18 Del. Admin. Code § 401-13.0

Current through Register Vol. 28, No. 5, November 1, 2024

Section 401-13.0 - Item 3. Persons Making Solicitations Not Subject to Section 11

13.1 If the solicitation is made by the management of the insurer, so state. Give the name of any director of the insurer who has informed the management in writing that he intends to oppose any action intended to be taken by the management and indicate the action which he intends to oppose.

13.2 If the solicitation is made otherwise than by the management of the insurer, state the names and addresses of the persons by whom and on whose behalf it is made and the names and addresses of the persons by whom the cost of solicitation has been or will be borne, directly or indirectly.

13.3 If the solicitation is to be made by specially engaged employees or paid solicitors, state (i) the material features of any contract or arrangement for such solicitation and identify the parties, and (ii) the cost or anticipated cost thereof.

18 Del. Admin. Code § 401-13.0