than a drafting effort designed to monopolize the abstract idea. See Guidance, 84 Fed. Reg. at 54–55. To this end, we (1) identify whether there are any additional recited elements beyond the abstract idea, and (2) evaluate those elements individually and collectively to determine whether they integrate the exception into a practical application. See id. Here, the recited (1) utilizing at least one processor to execute computer code that performs the recited steps; (2) screen; and (3) drop-down list are the only recited elements beyond the abstract idea, but those additional elements do not integrate the abstract idea into a practical application when reading claim 1 as a whole. First, we are not persuaded that the claimed invention improves a computer or its components’ functionality or efficiency, or otherwise changes the way those devices function, at least in the sense contemplated by the Federal Circuit in Enfish, Appeal 2018-008459 Application 14/788,587 16 LLC v. Microsoft Corporation, 822 F.3d 1327 (Fed. Cir. 2016), despite Appellants’ arguments to the contrary (App. Br. 24; Reply Br. 26). The claimed self-referential table in Enfish was a specific type of data structure designed to improve the way a computer stores and retrieves data in memory. Enfish, 822 F.3d at 1339. To the extent Appellants contend that the claimed invention uses such a data structure to improve a computer’s functionality or efficiency, or otherwise change the way that device functions, there is no persuasive evidence on this record to substantiate such a contention. To the extent Appellants contend that the claimed invention is rooted in technology because it is ostensibly directed to a technical solution (see App. Br. 22–27; Reply Br. 24–29), we disagree. Even assuming, without deciding, that the claimed invention can display search results with respect to associated selected object types faster or more efficiently than doing so manually, any speed increase comes from the capabilities of the generic computer components—not the recited process itself. See FairWarning IP, LLC v. Iatric Sys., Inc., 839 F.3d 1089, 1095 (Fed. Cir. 2016) (citing Bancorp Servs., L.L.C. v. Sun Life Assurance Co. of Can. (U.S.), 687 F.3d 1266, 1278 (Fed. Cir. 2012) (“[T]he fact that the required calculations could be performed more efficiently via a computer does not materially alter the patent eligibility of the claimed subject matter.”)); see also Intellectual Ventures I LLC v. Erie Indemnity Co., 711 F. App’x 1012, 1017 (Fed. Cir. 2017) (unpublished) (“Though the claims purport to accelerate the process of finding errant files and to reduce error, we have held that speed and accuracy increases stemming from the ordinary capabilities of a general- purpose computer ‘do[] not materially alter the patent eligibility of the Appeal 2018-008459 Application 14/788,587 17 claimed subject matter.’”). Like the claims in FairWarning, the focus of claim 1 is not on an improvement in computer processors as tools, but on certain independently abstract ideas that use generic computing components as tools. See FairWarning, 839 F.3d at 1095. Nor is this invention analogous to that which the court held eligible in McRO, Inc. v. Bandai Namco Games Am. Inc., 837 F.3d 1299 (Fed. Cir. 2016) despite Appellants’ arguments to the contrary (App. Br. 25–26; Reply Br. 29). There, the claimed process used a combined order of specific rules that rendered information in a specific format that was applied to create a sequence of synchronized, animated characters. McRO, 837 F.3d at 1315. Notably, the recited process automatically animated characters using particular information and techniques—an improvement over manual three- dimensional animation techniques that was not directed to an abstract idea. Id. at 1316. But, unlike the claimed invention in McRO that improved how the physical display operated to produce better quality images, the claimed invention here merely uses generic computing components to display search results with respect to associated selected object types. This generic computer implementation is not only directed to organizing human activity and mental processes, but also does not improve a display mechanism as was the case in McRO. See SAP Am., Inc. v. InvestPic, LLC, 898 F.3d 1161, 1167 (Fed. Cir. 2018) (distinguishing McRO). Nor is the claimed invention analogous to that which the court held eligible in Core Wireless Licensing S.A.R.L. v. LG Elecs., Inc., 880 F.3d 1356 (Fed. Cir. 2018). There, the court held eligible claims reciting a computing device that could display an application summary window that Appeal 2018-008459 Application 14/788,587 18 was not only reachable directly from the main menu, but could also display a limited list of selectable functions while the application was in an un- launched state. Core Wireless, 880 F.3d at 1360–63. Upon selecting a function, the device would then launch the application and initiate the selected function. Id. at 1360. In reaching its eligibility conclusion, the court noted that the claimed invention was directed to an improved user interface for computing devices that used a particular manner of summarizing and presenting a limited set of information to the user, unlike conventional user interface methods that displayed a generic index on a computer. Id. at 1362–63. That is not the case here. Although the claimed invention displays search results with respect to associated selected object types on a single screen using four or more display boxes, one of which is larger than the others, the claimed invention differs significantly from the particular improvements in computer capabilities provided by the invention in Core Wireless that, among other things, precluded the need for the user to (1) navigate to the required application; (2) open it up; and (3) navigate within that application to enable the data of interest to be seen or activate a function of interest. See Core Wireless, 880 F.3d at 1363. To the extent Appellants contend that the claimed invention here is directed to such improvements in computer capabilities (see App. Br. 22–27; Reply Br. 24–29), we disagree. In conclusion, although the recited functions may be beneficial by displaying search results with respect to associated selected object types, a claim for a useful or beneficial abstract idea is still an abstract idea. See Ariosa Diagnostics, Inc. v. Sequenom, Inc., 788 F.3d 1371, 1379–80 (Fed. Cir. 2015). Appeal 2018-008459 Application 14/788,587 19 We, therefore, agree with the Examiner that claim 1 is directed to an abstract idea. Claims 1–20: Alice/Mayo Step Two Turning to Alice/Mayo step two, claim 1’s additional recited elements, namely, the recited (1) utilizing at least one processor to execute computer code that performs the recited steps; (2) screen; and (3) drop-down list— considered individually and as an ordered combination—do not provide an inventive concept such that these additional elements amount to significantly more than the abstract idea. See Alice, 573 U.S. at 221; see also Guidance, 84 Fed. Reg. at 56. As noted above, the claimed invention merely uses generic computing components to implement the recited abstract idea. To the extent Appellants contend that the recited limitations, including those detailed above in connection with Alice step one, add significantly more than the abstract idea to provide an inventive concept under Alice/Mayo step two (see App. Br. 27–29; Reply Br. 30–31), these limitations are not additional elements beyond the abstract idea, but rather are directed to the abstract idea as noted previously. See Guidance, 84 Fed. Reg. at 56 (instructing that additional recited elements should be evaluated in Alice/Mayo step two to determine whether they (1) add specific limitations that are not well-understood, routine, and conventional in the field, or (2) simply append well-understood, routine, and conventional activities previously known to the industry (citing MPEP § 2106.05(d)). Rather, the recited (1) utilizing at least one processor to execute computer code that performs the recited steps; (2) screen; and (3) drop-down list are the only additional recited elements—elements whose generic Appeal 2018-008459 Application 14/788,587 20 computing functionality is well-understood, routine, and conventional. See FairWarning, 839 F.3d at 1096 (noting that using generic computing components like a microprocessor or user interface does not transform an otherwise abstract idea into eligible subject matter); Mortgage Grader, Inc. v. First Choice Loan Servs., Inc., 811 F.3d 1314, 1324–25 (Fed. Cir. 2016) (noting that components such an “interface,” “network,” and “database” are generic computer components that do not satisfy the inventive concept requirement); Internet Patents Corp. v. Active Network, Inc., 790 F.3d 1343, 1343–49 (Fed. Cir. 2015) (holding ineligible claims reciting providing an intelligent user interface to an online application comprising (1) furnishing plural hyperlinked icons on a displayed web page, and (2) displaying a dynamically generated online application form set responsive to activating an icon as directed to the abstract idea of retaining information in navigating online forms); Intellectual Ventures I LLC v. Captial One Bank (USA), 792 F.3d 1363, 1368 (noting that a recited user profile (i.e., a profile keyed to a user identity), database, and communication medium are generic computer elements); buySAFE, Inc. v. Google, Inc., 765 F.3d 1350, 1355 (Fed. Cir. 2014) (“That a computer receives and sends the information over a network—with no further specification—is not even arguably inventive.”). Accord Spec. ¶¶ 40–47, 51–56 (describing generic computer components used to implement the invention); Final Act. 4–6 (concluding that the claims’ generic computer functions do not add significantly more than the abstract idea). Appellants’ reliance on BASCOM Global Internet Services, Inc. v. AT&T Mobility LLC, 827 F.3d 1341 (Fed. Cir. 2016) (App. Br. 29; Reply Br. 31) is unavailing. There, the court held eligible claims directed to a Appeal 2018-008459 Application 14/788,587 21 technology-based solution to filter Internet content that overcame existing problems with other Internet filtering systems by making a known filtering solution—namely a “one-size-fits-all” filter at an Internet Service Provider (ISP)—more dynamic and efficient via individualized filtering at the ISP. BASCOM, 827 F.3d at 1351. Notably, this customizable filtering solution improved the computer system’s performance and, therefore, was patent- eligible. See id. But, unlike the filtering system improvements in BASCOM that added significantly more to the abstract idea in that case, the claimed invention here uses generic computing components to implement an abstract idea as noted previously. In conclusion, the additional recited elements—considered individually and as an ordered combination—do not add significantly more than the abstract idea to provide an inventive concept under Alice/Mayo step two. See Alice, 573 U.S. at 221; see also Guidance, 84 Fed. Reg. at 56. Therefore, we are not persuaded that the Examiner erred in rejecting claim 1, and claims 2–20 not argued separately with particularity. THE OBVIOUSNESS REJECTION OVER BROKER, PONTIER, AND HURST-HILLER Regarding claim 1, the Examiner finds that Broker discloses a method of displaying query search results including, among other things, (1) selecting a most relevant object type associated with the results, namely “Documents” in the user interface in Figure 9; (2) identifying a primary instance of the selected object type, namely the object type’s most relevant result; and (3) displaying the results on a single screen via showing the primary instance of the selected object type in a first display box comprising Appeal 2018-008459 Application 14/788,587 22 text data associated with the primary instance of the selected object type, the instances associated with the selected object type in plural second display boxes, and at least one other object type, namely “Purchase Order,” selected from the object types in a third display box presented in a drop-down list. Final Act. 7–8. Although the Examiner acknowledges that Broker’s first display box is neither (1) larger than the second display boxes and the third display box, nor (2) comprises an image graphic, the Examiner cites Pontier and Hurst-Hiller for teaching these respective features in concluding that the claim would have been obvious. Final Act. 8–9. Appellants argue that not only did the Examiner fail to articulate a reason why ordinarily skilled artisans would have combined the cited references, but the Examiner’s reliance on Pontier for teaching that the first display box is larger than the second display boxes and the third display box is misplaced. App. Br. 29–30; Reply Br. 32–33. According to Appellants, Pontier’s icons that represent search results in Figure 3 are distinguishable from the recited display boxes. App. Br. 30; Reply Br. 33. ISSUES (1) Under § 103, has the Examiner erred in rejecting claim 1 by finding that Broker, Pontier, and Hurst-Hiller collectively would have taught or suggested a search result display where the recited first display box is larger than the second display boxes and the third display box (the “larger box limitation”)? (2) Is the Examiner’s proposed combination of the cited references supported by articulated reasoning with some rational underpinning to justify the Examiner’s obviousness conclusion? Appeal 2018-008459 Application 14/788,587 23 ANALYSIS On this record, we see no error in the Examiner’s proposed combination for at least suggesting the recited search result display, where the first display box is larger than the second display boxes and the third display box. In the rejection, the Examiner finds that the object type “Documents” in Broker’s user interface in Figure 9 is selected as the most relevant object type associated with the search results because it is listed higher than other object types (Final Act. 8)—a finding that is undisputed. Nor do Appellants dispute the Examiner’s finding that Broker’s user interface in Figure 9 teaches the other display boxes, including a third display box with another selected object type, namely “Purchase Order.” See Final Act. 8. In short, the Examiner’s reliance on Broker’s Figure 9 for teaching these display boxes is undisputed, despite the Examiner’s acknowledging that Broker’s first display box (1) lacks an image graphic, and (2) is not larger than the other boxes—deficiencies nonetheless cured by Hurst-Hiller and Pontier, respectively. See Final Act. 8–9. Rather, as noted above, this dispute centers on the Examiner’s reliance on Pontier in connection with the larger box limitation. One key aspect of Pontier’s system is that relevancy ranking of search results can be represented graphically by the size of icons and/or text representing the search results on a Venn diagram 330. Pontier ¶ 34. As shown in Pontier’s Figure 3, reproduced below, the size of the search result “LINDA” is larger than that for “PAUL” because the relevancy ranking for “LINDA” is greater than “PAUL,” and the icons’ size is determined accordingly. See id. Appeal 2018-008459 Application 14/788,587 24 Pontier’s Figure 3 showing icons representing search results The clear import of this functionality is that a larger icon represents search results that are more relevant than those represented by smaller icons. Although these icons are not display boxes as Appellants indicate (App. Br. 30; Reply Br. 33), the Examiner cited Broker—not Pontier—for teaching the recited display boxes as noted above. See Final Act. 8. Rather, Pontier was cited merely to show that displaying elements whose relative size is commensurate with the relevancy of its associated search results is known in the art, and that applying such a relative-size-based relevancy representation in connection with Broker’s display boxes would have been obvious to draw the user’s eye to information that the system considers most relevant to the user. See Ans. 4. Appellants’ arguments regarding Pontier’s individual shortcomings in this regard (App. Br. 30; Reply Br. 33) do not show Appeal 2018-008459 Application 14/788,587 25 nonobviousness where, as here, the rejection is based on the cited references’ collective teachings. See In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986). Furthermore, contrary to Appellants’ contention (App. Br. 29; Reply Br. 32), the Examiner articulated not only a reason to combine Pontier with Broker on page 4 of the Answer, as noted above, but the Examiner also explained why it would have been obvious to also combine Hurst-Hiller with the Broker/Pontier system, namely, to allow a user to preview a document without having to navigate away from the search result page. See Final Act. 9. In short, the Examiner’s proposed enhancements use prior art elements predictably according to their established functions—an obvious improvement. See KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 417 (2007). To the extent Appellants contend that applying a relative-size-based relevancy representation of Broker’s display boxes in light of Pontier, as the Examiner proposes, would have somehow been uniquely challenging or otherwise beyond the level of ordinarily skilled artisans, there is no persuasive evidence on this record to substantiate such a contention. See Leapfrog Enters., Inc. v. Fisher-Price, Inc., 485 F.3d 1157, 1162 (Fed. Cir. 2007). Accordingly, we find the Examiner’s proposed combination of the cited references is supported by articulated reasoning with some rational underpinning to justify the Examiner’s obviousness conclusion. Therefore, we are not persuaded that the Examiner erred in rejecting claim 1, and claims 2–6 and 13–19 not argued separately with particularity. Appeal 2018-008459 Application 14/788,587 26 THE OTHER OBVIOUSNESS REJECTION We also sustain the Examiner’s obviousness rejection of claims 7–12 and 20. Final Act. 12–17. Because this rejection is not argued separately with particularity, we are not persuaded of error in this rejection for the reasons previously discussed. CONCLUSION The Examiner did not err in rejecting claims 1–20 under §§ 101 and 103. DECISION We affirm the Examiner’s decision to reject claims 1–20. No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation