Amadeus S.A.S.Download PDFPatent Trials and Appeals BoardMay 13, 20212020000705 (P.T.A.B. May. 13, 2021) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 14/789,086 07/01/2015 Yoann Audo PT1291US00 1040 132326 7590 05/13/2021 Thompson Hine LLP 10050 Innovation Drive Suite 400 Dayton, OH 45342-4934 EXAMINER NGUYEN, KATHLEEN V ART UNIT PAPER NUMBER 2486 NOTIFICATION DATE DELIVERY MODE 05/13/2021 ELECTRONIC Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the following e-mail address(es): ipdocket@thompsonhine.com PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE BEFORE THE PATENT TRIAL AND APPEAL BOARD Ex parte YOANN AUDO, CARINE DAOUK, KAMIL GRZEBIEN, NIKOLAUS SAMBERGER, and JALAL MIFTAH Appeal 2020-000705 Application 14/789,086 Technology Center 2400 Before MARC S. HOFF, JASON J. CHUNG, and BETH Z. SHAW, Administrative Patent Judges. SHAW, Administrative Patent Judge. DECISION ON APPEAL STATEMENT OF THE CASE Pursuant to 35 U.S.C. § 134(a), Appellant1 appeals from the Examiner’s decision to reject claims 1–15 and 17–23. See Final Act. 1. We have jurisdiction under 35 U.S.C. § 6(b). We AFFIRM. 1 We use the word Appellant to refer to “applicant” as defined in 37 C.F.R. § 1.42. Appellant identifies the real party in interest as Amadeus S.A.S. Appeal Br. 3. Appeal 2020-000705 Application 14/789,086 2 CLAIMED SUBJECT MATTER The claims are directed to an image based baggage tracking system. Claim 1, reproduced below, is illustrative of the claimed subject matter: 1. A system for baggage tracking, the system comprising: one or more processors in communication with a first camera; and a memory coupled to the one or more processors, the memory storing data comprising a database and program code that, when executed by the one or more processors, causes the system to: receive a first request to check-in a first item of baggage; in response to receiving the first request, capture, with the first camera, a first image depicting an exterior surface of the first item of baggage; and store the first image in a first record of the database for the first item of baggage. REFERENCES The prior art relied upon by the Examiner is: Name Reference Date McClelland US 2002/0176531 A1 Nov. 28, 2002 Wilke US 2009/0308918 A1 Dec. 17, 2009 McQueen US 2010/0158310 A1 June 24, 2010 Baheti US 2012/0011142 A1 Jan. 12, 2012 Rayner US 2014/0002239 A1 Jan. 2, 2014 Vercollone US 2015/0287130 A1 Oct. 8, 2015 Kawamura US 2016/0270753 A1 Sept. 22, 2016 Dinkelmann US 2017/0008644 A1 Jan. 12, 2017 REJECTIONS Claims 1–15 and 17–23 are rejected under 35 U.S.C. § 101 because the claimed invention is directed to a judicial exception (i.e., a law of nature, a natural phenomenon, or an abstract idea) without significantly more. Final Act. 6. Appeal 2020-000705 Application 14/789,086 3 Claims 1, 7, and 20 are rejected under 35 U.S.C. § 103 as being unpatentable over Wilke. Final Act. 8. Claims 1, 2, 7, 8, 17, and 20 are rejected under 35 U.S.C. § 103 as being unpatentable over Wilke and McClelland. Final Act. 13. Claim 1 is rejected under 35 U.S.C. § 103 as being unpatentable over Wilke and Rayner. Final Act. 19. Claims 3 and 9 are rejected under 35 U.S.C. § 103 as being unpatentable over Wilke, McClelland, and Kawamura. Final Act. 21. Claims 4–6, 10–12, 13, 19, 21, and 22 are rejected under 35 U.S.C. § 103 as being unpatentable over Wilke, McClelland, and Baheti. Final Act. 24. Claims 14 and 15 are rejected under 35 U.S.C. § 103 as being unpatentable over Wilke, McClelland, and McQueen. Final Act. 35. Claim 18 is rejected under 35 U.S.C. § 103 as being unpatentable over Wilke, McClelland, and Vercollone. Final Act. 38. Claim 23 is rejected under 35 U.S.C. § 103 as being unpatentable over Wilke, McClelland, and Dinkelmann. Final Act. 40. OPINION 101 Rejection Appellant argues that the Examiner’s rejection of claims 1–15 and 17– 23 under 35 U.S.C. § 101 as directed to patent-ineligible subject matter is in error. Appeal Br. 6–19. To the extent Appellant has not advanced separate, substantive arguments for particular claims, or other issues, such arguments are waived. 37 C.F.R. § 41.37(c)(1)(iv) (2018). “A statement which merely points out what a claim recites will not be considered an argument for separate patentability of the claim.” 37 C.F.R. § 41.37(c)(1)(iv). Appeal 2020-000705 Application 14/789,086 4 Given our discretion under 37 C.F.R. § 41.37(c)(1)(iv), we select claim 1 as representative of claims 1–15 and 17–23, and we decide the § 101 rejection of claims 1–15 and 17–23 based on representative claim 1. Principles of Law “Whether a claim is drawn to patent-eligible subject matter is an issue of law that we review de novo.” SiRF Tech., Inc. v. Int’l Trade Comm’n, 601 F.3d 1319, 1331 (Fed. Cir. 2010). An invention is patent-eligible if it claims a “new and useful process, machine, manufacture, or composition of matter.” 35 U.S.C. § 101. However, the U.S. Supreme Court has long interpreted 35 U.S.C. § 101 to include implicit exceptions: “[l]aws of nature, natural phenomena, and abstract ideas” are not patentable. E.g., Alice Corp. v. CLS Bank Int’l, 573 U.S. 208, 216 (2014). In determining whether a claim falls within an excluded category, we are guided by the Court’s two-part framework, described in Mayo and Alice. Id. at 217–18 (citing Mayo Collaborative Servs. v. Prometheus Labs., Inc., 566 U.S. 66, 75–77 (2012)). In accordance with that framework, we first determine what concept the claim is “directed to.” See Alice, 573 U.S. at 219 (“On their face, the claims before us are drawn to the concept of intermediated settlement, i.e., the use of a third party to mitigate settlement risk.”); see also Bilski v. Kappos, 561 U.S. 593, 611 (2010) (“Claims 1 and 4 in petitioners’ application explain the basic concept of hedging, or protecting against risk.”). Concepts determined to be abstract ideas, and thus patent ineligible, include certain methods of organizing human activity, such as fundamental economic practices (Alice, 573 U.S. at 219–20; Bilski, 561 U.S. at 611); mathematical formulas (Parker v. Flook, 437 U.S. 584, 594–95 (1978)); and Appeal 2020-000705 Application 14/789,086 5 mental processes (Gottschalk v. Benson, 409 U.S. 63, 67 (1972)). Concepts determined to be patent eligible include physical and chemical processes, such as “molding rubber products” (Diamond v. Diehr, 450 U.S. 175, 191 (1981)); “tanning, dyeing, making water-proof cloth, vulcanizing India rubber, smelting ores” (id. at 182 n.7 (quoting Corning v. Burden, 56 U.S. 252, 267–68 (1854))); and manufacturing flour (Benson, 409 U.S. at 69 (citing Cochrane v. Deener, 94 U.S. 780, 785 (1876))). If the claim is “directed to” an abstract idea, we turn to the second part of the Alice and Mayo framework, where “we must examine the elements of the claim to determine whether it contains an ‘inventive concept’ sufficient to ‘transform’ the claimed abstract idea into a patent-eligible application.” Alice, 573 U.S. at 221 (citation omitted). “A claim that recites an abstract idea must include ‘additional features’ to ensure ‘that the [claim] is more than a drafting effort designed to monopolize the [abstract idea].’” Id. (alterations in original) (quoting Mayo, 566 U.S. at 77). “[M]erely requir[ing] generic computer implementation[] fail[s] to transform that abstract idea into a patent-eligible invention.” Id. In January 2019, the U.S. Patent and Trademark Office (“USPTO”) published revised guidance on the application of § 101. 2019 Revised Patent Subject Matter Eligibility Guidance, 84 Fed. Reg. 50 (Jan. 7, 2019), now incorporated in the Manual of Patent Examination Procedure (9th Ed., Rev. 10.2019, June 2020) (“MPEP”) in sections 2103 through 2106.07(c) (“2019 Revised Guidance”).2 2 In response to received public comments, the Office issued further guidance on October 17, 2019, clarifying the 2019 Revised Guidance. USPTO, October 2019 Update: Subject Matter Eligibility (the “October Appeal 2020-000705 Application 14/789,086 6 Under the 2019 Revised Guidance and the October 2019 Update, we first look to whether the claim recites: (1) any judicial exceptions, including certain groupings of abstract ideas (i.e., mathematical concepts, certain methods of organizing human activity such as a fundamental economic practice, or mental processes) (“Step 2A, Prong One”); and (2) additional elements that integrate the judicial exception into a practical application (see MPEP § 2106.05(a)–(c), (e)–(h)) (“Step 2A, Prong Two”).3 2019 Revised Guidance, 84 Fed. Reg. at 52–55. Only if a claim (1) recites a judicial exception and (2) does not integrate that exception into a practical application, do we then look, under Step 2B, to whether the claim: (3) adds a specific limitation beyond the judicial exception that is not “well-understood, routine, conventional” in the field (see MPEP § 2106.05(d)); or (4) simply appends well-understood, routine, conventional activities previously known to the industry, specified at a high level of generality, to the judicial exception. 2019 Revised Guidance, 84 Fed. Reg. at 52–56; MPEP § 2106.04. 2019 Update”) (available at https://www.uspto.gov/sites/default/files/ documents/peg_oct_2019_update.pdf). 3 This evaluation is performed by (a) identifying whether there are any additional elements recited in the claim beyond the judicial exception, and (b) evaluating those additional elements individually and in combination to determine whether the claim as a whole integrates the exception into a practical application. See 2019 Revised Guidance - Section III(A)(2), 84 Fed. Reg. at 54–55. Appeal 2020-000705 Application 14/789,086 7 Abstract idea Turning to Step 2A, Prong 1, the claimed invention is for baggage tracking. Claim 1 (with emphasis added) includes the following limitations: one or more processors in communication with a first camera; and a memory coupled to the one or more processors, the memory storing data comprising a database and program code that, when executed by the one or more processors, causes the system to: receive a first request to check-in a first item of baggage; in response to receiving the first request, capture, with the first camera, a first image depicting an exterior surface of the first item of baggage; and store the first image in a first record of the database for the first item of baggage. Claim 1 recites an abstract idea grouping listed in the 2019 Eligibility Guidance: “mental processes.” See MPEP § 2106.04 (listing mental processes—concepts performed in the human mind (including an observation, evaluation, judgment, opinion) as one of the “enumerated groupings of abstract ideas”). “Mental processes” include acts that people can perform in their minds or using pen and paper, even if the claim recites that a generic computer component performs the acts. Id.; see also Intellectual Ventures I LLC v. Symantec Corp., 838 F.3d 1307, 1318 (Fed. Cir. 2016) (“[W]ith the exception of generic computer-implemented steps, there is nothing in the claims themselves that foreclose them from being performed by a human, mentally or with pen and paper.”); Mortg. Grader, Inc. v. First Choice Loan Servs. Inc., 811 F.3d. 1314, 1324 (Fed. Cir. 2016) (holding that computer-implemented method for “anonymous loan shopping” was an abstract idea because it could be “performed by humans without a computer”). Appeal 2020-000705 Application 14/789,086 8 The method recited in claim 1 executes steps that people can practically perform in their minds or using pen and paper. A person can perform the “receive a first request” step of claim 1 by using his or her mind (or pen and paper) in the claimed manner. A person can perform the “capture . . . a first image depicting an exterior surface of the first item of baggage,” step by using his or her mind to memorize what the baggage looks like (or pen and paper) in the claimed manner. Accordingly, claim 1 recites a mental process, and thus an abstract idea. Turning to Step 2A, Prong 2, the remaining elements recited in claim 1 do not integrate the abstract idea into a practical application. In addition to the steps discussed above, claim 1 recites “one or more processors,” a “memory,” “a database and program code,” and a “first camera.” The processor, memory, database, and camera encompass generic components. See, e.g., Spec. Fig. 2, ¶¶ 32–39, 43. Simply programming a general-purpose computer to perform abstract ideas does not integrate those ideas into a practical application. See MPEP § 2106.04 (identifying merely including instructions to implement an abstract idea on a computer as an example of when an abstract idea has not been integrated into a practical application). In addition, to “store the first image in a first record of the database” is considered insignificant post-solution activity, given the database’s high level of generality and context in the claimed invention. With its high level of generality and context in the claimed invention, the recited storage function is insignificant post-solution activity. We are not persuaded that the claimed invention improves the computer or its components’ functionality or efficiency, or otherwise changes the way those devices function, in the sense contemplated by the Federal Circuit in Enfish LLC v. Microsoft Corporation, 822 F.3d 1327 Appeal 2020-000705 Application 14/789,086 9 (Fed. Cir. 2016), despite Appellant’s arguments to the contrary (Appeal Br. 9; Reply Br. 2). The claimed self-referential table in Enfish was a specific type of data structure designed to improve the way a computer stores and retrieves data in memory. Enfish, 822 F.3d at 1339. To the extent Appellant contends that the claimed invention uses such a data structure to improve a computer’s functionality or efficiency, or otherwise change the way that device functions, there is no persuasive evidence on this record to substantiate such a contention. Nor is this invention analogous to the invention the court held patent- eligible in McRO, Inc. v. Bandai Namco Games America, Inc., 837 F.3d 1299 (Fed. Cir. 2016) despite Appellant’s arguments to the contrary (Appeal Br. 12). There, the claimed process used a combined order of specific rules that rendered information in a specific format that was applied to create a sequence of synchronized, animated characters. McRO, 837 F.3d at 1315. Notably, the recited process automatically animated characters using particular information and techniques—an improvement over manual three- dimensional animation techniques that was not directed to an abstract idea. Id. at 1316. But unlike the claimed invention in McRO that improved how the physical display operated to produce better quality images, the claimed invention here merely uses generic computing components to receive a request to check-in a first item of baggage and to capture and store an image. This generic computer implementation is not only directed to a mental process, but also does not improve a display mechanism as was the case in McRO or make an improvement in an analogous way. See SAP Am., Inc. v. InvestPic, LLC, 898 F.3d 1161, 1167 (Fed. Cir. 2018) (distinguishing McRO). Appeal 2020-000705 Application 14/789,086 10 Appellant’s reliance on BASCOM Global Internet Services, Inc. v. AT&T Mobility LLC, 827 F.3d 1341 (Fed. Cir. 2016) (Appeal Br. 18–19) is likewise unavailing. There, the court held eligible claims directed to a technology-based solution to filter Internet content that overcame existing problems with other Internet filtering systems by making a known filtering solution—namely a “one-size-fits-all” filter at an Internet Service Provider (“ISP”)—more dynamic and efficient via individualized filtering at the ISP. BASCOM, 827 F.3d at 1351. This customizable filtering solution improved the computer system’s performance and, therefore, was patent-eligible. See id. Unlike the filtering system improvements in BASCOM that added significantly more to the abstract idea in that case, the claimed invention here uses generic computing components to implement an abstract idea, as explained previously. Thus, we conclude that the claims do not integrate the judicial exception into a practical application. The claims do not (1) improve the functioning of a computer or other technology, (2) are not applied with any particular machine (except for a generic computer), (3) do not effect a transformation of a particular article to a different state, and (4) are not applied in any meaningful way beyond generally linking the use of the judicial exception to a particular technological environment, such that the claim as a whole is more than a drafting effort designed to monopolize the exception. See MPEP §§ 2106.05(a)–(c), (e)–(h). We, therefore, agree with the Examiner that claim 1 is directed to an abstract idea. Inventive Concept Because we determine claim 1 is “directed to” an abstract idea, we consider whether claim 1 recites an “inventive concept.” The Examiner determined claim 1 does not recite an inventive concept. See Ans. 6–7. Appeal 2020-000705 Application 14/789,086 11 We agree with the Examiner’s determination. As noted above, the claimed invention merely uses generic computing components to implement the recited abstract idea. The additional elements recited in the claim include the “one or more processors,” a “memory,” “a database and program code,” and a “first camera.” The claim recites these elements at a high level of generality, and the written description indicates that these elements are generic computer components. See, e.g., Spec. Fig. 2, ¶¶ 32–39, 43. Using generic computer components to perform abstract ideas does not provide the necessary inventive concept. See Alice, 573 U.S. at 223 (“[T]he mere recitation of a generic computer cannot transform a patent-ineligible abstract idea into a patent-eligible invention.”). Thus, these elements, taken individually or together, do not amount to “significantly more” than the abstract ideas themselves. Appellant contends that various elements recited in the claim provide the necessary inventive concept. See Appeal Br. 18–19. But these elements form part of the recited abstract ideas and thus are not “additional elements” that “‘transform the nature of the claim’ into a patent-eligible application.” Alice, 573 U.S. at 217 (quoting Mayo, 566 U.S. at 78); see also BSG Tech LLC v. BuySeasons, Inc., 899 F.3d 1281, 1290 (Fed. Cir. 2018) (explaining the Alice “Court only assessed whether the claim limitations other than the invention’s use of the ineligible concept to which it was directed were well- understood, routine and conventional” and “did not consider whether it was well-understood, routine, and conventional to execute the claimed intermediated settlement method on a generic computer”) (emphasis added). Rather, the recited (1) processing unit; and (2) display are the additional recited elements whose generic computing functionality is well-understood, routine, and conventional. See Intellectual Ventures I LLC v. Capital One Appeal 2020-000705 Application 14/789,086 12 Bank (USA), 792 F.3d 1363, 1368 (Fed. Cir. 2015) (noting that a recited user profile, database, and communication medium are generic computer elements); Mortgage Grader, Inc. v. First Choice Loan Servs. Inc., 811 F.3d 1314, 1324–25 (Fed. Cir. 2016) (noting that components such an “interface,” “network,” and “database” are generic computer components that do not satisfy the inventive concept requirement). Accord Ans. 4 (Concluding that the claims’ additional generic computer components do not add significantly more than the abstract idea.). Appellant’s arguments do not persuade us claim 1 is “directed to” a patent-eligible concept. Accordingly, we sustain the § 101 rejection of representative claim 1, as well as claims 2–15, and 17–23, grouped therewith. Obviousness Rejections We are not persuaded of error in the Examiner’s rejections under 35 U.S.C. § 103. As a preliminary matter, we note that claim 1 stands rejected under 35 U.S.C. § 103 as obvious over various combinations of references, as detailed above and in the Final Office Action. See Final Act. 8–41. Appellant disputes only certain rejections. See Appeal Br. 20–24. Only those arguments actually made by Appellant have been considered in this decision. Arguments which Appellant could have made but chose not to make in the Briefs have not been considered. First, Appellant argues that Wilke does not teach or suggest receiving a request to check-in an item of baggage. Appeal Br. 20. In particular, Appellant argues Wilke’s luggage item identifier is printed onto a physical label that is attached to the luggage as part of the check-in process, and therefore lacks relevancy to receiving a request to check-in. Id. Appeal 2020-000705 Application 14/789,086 13 The Examiner finds that Wilke teaches that an air passenger checks in luggage items at a check-in desk at an airport. Ans. 8 (citing Wilke ¶ 40). The Examiner finds that there is a request for check-in at the check-in desk, where reading the luggage item identifier at the check-in desk teaches receiving a request for check-in because after reading the identifier of the luggage item, other information related to the luggage and the flight are generated. Id. Appellant also argues that Wilke does not teach or suggest capturing an image depicting an exterior surface of an item of baggage, in response to receiving a request to check-in that baggage. Appeal Br. 21. In particular, Appellant argues that “[i]f Wilke takes images of luggage after the storage medium is attached to the luggage – as part of the check-in process – those images cannot be taken in response to receiving a request to check-in. Other images taken by Wilke likewise occur after the luggage is checked in, such as when the luggage is being screened. . . .” Id. We are not persuaded by this argument because as the Examiner explains, Wilke’s data record is complemented by images. Ans. 9. Moreover, Appellant does not show that the Specification or claims limit “capturing” in a way that, under a broad but reasonable interpretation, is not encompassed by Wilke’s image of the luggage. See Ans. 9 (citing Wilke ¶¶ 52, 53, 55). Additionally, although Appellant argues that the images in Wilke occur “after” the luggage is checked in, Wilke teaches that the images “are produced while the luggage item is being weighed.” Wilke ¶ 53. Appellant argues Wilke does not teach or suggest storing an image depicting an exterior surface of an item of baggage in a record of a database for that item of baggage. Appeal Br. 21–22. Appellant argues that in Wilke, “images of a luggage item are contained in a record for a transportation Appeal 2020-000705 Application 14/789,086 14 process – not a record for the luggage item.” Id. Yet, the Examiner finds the stored image is a record for the item of baggage. Ans. 9 (citing Wilke ¶ 4, Abstract). Moreover, the Examiner finds, and we agree, that McClelland teaches storing a first image in a first record of a database for a first item of baggage (see Ans. 10 (citing McClelland ¶¶ 8–10, 64)), a finding which Appellant does not dispute. See Appeal Br. 20–24. Nor does Appellant argue against the combinability of the references. In the absence of sufficient evidence or line of technical reasoning to the contrary, we find no reversible error in the Examiner’s obviousness rejections of claim 1. Accordingly, we sustain the obviousness rejection of claim 1. We also sustain the Examiner’s obviousness rejections of claims 2–15 and 17–23. Despite nominally arguing these claims separately, Appellant reiterates similar arguments made in connection with claim 1, and alleges that the additional cited prior art fails to cure those purported deficiencies. Appeal Br. 24. We are not persuaded by these arguments for the reasons previously discussed. CONCLUSION The Examiner’s rejections are affirmed. DECISION SUMMARY Claim(s) Rejected 35 U.S.C. § Reference(s)/Basis Affirmed Reversed 1–15, 17–23 101 Eligibility 1–15, 17–23 1, 7, 20 103 Wilke 1, 7, 20 1, 2, 7, 8, 17, 20 103 Wilke, McClelland 1, 2, 7, 8, 17, 20 Appeal 2020-000705 Application 14/789,086 15 1 103 Wilke, Rayner 1 3, 9 103 Wilke, McClelland, Kawamura 3, 9 4–6, 10–12, 13, 19, 21, 22 103 Wilke, McClelland, Baheti 4–6, 10–12, 13, 19, 21, 22 14, 15 103 Wilke, McClelland, McQueen 14, 15 18 103 Wilke, McClelland, Vercollone 18 23 103 Wilke, McClelland, Dinkelmann 23 Overall Outcome: 1–15, 17–23 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). See 37 C.F.R. § 1.136(a)(1)(iv). AFFIRMED Copy with citationCopy as parenthetical citation