Northside Imports, Inc.Download PDFTrademark Trial and Appeal BoardJun 5, 2012No. 77440023 (T.T.A.B. Jun. 5, 2012) Copy Citation Mailed: June 5, 2012 UNITED STATES PATENT AND TRADEMARK OFFICE ________ Trademark Trial and Appeal Board ________ In re Northside Imports, Inc. ________ Serial No. 77440023 _______ Patrick J. Arnold, Jr. and David Z. Petty of McAndrews, Held & Malloy, Ltd. for Northside Imports, Inc. Timothy J. Finnegan, Trademark Examining Attorney, Law Office 104 (Chris Doninger, Managing Attorney). _______ Before Seeherman, Grendel and Wolfson, Administrative Trademark Judges. Opinion by Seeherman, Administrative Trademark Judge: Northside Imports, Inc. has appealed from the final refusal of the trademark examining attorney to register what is currently identified as HH HUDSON PRODUCTS and design, with PRODUCTS disclaimed, for goods ultimately identified as: Pulleys being parts of machines, namely tensioner pulleys; water pumps for land vehicles; timing belts for land vehicles; Internal combustion engines land vehicle parts, namely, coils; fuel pumps for land vehicles (Class 7) THIS OPINION IS NOT A PRECEDENT OF THE TTAB Ser No. 77440023 2 Electric or electronic sensors for measuring the mass of the air flowing into the engine; electrical switches for automotive windows (Class 9) Automotive headlamps (Class 11) Electric motors for motor cars, namely fan motors; parts for steering and suspension systems for vehicles, namely ball joints with control arms; brake pads for land vehicles; brake rotors for land vehicles (Class 12).1 Applicant’s mark is shown below: In its initial application papers, applicant identified the mark as HUDSON PRODUCTS, and provided, as the description 1 Application Serial No. 77440023, filed April 4, 2008, based on Section 1(b) of the Trademark Act (intent-to-use). Applicant identified its goods in its original application as “parts for European motor vehicles.” In response to the examining attorney’s requirement, in the first Office action, for a more definite identification, applicant amended the identification to “automotive parts for European motor vehicles, namely, head lamps, fan motors, control arms, tensioner pulleys, water pumps, timing belt kits, air mass sensors, tensioners, ignition coils, chain tensioners, fuel pumps, window switches, brake pads, and brake rotors.” The examining attorney accepted this identification, but then five Office actions later, the examining attorney stated, “in response to further review,” that the term “automotive parts” in the previously accepted identification could include goods in more than one international class, and indicated an identification that applicant could adopt, if accurate. Applicant did so, and amended the application to seek registration in four classes for the identification of goods recited above. Ser No. 77440023 3 of the mark, “The mark consists of The words ‘Hudson Products’ together with a fanciful design of a bridge.” On April 15, 2010 (the fourth Office action), the examining attorney issued an examiner’s amendment that, under the heading “Drawing,” stated, “The literal portion of the mark is HH HUDSON PRODUCTS.” We note that Office records were not updated to reflect this amendment, but we must assume that this was an amendment to the description of the mark as we see no other reason for including the amendment. Therefore, we have updated Office records to add this statement to the description of the mark. Registration has been refused pursuant to Section 2(d) of the Trademark Act, 15 U.S.C. § 1052(d), on the ground that applicant’s mark so resembles the marks in two cited registrations owned by the same entity that, if used in connection with applicant’s identified goods, it would be likely to cause confusion or mistake or to deceive. The cited registrations are for RL HUDSON in standard characters2 and for RL HUDSON and design, as shown below,3 2 Registration No. 3629361, issued June 2, 2009. 3 Registration No. 3653076, issued July 14, 2009. Ser No. 77440023 4 and are for goods in Classes 7, 12, 17 and 40. The goods listed in Classes 7 and 12 are, according to the examining attorney, the most pertinent in terms of the present refusal, and we therefore list only those goods below: Internal combustion engines for machine operation and replacement parts therefor; internal combustion engine parts, namely, piston rings; automotive parts, namely, engine and transmission seals; mechanical seals; machine parts, namely, flexible shaft couplings; internal combustion engine parts, namely, rocker arm assembly; vehicle engine blocks; engine camshaft structural parts, namely, camshaft bushings; vibration dampers for power-operated tools; oil filter; fan hubs for 2 and 4 cylinder combustible [sic] engines; structural parts for engine cylinders in vehicles, namely, cylinder liners; automotive oil pans; fan pulleys being parts of machines; oil pumps for use in motors and engines; water pumps for use in motors and engines; valve tappets for engines; belt tensioners for engines; intake and exhaust valves for engines; heat exchangers being parts of machines; fuel systems for land vehicles comprised of fuel pumps, fuel injectors, fuel distribution valves, fuel shutoff valves (Class 7) Axle bearings for land vehicles; parts of motorcycles, namely, fork bearings and races; wheel bearing kits for use with land vehicles; wheel bearings for land vehicles; vibration dampers for vehicles, namely, torsional vibration dampers (Class 12). Before considering the substantive issue on appeal, there are some procedural points we must address. First, we note that applicant, in its citation of cases in its briefs, has cited only to the Federal Reporter or Federal Supplement and not to The United States Patent Quarterly Ser No. 77440023 5 (USPQ). Case citations should include citation to the USPQ if the case has appeared in that publication. TBMP §§ 1203, 101.03; In re Carlson, 91 USPQ2d 1198, 1199 n.2 (TTAB 2009). Second, the examining attorney has objected to Exhibit D, which was attached to applicant’s brief, consisting of registrant’s 12-page promotional publication,4 on the ground that it is not of record. Trademark Rule 2.142(d) provides that the record in the application should be complete prior to the filing of the appeal, and that the Board will ordinarily not consider additional evidence filed with the Board after the appeal is filed. Applicant argues that applicant “had repeatedly quoted language from Registrant RL Hudson’s website—with citation to the website, www.rlhudson.com.” Reply brief, p. 2. Applicant states that in its brief it also quoted language from the registrant’s website and had again cited the link for the website, and “for the convenience of the Board, Applicant also included as Exhibit D to its Appeal Brief a printout from the website that included the quoted language.” Id. 4 In its brief applicant lists a URL for this exhibit, thereby indicating that the exhibit consists of webpages from the registrant’s website. However, the actual submission appears to be a printed publication which is distributed by mail. It has a statement on the last page about U.S. postage being paid, and the pages show only the page numbers that would be on paper material, with no indication of being downloaded from a website. Ser No. 77440023 6 Applicant contends that the enclosure of a printout from the website to which applicant had cited in its responses does not constitute submitting new evidence on appeal. The mere listing of a link to a website does not make the material that might be found on that website of record. See In re Planalytics Inc., 70 USPQ2d 1453, 1457 (TTAB 2004). Information on websites may change at any time, and therefore the webpages themselves must be submitted to be considered of record. However, to the extent that applicant quoted or paraphrased language from the registrant’s website in its responses to Office actions, that material will be considered. During examination the examining attorney had an opportunity to review the website and challenge statements applicant made in its responses, or he could have advised applicant that it had to submit the webpages to support its statements. This brings us to the substantive issue on appeal: the refusal based on likelihood of confusion. Our determination of this issue is based on an analysis of all of the probative facts in evidence that are relevant to the factors set forth in In re E. I. du Pont de Nemours & Co., 476 F.2d 1357, 177 USPQ 563 (CCPA 1973). See also, In re Majestic Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed. Cir. 2003). In any likelihood of confusion Ser No. 77440023 7 analysis, two key considerations are the similarities between the marks and the similarities between the goods and/or services. See Federated Foods, Inc. v. Fort Howard Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). See also, In re Dixie Restaurants Inc., 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997). We concentrate our analysis on whether applicant’s mark is likely to cause confusion with the word mark RL HUDSON in standard characters. Because applicant’s mark is closer to the standard character mark, if applicant’s mark is likely to cause confusion with the word mark registration, the refusal must be affirmed, and there is no need for us to consider whether confusion is likely with respect to the registration for the word and design mark. On the other hand, if there is no likelihood of confusion with the word mark, there would be no likelihood of confusion with the word and design mark. We first consider the factor of the similarity of applicant’s mark with RL HUDSON. As noted previously, when applicant filed its application it characterized its mark as HUDSON PRODUCTS, and described it as consisting of the words “Hudson Products” together with a fanciful design of a bridge. Later, the examining attorney entered an examiner’s amendment that “The literal portion of the mark Ser No. 77440023 8 is HH HUDSON PRODUCTS.” Applicant in its reply brief states that “the Examining Attorney amended Applicant’s mark to include the letters ‘HH’--which can be seen in the bridge design--in the word portion of the mark.” p. 4, emphasis in original. We point out that the examining attorney’s action did not amend the mark. In fact, the various characterizations of the mark stated by applicant and the examining attorney do not control what the mark is, they merely reflect the different perceptions of the mark. The mark is and it is up to us, as part of our determination of whether or not the marks are similar, to decide the impression that applicant’s mark will make on consumers. It is a well- established principle that, in articulating reasons for reaching a conclusion on the issue of likelihood of confusion, there is nothing improper in stating that, for rational reasons, more or less weight has been given to a particular feature of a mark, provided the ultimate conclusion rests on a consideration of the marks in their Ser No. 77440023 9 entireties. In re National Data Corp., 753 F.2d 1056, 224 USPQ 749, 751 (Fed. Cir. 1985). Applicant’s mark clearly includes the words HUDSON PRODUCTS, and because this part of the mark can be spoken, it is this wording that consumers will use to refer to the mark, and therefore it will likely be the portion remembered by consumers. However, the design portion of the mark, and particularly the letter “H,” also is noteworthy. It is the largest and boldest part of the part, and as such it stands out. However, it is not clear to us that consumers will recognize that the “H” is part of a bridge design, or that there is a second “H” in that design. Rather, the bridge design appears more as background, and we question whether consumers will note or remember it or the second “H.” Thus, the commercial impression conveyed by applicant’s mark is of the bold and large letter “H” and the words HUDSON PRODUCTS. Both applicant’s mark and the registrant’s mark contain the name HUDSON, and to this extent the marks are similar. HUDSON also appears, on this record, to be an arbitrary term for the goods, unlike other situations, such as the cases cited by applicant, in which marks that had a shared element were found not to be confusingly similar. There is no evidence of third-party registrations for or Ser No. 77440023 10 third-party use of HUDSON marks, and therefore the registrant’s mark must be considered a strong mark. Although the marks have the term HUDSON in common, there are also certain differences between the marks, i.e., the differences in the initials used--an H in applicant’s mark and RL in the registrant’s mark, and the additional word PRODUCTS and the bridge design in applicant’s mark. However, we find that these differences are not sufficient to distinguish the marks. The word PRODUCTS, which has been disclaimed, is a general term for any items, and consumers would not ascribe to this word any source- identifying significance. Although it is possible to view the letter “H” in applicant’s mark as an initial for a first name, it is more likely that consumers will understand it as a reference to or monogram initial for HUDSON. Therefore, despite the specific differences in the marks, consumers who are familiar with the registrant’s mark, RL HUDSON, are likely to view applicant’s mark as a variation of that mark in which the “H” in HUDSON has been emphasized, rather than treating the marks as indicating separate sources for the goods. We now turn to a consideration of the second du Pont factor, the similarity of the goods. Because the application is for goods in four classes, it is the Ser No. 77440023 11 Office’s burden to prove likelihood of confusion with respect to the goods in each class. However, if the examining attorney is able to show likelihood of confusion with respect to any of the goods in a single class, the refusal must be affirmed as to the entire class of goods. Tuxedo Monopoly, Inc. v. General Mills Fun Group, 648 F.2d 1335, 209 USPQ 986, 988 (CCPA 1981). In considering the similarity of the goods, we follow the well-established principle that it is not necessary that the goods or services be identical or even competitive in nature in order to support a finding of likelihood of confusion, it being sufficient that the goods or services are related in some manner and/or that the circumstances surrounding their marketing are such that they would be likely to be encountered by the same persons under circumstances that would give rise, because of the marks employed thereon, to the mistaken belief that they originate from or are in some way associated with the same producer. In re Home Builders Assn. of Greenville, 18 USPQ2d 1313, 1317 (TTAB 1990). We note at the outset that the evidence submitted by the examining attorney to prove relatedness of the goods has virtually no probative value. The examining attorney has submitted pages from four websites. Three of the Ser No. 77440023 12 websites are from automobile manufacturers, or websites related to them. The webpage from Ford Motor Company, www.ford.com, lists, under “Owner Services,” the category “Parts and Accessories,” but there is no listing of any parts or accessories. There is a link to “Search Catalog,” but no pages from the catalog were submitted. The examining attorney states that “The Ford Motor Company parts and accessories website provides customer access to all of its parts and accessories,” and “There is no stated limitation to kind or quantity of automotive parts.” Brief, unnumbered p. 11. We assume from the examining attorney’s statement that he has confused the concept of the Section 7(b) presumptions accorded to a trademark registration, in which the identification “automotive parts” would encompass all automotive parts without any limitation as to their kind. However, a statement on a webpage that a company offers “automotive parts” does not prove that it offers automotive parts of all kinds. Because the material made of record by the examining attorney does not show what the “parts and accessories” are, we cannot assume that they would include the goods listed in applicant’s application and the cited registration. Ser No. 77440023 13 The webpage from the Chrysler Fleet Operations website, www.fleet.chrysler.com, is headed “Service and Parts,” and has a link to “Powertrain Warranty.” Otherwise there is no listing for any specific parts. The examining attorney says about this evidence that this website “provides services and parts without limitation,” brief, unnumbered p. 12, apparently again with the mistaken idea that a reference in an advertisement is equivalent to the presumptions to be accorded an identification in a registration. The website GMPartsDirect.com, www.gmpartsdirect.com, states that it is “operated by Flow GM Auto Center”; advertises “Over 404,000 original GM Parts available”; provides links to its “GM Performance Parts crate engines,” “Corvette Tire Section,” and “aftermarket section, including Corsa Exhaust, K&M Filters, Be Cool Radiators, Kooks, MBRP Exhaust, Coast to Coast”; and shows a “GM Full Size truck and SUV transfer case selector switch.” The examining attorney contends, based on the statement that this company has access to 404,000 original GM parts, that “certainly water pumps, timing belts, fuel pumps, headlamps would be found with piston rings, vehicle engine blocks, oil filters and fuel pumps.” However, the examining attorney’s speculation that the 400,000 parts would include Ser No. 77440023 14 the applicant’s and registrant’s goods does not substitute for proof that they do. The final piece of evidence submitted by the examining attorney is the entry for Delphi Corporation found in Wikipedia, http://en.wikipedia.org. Although the rules with respect to hearsay are more relaxed in an ex parte context, see TBMP § 1208, we have serious concerns that an article that states the number of a company’s employees, wholly-owned manufacturing sites, joint ventures and sales offices can be used to prove the truth of these statements. Even if we were to accept these statements, the entry does not show that Delphi sells the goods listed in each of the classes in applicant’s application, and the goods listed in the cited registration. The examining attorney only says that “as the world’s largest and most diversified supplier of automotive parts, it is likely that Delphi provides the goods listed by the applicant and registrant.” Brief, unnumbered pages 10-11, emphasis added. Again, the examining attorney’s speculation cannot substitute for proof. We have a further problem with this evidence, pointed out by applicant in its reply brief. Three of the companies are automobile manufacturers, and it would be expected that they would sell a wide variety of automotive Ser No. 77440023 15 parts as replacement parts for their vehicles. And Delphi, as the examining attorney has stated, is the world’s largest and most diversified supplier of automotive parts. The practices of these companies, even if the examining attorney had submitted evidence that they sold the parts identified in applicant’s application and the cited registration, would not show that consumers would expect these same goods to emanate from “regular” automotive parts manufacturers and suppliers and be sold under marks that are not the brand of the automobile manufacturer or automobile for which they are designed. We therefore must consider whether, based on the identifications alone, the goods are related. Applicant’s identification of goods in Class 7 includes “fuel pumps for land vehicles,” while the registrant’s identified goods include “fuel systems for land vehicles comprised of fuel pumps, fuel injectors, fuel distribution valves, fuel shutoff valves.” On their face, these goods are closely related because the registrant’s fuel systems contain fuel pumps. Applicant’s “electric or electronic sensors for measuring the mass of the air flowing into the engine” are parts used for internal combustion engines, and most of the Class 7 goods identified in the registration are also internal combustion engine parts, with the “intake and Ser No. 77440023 16 exhaust valves for engines” being particularly related to the applicant’s engine air flow sensors. That is, because the goods are used in connection with each other, the consumers for these goods are likely to assume they emanate from the same source if sold under confusingly similar marks. With respect to applicant’s Class 12 goods, its identified “parts for steering and suspension systems for vehicles, namely ball joints with control arms” and the registrant’s axle bearings, wheel bearing kits and wheel bearings are all part of a vehicle’s suspension system. As a result, we find that some of applicant’s goods in Classes 7, 9 and 12 are related to goods identified in the cited registration. We reach a different conclusion, though, when it comes to the headlamps in Class 11. Although headlamps are an automotive part, they are different in nature and purpose from the automotive parts identified in the cited registration. We cannot conclude, simply because the term “automotive parts” can be used to broadly describe both applicant’s headlamps and the registrant’s goods, that the goods are related. See Harvey Hubbell Inc. v. Tokyo Seimitsu Co., Ltd., 188 USPQ 517 (TTAB 1975) (in determining whether products are identical or similar, the Ser No. 77440023 17 inquiry is not whether a single word can be found to describe them). With respect to the du Pont factor of the channels of trade, the examining attorney asserts that “the identification set forth in the cited registration uses broad wording to describe Registrant’s goods, namely, automobile and engine parts, and does not contain any limitations as to nature, type, channels of trade or classes of purchasers.” Brief, unnumbered p. 12. This, however, is not correct. The identification does not list “automobile and engine parts,” as the examining attorney’s statement suggests. Rather, the identification lists very specific items, for example, “internal combustion engine parts, namely, piston rings” and “automotive parts, namely, engine and transmission seals.” There is no evidence that the specific goods identified in either the application or registration are sold through the same channels of trade; as we previously stated, the examining attorney’s evidence that particular websites sell “automotive parts” does not show that applicant’s and the registrant’s identified automotive parts are sold through the same website. However, applicant has stated that its goods and those of the registrant would be purchased by automotive repair professionals. As a result, there is no dispute that the Ser No. 77440023 18 goods are purchased, at least in part, by the same class of consumers. This du Pont factor favors a finding of likelihood of confusion. As for these consumers, applicant asserts that they are sophisticated purchasers who are highly trained and that “everyone knows that automotive parts--and especially Applicant’s and Registrant’s more complicated automotive parts--are not cheap.” Brief, p. 15. However, applicant has not submitted any evidence on these points. We do agree that, because of the nature of applicant’s and the registrant’s goods, they will be bought and installed by consumers who are knowledgeable about car repair, whether those consumers are the “highly trained automotive professionals” described by applicant or by experienced do-it-yourselfers. It does not follow, however, that because these purchasers are sophisticated, they will not be confused by applicant’s use of its trademark for automotive parts that are nearly the same or related to the registrant’s identified parts. As discussed above, the marks are similar and convey similar commercial impressions, and even if sophisticated and careful purchasers were to note the differences between the marks they are likely to believe, when these marks are used on related automotive parts, that they identify products emanating from the same source. Therefore, although the du Ser No. 77440023 19 Pont factor of the conditions of purchase favors applicant, it does not outweigh the factor of the similarity of the marks. Neither applicant nor the examining attorney have discussed any other du Pont factors, and to the extent that any are relevant, we treat them as neutral. In conclusion, because the Office has failed to prove that applicant’s identified automotive headlamps are related to the registrant’s identified goods, we find that applicant’s use of its mark for headlamps is not likely to cause confusion. However, because individual goods in Classes 7, 9 and 12 of applicant’s application are related to goods identified in the cited registration; and because the marks are similar and are sold, at least in part, to the same classes of consumers, we find that the Office has proved likelihood of confusion with respect to these classes. Decision: The refusal of registration is affirmed with respect to the application in Classes 7, 9 and 12; the refusal is reversed with respect to Class 11. The application will proceed to publication solely for the goods in Class 11. Copy with citationCopy as parenthetical citation