7 Tex. Admin. Code § 139.8

Current through Reg. 49, No. 45; November 8, 2024

Section 139.8 - [Effective 11/14/2024] Sales to Underwriters

Any transaction between the issuer, or other person on whose behalf the offering is made, and an underwriter, or among underwriters, is hereby exempted from the securities registration requirements of the Securities Act, Chapter 4003, Subchapters A, B, and C.

The provisions of this §139.8 adopted to be effective March 19, 1984, 9 TexReg 1440; amended to be effective October 4, 1984, 9 TexReg 4975; Amended by Texas Register, Volume 49, Number 45, November 8, 2024, TexReg 8876, eff. 11/14/2024