Bartenders, Local 2Download PDFNational Labor Relations Board - Board DecisionsFeb 16, 1979240 N.L.R.B. 757 (N.L.R.B. 1979) Copy Citation BARTENDERS, LOCAL 757 Hotel and Restaurant Employees and Bartenders Union, Local 2, Hotel and Restaurant Employees and Bartenders International Union, AFL-CIO and Zim's Restaurants, Inc. Cases 20-CB-4476, 20-- CB-4544. and 20-CB4550 February 16, 1979 DECISION AND ORDER By MFMBERS JENKINS. Mi'RPIlY. ANI) TRtI ESDAI. On June 2, 1978, Administrative Law Judge James T. Barker issued the attached Decision in this pro- ceeding. Thereafter, the Charging Party ' and the General Counsel filed exceptions and a supporting brief, and Respondent 2 filed cross-exceptions and an answering brief. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the Na- tional Labor Relations Board has delegated its au- thority in this proceeding to a three-member panel. The Board has considered the record and the at- tached Decision in light of the exceptions and briefs and has decided to affirm the rulings, findings) and conclusions of the Administrative Law Judge onl to the extent consistent herewith. 1. The Administrative Law Judge dismissed the complaint allegation that Respondent violated Sec- tion 8(b)(3) of the Act by refusing to bargain with Zim's, finding that Respondent did not acquiesce in or consent to Zim's withdrawal from the Golden Gate Restaurant Association 4 (a voluntary associa- tion of restaurants with which Respondent had a col- lective-bargaining relationship). We find merit in the contentions of the General Counsel and the Charg- ing Party that the facts herein support a finding that Respondent, through its conduct subsequent to Zim's requested withdrawal from GGRA. acquiesced in or consented to Zim's withdrawal and therefore vio- lated Section 8(b)(3) by refusing thereafter to bargain independently with Zim's.5 Herein called Zim's. 2 Herein also called Local 2 or the ULnion. IThe Respondent has excepted to certain credibilits findings made bh the Administrative Law Judge. It is the Bard', estl:ablished polico not to ioer- rule an administrative law judge's resolutions with respect to credihtil'i unless the clear preponderance of all f the relevant evidence consince us that the resolutions are incorrect Standard Dri H all Prodxs. Ins 91 NLRB 544 1950}. enfd 188 F.2d 362 (3d Cir. 1951) We hase carefulls examined the record and find no basis for reversing his findings 4 Herein called GGRA On October 5. 1978. Zim's filed a motion to reopen the record for the purpose of proffering newly discovered eidence. arising from events which transpired after the close of the instant hearing and purportedls showingl that Respondent consented to Zm'\ withdrawal from (;(;R \. hereafter. on October 23. 1978. Respondent filed a response in hich t opposed said motion. We find Zim's motion lacking in merit. AccordingIs. it ps herebh 240 NLRB No. 80 The facts, as more fully set forth by the Adminis- trative Law Judge, establish that for many years Zim's has authorized GGRA to engage in multiem- ployer collective bargaining with Respondent: that Zim's has been a party to a series of collective-bar- gaining agreements negotiated by GGRA, the most recent of which was effective through August 31, 1977: that. since 1963, GGRA has been a member of an industrywide bargaining unit of employer associa- tions 6 for the purpose of bargaining with respect to the terms of trust agreements covering health and welfare benefits and pension benefits for Bay Area employees represented by Respondent: that the scheduled expiration of the most recent trust agree- ment was October 31, 1976: and that Zim's partici- pated in the industrywide benefit plans. The pertinent facts also show that bargaining had already begun for a new GGRA-Local 2 agreement when Zim's sought to withdraw from GGRA on April 18, 1977. On that date Zim's dispatched a letter to GGRA essentially stating that because its interests differed from those of other GGRA members, it was requesting immediate withdrawal from GGRA. A copy of this letter was sent to Joseph Belardi, in his capacity as Respondent's president, as was an ac- companying letter to the Union suggesting that Re- spondent and Zim's begin discussions "with the ob- ject of negotiating a new collective bargaining agreement which would address itself more specifi- cally to Zim's restaurant." This latter letter also stat- ed that Zim's intended "not to be bound by any re- newals, changes, or extensions to the Health and Welfare and Pension provisions of the current Agree- ment beyond the expiration date lof August 31, 19771, but instead to make this matter a subject for anticipated negotiations on a new bargaining agree- ment." 7 In mid-May 1977. Vito Saccheri. a business agent for Respondent, while discussing grievance matters with Fredrick Cohen, an area supervisor for Zim's, stated that since Zim's had become an "indepen- denied IThe (eneral Counsel also filed a motion urging the Board to issue an Order lo Show Cause hs the 8(hb(3) allegation of the complaint should not he dsmissed. because the parties. subsequent to the issuance of the Decision of the dminitratise aw Judge, reached accord on the terms of a collectise-bargaining agreement The eneral ('ounsel's motion also is denied as lacking in meril. ferein called industrwulde bargaining. Also. on April 18. 1977. Keith Vlx Zim's ice president of operations. notified Belardi. in his capacity as chairman of the pension trust. that in light of Zim's withdrawal from GGRA. he (Vix) was resigning immediately ;is a trustee of the health and welfare fund In a similar manner. Steve Zlmmernlan. Zln's executive ice president. resigned from his position on the board of directors of GGRA At an April 1977 trustees' meeting. Belardl stated that both he and his attorney were of the view that Zim's withdrawal from (GRA as untimels and that Zm's would consequentlI be bound bs ian agreement between (GRA and Respondent. Belardi reiterated this po- sition to (GGRA's general manager. (;u Leonard. n Max 1977 and at trustece ieetings In Max. June. and September of that ear. BARTENDERS LOCAL 2 _, _ _ . _ 758 DECISIONS OF NATIONAL LABOR RELATIONS BOARD dent," he and Flo Douglas, director of organization for Respondent. would be meeting with Vix for the purpose of negotiating a contract. About the same time, Douglas spoke to Vix over the telephone, dis- cussed grievance matters, referred to Zim's April 18 letter, and agreed to meet on May 26, 1977. The meeting was later postponed to June 3, 1977. During the last few days of May, Saccheri called Cohen at Douglas' request and expressed concern over certain of Zim's personnel actions but agreed to defer discus- sion on these matters for a few days because he was going to be seeing Vix "regarding negotiations" in any event. At the June 3 meeting Vix served as Zim's princi- pal spokesman, and Douglas and Saccheri repre- sented Respondent. Douglas asked why Zim's had withdrawn from GGRA. Vix explained that for vari- ous reasons, including the fact that the GGRA con- tract was not sufficiently tailored to Zim's needs, Zim's wanted to sit down and negotiate a separate collective-bargaining agreement. As Vix proffered this explanation. Douglas nodded her head in appar- ent agreement. When, in the context of these state- ments, Vix asked Douglas if she had any contract proposals in mind, Douglas submitted a copy of the agreement between Respondent and independent restaurant operators who were not members of or represented by any association and stated that she would like Zim's to sign it. Vix rejected the indepen- dent agreement, indicating that it was essentially the same as Respondent's contract with GGRA and that Zim's wanted a contract geared to its needs, and then asked what Respondent had in mind for Zim's. Douglas responded that Respondent would draft and submit proposals. Vix indicated agreement with this procedure, adding that the parties would exchange proposals at future meetings. As the meeting pro- gressed, Douglas stated that she and Saccheri would be negotiating for Respondent but cautioned that they could not enter into an agreement binding Respondent and that any tentative agreement achieved between them would have to be submitted for approval to Belardi and the executive committee.8 With respect to health and welfare contributions, Vix indicated that Zim's would be bound by the GGRA agreement only through its expiration date of August 3 I, 1977, and that any ruling by the arbitrator to whom GGRA and Respondent had submitted their dispute, whether GGRA was obligated to reopen negotiation as to cer- tain benefit plans,9 would bind Zim's only through that Vix indicated that he similars would have to get approval from Zim s executive committee before any agreement became effective. 4 During the course of the negotiations between (GGRA and Respondent. those two parties agreed to arbitrate the question of whether (i(RA was obligated to reopen negotiations on health. welfare, and pension benefits date. During the meeting, which lasted approximately 90 minutes, neither Douglas nor Saccheri stated that Zim's would be bound by the results of the ongoing GGRA-Local 2 negotiations. 1° Belardi did not learn of the June 3 meeting until after its conclusion. However, at a June 13, 1977, negotiating session between GGRA and Respon- dent, Belardi stated that Respondent had agreed to meet with Zim's separately, that he had so informed Vix, and that anything separately negotiated would be submitted to GGRA for approval. However, at the same time Belardi maintained to GGRA that Zim's was going to be bound by any future agree- ment between GGRA and Local 2. On June 6, 1977, Saccheri hand-delivered a letter from Belardi to Zimmerman which stated: As far as we are concerned, since you are no lon- ger a member of the Golden Gate Restaurant Asso- ciation, Health and Welfare and Pension contri- butions at the new rate of $76.17 is to be paid immediately, retroactive to the March payment, since we won the Arbitration. [Emphasis sup- plied.] Saccheri, as requested by Belardi, asked Zimmerman to acknowledge by his signature that Zim's was bound by the new health and welfare rate. Zimmer- man stated that in his view Zim's was bound by the GGRA contract only until August 31, 1977. Saccheri answered that Douglas would be contacting Vix re- garding a date for the next negotiating session. Zim's thereafter responded through letter from its counsel, Roger Mulholland, stating, as before, that it would not be bound to renewals, changes, or extensions of the benefit program beyond the August 31 expiration date, and "again, we anticipate that our upcoming negotiations will include this matter as a subject for bargaining." As promised by Saccheri, Douglas called Vix and scheduled the July 5, 1977, meeting at which Vix and Mulholland represented Zim's and Belardi, Douglas, and Agnes Barnhill represented Respondent. After the parties discussed the arbitrator's award and Zim's obligations pursuant thereto, they turned to the ne- gotiations between Respondent and GGRA. In this context, Vix asked Belardi to describe the type of contract Respondent was seeking from Zim's. When Belardi presented the proposals then being negotiat- ed between Respondent and GGRA, Vix asserted that Zim's wanted a "tailored contract." Belardi re- On May 27. 1977. Arbitrator Armon Barsamian issued an award providing, in pertinent part,. that "the Union has the contractual right to reopen the contract with the Association effective November I. 1976. The issues that are Io be discussed are health and welfare and pension. "'I he last 5 minutes of the meeting were devoted to grievance matters. BARTENDERS, LOCAL 759 sponded that first the matter of a basic agreement would have to be worked out, adding that there would be only one contract and no "sweetheart deals." The parties then commenced a 45-minute item-by-item scrutiny of Respondent's proposals to GGRA. in the process deleting terms that did not apply to Zim's. When that was completed Belardi asked if Zim's had any proposals to advance. Vix responded that Zim's proposals had not been com- pleted but that they would be submitted within a rea- sonable period of time. Belardi requested that they be available within a week. When Vix claimed that that was insufficient time, the parties agreed upon 2 weeks and set July 20, 1977, for the next meeting.'' On July 15, 1977, Respondent's counsel dispatched a letter to Zim's stating that inasmuch as "Zim's did not withdraw from a multiemployer bargaining unit. i.e., the Golden Gate Restaurant Association, prior to the commencement of negotiations for the indus- try contract," Local 2 considered Zim's bound by any subsequent collective-bargaining agreement reached between itself and GGRA. After receipt of this letter on July 18, 1977, Zim's, whose representa- tives had been drafting proposals, sent Respondent a letter which stated, in effect, that Zim's had effectu- ated a timely withdrawal from association bargaining and insisted that negotiations for a "separate collec- tive bargaining agreement" continue. The July 20 meeting, at which Zim's contract proposal was to be presented, did not take place as scheduled. An employer may effectively withdraw from mul- tiemployer bargaining without the union's consent if. prior to commencement of bargaining, its conduct evidences unconditional and unequivocal notice of its intent to abandon the multiemployer unit.' 2 How- ever, once negotiations with the multiemployer group have begun, withdrawal will not be considered "time- ly," and the employer will not be relieved from the obligations of any contract subsequently negotiated by the multiemployer association and the union, ab- sent unusual circumstances 3 or consent by the union.1 4 In determining whether the union has con- sented to an employer's untimely withdrawal from multiemployer bargaining, the Board will examine the totality of the union's conduct. If such conduct involves a course of affirmative action "clearly an- tithetical" to the union's claim that the employer has H Sometime during he Jul 5 2-hour meeting. Belardi directed Brnhill to mail the benefit proposal to ViO. and thereafter. in Jul 7 Vix recced one-page document captioned "Health and Welfare and Pension Propos- als," with "Zim's" handwritten at the top I The ( arvel ( onlani lnd( C and n Pllhn t I ak,i ( l.i 226 NL.RB 11 ( 1976): Retail A.v,4 ateL . sll 1, 120 NIlRB 388 (1958). I E.g.. Spun-Jec ('orp and Ihe Jali% ttlec ( or/ . 171 NIRB 557 (1968). 14 I ( Re/rlXeratn Sneril,, In . 2(X) NlRB h87 (1972,. not withdrawn from multiemplo}Ner bargaining, the Board will imply union consent to. or acquiescence in, the employer's attempted withdrawal.' We find that the Administrative Law Judge erro- neously concluded that Respondent had not consent- ed to Zim's withdrawal.'" In substance, the Adminis- trative Law Judge found that while a literal construction of the facts might lead to the finding that Respondent engaged in single-employer bar- gaining with Zim's. such a finding was not supported by the record as a whole. For the reasons set forth below, we disagree with that conclusion. During the June 3 meeting, the actions of Douglas and Saccheri on behalf of Respondent were such as to show that Respondent was treating Zim's as an independent. Thus, as Vix explained Zim's reasons for wanting a contract tailored to Zim's particular needs, both Douglas and Saccheri listened without comment, and Douglas nodded her head with appar- ent approval. When Vix asked whether Respondent had any proposals in mind, Douglas. rather than claiming that Zim's would be bound by the results of the GGRA-Local 2 negotiations, submitted a copy of the contract between Local 2 and independent res- taurant operators who were not members of or repre- sented hby any association. Further, when Vix reject- ed this contract as essentially the same as the existing Local 2-GGRA agreement, Douglas stated that Lo- cal 2 "would draft proposals." Consequently, we find that the actions of Douglas and Saccheri at this meet- ing manifested Respondent's consent to. or acquies- cence in. Zim's withdrawal from multiemployer bar- gaining. In so finding, we reject the Administrative Law Judge's finding that the "collective-bargaining dis- cussions in which Douglas and Saccheri were en- gaged . . . ma, not be realisticallh viewed as possess- ing authoritative gloss ivis-a-vis Local 2." There is no basis for such a finding. Douglas, as director of orga- nization, and Saccheri, as a business agent, were, as conceded by Respondent, agents of Respondent. At the very least, therefore, they were clothed with the apparent authority to act on behalf of Respondent: and Zim's was entitled to rely on their authority un- less advised by Respondent to the contrary. We so find. Thus, there was nothing which either Douglas or Saccheri said or did in discussions with representa- tives of Zim's prior to the June 3 meeting which would indicate that they, did not possess the authori- See lhe John J ( rhrit Press. Inc. 163 NIRB 154. 158 (I h7) Inasmuch as the (eneral (nsel does not contend that Zim's ilth- draual from ((RA was timel., or Ihat unusual circumstainces ustified the Inaling of said Aithdraall. and ecause ve find that in an. eent Respon- dent consented to Znl's ithdra,al. e do not pass upon the Administra- [ie Ila i Judge', findings n these regards BAR.TENDERS. LOCAL 2 760 DECISIONS OF NATIONAL LABOR RELATIONS BOARD ty to speak on Respondent's behalf at the meeting in question. Rather, it was Saccheri and Douglas who, in response to Zim's letter withdrawing from mul- tiemployer bargaining, had conversations with vari- ous Zim's representatives during which they ac- knowledged receipt of Zim's withdrawal request, indicated Respondent's willingness to meet sepa- rately with Zim's, and arranged a meeting date. And it was Douglas and Saccheri who appeared as Respondent's representatives at the June 3 meeting. Certainly, their conduct at the meeting itself is consistent with the finding that they had the authori- ty to act on Respondent's behalf in the negotiations that there occurred. The sole reservation which they placed upon that authority was that any tentative agreement reached would require the approval of Be- lardi and the executive committee. Such a ratification requirement, however, did not render Douglas (or Saccheri) devoid of authority to speak on behalf of Respondent or to effectively engage in the negotia- tions prerequisite to a tentative agreement. Nor did it put Zim's on notice that Douglas and Saccheri lacked such authority. It simply limited the extent of their authority by advising their bargaining counter- parts for Zim's that any terms agreed upon would be subject to approval by a higher authority.'7 Moreover. Respondent's subsequent conduct did not serve to negate the apparent authority of Doug- las and Saccheri to act on its behalf or to repudiate the course of negotiations with Zim's .which took place on June 3 through those two agents.' To the contrary, while the June 3 meeting with Zim's ap- pears to have been held without Belardi's clearance, authorization, or instruction, not long thereafter Be- lardi announced at a negotiation session between Re- spondent and GGRA that Local 2 had talked to Vix and had agreed to meet with Zim's independently to discuss matters of particular concern to Zim's. In so doing, we find that Belardi indicated approval of the action taken by Douglas and Saccheri.' That Belardi also told GGRA at the same and subsequent negoti- ations sessions that Zim's would be bound by any | In this connection, the Board has long held that an agent may lawfully be invested with limited authority to negotiate a collective-bargaining agree- ment which is suhject to ratification. provided this limitation is disclosed as was the case here before an agreement is reached, E.g.. Aport Seallaplx (oortlion 194 NI.RB 540. 544 (1971). As set forth in Restatement (Second). Agent,. 27. comment a (1958): For apparent authority there is the basic requirement that the principal be responsible for the information which comes to the mind of the third person. similar to the requirement for the creation of authority that the principal be responsible for the information which comes to the agent. Thus. either the principal must intend to cause the third person to believe that the agent is authonzed to act for him, or he hould realize that his conduct is likel to creute such belief [Emphasis supplied.] iC (ontrary to the Administrative l.aw Judge. we find no "hypertechnical application" of Agency principles necessary to reach this result. agreement reached between GGRA and Local 2 is an understandable negotiating posture for Respon- dent to take vis-a-vis GGRA and does not negate the finding that Respondent dealt independently with Zim's. The fact is that until mid-July, Respondent did not explicitly inform Zim's that Respondent considered it bound by any agreement subsequently reached by GGRA and Local 2. By then it had met separately with Zim's on two occasions and had engaged in other conduct which, as described below, evinced willingness on its part to deal with Zim's outside the multiemployer context. For example, Belardi's June 6. 1977. letter regarding Zim's obligations pursuant to the arbitrator's award was addressed exclusively to Zim's rather than to all GGRA members (who had jointly challenged reopening of the benefit package), failed to challenge Zim's status vis-a-vis the associa- tion, and invited a response from Zim's as an inde- pendent employer. Further, when in response Zim's asserted it was bound to the revised benefit package only through its original expiration date, Respondent offered no protest, but instead indicated it would contact Zim's regarding a date for the next negotiat- ing session. Nor did Respondent protest Zim's counsel's sug- gestion that Zim's benefit fund obligations be "a sub- ject for bargaining . . . at our upcoming negotia- tions." To the contrary, the first subject discussed at the July 5 session, which was scheduled at Respondent's initiation, was Zim's obligations pur- suant to the arbitrator's award. Also at this meeting, the parties discussed the negotiations between Re- spondent and GGRA, and Belardi offered the pro- posals on the table in those negotiations as the type of contract Local 2 was seeking with Zim's. When Vix reiterated Zim's desire for a tailored contract, Belardi stated that first a basic agreement would have to be worked out. The parties then proceeded through a 45-minute item-by-item scrutiny of the proposals, deleting those items not pertinent to Zim's operations. Upon completion of this process, Belardi requested proposals from Zim's and agreed to give Zim's 2 weeks for their preparation. At no time dur- ing this meeting did Respondent state that it consid- ered Zim's bound by any future agreement between Respondent and GGRA. 20 In fact, Respondent's willingness to independently discuss and modify the proposals under consideration between itself and GGRA indicates its consent to bargain with Zim's as a single employer. And Zim's obviously construed this to be the case, because prior to receipt of " While Belardi at one point during the meeting indicated there would be only one contract for the industry and no sweetheart deals, it is evident from his conduct as a whole that Respondent would accept some degree of tailoring for Zim's. BARTENDERS. LOCAL 761 Respondent's July 15 letter in which Respondent first communicated to Zim's its rejection of Zim's withdrawal from GGRA. Zim's representatives were engaged in preparing the counterproposals earlier sought by Belardi.2' Based on the foregoing, we find that Respondent's total course of conduct following Zim's submitted withdrawal from multiemployer bargaining, includ- ing the facts that it willingly participated in separate negotiations with Zim's to consider terms and condi- tions of employment particularly applicable to Zim's operations, requested counterproposals from Zim's, and at no time during these negotiations insisted that Zim's be bound by the GGRA-Local 2 agreement, establishes that Respondent consented to Zim's with- drawal from GGRA and that it acquiesced in Zim's requests to bargain with that employer apart from the multiemployer unit.22 Accordingly, we further find that by insisting that Zim's execute and abide by the terms of the GGRA-Local 2 agreement, Respon- dent violated Section 8(b)(3) of the Act. 2. During October 1977 two of Respondent's agents, including Roger Cardenas, a vice president, spoke separately to Channing May, Kevin Grady, and Herman Probusco, employees of Zim's, telling them, inter alia, that they had to join the Union in order to continue to work at Zim's. Also in October, Cardenas informed Vix that new employees had to join the Union in order to continue to work for Zim's. Vix responded that the union-security clause had expired in August and that membership in the Union was no longer required. The Administrative Law Judge found that the comments made by the Union's agents to employees May, Grady, and Probrusco were to the effect that unless they abided by the mandate of the union-se- curity clause in the GGRA contract (effective Au- gust 31, 1977), they would lose their employment at Zim's. He found no "impermissible threats" in these statements, however-and, further, no unlawful at- tempt by the Union to cause Zim's to discharge its 2 We find no support for and do not adopt the Adminisira.tie la;w Judge's finding that the preparation of said counterproposals wa "gratl- tous on the part of Zim's," particularly in sviesw of the fact that Belardl w as the one who requested such proposals and pressed for their rapid prepara- tion. Further, the meeting closed with the parties agreeing to mleet gaiIn to consider Zim's counterproposals as soon as thes were reads See IC. Refrigeration Service. In . upra. Joseph ( ( ollot & ( , t1 . 184 NLRB 940 (1970). The instant case is distinguishable from Bloom & Mever Constructrion Companv, 230 NLRB 370 (1977). relied on b the Ad- ministrative aw Judge. In that case the Board found that the nion did nlot consent to the employer's withdrawal, hbut rather attempted to regain the employer in the association by informing the employer it wvould work uith the employer as it had in the past. that the employer v.would nol be advan- taged by a separate contract. and that it would not give the employer teltlls which would not also appl Ito the associalion. Further, there the unin did not in fact present proposals. agree to negotate. or agree toi meet again * llh the employer. employees in Cardenas' statement to Vix concerning the union obligations of new employees under that agreement--because he concluded that the GGRA contract was binding on Zim's and its employees. We agree with the Administrative Law Judge's finding that the three employees in question were threatened with the loss of their jobs if they did not join the Union. However. because we find, contrary to his finding, that Respondent consented to Zim's withdrawal from GGRA and therefore was not hound by the newly negotiated contract between GGRA and Respondent, we conclude that there was no union-security provision in force or effect which lawfully could have been applied to these employees when such statements were made. Accordingly, un- like the Administrative Law Judge, we find that Respondent's threats of job loss to May, Grady, and Probusco for not joining the Union were in restraint and coercion of the exercise of their right under Sec- tion 7 of the Act to refrain from joining or support- ing the Union and thus constitute a violation of Sec- tion 8(b)(1)(A) of the Act.23 Similarly, in view of our finding that Zim's is not bound by the current GGRA-Local 2 agreement, we find that Respondent violated Section 8(b)(2) of the Act when it attempted, through Cardenas' statement to Vix, to invoke the union-security provision of that agreement with respect to Zim's new employees.2 4 3. About 12 noon on October 31, 1977, approxi- mately 30 to 40 individuals commenced picketing Zim's Powell and Sutter Street restaurant.2 5 The pick- ets walked in a circle obstructing the entrance to the restaurant, shouting, "Who's unfair? Zim's is unfair," thereby deterring a large group of prospective cus- tomers from entering the establishment. Later that afternoon. Cardenas told the restaurant manager, Phillip Adams, that the pickets would remain until Zim's signed the GGRA contract. When Adams as- serted that Zim's was no longer a member of GGRA, Cardenas replied, "I don't care, Zim's is still going to sign the contract." Based on the foregoing, we find that Respondent picketed Zim's' restaurants in an effort to force Zim's to sign the newly negotiated collective-bargaining agreement between GGRA and Local 2 and that such conduct constitutes unlawful coercion of an em- ployer in the selection of its representative for the purposes of collective bargaining. Accordingly, we find that Respondent violated Section 8(b)(I)(B) of the Act by this conduct." 4/ ma(aiiatcd ( hcihmnv 1t I r8 ers .4 iri.-a. 4 FL ( 1(). Lcal 990 ( Tro Iextlei. In t. 174 NI. RB 1 148 (19691 enfd. 430 F:.2d 966 (5th ('ir. 1970) :4 Cf. R-M Framersr . Irn. 207 N R 36. 43 44 ( 1973). : Respondent also picketed Zim's restlluralnt at an Ness and Market Street,. o l.ioal 2'60 O the I f. Il, Itlrc and 'Veic latlher, International nion. Continued BARTENDERS. LOCAL 2 ! 762 DECISIONS OF NATIONAL LABOR RELATIONS BOARD TII RMl.m)Y Having found that Respondent has engaged in un- fair labor practices within the meaning of Section 8(b)(3), 8(b)(1)(A), and 8(b)(2), we shall order it to cease and desist therefrom and take certain affirma- tive action to effectuate the policies of the Act as set forth in the Order below. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Re- lations Board hereby orders that the Respondent, Hotel and Restaurant Employees and Bartenders Union, Local 2, Hotel and Restaurant Employees and Bartenders International Union, AFL CIO. San Francisco, California, its officers, agents, and repre- sentatives, shall: I. Cease and desist from: (a) Threatening employees of Zim's Restaurants, Inc., with loss of employment if they do not become members of Respondent. (b) Attempting to cause Zim's Restaurants, Inc., to terminate its employees for failure or refusal to join Respondent in the absence of a collective-bargaining agreement between the parties containing a valid union-security provision. (c) Restraining or coercing employees in the exer- cise of rights guaranteed by Section 7 of the Act by threatening managerial agents of Zim's Restaurants, Inc., in the presence of employees of Zim's Restau- rants, Inc., with bodily harm or physically assaulting managerial agents of Zim's in the presence of em- ployees of Zim's Restaurants, Inc. (d) Seizing the premises of Zim's Restaurants. Inc., by entering said premises with groups of its mem- bers, representatives, or adherents, uninvited or over the protest of managerial agents of Zim's Restau- rants, Inc., and disrupting the business operations of Zim's, all in the presence of employees of Zim's Res- taurant, Inc. (e) Picketing Zim's Restaurants, Inc., with the ob- ject of forcing said employer to sign the contract ef- fective August 31, 1977, between Golden Gate Res- taurant Association and Respondent, thereby restraining and coercing Zim's Restaurants, Inc., in the selection of its representative for purposes of col- lective bargaining. 4A IT. ( 10 (4 s wtiled Plast.ring and l.atlhing ( onlraclort % rs f San )iego). 228 NlRB 1347 (1977). 2 In the event that this Order is enforced by a judgment of a United States Court of Appeals. the words in the notice reading "Posted by Order of the Natilioinal labor Relations Board" shall read "Posted Pursuant to a Judgment of the l nited States (court of Appeals Enforcing an Order of the Nahtional labor Relations Board' (f) Refusing to bargain in good faith, upon request, with Zim's Restaurants, Inc., concerning the terms and conditions of employment of employees in the following appropriate unit: All employees employed by Zim's at its San Francisco, California, facilities; excluding office clerical employees, guards. and supervisors as defined in the Act. (g) In any other manner restraining or coercing employees in the exercise of the rights guaranteed them by Section 7 of the Act. 2. Take the following affirmative action necessary to effectuate the purpose of the Act: (a) Upon request, bargain collectively with Zim's Restaurants, Inc., with respect to wages, hours, and other terms and conditions of employment of em- ployees in the above-described appropriate unit and, if agreement is reached, embody the terms in a signed contract. (b) Post at its offices and meeting halls, and all other places where notices to members are custom- arily posted, copies of the attached notice marked "Appendix." 27 Copies of said notice, on forms pro- vided by the Regional Director for Region 20, after being signed by Respondent's representative, shall be posted by it immediately upon receipt thereof, and be maintained by it for 60 consecutive days thereaf- ter, in conspicuous places, including places where no- tices to members are customarily posted. Reasonable steps shall be taken by Respondent to insure that said notices are not altered, defaced, or covered by any other material. (c) Sign and return to said Regional Director suffi- cient copies of the attached notice marked "Appen- dix" for posting by Zim's Restaurants, Inc., if willing, in conspicuous places, including all places where no- tices to its employees are customarily posted. (d) Notify the Regional Director for Region 20, in writing, within 20 days from the date of this Order, what steps have been taken to comply herewith. APPENDIX NOTICE To MEMBERS POSTiD BY ORDER OF IiE NAIIONAL LABOR RELArIlONS BOARD An Agency of the United States Government WE ILL NO] threaten employees of Zim's Restaurants, Inc., with loss of employment if they do not become members of Hotel and Res- taurant Employees and Bartenders Union, Lo- cal 2, Hotel and Restaurant Employees and Bar- tenders International Union, AFL-CIO. WE WILL NOT attempt to cause Zim's Restau- rants, Inc., to terminate its employees for failure BARTENDERS, LOC-AL 763 or refusal to join the above-named Union in the absence of a collective-bargaining agreement be- tween the parties containing a valid union-secur- ity provision. WE wIL.L Nor, in the presence of employees of Zim's Restaurants. Inc., threaten managerial personnel of Zimn's Restaurants, Inc.. with bodi- ly harm. Wt Wll . Noi0 in the presence of employees of Zim's Restaurants, Inc., inflict bodily harm upon managerial personnel of Zim's Restau- rants, Inc. WE. wil . N)t, in the presence of employees of Zim's Restaurants, Inc.. seize the premises of any of Zim's Restaurants. Inc., restaurants, and or disrupt the operations of said restaurant facil- ities, by entering upon said premises. with groups of our members, representatives, or ad- herents, uninvited or over the protest of mana- gerial personnel of Zim's Restaurants. Inc. Wi wiii N picket Zim's Restaurants. Inc.. with the object of forcing said employer to sign the contract effective August 31. 1977. between Golden Gate Restaurant Association and Ilotel and Restaurant Employees and Bartenders Union, Local 2, Hotel and Restaurant Emplo)N- ees and Bartenders International Union, AFL CIO, thereby restraining and coercing Zim's Restaurants, Inc., in the selection of its represen- tative for the purpose of collective bargaining. WI WILL NOI refuse to bargain in good faith. upon request, with Zim's Restaurants. Inc., con- cerning the terms and conditions of employment of the employees in the following appropriate unit: All employees employed by Zim's at its San Francisco. California. facilities: excluding of- fice clerical employees. guards, and supervis- ors as defined in the Act. WE Wllt1. NOI in any other manner restrain or coerce employees in the exercise of rights guar- anteed them by Section 7 of the National l.abor Relations Act. as amended. Wt. wii.i., upon request. bargain collectivel\ with Zim's Restaurants, Inc., with respect to wages, hours, and other terms and conditions of employment of employees in the above-de- scribed appropriate unit and, if an agreement is reached, embody the terms in a signed contract. HOTEl. AN[) R SIAt RAN EN1PLo'I.ES \N) BARTENDERS UNIoN. LO(CAI. 2, lol il .-sN) RESTAULRNI EPI.()Iit-S AN[) B\RI NI)I RS IN IRNAION()A,\ UNION. AFL-CIO DECISION STATFMENI OF IHFE 4AS[ JAS1:S I BRKIR. Administrative Law Judge: This case was heard before me on January 17, 18, and 19. 1978. pur- suant to an order consolidating cases and an amended no- tice of hearing issued on December 28, 1977, b the Acting Regional Director of the National Labor Relations Board for Region 20.1 The consolidated cases are based upon charges filed on August 2, November 8. and November 15. respectively. by Zim's Restaurants, Inc.. hereinafter called Zim's. The consolidated complaints allege conduct on the part of Hotel and Restaurant Emplosees and Bartenders Union. l.ocal 2. Hotel and Restaurant Employees and Bar- tenders International Union, AFL CIO. hereinafter called Local 2 or the Union, violative of Section 8(b)( )(A), (2), and (3) of the National Labor Relations Act, as amended, hereinafter called the Act. The parties were accorded full opportunitl to examine and cross-examine witnesses, in- troduce relevant evidence, and present oral argument. The parties waived oral argument and timel) filed briefs with me. Upon the entire record in this proceeding, the briefs of the parties, and my observations of the witnesses.2 I make the following: FI,,I)N(S o) FA( I I TlFE BI SINFSS OF TilE COMPAN) At all times material herein. Zim's has been a California corporation engaging in the operation of a chain of retail restaurants, including 12 restaurants located in San Fran- cisco, California, where its principal office is located. During the calendar year 1977. in the course and con- duct of its business operations, Zim's received gross reve- nues in excess of $500,000 and purchased and received at its facilities within the State of California goods and sup- plies valued in excess of $5,000 which originated outside the State of California. I nies o tleri,,e rated. III dates herein refer to the .ilendar e.lar 1)77 I Plrulit to Respondent n motin. I hase taken oficl;lal tnille lf the flct that on J 26 local 2 filed ch.arge in ( ie 21) ( A 1181 .alleing J.oil- lion i Set 8(a).5 if the \ct reulting from Zn',' untlinltl aithdravil. from Ihe minltletnmpiler harFlning uni ii which it au . hund and Zin. reft al thereafiel to hul it.r collecItlc-harg.ling agreeent Aith Iocal 2 I ha.e ilI,{i t.ken offlil.ll notlce f he fact that in Septemher 27 the Reclm- il Dl)iretil f the Nalional .I ho Relation, Board fr Region 0 linforniled l.ocal 2 t1ht he a,. reftlu lig to ISle .i clit umpla31t n the haml of the subje I chare. hlch aclittrl of the Reglional Directour as appealed bh\ Locl 2 oin (kltoher 7. hihlh appeal. it ppears. sas demed. I helch? grant the nmioon iof co)unsel for the General Counsel and counsel for Zinl to strike line 4 IS o11 page 2 and lines 4 12 on page 15 of Resp ondenl's brief nd t iso - trike appendix (C attached Io Respondents brief .andl dl regard as subht.ianie evidence the conientis of appendix B of Reponidenit' hrief I pllae no reliance uporn Ihe teslimi no of lartiln J. Leit. a at 1ne,, called Ih Respondent. reaching the fiindins of fat anid conclu,lin, achieefed herein hus. I deem it unnece'ssar to letermine helher. in c- cordalince tth the rirtii cntained n the brief filed hb c unsel for the (hartln PaIrlt. ll or pecific portion,s of lieittt's testmns should properl be strlken uiiider Rule h(608hl of the I eleral Rules of I:idence BARTENDERS, LOCAL 2 764 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Upon these facts, which are not in dispute, I find that at all times material herein Zim's has been an employer en- gaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. 11. THE LABOR ORGANIZATION INVOLVED Respondent concedes, and I find, that at all times mate- rial herein it has been a labor organization within the meaning of Section 2(5) of the Act. I11I THE ALLEGED UNFAIR LABOR PRACTICES A. The Issues The principal issues in this proceeding are: (I) whether during relevant times Respondent has failed and refused to engage in collective bargaining with Zim's in violation of Section 8(b)(3) of the Act; (2) whether Respondent, by and through its agents, in violation of Section 8(b)(2), threat- ened employees with discharge or loss of employment if they did not join Local 2; (3) whether Local 2 is responsi- ble for alleged assault of a managerial and/or supervisory agent of Zim's and seizure of the premises of two separate restaurant facilities operated by Zim's, all in violation of Section 8(b)(l)(A); and (4) whether picketing conducted at these premises of Zim's by Local 2 violated Section 8(b)(l)(B) of the Act. The first stated issue involves the further question of whether Zim's had perfected a timely withdrawal from membership in a multiemployer bargain- ing unit operated under the auspices of the Golden Gate Restaurant Association, herein called GGRA. This latter issue, if resolved adversely to Zim's, also subsumes the fur- ther question of whether Local 2 consented to Zim's un- timely withdrawal or whether special circumstances existed justifying Zim's delay in seeking to withdraw subsequent to the commencement of multiemployer negotiations. Respondent denies the commission of any unfair labor practices and affirmatively contends that Zim's effort to withdraw from the GGRA was untimely and was neither consented to nor justified by special circumstances. B. Pertinent Facts 1. Background facts a. The principals At pertinent times, Joseph Belardi has been president of Local 2, Agnes Barnhill has been executive vice president, Flo Douglas has been director of organization, and Vito Saccheri has been a business agent of Local 2. Moreover, Local 2 concedes that Roger Cardenas, Miguel Contreras, and Steve Roosevelt were agents of Local 2 for the pur- poses of the matters pertinent to the instant proceeding. During material times Steven Zimmerman has been the executive vice president of Zim's, and Keith Vix has served as vice president of operations of Zim's. Guy Leonard is general manager of GGRA. b. Prefatory events Zim's operates a chain of restaurants in the San Francis- co Bay Area, including 12 restaurants in San Francisco. For a period of approximately 29 years prior to the events here pertinent, Zim's had been a member of GGRA, a voluntary association of restaurant operators. During the period of Zim's membership in GGRA, Zim's had author- ized GGRA to engage in multiemployer collective bargain- ing on its behalf with Local 2 and its predecessor labor organizations. These negotiations had resulted in a series of multiyear collective-bargaining agreements to which Zim's had been a party, including a 5-year agreement effective through August 31, 1977. In addition, since 1963, as a consequence of an arbitrator's decision, GGRA had joined with the San Fran- cisco Club Institute, the San Francisco Hotel Association, and the Hotel Employers Association to form a single in- dustrywide multiemployer bargaining unit for the purpose of bargaining with respect to the terms of trust agreements covering health and welfare benefits and pension benefits for employees of the four named associations represented by Local 2 or its predecessors. The most recent trust agree- ment covering these benefits was scheduled by its terms to expire on October 31. 1976. Zim's had been a participant in the health and welfare and pension plans, and in 1976 Vix served as a trustee to the trust which administered those benefits. In June 1976 Joseph Belardi, on behalf of Local 2, dis- patched to each of the four associations a letter purporting to serve as a request to reopen the trust agreement covering health and welfare and pension benefits. In August representatives of the four associations and of Local 2 met pursuant to the benefits reopener, but GGRA took the position that the June 1976 letter from Local 2 was defective in accomplishing an efficacious reopening of negotiations for pension benefits. Consequently, GGRA withdrew from multiassociation bargaining over fringe benefits. On September 23, 1976, Local 2 dispatched a letter to GGRA seeking to reopen the separate, viable collective- bargaining agreement covering wages and other terms and conditions of employment. In late October or early No- vember 1976, GGRA and Local 2 commenced negotiations pursuant to the September 23 request of Local 2. At the time of this initial meeting, and at all subsequent times during 1976, GGRA served as the authorized representa- tive of Zim's in these negotiations, in which Zimmerman and Vix participated. During the course of the negotiations, GGRA main- tained its position that Local 2 had not effectively re- opened the agreement on the topic of pension benefits. But Local 2 maintained otherwise. As the discussion evolved, GGRA proposed that in order to achieve an effective reso- lution of the conflicting viewpoints, the parties should pro- ceed to negotiate a new collective-bargaining agreement to supersede the existing agreement between the parties. Lo- cal 2 agreed to this procedure, and negotiations proceeded on this basis, culminating in a meeting on November 19, 1976. Included in the GGRA proposals submitted prior to BARTENDERS, LOCAL 765 November 19 were some provisions singularly applicable to Zim's. During the three bargaining sessions comprising the No- vember 19 meeting, the parties achieved a meeting of the minds which the negotiators believed would provide the framework for a new master agreement and which they believed would serve to resolve the pension dispute. Thus, the parties agreed to defer the scheduled January 1, 1977, wage increase to June 1, 1977. As an integral element of this deferral of increased wages, which was the critical is- sue between the parties during the course of the November 19 meeting, the parties agreed to continue to negotiate un- resolved issues concerning wages, percentages, craft rules and general rules until March 1, 1977. By virtue of the understanding achieved by the parties, any issue still unre- solved as of March I would be submitted to binding arbi- tration. The terms of this understanding were subject to the approval of the executive committee of Local 2. Both Ste- ven Zimmerman and Keith Vix had participated in the ne- gotiations in their respective official positions as committee members of GGRA. Keith Vix was present at each of the three separate negotiating sessions which transpired on November 19. Joseph Belardi, the president and chief exec- utive officer of Local 2, had not been present. A subsequent decision by Local 2 to insist that wage increases be deferred only to March 1 instead of June 1 was communicated to GGRA at a subsequent meeting, and this had the effect of dissipating the basis and frame- work for a new master agreement. In the meantime, in a contemporaneous fashion, Local 2 had been conducting negotiations with the San Francisco Club Institute, the San Francisco Hotel Association, and the Hotel Employers Association, pursuant to the June 1976 fringe benefits reopener treated by the three partici- pating associations as effectively reopening the generic agreement for modifications in health and welfare benefits and pension benefits. 3 These negotiations resulted in a new agreement achieved between the parties on December 29. 1976, to be effective from November 1, 1976, through Oc- tober 31, 1978, covering health and welfare benefits and pension benefits. Representatives of Local 2 and GGRA met again on February 1, 1977, and the December 29 industrywide agreement relating to health and welfare and pension bene- fits became the focal point of discussion. GGRA continued to advance the contention that it was not obligated to ne- gotiate with respect to pension benefits, but renewed its stated willingness to resolve the dispute by negotiating a new collective-bargaining agreement. The deliberations of February I led to a meeting of the minds calling for adop- tion of the December 29 health, welfare, and pension bene- fits agreement, with minor changes; a May I effective date for wage increases; adoption of a new multiyear collective- bargaining agreement: and a commitment to continue ne- Historically. negotiations in health and welfare and pension benefits had been conducted between Local 2 and the four associations. including GGRA. on an industrywide basis in contemporaneous fashion with negotia- tions on other substantive provisions of the master agreement There is no indication in the record that the negotiations conducted bh the truncated multiemplover group with Local 2 during the fall of 1976 included ans negotiations on bargaining topics other than health, welfare. and pension benefits. gotiations on certain issues until March 28, with issues not then resolved to be submitted to binding arbitration. The welfare and pension funds were formally advised of the apparent agreement achieved during the February I meet- ing. Subsequently, within a few days, a conflict arose be- tween the parties as to the effective date of the increases in fringe benefits. Local 2 took the position that the effective date was February I, and GGRA contended that a March I effective date was applicable. The parties met on Febru- ary 7 but were unable to resolve this conflict. The parties agreed, however, to arbitrate the issue of whether or not GGRA was obligated to reopen negotiations on health, welfare, and pension benefits. A second issue to be arbi- trated was a matter relating to the January I wage reopen- er. Guy Leonard testified that the parties had reached an impasse as to the amount of the wage increase. On May 27 Arbitrator Armon Barsamian issued his award providing, in pertinent part, that "the Union has the contractual right to reopen the contract with the Associa- tion effective November 1, 1976. The issues that are to be discussed are health and welfare and pensions." The wage reopener issue was not resolved by the arbitrator. 4 On or about June 13 representatives of GGRA and Lo- cal 2 met to negotiate a new collective-bargaining agree- ment to become effective upon the expiration of the cur- rent agreement on August 31. A second meeting transpired on June 30, and the parties exchanged written proposals, including one offered by Local 2 providing for a I-year agreement. The proposal proffered by Local 2 contained some of the proposals which had been presented to GGRA during the negotiations in 1976, but the parties were now bargaining concerning the basic agreement, which was now open for negotiations. Between June 13 and the consum- mation of a new multiyear agreement during the last week of August, the parties met in 15-20 negotiating sessions. The new agreement contained a union-security provision. Thereafter, on September 8, in a memorandum opinion issued by United States District Judge Spencer Williams arising from an action filed by Local 2 against GGRA seeking to determine the binding effect upon GGRA of the December 29, 1976, agreement covering health, welfare, and pension provisions, it was held that the December 29 agreement did bind GGRA. The effect of Judge Williams' decision was to set new contribution rates for fringe bene- fits paid by GGRA member-employers.5 2. The alleged unlawful conduct a. The refusal to bargain (1) Zim's withdraws from GGRA In the interim, on April 18, some 40 days prior to the May 27 issuance of the Barsamian award, Zim's dispatched 4These facts are essentially undisputed. and the findings are based pri- marly upon a composite of the credited testimony of Joseph Belardi. Keith Vix, Gus Leonard. Steven Zimmerman. and documentary evidence of rec- ord. The foregoing is based on the credited testimony of Joseph Belardi, Agnes Barnhill. Guy Leonard. and documentary evidence of record. BARTENDERS, LOCAL 2 766 DECISIONS OF NATIONAL LABOR RELATIONS BOARD a letter to GGRA requesting that its membership in GGRA be withdrawn effective immediately and stating further: . . we have decided that [our] interests would he best served by following an independent course in the fu- ture. Zim's now has twelve separate units in San Fran- cisco, in contrast to the single unit operation of most of the other members of the Association, and also has a system of operations somewhat unique among the other members of the Association. Therefore, it is our belief that this action will enable us in the future to fashion a collective-bargaining agreement which will be more appropriate to our business. By letter of the same date, Keith Vix notified Joseph Belar- di, in his capacity as chairman of the pension trust, that in light of Zim's' withdrawal from GGRA, he was tendering his resignation as a trustee of the health and welfare fund effective immediately. In a similar manner, Steve Zimmer- man resigned from his position on the board of directors of GGRA. These actions were not contested by GGRA. Ste- ven Zimmerman also dispatched a separate letter, dated April 18, to Joseph Belardi in his capacity as president of Local 2. With his letter, Zimmerman enclosed copies of his letter to GGRA notifying that association of Zim's with- drawal. In this connection, Zimmerman alluded to those portions of the enclosed letter to the association delineat- ing a belief on the part of Zim's that its best interests would be served "in pursuing an independent course." In his let- ter to Belardi, Zimmerman added: . . . With the growth of our company to twelve units in San Francisco, we feel that now is the time to begin to design a labor agreement meeting our partic- ular kind of operations, which we understand is com- patible with the approach your Union has recently been taking with some other restaurants. Since this approach represents to some extent a de- parture from our past experience, we would, well in advance of September I, 1977, suggest that the Union and Zim's begin discussions with the object of negoti- ating a collective bargaining agreement which would address itself more specifically to Zim's Restaurants. If this suggestion meets with your approval, we are prepared to begin such discussions as early as May 2, 1977. We would also request that the Union submit an opening proposal as a basis for beginning such negoti- ations. In anticipation of these negotiations, this letter should also serve as notice to you under the current agreement of our intent not to be bound by any re- newals, changes, or extensions to the Health and Wel- fare and Pension provisions of the current Agreement beyond the expiration date, but instead to make this matter a subject for anticipated negotiations on a new bargaining agreement. (2) Single-employer "negotiations" commence During the month of May, Frederick Cohen, area super- visor for Zim's with supervision over five restaurants, had occasion to speak with Vito Saccheri, a business agent of local 2. concerning grievance matters. The 12 Zim's res- taurants are within Saccheri's job jurisdiction. During the course of these conversations, Saccheri, who had been re- cently appointed to his position, stated boastfully that since Zim's had become "an independent," he would be meeting with Vix and Douglas for the purpose of negotiat- ing a contract. These conversations transpired in mid-May. At approximately this point in time, Flo Douglas, director of organization for Respondent, spoke with Vix by tele- phone, and during the course of the conversation she re- ferred to Local 2's receipt of Zim's April 18 letter. She also discussed some grievance matters. The parties agreed to meet on May 26. However, this meeting was postponed, and a future meeting was set for June 3. Then, during the last few days of May, Vito Saccheri contacted Cohen by telephone at Douglas' request and expressed his concern over personnel actions which affected two employees and which appeared to be contrary to an understanding reached earlier between Saccheri and Cohen. Saccheri ob- served, in effect, that this grievance matter could be de- ferred for a few days because in any event he was going to be seeing Vix "regarding negotiations." 6 The parties met on June 3 in the office of Keith Vix, who served as principal spokesman for Zim's during the 90- minute meeting. Joseph Belardi had not been informed of the meeting and did not learn about it until after its conclu- sion. Steven Zimmerman was present during a portion of the meeting. Flo Douglas and Vito Saccheri represented Local 2. Douglas was the principal spokesperson for Local 2. After pleasantries were exchanged, Douglas inquired why Zim's had withdrawn from GGRA. Vix explained that as a member of GGRA, Zim's had only one vote, notwith- standing the fact that it operated 12 restaurants in San Francisco. Vix asserted that the size of the Zim's operation and its diversified nature required a collective-bargaining agreement tailored to Zim's needs. Vix noted the variation in the several groups of restaurants in San Francisco. He expressed the belief that an individual contract geared to Zim's needs would be in the best interest of Zim's manage- ment and its employees. In this regard Vix noted that the age mix of Zim's employees was quite different from that in the established restaurants in San Francisco which ca- tered to the dinner or house trade and which had an older and less transient class of personnel. Vix also stated that he had heard a great deal of conversation "since the beginning of May" regarding a potential strike which was purported- 1' scheduled to take place at the end of August. Vix added that he was concerned with the lack of apparent progress being made between Local 2 and GGRA in their negotia- tions, and for these various reasons, he stated that Zim's wanted to sit down and negotiate a collective-bargaining contract. As Vix proffered this explanation, Douglas nod- ' I h foregoing findings are based prinmarils upon the credited testimony of Frederick (Cohen which is not directly refuted. Vito Saccheri was not called Io estify Flo Douglas' testimons reveals that she and Saccheri dis- cussed some outstanding grievances. and she encouraged Saccherl to set up a Meeting with Vix to discuss them. She did not deny the reference attribut- ed to her by Vix relating to Zim's April 18 withdrawal letter. BARTENDERS, LOCAL 767 ded her head in apparent agreement. She verbalized noth- ing. In context with these statements, Vix asked Douglas if she had any contract proposals in mind. In response. Douglas submitted a copy of the agreement between Local 2 and independent restaurant operators who were not members of or represented by any association. Douglas stated that she would like to have Zim's sign the indepen- dent agreement. Vix did not take the document but stated. "You've got to be kidding." [le added that this agreement was essentially the same agreement that Local 2 had with GGRA. He emphasized that Zim's was seeking an individ- ual contract geared to Zim's needs. In rejecting Douglas' proffer of an independent agreement. Vix inquired as to what Local 2 had in mind for Zim's. Douglas responded that Local 2 would draft its proposals, and Vix stated his agreement with this procedure, adding that the parties would exchange proposals at future meetings. As the meeting progressed, Douglas stated that she and Saccheri would be negotiating for Local 2 and cautioned that they' could not enter into an agreement binding on Local 2. She stated that any tentative agreement achieved between them would have to he submitted to Joseph Belar- di and the executive committee for approval. Vix asserted that he was in a similar position in that the executive com- mittee of Zim's would have to approve any agreement be- fore it became effective. Neither Douglas nor Saccheri stat- ed, in words, that Zim's would he bound by the results of the GGRA-Local 2 negotiations. Douglas inquired as to Zim's intentions regarding the health and welfare contributions which were in arrears. Vix stated that it was Zim's position that it would be bound by the GGRA agreement only through August 31. when it was due to expire, and that any ruling which may issue from the arbitrator would bind Zim's only until August 31. At this point in the meeting, Zimmerman left. Frederick Cohen joined the group, and some grievance matters were discussed. This discussion had commenced prior to the time Cohen entered the meeting, and his participation last- ed approximately 5 minutes.7 As a business agent for Local 2. Douglas had no authori- ty to bind Local 2 to any bargaining agreement other than These findings are based n the credited eslmon ,f Keith :1i ,d Steven Zimmerman I credit the testimons of lIo [)ouglis onl' ii, Ihe extelt that it is consistent with these findings I am convinced from m observations of SVi and Zinmmernl.n Ia he testified concerning the events surrounding the June mreeting that tIe testified accurately concerning the meeting. both front the standpoint of sequential happenings and from the standpoinl of substanme dciiuio.n In contrast, as I observed ri o Douglas testif? concerning the leetine. I a, not convinced concerning the accurac, of her recall hus. I credit Vix jind Zimmerman in finding that. contrars to the testimony of Douglas. Zinimer- man did attend significant portions of the meeting Nloreoser. contra r to Douglas. I find that the topic f Zim's ithdrawal froim ((;R& .i1nd .a discussion of new contractual terms occurred early in the meeting I lihe grievance discussion followed some 30 minutes of di;loeue hbetcenl hc parties. With respect to the discussion of new cintrlactual terms and the realons for Zim's withdrawal from GGRA. I find that Vix's explanation for the reasons for the withdrawal were not as truncated or terse is [)Douelal tcml- mony would indicate, nor was the discussion f contr.clua.l ernm, a, ahhre- viated as Douglas' esttimon would suggesl In hboh hese respect,. I fid the conlmp)site of the eslhmnin\ f \i1 and Zmnernlan mrle redibhl an industrywide independent agreement. Douglas pos- sessed no authority to negotiate collective-hargaining agreements which would differ from the master agreements pertinent herein the GGRA agreement and the indepen- dent agreement. Under practice of Local 2. Belardi's parti- cipation and that of an executive committee of ocal 2 is essential in negotiating agreements different from the mas- ter agreements. When employer-members withdraw from a multiemployer association it is the practice of Local 2 to seek to have the employer sign an independent agreement to protect the continuity of the health, welfare, and pension contributions and benefits. The memorandum agreement which Douglas presented to Vix during the course of the June 3 meeting. and which Vix characterized as essentially the same as the GGRA agreement. incorporated the inde- pendent agreement.' (3) The June 6 correspondence On June 6 Joseph Belardi dispatched a letter to Zim's which was hand-delivered to Steven Zimmerman by Vito Saccheri. The letter read: As far as we are concerned, since you are no longer a member of the Golden Gate Restaurant Association, Health and Welfare and Pension contributions at the new rate of $76.17, is to be paid immediately, retroac- tive to the March payment. since we won the Arbitra- tion. In delivering the letter to Zimmerman. Saccheri stated that Belardi had requested him to have Zimmerman ac- knowledge by his signature that Zim's was bound hb the new health and welfare rate. Zimmerman stated that in his view. Zim's was bound hb the GGRA contract only until August 31. Saccheri responded that Douglas would be con- tacting Vix regarding a date for the next negotiation ses- sion. Zim's responded to Belardi's June 6 letter through a let- ter from its counsel. Roger Mulholland, whose services had been retained a few months earlier. In substance, the letter noted that Zim's was maintaining the position taken in its earlier, April 18 withdrawal letter relative to renewals. changes, or extensions of the health, welfare, and pension provisions of the then-current agreement. In pertinent part, the letter contained the following: "Again, we anticipate that our upcoming negotiations will include this matter as a subject for bargaining." (4) The July 5 meeting A meeting transpired between the parties on July 5. It was arranged by Douglas, who contacted Vix and stated the desire of Local 2 to meet with him. In making the request, Douglas referred only to certain grievance matters before the adjustment board. No contract proposals were exchanged in advance. The meeting was held at the corpo- rate offices of Zim's. and Zim's was represented by Vix and I lhc rcdied tesnti ns of Joseph BIclardl .iand I i [)oug s etalihhshes the fI)rcC iln'i e ihc rciilltd teCIIIlmlls *'f SlcxCI1 Zlumieimlan. R ,r Mlillilll, d, and dctlI Iltcu f C kc t C.lhilhCs [t f'rcelrlr BARTENDERS, LOCAL 2 768 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Roger Mulholland. Joseph Belardi, Agnes Barnhill, and Douglas attended on behalf of Local 2. Vix and Belardi were the principal spokesmen for the respective parties. The meeting lasted approximately 2 hours. After some preliminary discussions, Belardi inquired if Zim's was going to make payments at the new contractual rate to the health and welfare trust. Belardi stated that it was the position of Local 2 that it had prevailed before the arbitrator on the issue, and Vix responded that it was the belief of Zim's that GGRA and Local 2 were obligated by the arbitrator's decision to negotiate the issue of health, welfare, and pension rates. Vix noted also that he had no information indicating that those negotiations had been concluded. In substance, he assured Belardi that Zim's would be bound by the results of those negotiations, but only until August 31. This discussion consumed approxi- mately 5 minutes. At this point in the meeting, the discussion turned to the question of negotiations between Local 2 and GGRA. In this connection, Vix asked Belardi to describe the type of contract which Local 2 was seeking from Zim's. In re- sponse, Belardi presented the proposals which had been presented to GGRA on June 30 and which were then on the table in the negotiations between Local 2 and GGRA. Vix asserted that Zim's wanted a contract tailored to its operations, and Belardi responded that first the matter of a basic agreement would have to be worked out. He added that there would be only one contract for the entire indus- try. Belardi stated there would be no "sweetheart deals." At this juncture, using the GGRA proposals as a basis for their discussion, the parties embarked upon an item-by- item scrutiny of that proposal. Some items were merely noted, but discussion transpired with respect to other pro- visions, and some clarifications were offered. Provisions discussed related to discrimination, shoes for cooks, uni- forms and linen, holidays, and funeral leave. The parties agreed that one provision relating to fast-food operations did not apply to Zim's, and this and other provisions not applicable to Zim's operations were omitted from their dis- cussion by agreement of the parties. This item-by-item scrutiny lasted approximately 45 minutes. After completing their consideration of the GGRA bar- gaining proposals, Belardi asked if Zim's had any propos- als to advance. Vix responded that Zim's proposals had not been completed, but that they would be submitted within a reasonable amount of time. Belardi requested that the proposals be made available within a week. Vix stated that this was an insufficient amount of time, and it was agreed that 2 weeks would be allotted for preparation. A meeting was scheduled for 2 p.m. on July 20 at the offices of Local 2. (5) The aftermath On July 7 Vix received a one-page document carrying the typewritten caption "Health and Welfare and Pension Proposals." Above the caption was the handwritten nota- tion "Zim's," which Vix believed was on the document when he received it. During the course of the July 5 meet- ing, Belardi had directed Barnhill to mail health, welfare, and pension proposals to Vix.' ° On July 15 counsel for Local 2 dispatched a letter to Zim's advising Zim's that Local 2 considered Zim's to be bound by any collective-bargaining agreement subsequent- ly reached between Local 2 and GGRA as a result of the collective bargaining which had been in progress between those two parties. Counsel stated as a basis for this position the fact "that Zim's did not withdraw from a multi-em- ployer bargaining unit, i.e., the Golden Gate Restaurant Association, prior to the commencement of negotiations for the industry contract." The meeting scheduled for July 20 did not transpire. On July 18 the July 15 letter from Local 2 was received by Zim's. In the meantime, prior to receipt of the July 15 letter from Local 2, representatives of Zim's spent approximately 20 hours drafting counterproposals. On July 20 Roger Mulholland, counsel for Zim's re- sponded to the July 15 letter from Local 2, stating, in ef- fect, that the legal position of Zim's was that it had effectu- ated a timely withdrawal from association bargaining. The letter contained an insistence that negotiations for a "sepa- rate collective-bargaining agreement" continue." (6) Interim related events In April 1977 during the course of a trustees' meeting, 1 lI credit the testimony of Joseph Belardi to the effect that his instruc- tions to Barnhill were to mail the health, welfare, and pension provisions which Local 2 was contending were effective by reason of the arbitrator's award. I The foregoing findings are based primarily upon the credited testimony of Roger Mulholland and Keith Vix and documentary evidence of record. I have considered the testimony of Joseph Belardi, Agnes Barnhill, and Flo Douglas and credit it only to the extent that it is consistent with the findings above made. The findings with respect to the July 5 meeting are based upon a careful analysis of the testimony of the witnesses who appeared before me and who were participants in that meeting. I am convinced, upon a careful analysis of that testimony and upon my observation of the witnesses who did partici- pate in the meeting and who testified before me at the instant hearing, that the account of Mulholland and Vix more accurately described the salient events of that meeting. In many respects the testimony of Belardi. Barnhill. and Douglas impressed me as being overly influenced by their perceived need to proffer witness stand explanations concerning the asserted subjec- tive intent which thes harbored in carrying out their actions and in partici- pating n the dialog which comprised the July 5 meeting. To this extent, the credibility and reliability of their testimony as an accurate gauge of the events at the July 5 meeting was significantly diminished. Moreover, while Mulholland's testimony overstates the length of the meeting, the testimony of Belardi. Barnhill. and Douglas understates to a substantial degree the length of time which the parties spent in completing the business of the meeting. This was consistent, in my view, with the effort on the part of witnesses called b Respondent to discount the significance and importance of the events which took place at the meeting. In reaching the credibility resolution above made and finding the facts pertaining to the July 5 meeting in the manner set forth above. I have scrutinized the content of the very sketchy notes taken by Barnhill during the July 5 meeting. I find that they support rather than refute the testimony of Mulholland and Vix that a substantial period of time was spent during the course of the meeting in an item-by-item scrutiny of the GGRA propos- als. as found. I am unable to credit the testimony of Respondent's witnesses to the effect that no discussion of significance concerning the GGRA pro- px)sals transpired during the course of the July 5 meeting. The testimony offered by the General Counsel's witnesses and the docu- mentary evidence in support thereof introduced by the General Counsel pertaining to the eventsfollowing the July 5 meeting is supported by credited and essentially unrefuted testimony. BARTENDERS, LOCAL 769 the resignation of Keith Vix as a trustee was discussed. Joseph Belardi was present, as were the principals of the four associations, including Guy Leonard of GGRA. Be- lardi stated that his attorney had advised him that Zim's withdrawal from GGRA had been untimely and that, as a consequence, Zim's would be bound by any agreement be- tween GGRA and Local 2. Belardi asserted that he was of the same opinion as his attorney. Subsequently, during a May 1977 meeting between Leo- nard and Belardi, Belardi emphasized that Local 2 was adhering to his position that Zim's would be bound by any agreement negotiated between Local 2 and GGRA. This comment was in context of a discussion relating to the timeliness of Zim's withdrawal from GGRA. During meet- ings of the trustees in May, June, and September, Belardi reiterated the position of Local 2 in this regard. The Sep- tember meeting was held subsequent to the late August execution of the new agreement between Local 2 and GGRA. In the meantime, at a June 13 negotiating meeting at- tended by Belardi and Guy Leonard, the issue of the with- drawal of certain restaurants, including Zim's, was a topic of discussion. Belardi stated that he wanted the GGRA representatives to know that Local 2 had agreed to meet with Zim's independently. In response to a question as to the type of agreement which Local 2 was going to negotiate with Zim's, Belardi responded that, in accordance with past practice, anything he negotiated separately with Zim's would be submitted to GGRA for approval.' Belardi in- formed the parties present at the June 13 meeting that Lo- cal 2 had agreed to meet with Zim's and discuss certain topics that were peculiar to the Zim's operation. Belardi's comments at the meeting indicated that he had discussed this matter with Vix, and Belardi had indicated to Vix that Local 2 would be willing to meet independently with Zim's. At the June 13 meeting between Local 2 and GGRA and at subsequent meetings wherein the progress of negotiations between Local 2 and Zim's was raised by the negotiators representing GGRA, Belardi maintained that Zim's was going to be bound by any agreement achieved between Local 2 and GGRA. Joseph Belardi testified that from the beginning of the negotiations between Local 2 and GGRA, Vix advanced the notion that Zim's desired to achieve some provisions "tailor-made" to the Zim's operation. Belardi further testi- fied that he took the position that he would consider a side agreement or an addendum to the GGRA agreement, but only within the context of the GGRA agreement. Belardi also testified that in November 1976 he discussed his ap- proach with Guy Leonard and advised Leonard that he did not wish the side agreement to be incorporated in the agreement between GGRA and Local 2. Belardi preferred to have it handled in letter form originating from GGRA which would have the effect of extending certain privileges to Zim's, as patterned after an approach used on a previous 12 The credited testimony of record reveals that separate agreements had been negotiated by Local 2 with certain restaurants in the San Francisco area and that these agreements had been achieved "within the framev,ork" of the GGRA agreement. Primaril. but not exclusivel?. these agreements had been achieved between Local 2 and certain chain restaurant ioperations occasion with respect to a principal chain restaurant opera- tion in the San Francisco area. Belardi further testified that when proposals were ex- changed between Guy Leonard and himself on February I or 7. there was a special clause in the GGRA proposals relating exclusively to Zim's. In an aside during the Febru- ary I meeting, according to the testimony of Belardi, Vix reminded him of the special considerations which he de- sired to have Local 2 extend to Zim's. Belardi testified that when the apparent agreement on contract terms, which had been achieved on February 1, fell apart during the course of the subsequent February 7 meeting, the side-ar- rangement with Zim's and the GGRA proposal g ranting Zim's special considerations became inoperative.' Conclusions The principal issue in this facet of the case is whether Zim's effected a timely withdrawal from GGRA, the mul- tiemployer association through which it had negotiated for a number of years, and, if it did not, whether Respondent consented to Zim's effort to untimely withdraw and/or whether Zim's belated withdrawal was justified by special circumstances. If any one of these alternative theories of- fered in support of the complaint allegations is supported by the record evidence, a violation of Section 8(b)(3) per- force results by virtue of Respondent's conduct in refusing to negotiate with Zim's after July 5.4 The General Counsel bases the theory of a violation squarely on the consenting nature of Respondent's conduct during the course of the meetings held between Respon- dent and Zim's on June 3 and July 5. The Charging Party predicates its notion of a violation on the alternative theo- ries described above, which are within the parameters of the issues litigated during the course of the instant hearing. For its part, Respondent contends, in substance, that the attempt of Zim's to withdraw from multiemployer bargain- ing came in an untimely fashion during a pause or inter- lude in a viable collective-bargaining continuum. Respon- dent further contends that Zim's attempted untimely withdrawal was neither consented to nor rendered justified by special circumstances. In these latter respects, Respon- dent avers that the overt action of its representatives dur- ing the course of the June 3 and July 5 meetings must be given careful scrutiny in light of collective-bargaining au- thority actually vested in each of them; the collective-bar- gaining experience of Joseph Belardi, Respondent's princi- pal negotiator; and the industrywide collective-bargaining realities which attended the dialog between Zim's and Lo- cal 2. In agreement with Respondent, I find that the complaint allegations are not sustainable on any of the three theories 'I credit the abose testimony of Belardi, which is supported in some aspects bh the testimony of Guy Leonard. Belardi testified that he envisaged an understanding in writing defining with particularity those provisions of the industr agreement which would not be applicable to Zim's. The entire thrust of Belardi's testimony in this regard revealed that these provisions were of relativels incidental character and did not encompass the principal, substantive money and working condition provisions historically embedded in the Industry agreement. '' The matter of timel) withdrawal was placed n issue by Respondent, but the (harging Part> embraced the issue. B A R T E N D E R S,~ ~ ~ ~ ~~ . L O A 2 769 , _, . . 770 DECISIONS OF NATIONAL LABOR RELATIONS BOARD advanced by its proponents. Initially, I find that the negotiations which commenced in November 1976 between GGRA and Respondent were for a new master agreement to effectively supersede the existing agreement. Thus, I conclude that the negotiations which resulted from Respondent's September 23 wage reo- pener of the then-existing collective-bargaining agreement. through mutual consent of GGRA and Local 2, evolved by early November into negotiations for an entirely new col- lective-bargaining agreement covering all substantive wage and employment conditions, as well as health, welfare, and pension benefits. In consenting to negotiating a new master agreement, Local 2 offered the quidpro quo of deferring for 6 months the January I wage increase obtainable under the existing contract. While consummation of a new master agreement proved elusive, the collective-bargaining efforts of the parties were featured by fundamental conceptual and behavioral continuity in that neither GGRA nor Local 2, during the progress of the bargaining, abandoned the search for a new master agreement as the alternative to the narrower wage negotiations mandated by the September 23 wage reopener. Thus, although the apparent agreement achieved on November 19 evaporated, the parties returned again to the bargaining table in February with a commit- ment to negotiate a new master agreement as the device for resolving not only the wage issue but the still troublesome pension issue as well. Here, too, when the apparent agree- ment achieved by the parties broke down on the issue of the effective date of increased health. welfare, and pension benefits, the parties remained committed to the concept of a new master agreement and agreed on February 7 to re- sort to binding arbitration as a means of resolving the ben- efits payment issue which separated them from final ac- cord on contractual terms. Contrary to the contention of the Charging Party, I find that this resort to interest arbi- tration was in direct aid of the bargaining process and did not constitute an abandonment of the concept of bargain- ing table efforts towards a new master agreement. Between February 7 and June 13 no bargaining meetings were held, and no proposals were exchanged. But when the parties returned to the bargaining table, they resumed their negotiations with the objective of negotiating a new master agreement. Although several bargaining sessions were re- quired to work out the details of the agreement ultimately achieved, the conceptual framework which the parties had constructed by virtue of their earlier negotiations, and the substantive product of those earlier efforts, remained ba- sically intact. Interest arbitration had been permitted to function, and the fruits of that process had been accepted by the parties. They moved on to complete the task upon which they had embarked in November. The interludes which had delayed the bargaining progress had not dis- turbed the underlying continuity of the negotiations but rather had served to heal the disagreements fostered by differing interpretations accorded key issues by the parties to the negotiations. Because the multiemployer negotia- tions which commenced in November 1976 and terminated in late August 1977 had an integral continuity of purpose, process, and objective, I find they constituted a single course of collective bargaining. As such, the bargaining process after June 6 may not be fragmented for analytical purposes from the predecessor process which transpired in February. It follows that Zim's attempt to withdraw from multiemployer bargaining in April, during a mere pause in negotiations, was untimely. See N.L.R.B. v. Brotherhood of Teamsters and Auto Truck Drivers, Local No. 70, Interna- tional Brotherhood of Teamsters, Chauffeurs, Warehousemen & Helpers of America California Trucking Association], 470 F.2d 509 (9th Cir. 1972); N.L.R.B. v. Jeffries Banknote Cormpan., 281 F.2d 893 (9th Cir. 1960); Goodsell & Vocke, Inc., 223 NLRB 60, 65-66 (1976). Cf. Retail Associates, Inc., 120 NLRB 388 (1958). This determination gives rise to the further question of whether Local 2 consented to Zim's untimely withdrawal. The matter is not free from doubt, but the totality of the record evidence requires a rejection of the General Counsel's position. It is apparent from the record evidence that at all times, both in the meetings with GGRA and in those with Zim's, Belardi took the position that while he would, at an appropriate time, consider side proposals de- signed to give Zim's relief from problems peculiar to its operation, he would insist that Zim's be bound by the GGRA industrywide agreement. Moreover, the record ful- ly supports the finding, which I make, that neither Flo Douglas nor Vito Saccheri possessed the authority to nego- tiate contract terms which varied in any manner from the independent or associationwide agreements. Authority to do so resided exclusively with Belardi and the executive board. It thus seems apparent, and I find, that the efforts of Douglas and Saccheri at the June 3 meeting were limited to a fulfillment of Douglas' notion that she was required by responsibility entrusted to her to obtain Zim's signature on an independent agreement in order, on an interim basis, to protect the continuity of the health, welfare, and pension benefits of Zim's employees. It must be remembered that Douglas and Saccheri met with Zim's without the specific clearance or authorization of Belardi, and, although the June 3 meeting served as a precursor of the July 5 meeting, the collective-bargaining discussions in which Douglas and Saccheri engaged were not at the instruction of Belardi and may not be realistically viewed as possessing authoritative gloss vis-a-vis Local 2. Nor may the conduct of these func- tionaries at the June 3 meeting be construed as an official commitment of Local 2 to single-employer collective-bar- gaining agreement. To do so would require the most hyper- technical application of the principles of agency and an unwarranted fragmentation of record evidence. The concept of literalness which is the foundation of the General Counsel's theory of the case lends some support to the contention that a process of single-employer bargaining was tentatively broached by Respondent through Douglas and Saccheri. Thus, literally speaking, Douglas' willingness to discuss with Vix the consummation of an independent agreement infers a concomitant willingness to treat sepa- rately with Zim's outside the associationwide bargaining framework. But here again the agreement proffered to Vix was indistinguishable in a substantive sense from the GGRA agreement, and Vix predictably rejected it out of hand. But in sketchily outlining a skeletal process for fur- ther dialog, Douglas reminded Vix that authority resided with Belardi, and there was no important later implementa- tion of the process: no proposals were prepared or ex- BARTENDERS. LOC`AL 771 changed. Then, when Belardi entered the picture, all that Douglas had inferred by submitting the independent agree- ment was inferentially countermanded. The principal had not ratified the actions of the subordinate. So, too, with the events following the meeting of June 3. there is a basis upon which, by a process of literalness. a willingness on the part of Belardi to deal separately with Zim's outside of the multiemployer context could be con- jured. But to isolate one item of correspondence. and to segregate elements of conduct at one meeting from an en- tire series of closely related and highly pertinent events, would result, in my opinion, in an unwarranted elevation of form over substance. What is required by the record, in my view, is the con- clusion that Belardi's dispatch of his June 6 letter. subse- quent to the June 3 meeting between Zim's. Douglas. and Saccheri, was an effort to secure Zim's payment of health. welfare. and pension rates consistent with the Barsamian award. In this regard, I find that in dispatching the June 6 letter, Belardi was aware that Zim's was claiming to have withdrawn from GGRA. and Belardi took the practical step of informing Zim's that whatever the legal status of Zim's relationship to GGRA. Zim's. like GGRA. was obli- gated by the Barsamian award to pay the higher benefit rates. He knew, of course, that resignation from member- ship in GGRA did not release the resigning employer from the existing contract. This action in no manner infers. in my judgment, acquiescence or approval on the part of Lo- cal 2 to Zim's withdrawal, with the accompanying legal implications thereof. Moreover, Belardi's subsequent conduct at the July 5 meeting is in keeping with this interpretation and with the prior, contemporaneous. and subsequent position he was taking with GGRA on the question of Zim's withdrawal. Assessing the July 5 meeting, and particularly Belardi's participation therein, I find nothing of substance which justifies the General Counsel's contention that Belardi en- gaged in single-employer negotiations with Zim's. as dis- tinct from a pragmatic, low-keyed bargaining effort on his part to acquaint Zim's with the progress of GGRA negotia- tions, the proposals on the table in those negotiations, and the impact or applicability of those proposals to Zim's op- eration. This conduct on the part of Belardi is consistent with an effort of Local 2 to retain Zim's in the multiem- ployer bargaining group by (I) discouraging the notion that the provisions of any GGRA agreement ultimately achieved could be effectively ignored or set aside by Zim's through the complicity of Local 2 and (2) achieving peace- ful reconciliation of Zim's interests to the end of ultimately convincing Zim's of the financial and logistical impracti- cality of seeking to extricate itself from multiemployer bar- gaining, while (3) exploring on a preliminary basis the pa- rameters of a possible side agreement within the framework of the GGRA agreement. as broached during GGRA negotiations. 5 It is clear from the precedent controlling the instant legal issue that the question of consent or acquiescence and an At the Jul 5 meecing, Belardi insisted on first things,, frt A- 1 dl.,C.Ussm of a side greemenl wals leirlN lbohordln.cited to 71111r .Icept.lii. c of tIh (;(RA agreement. hen at.hieed employer's attempted withdrawal from multiemployer bar- gaining is one of fact to be determined from the entire record. I.C. Refrigeration Service, Inc.. 200 NLRB 687 (1972). Although consent may he inferred from the con- duct of the labor organization. such conduct usually must involve a course of affirmative action "clearN antithetical to the claim of the labor organization that the emploher has not withdrawn from multi-employer bargaining." See The John J. Corbett Press. Inc., 163 NLRB 154 (1967). A prime indicator of consent or acquiescence on the part of a labor organization is its willingness to engage in individual bargaining with the emploNer seeking to abandon multiemn- ploNer bargaining. /.(C. Rfrigeration Service, supro. While individual bargaining may not, in every instance, result in a determination that the labor organization has acquiesced. the Board has repeatedly found that such individual bar- gaining demonstrates a labor organization's acceptance of the employer's withdrawal. Recently, the Board reaffirmed the concept that acquiescence exists where a labor organi- zation engages in separate negotiations with a withdrawing employer, listens to counterproposals. and agrees to make certain concessions not offered the association. I. C Refrg- eration Senice, supra: Hartz-Kirkpatric (A onstruclion (o., Inc.. 195 NLRB 863 (1972). However. as I view the instant record, giving proper attribution and weight to Belardi's conduct and policies as articulated not only at the meeting of Jul 5 but during the course of the negotiations with (GGRA. I find no conduct on the part of Local 2 which may realistically be viewed as evincing a willingness on the part of Local 2 to meet with Zim's separately for the pur- pose of discussing proposals peculiar to Zim's operation and different from those under negotiation with GGRA. to listen to counterproposals erosive of those under negotia- tion with GGRA. or to otherwise engage in a course of collective-bargaining conduct which was antithetical to Lo- cal 2's claim that Zim's had not effectively withdrawn from multiemployer bargaining. The contract terms discussed on July 5 were those on the table in the GGRA negotiations. Belardi's inquiry whether Zim's had any proposals to offer and his insistence that they be presented at a meeting to follow were not so definitive in meaning as to warrant a finding that Belardi intended thereby to directly counter- mand his earlier statement in the same meeting that the GGRA agreement would bind Zim's but that an adden- dum or side agreement satisfactor to GGRA was an ulti- mate possibility. There is little support in the record for the assumption that Belardi intended Zim's to expend time preparing a full set of counterproposals. I conclude from the record evidence as a whole that this latter conduct was gratuitous on the part of Zim's and was calculated to have a strategic effect beyond the next scheduled meeting. Ap- plicable to the instant factual situation is a recent decision of the Board in Bloom & Meyer Construction Company. 230 NLRB 370, 371 (1977), wherein the Board stated: While, as noted previously. we accept the Regional Director's finding that the Employer's attempted with- drawal from the Association contract was untimel), we do not find that the Unioi's actions here demon- strate acquiescence in the Employer's attempted with- draval from multiemplover bargaining. Rather, we BARTENDERS LOCAL 2 .. . . . \ / . . 772 DECISIONS OF NATIONAL LABOR RELATIONS BOARD conclude that the Union's actions are not inconsistent with an attempt to retain the Employer in the mul- tiemployer group rather than engage in individual bar- gaining. Supporting that conclusion we note that, al- though the Union's business manager admitted that a separate contract with the Employer was "possible," at no time did he in fact offer proposals which would differ in any way from the terms of a multiemployer contract which he anticipated negotiating with the As- sociation. Moreover, the Union's statement that it would work with the Employer regarding the desired change in the job referral system does not indicate individual bargaining. Since the Employer's individual concerns had previ- ously been dealt with in the multiemployer bargaining context, the Union's actions in trying to achieve a peaceful reconciliation by reminding the Employer that its concerns had been represented by the Associa- tion do not evidence that "course of affirmative action 'clearly antithetical' to the union's claim that the em- ployer has not withdrawn from multiemployer bar- gaining" which the Board has required in order to im- ply that a union has consented to an untimely withdrawal. We therefore conclude that, in the cir- cumstances here, the Union did not acquiesce in the Employer's untimely withdrawal from multiemployer bargaining. On the basis of the foregoing rationale, and upon a care- ful evaluation of the record evidence herein, I find that Respondent did not consent or acquiesce to the untimely withdrawal of Zim's from multiemployer bargaining. Nor am I of the opinion that special circumstances justi- fied Zim's withdrawal from multiemployer bargaining. The Charging Party correctly contends that by mutual agree- ment GGRA and Local 2 attempted to negotiate and con- clude a new collective-bargaining agreement some 10 months in advance of the expiration date of the existing agreement.' However, a fair assessment of the record evi- dence, including a less-than-definitive testimonial refer- ence on the part of Leonard to the existence of an impasse in bargaining between Local 2 and GGRA, does not fully support the additional contentions of the Charging Party that the parties to that bargaining had negotiated to a point of impasse when negotiations were suspended in February 1977 or that upon resumption of their bargaining meetings, the parties started from scratch in their negotiations. The Charging Party correctly notes that the Board has held that an impasse in bargaining does not constitute sufficient "unusual circumstances" to justify an untimely withdrawal from a multiemployer unit. Hi-Way Billboards, Inc., 206 NLRB 22 (1973).' Moreover, I am unable to discern any 16 The Charging Party is correct in averring also that. in this connection. a 4-month hiatus in negotiations between February and June 1977 occurred. but this amalgam of fact and circumstance has been considered ante and is not persuasive. i The question of impasse was not litigated, and there is insufficient evidence to warrant an affirmative finding that Local 2 and GGRA reached a bargaining impasse within the legal definition of that term. justification for Zim's actions flowing from a willingness of its duly designated bargaining agent, GGRA, to enter into early negotiations. The Charging Party asserts, none- theless, that since the unresolved issues relating to the reo- pener were submitted by GGRA and Local 2 to binding arbitration which would also bind Zim's for the duration of the then-existing associationwide contract, the withdrawal of Zim's in April during the pendency of the arbitration would not have had the effect of upsetting any balance between GGRA and Local 2. The Charging Party cites no Board precedent on which it may be concluded that a per- missive policy of the type suggested is one favored by the Board, in the absence of compelling accompanying consid- erations which are not here present. Cf., e.g., Spun-Jee Corp. and The James Textile Corp., 171 NLRB 557 (1968). In sum, I find that Zim's did not effect a timely with- drawal from the multiemployer bargaining unit, that a sin- gle-employer unit of Zim's was not a unit in which Respon- dent could have been compelled to bargain on April 18 or at any subsequent time relevant herein, and that Respon- dent is not guilty of an unlawful refusal to bargain within the meaning of Section 8(b)(3) of the Act. Cf. Hartz-Kirk- patrick Construction Co., Inc., 195 NLRB 863 (1972); Southern California Pipe Trades District Council No. 16 of the United Association (Aero Plumbing Co.), 167 NLRB 1004 (1967). b. The alleged restraint and coercion (1) Threats of discharge for nonmembership On September 4, 1977, Channing May commenced her employment with Zim's as a waitress. In early October she was working at the Lake Side facility of Zim's. On this occasion, in the early afternoon, while May was working the counter, a union agent approached May, identified himself, and presented his business card stating he was from Local 2. He identified May by name and correctly noted the date on which May had commenced her employ- ment with Zim's. He then spoke to May about the necessity of joining the Union and specified an amount which would be required as an initiation fee. The union agent stated that if May did not join the Union, it would be difficult for her to keep her job. May responded that the restaurant was no longer a "union house" and asked if union membership was compulsory. The union agent responded, "Well, yes, it is." May stated that she would consider what he had said. Approximately 2 or 3 weeks later, the same individual entered the Lake Side facility while May was on duty. He was accompanied by Roger Cardenas, a vice president of Local 2, and Cardenas spoke to May as she performed her work assignments at the counter. As the conversation evolved, May stated that she resented the tactics that were being used because she considered them coercive. May added that she had no response to make to the Union until "everything was settled." May observed, however, that she had been told that she had to pay up to $75 in fees and that if she did not, it would be difficult for her to keep her job. Cardenas asked May who had told her this, and May re- sponded that the "other fellow" accompanying Cardenas so BARTENDERS, LOCAL 773 had informed her to this effect. Cardenas relsponded that what had been said was not necessarily true. Similarly, during the month of October, on separate oc- casions, Roger Cardenas advised Kevin Grady and Her- man Probusco, employees of Zim's. that they had to join the Union in order to continue to work at Zim's. On a further occasion, Steven Roosevelt, acting on this occasion as an agent of Local 2, informed Probusco that he had to join the Union in order to continue to work at Zim's."9 At approximately this point in time, Cardenas met with Vix and informed Vix that new employees had to join the Union in order to continue to work for Zim's. Vix stated that the union-security clause had expired in August and that membership in the Union was no longer required.20 (2) The "seizure" of Zim's Restaurants (a) The October 18 incident At approximately 11 p.m. on October 18, Joseph Bitton, assistant manager at the Van Ness and Market facility of Zim's, was informed by a waitress that some people were in the kitchen, situated in the back. Bitton went to the kitchen and observed Roger Cardenas and Miguel Contreras. a business agent for Respondent. Cardenas and Contreras had entered the restaurant through the back door, and Bit- ton had not previously been aware of either their identity or their presence in the kitchen. When Bitton entered the kitchen and observed Cardenas and Contreras, he asked who they were and how they had gotten into the kitchen. Cardenas replied that they could come and go as they' wished and do what they wanted to do in the restaurant. Neither Contreras nor Cardenas identified himself at this time. When Bitton entered the kitchen, five of the employ- ees on duty had gathered around, and Bitton asked them to return to work. The employees obeyed Bitton's directive. They had been away from their work stations for approxi- mately 5 minutes. Bitton learned the identity of Cardenas and Contreras from one of the cooks. Cardenas and Contr- eras remained in the restaurant for approximately 20 min- utes, and while they were there, the security patrol arrived on a routine check of the premises. Approximately 10 or 15 minutes later, Cardenas and Contreras left the restaurant facility through the back door, by which they had entered. Subsequently, Cardenas told Bitton that he would teach him a lesson. The record does not establish that this was said in the presence of employees. i The foregoing is based upon the credited testimon, of ('hanning Ma\ I credit Roger ('ardenas only to the extent that his lestimon is conslstent with these findings. I have considered MaN's testimons on cross-examina- tion concerning the content of her pretrial affidaslit as it rela;lis to the initial conversation with the unidentified union representative in earls October have also considered the testimony of Roger ('ardenas to the effect thai he may have had a conversation with ('hanning Ma>. and this concesmon. considered in light of MaN's testimonial description of the individual vslth whom she spoke in late October. warrants the finding. which I make, that it was Roger (Cardenas to whom she spoke on the second occasion described above and that the person who accompanied ('ardenas and who spoke to May on the first occasion was acting in support of the iL mon and with its aculescence. The foregoing factual findings are based upon a tipulalotio of the p.ar- ties 20 Keith Vix's credited testimony was not denied (b) The October 31 incident At approximately 11:45 a.m. on October 31. Phillip Ad- ams, manager of the Powell and Sutter Street restaurant of Zim's. was on duty in the restaurant. Approximately 100 customers were in the restaurant when approximately 30 or 40 individuals entered the restaurant and approached the employees who were on duty. This included four or five waitresses, two cooks, a cook trainee, and two dishwashers. All of the employees left their duty stations upon being advised by the individuals who had entered the restaurant that a meeting was being held in the back of the restaurant. Adams overheard these statements being made. The em- ployees assembled in the banquet room in the restaurant facility. and a brief meeting, of approximately 5 or 10 min- utes' duration, resulted. Adams did not attend the meeting, but, while it was in progress, he received complaints from customers about the service. When the meeting ended, the individuals who had entered the restaurant went outside of the restaurant and commenced picketing. They walked in a circle blocking the entrance to the restaurant while they shouted, "Who's unfair? Zim's is unfair." Adams estimated that 30 or 40 individuals walked on the picket line, and a large group of prospective customers was deterred in enter- ing the restaurant because of the assemblage. Miguel Contreras and Steve Roosevelt were present during the ac- tivity. Later in the afternoon Bill Lovett, Zim's security guard. came to the premises and, in the presence of Adams. spoke with C'ardenas, who stated that the pickets would remain until Zim's signed the GGRA contract. Adams asserted that Zim's was no longer a member of GGRA, but Carde- nas replied, "I don't care, Zim's is still going to sign the contract." 21 (c) The November incident In mid-November Bitton was working in his office, situ- ated in the center of the building near the kitchen of the Van Ness and Market Street restaurant. The door to this windowless office was closed, but as he worked, Bitton could hear noises of an unusual nature coming from the kitchen. He opened the door to his office and stood at the door, observing the kitchen area. He saw 3 employees and 12 to 17 other individuals whom he did not know. He also saw Cardenas and Contreras, whom he recognized. As he stood by the door to his office, he was partially surrounded by approximately 15 individuals. Bitton had closed the door to his office behind him, and the group of individuals approached to within approximately 1 foot of him. He ob- served Cardenas standing on a chair talking to the employ- ees. Cardenas was approximately 3 feet from where Bitton was standing. When Cardenas observed Bitton, he ad- dressed him with an obscenity and said. "I tell you I'll return, I'll be back, and here I am." The group of individ- uals proximate to him then started moving in a circular motion, and a heavy-set man known to Bitton only as :' Ihe foregoing is based upon the credited testimony of Phillip Adams aind William .Losel I do not credit the explanation and denials offered b RovLer (rdenas. ho mpressed me, as I obsered him testify, as an indlsid- 1i ushorse rarlionlliled expl.anallons were totall unuaorth' of credit BARTENDERS, LOCAL 2 3 774 DECISIONS OF NATIONAL LABOR RELATIONS BOARD "Don" struck Bitton in the stomach. Bitton could not extri- cate himself, and the heavy-set man struck Bitton twice more in the stomach. Finally. Bitton was able to work him- self through the group and called the police. The group remained in the kitchen area for approximately 20 minutes making noises by clanging pots and pans and by shouting, screaming, and swearing. Finally, they left through the back door, and some of the individuals in the group, in- cluding Contreras and Cardenas, resumed picketing out- side of the restaurant.22 Conclusions Having found that Zim's did not accomplish a timely withdrawal from the associationwide unit and was bound by the GGRA agreement containing a union-security clause, it follows that Local 2 was free to invoke the union- security provision of the collective-bargaining agreement between GGRA and Local 2 which was in effect on and after August 31, 1977. I discern nothing in the record which would establish that agents of Local 2, in ap- proaching employees Channing May, Kevin Grady., and/ or Herman Probusco uttered impermissible threats to their job tenure. The comments which these agents of the Union did make separately to the three employees were, in effect, that unless they abided by the mandate of the union-secur- it)y provision of the contract, they would lose their employ- ment. Of course, the view which Zim's held of the matter was that the collective-bargaining agreement was no longer operative by reasons of Zim's' timely withdrawal from GGRA. There is evidence of record to suggest that this viewpoint had been conveyed to the employees to whom agents of the Union spoke. However, the legal realities which prevailed at the time of the instant conversations established the viewpoint of Zim's management to have been in error in this respect. Under this view of the record, I find no violation of Section 8(bX2) and (I)(A) of the Act following from these incidents. I shall dismiss the 8(b)(2) allegation in its entirety. In like manner, I find, contrary to the General Counsel, that the record does not sustain the allegations of the com- plaint averring a violation of Section 8(b)(l)(B) arising from the picketing conducted by Local 2 at the premises of Zim's. It is clear from the findings made above that the underpinning for the General Counsel's theory in this re- gard is eradicated by reason of the failure of Zim's to effect a timely and valid withdrawal from the multiemployer unit. Moreover, because of this failure, it follows that the Union may not be found guilty of an 8(b)(3) violation aris- ing from the picketing. These allegations are dismissed. However, I find merit in the complaint allegations relat- ing to the conduct of agents of the Union at the facility of Zim's on October 18, late October. and mid-November. The credited record evidence establishes an articulation of 22 The foregoing is hbased upon the credited testimony of Joseph illion. I credit the lestimron? of Roger ('irdenas nly to he extent thai it is consis- tent with the foregoing finding As I obser'sed ('ardenas testif, it the hea r- ing before me, he impressed me as a vitness entirelk willing to tailor his testimony to his perception of the interests of .ocal 2. I reject his testirnnoi, insofar as it implies that the aclivitles in the kitchen area lf the restlauraint were brief in duration and were not disruptive or nois). threats to management representatives emanating from Cardenas, as well as physical assaults upon managing agents of Zim's, perpetrated in the presence of Cardenas and other agents of the Union. Moreover, the entry upon Zim's premises during business hours and in the presence of employees by groups of individuals in the effective con- trol of agents of Respondent, and in disregard of protest of management personnel of Zim's, was calculated not only to disrupt operations but also to serve as a show of strength and a demonstration of apparent power to the employees of Zim's, who stopped work at the behest of the Union, thus risking termination. This conduct restrained or coerced those employees in violation of Section 8(b)(l)(A). See District 65, Retail, Wholesale and Department Store Union, A FL C1O (I. Posner. Inc.), 133 N LRB 1555 (1961); Local 140, United Furniture Workers of America, CIO, Alex Sirota and Joaquin Pijuin A Ivares (Brook n Spring Corpora- tion), 113 NLRB 815 (1955): District 65, Retail, Wholesale & Department Store Union, A FL CIO (B. Brown Associates, Int.), 157 NLRB 615 (1966); Communications Workers of America, AFL-CIO (Ohio Consolidated Telephone Compa- trj), 120 NLRB 684. 686 (1958). IV tliE EFIE(A1 OF tlet tI:NIAR LABOR PRAC(II('ES UPON ('COMMER(. The activities of Respondent set forth in section III, above. occurring in connection with the operation of the Company described in section , above, have a close, inti- mate, and substantial relationship to trade, traffic, and commerce among the several States and tend to lead to labor disputes burdening and obstructing commerce and the free flow of commerce. v IHE REMEDY Having found that Respondent has committed certain unfair labor practices within the meaning of Section 8(b)(1)(A) of the Act, I will recommend that Respondent cease and desist therefrom and take certain affirmative ac- tion designed to effectuate the policies of the Act. CON( I.USIONS OF L AW 1. Zim's Restaurants, Inc., is an employer engaged in commerce within the meaning of Section 2(2), (6), and (7) of the Act. 2. Hotel and Restaurant Employees and Bartenders Union, Local 2, Hotel and Restaurant Employees and Bar- tenders International Union, AFL-CIO, is a labor organi- zation within the meaning of Section 2(5) of the Act. 3. At all times material herein, Golden Gate Restaurant Association has been a voluntary association of restaurant operators having authority to engage in multiemployer col- lective-bargaining agreements with Respondent on behalf of employers, including Zim's. 4. On April 18, 1977, and at all relevant subsequent times, Golden Gate Restaurant Association was engaged in collective bargaining with Respondent for a new master agreement, and Zim's effort on April 18, 1977, and thereaf- ter. to effectuate a withdrawal from multiemployer bar- BARTENDERS. LOCAL 2 775 gaining was untimely and was not otherwise rendered le- gally permissible, thereby binding Zim's to the results of the collective bargaining in progress. including the collec- tive-bargaining agreement consummated between Golden Gate Restaurant Association and Respondent during the last week of August 1977. 5. A single-emploer unit comprised of Zim's employees did not constitute a unit appropriate for the purposes of collective bargaining within the meaning of Section 9(b) of the Act on April 18. 1977, or at an), relevant time thereaf- ter. 6. Respondent did not engage in conduct in violation of Section 8(b)(3) of the Act by refusing to engage in collec- tive bargaining with Zim's on a single-employer basis at any time relevant herein. 7. By the conduct of its agents in threatening managerial personnel of Zim's in the presence of employees: b enter- ing upon Zim's premises in groups in the presence of em- ploxees and in disregard of protests of Zim's management. in the manner and circumstances found: and in condoning assaults upon management employees of Zim's perpetrated in the presence of employees. Respondent violated Section 8(b)( 1 )(A) of the Act. 8. The aforesaid unfair labor practices are unfair labor practices affecting commerce within the meaning of Sec- tion 2(6) and (7) of the Act. 9. Respondent engaged in no unfair labor practices not specifically found herein. [Recommended Order omitted from publication.] - Copy with citationCopy as parenthetical citation